Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AEHL|ANTELOPE ENTERPRISE HLDGS LTD|S|Y|N| APVO|APTEVO THERAPEUTICS INC COM NE|S|Y|N| ATHE|ALTERITY THERAPEUTICS LTD SPON|S|Y|N| CODX|CO-DIAGNOSTICS INC COM|S|Y|N| CTEC|GLOBAL X FDS CLEANTECH ETF|G|Y|N| DADA|DADA NEXUS LTD ADS (CYM)|Q|Y|N| EVFM|EVOFEM BIOSCIENCES INC COM (DE|S|Y|N| FAB|FIRST TR MULTI CAP VALUE ALPHA|G|Y|N| FDNI|FIRST TR ETF II DOW JONES INT|G|Y|N| FEMB|FIRST TR ETF EMERGING MARKETS|G|Y|N| FYT|FIRST TRUST SMALL CAP VALUE A|G|Y|N| GLDI|CREDIT SUISSE X-LINKS GOLD SHS|G|Y|N| HOFV|HALL OF FAME RESORT & ENTMT CO|S|Y|N| NARI|INARI MED INC|Q|Y|N| POTX|GLOBAL X FDS GLOBAL X CANNABIS|G|Y|N| QABA|FIRST TRUST NASDAQ ABA COMMUNI|G|Y|N| RIDE|LORDSTOWN MTRS CORP COM CL A (|Q|Y|N| SAVA|CASSAVA SCIENCES INC COM (DE)|S|Y|N| TMPMU|TURMERIC ACQUISITION CORP UNIT|S|Y|N| VPN|GLOBAL X FDS DATA CTR REITS &|G|Y|N| WISA|SUMMIT WIRELESS TECHNOLOGIES,|S|Y|N| 20201130230034