Symbol,Security Name,Market Category,Trigger Time WPRT,Westport Innovations Inc.,Q,10/1/2014 9:30:00 AM SPEX,Spherix Incorporated,R,10/1/2014 9:30:00 AM MSON,MISONIX Inc,Q,10/1/2014 9:30:00 AM ASEI,American Science & Engineering,Q,10/1/2014 9:31:45 AM AMRK,"A-Mark Precious Metals, Inc.",Q,10/1/2014 9:34:29 AM CISAW,CIS Acq. Ltd. Warrant,R,10/1/2014 9:37:33 AM NXTD,"Nxt-ID, Inc. Common Stock",R,10/1/2014 9:40:33 AM RGSE,"Real Goods Solar, Inc.",R,10/1/2014 9:40:44 AM GTLS,Chart Industries Inc,Q,10/1/2014 9:41:49 AM GPRC,GUANWEI RECYCLING,R,10/1/2014 9:42:08 AM HGSH,China HGS Real Estate Cmn Stk,R,10/1/2014 9:43:03 AM QTNTW,Quotient Limited Warrants,Q,10/1/2014 9:46:14 AM AEHR,Aehr Test Systems,R,10/1/2014 9:48:26 AM DLIA,dELiA*s Inc.,Q,10/1/2014 9:48:38 AM RCPI,Rock Creek Pharma Inc,Q,10/1/2014 9:49:10 AM CBDE,CBD Energy Ltd Ord Shs,R,10/1/2014 9:52:00 AM LOOK,LookSmart Ltd,R,10/1/2014 10:05:07 AM ADXSW,"Advaxis, Inc. Warrants",R,10/1/2014 10:06:08 AM NXTDW,"Nxt-ID, Inc. Warrant",R,10/1/2014 10:18:05 AM SMLR,"Semler Scientific, Inc.",R,10/1/2014 10:21:04 AM CPRX,Catalyst Pharmaceutical Partne,R,10/1/2014 10:24:31 AM ADHD,Alcobra Ltd. Ordinary Shares,Q,10/1/2014 10:25:08 AM RITTW,RIT Technologies WT exp 2018,R,10/1/2014 10:28:16 AM RXDX,"Ignyta, Inc. Common Stock",R,10/1/2014 10:32:09 AM ACST,"Acasti Pharma, Inc. Cl A Cmn",R,10/1/2014 10:32:23 AM ROIAK,Radio One Inc Cl D,R,10/1/2014 10:34:23 AM AFMD,Affimed Therapeutics BV Cm St,Q,10/1/2014 10:35:33 AM RVLT,Revolution Lighting Tech Cmn,R,10/1/2014 10:35:43 AM AGRX,"Agile Therapeutics, Inc. Cmn",Q,10/1/2014 10:40:13 AM OXBRW,Oxbridge Re Hldgs Ltd Warrants,R,10/1/2014 10:40:19 AM SYNL,Synalloy Corp,Q,10/1/2014 10:40:53 AM ASTI,Ascent Solar Tech Cmn Stk,R,10/1/2014 10:42:20 AM CNET,"ChinaNet Online Holdings, Inc.",R,10/1/2014 10:55:46 AM IMNP,Immune Pharma Cmn Stk,R,10/1/2014 11:10:10 AM ATLC,Atlanticus Holdings Corp,Q,10/1/2014 11:22:00 AM WAVX,WAVE SYSTEMS CP CL A,R,10/1/2014 11:25:38 AM MEILZ,Methes Energies Cl B Warrant,R,10/1/2014 11:31:12 AM CCCL,China Ceramics Co Cmn Stk,Q,10/1/2014 11:31:16 AM CNDO,Coronado Biosciences Cmn Stk,R,10/1/2014 11:38:25 AM BBLU,"Blue Earth, Inc. Common Stock",R,10/1/2014 11:43:47 AM PTSX,Point.360 Common Stock,R,10/1/2014 11:50:19 AM ICEL,Cellular Dynamics Internationa,Q,10/1/2014 11:51:07 AM BYFC,Broadway Financial Corporation,R,10/1/2014 11:52:37 AM BNSO,Bonso Electronics Int'l,R,10/1/2014 12:07:56 PM SANW,S&W Seed Company,R,10/1/2014 12:15:08 PM ISNS,Image Sensing Systems Inc,R,10/1/2014 12:21:09 PM RTRX,"Retrophin, Inc. Common Stock",Q,10/1/2014 12:25:31 PM NWBOW,"Northwest Biotherapeutics, Inc",R,10/1/2014 12:25:50 PM TNXP,Tonix Pharma Hldg Cmn Stk,Q,10/1/2014 12:32:27 PM ECTE,ECHO THERAPEUTICS,R,10/1/2014 12:33:21 PM HART,Harvard Apparatus Regnrtv Cmn,R,10/1/2014 12:49:34 PM JRJC,China Finance Online Co. Limit,Q,10/1/2014 12:57:54 PM GEOS,Geospace Technologies,Q,10/1/2014 1:11:34 PM XONE,The ExOne Company,Q,10/1/2014 1:15:27 PM TROVW,Trovagene inc warrant,R,10/1/2014 1:20:06 PM IRDMZ,Iridium Comm Wts,Q,10/1/2014 1:24:25 PM RIBT,RiceBran Technologies Cmn Stk,R,10/1/2014 1:38:25 PM TROV,"TrovaGene, Inc. Common Stock",R,10/1/2014 1:39:07 PM WHLRW,Wheeler REIT Warrants,R,10/1/2014 1:41:53 PM LPCN,Lipocine Inc. Common Stock,R,10/1/2014 1:42:21 PM ATOS,Atossa Genetics Inc.,R,10/1/2014 