Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler BICK|FIRST TRUST ISE BICK INDEX FUN|G|Y|N| BIOC|BIOCEPT INC COM PAR $0.0001|S|Y|N| BOXL|BOXLIGHT CORP COM CL A|S|Y|N| FAAR|FIRST TRUST VII ALTERNATIVE AB|G|Y|N| FDUSZ|FIDUS INVT CORP 06.000% NTS DU|Q|Y|N| FEM|FIRST TRUST EMERGING MARKETS A|G|Y|N| FEMB|FIRST TR ETF EMERGING MARKETS|G|Y|N| FGM|FIRST TRUST GERMANY ALPHADEX F|G|Y|N| FLN|FIRST TRUST LATIN AMERICA ALPH|G|Y|N| LDSF|FIRST TR ETF VIII LOW DURATION|G|Y|N| MNCLU|MONOCLE ACQUISITION CORP UNIT|S|Y|N| MNGA|TARONIS TECHNOLOGIES INC COM (|S|Y|N| OHRP|OHR PHARMACEUTICAL INC COM STK|S|Y|N| PHIIK|PHI INC NON-VTG|Q|Y|N| RFEM|FIRST TRUST III RIVERFRONT DYN|G|Y|N| STAF|STAFFING 360 SOLUTIONS INC C|S|Y|N| TMDI|TITAN MED INC (CANADA)|S|Y|N| TPNL|3PEA INTERNATIONAL, INC. COMMO|S|Y|N| TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| 20190215230027