Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler
ASLN|ASLAN PHARMACEUTICALS LTD ADS|G|Y|N|
CAN|CANAAN INC SPONSORED ADR (CYM)|G|Y|N|
CGIX|CANCER GENETICS INC COM NEW|S|Y|N|
CLVS|CLOVIS ONCOLOGY INC COM STK (D|Q|Y|N|
DALI|FIRST TR ETF VI DORSEYWRIGHT D|G|Y|N|
DRNA|DICERNA PHARMACEUTICALS INC CO|Q|Y|N|
DWPP|FIRST TRUST ETF DORSEY WRIGHT|G|Y|N|
EBIZ|GLOBAL X FDS E-COMM ETF (DE)|G|Y|N|
ESTR|ESTRE AMBIENTAL IN SHS (CYM)|G|Y|N|
HEPA|HEPION PHARMACEUTICALS INC|S|Y|N|
KERN|AKERNA CORP COM|S|Y|N|
NPAWW|NEW PROVIDENCE ACQUISITION COR|S|Y|N|
ONTX|ONCONOVA THERAPEUTICS INC COM|S|Y|N|
PNRL|PARINGA RES LTD SPONSORED ADR|S|Y|N|
POTX|GLOBAL X FDS GLOBAL X CANNABIS|G|Y|N|
SES|SYNTHESIS ENERGY SYSTEMS, INC|S|Y|N|
SNOAW|SONOMA PHARMACEUTICALS INC WT|S|Y|N|
SUNW|SUNWORKS INC COM STK (DE)|S|Y|N|
SUSB|ISHARES TR ESG 1-5 YR USD CORP|G|Y|N|
SUSC|ISHARES TR ESG USD CORPORATE B|G|Y|N|
TMDI|TITAN MED INC (CANADA)|S|Y|N|
VSTM|VERASTEM, INC. COMMON STOCK|G|Y|N|
YVR|LIQUID MEDIA GROUP LTD NEW COM|S|Y|N|
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