Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler AHPI|ALLIED HEALTHCARE PRODS INC CO|S|Y|N| AIRR|FIRST TR VI RBA AMERN INDL REN|G|Y|N| ATOS|ATOSSA THERAPEUTICS, INC. COMM|S|Y|N| BSML|INVESCO BULLETSHARES 2021 MUNI|G|Y|N| BTAQ|BURGUNDY TECHNOLOGY AQUISITION|S|Y|N| CTEC|GLOBAL X FDS CLEANTECH ETF|G|Y|N| EEMA|ISHARES MSCI EMERGING MARKETS|G|Y|N| FEM|FIRST TRUST EMERGING MARKETS A|G|Y|N| FNK|FIRST TRUST MID CAP VALUE ALPH|G|Y|N| FTIV|FINTECH ACQUISITION CORP IV CL|S|Y|N| FTIVW|FINTECH ACQUISITION CORP IV WT|S|Y|N| FYC|FIRST TRUST SMALL CAP GROWTH A|G|Y|N| FYT|FIRST TRUST SMALL CAP VALUE A|G|Y|N| GOVX|GEOVAX LABS INC COM PAR $.0001|S|Y|N| HJLI|HANCOCK JAFFE LABORATORIES, IN|S|Y|N| HNDL|STRATEGY SHS NASDAQ 7 HANDL I|G|Y|N| ISUN|THE PECK COMPANY HOLDINGS, INC|S|Y|N| LFTRW|LEFTERIS ACQUISITION CORP WT E|S|Y|N| LGHL|LION GROUP HLDG LTD ADS|S|Y|N| MDGS|MEDIGUS LTD SPONSORED ADR 2018|S|Y|N| MESO|MESOBLAST LIMITED SPONSORED AD|Q|Y|N| MOGO|MOGO INC COM (CAN)|S|Y|N| MRM|MEDIROM HEALTHCARE TECH INC SP|S|Y|N| NCTY|THE9 LTD SPONSORED ADS NEW OCT|S|Y|N| SDVY|FIRST TR ETF VI SMID CAP RISIN|G|Y|N| TRCH|TORCHLIGHT ENERGY RESOURCES, I|S|Y|N| WKEY|WISEKEY INTL HLDGS S A SPONSO|G|Y|N| YLCO|GLBL X FUNDS GLBL X YLDCO & RE|G|Y|N| ZNTEW|ZANITE ACQUISITION CORP WT EXP|S|Y|N| 20210120230030