1:49:24 PM SANWZ,S&W Seed Company,R,10/1/2014 1:52:30 PM NEPT,Neptune Tech & Bioresrc,R,10/1/2014 2:00:06 PM CVV,CVD Equipment Corporation,R,10/1/2014 2:00:50 PM VTAE,Vitae Pharmaceuticals Cmn St,Q,10/1/2014 2:01:54 PM BIOFR,BioFuel Energy Corp. RT,R,10/1/2014 2:01:58 PM BAXS,"Baxano Surgical, Inc.",Q,10/1/2014 2:02:41 PM RDUS,"Radius Health, Inc. Cmn Stk",Q,10/1/2014 2:15:52 PM YOD,YOU On Demand Holdings Cmn Stk,R,10/1/2014 2:24:54 PM PSDV,pSivida Corp Common Stock,Q,10/1/2014 2:25:42 PM ANTH,"Anthera Pharmaceuticals, Inc.",Q,10/1/2014 2:52:17 PM SMIT,Schmitt Industries Inc,R,10/1/2014 2:53:10 PM FFHL,Fuwei Films (Holdings) Co,Q,10/1/2014 3:02:38 PM COSI,"COSI, INC.",R,10/1/2014 3:03:08 PM ICLDW,InterCloud Systems Wrnt,R,10/1/2014 3:13:33 PM GLRI,Glori Energy Inc Common Stock,R,10/1/2014 3:14:43 PM ENVI,"Envivio, Inc.",Q,10/1/2014 3:22:51 PM ROIA,Radio One Inc Cl A,R,10/1/2014 3:46:22 PM EVRY,"EveryWare Global, Inc.",Q,10/1/2014 3:48:43 PM GLBZ,Glen Burnie Bancorp,R,10/1/2014 3:55:34 PM MOBI,Sky-mobi Limited,Q,10/1/2014 3:58:39 PM CFRXZ,Contrafect Class B Warrants,R,10/1/2014 3:59:25 PM CELGZ,Celgene Cp Cntgnt Value Rts,Q,10/1/2014 3:59:55 PM WILN,Wi-LAN Inc Common Stock,Q,10/2/2014 9:30:00 AM CREE,"Cree, Inc.",Q,10/2/2014 9:30:00 AM OSN,Ossen Innovation Co Ltd,R,10/2/2014 9:30:30 AM LOXO,"Loxo Oncology, Inc. CS",Q,10/2/2014 9:32:16 AM EGT,Entertainment Gaming Asia,R,10/2/2014 9:33:43 AM BIOFR,BioFuel Energy Corp. RT,R,10/2/2014 9:36:06 AM LAKE,Lakeland Industries Inc,Q,10/2/2014 9:38:17 AM DRRX,DURECT Corporation,Q,10/2/2014 9:42:53 AM VRNGW,"Vringo, Inc. Warrants",R,10/2/2014 9:43:45 AM FREE,FreeSeas Inc.,R,10/2/2014 9:54:44 AM BUR,Burcon NutraScience Corp,Q,10/2/2014 10:00:08 AM ZINC,Horsehead Holding Corp,Q,10/2/2014 10:03:29 AM CBSTZ,Cubist Pharmctcls CVR,Q,10/2/2014 10:20:42 AM PTSX,Point.360 Common Stock,R,10/2/2014 10:29:54 AM GPRO,"GoPro, Inc. Class A Common St",Q,10/2/2014 10:35:02 AM ACST,"Acasti Pharma, Inc. Cl A Cmn",R,10/2/2014 10:36:19 AM LPCN,Lipocine Inc. Common Stock,R,10/2/2014 10:38:17 AM USEG,U S Energy Corp,R,10/2/2014 10:39:28 AM CERE,"Ceres, Inc.",Q,10/2/2014 10:44:09 AM OBCI,Ocean Bio-Chem Inc,R,10/2/2014 10:48:37 AM CBAN,"Colony Bankcorp, Inc.",Q,10/2/2014 10:52:04 AM ENPH,"Enphase Energy, Inc.",Q,10/2/2014 10:52:18 AM TRCH,Torchlight Energy Rsrc Cmn,R,10/2/2014 10:54:27 AM CLRX,"CollabRx, Inc.",R,10/2/2014 11:03:02 AM CNET,"ChinaNet Online Holdings, Inc.",R,10/2/2014 11:07:06 AM COSI,"COSI, INC.",R,10/2/2014 11:08:31 AM CPRX,Catalyst Pharmaceutical Partne,R,10/2/2014 11:23:54 AM NEPT,Neptune Tech & Bioresrc,R,10/2/2014 11:27:33 AM NXTDW,"Nxt-ID, Inc. Warrant",R,10/2/2014 11:30:26 AM KONE,Kingtone Wirelessinfo Solution,R,10/2/2014 11:38:51 AM RVNC,"Revance Therapeutics, Inc.",Q,10/2/2014 11:43:05 AM PEIX,PACIFIC ETHANOL INC,R,10/2/2014 11:44:40 AM MARA,Marathon Patent Grp Inc,R,10/2/2014 11:57:54 AM BGMD,"BG Medicine, Inc.",R,10/2/2014 12:04:52 PM LOOK,LookSmart Ltd,R,10/2/2014 12:09:26 PM ANTH,"Anthera Pharmaceuticals, Inc.",Q,10/2/2014 12:11:17 PM PLPM,"Planet Payment, Inc.",R,10/2/2014 12:20:54 PM SBSA,Spanish Broadcasting Sys Cl A,Q,10/2/2014 12:25:42 PM WAVX,WAVE SYSTEMS CP CL A,R,10/2/2014 12:26:50 PM HMNY,Helios and Matheson Analytics,R,10/2/2014 12:35:50 PM AMCF,Andatee China Marine Fuel Serv,R,10/2/2014 12:54:24 PM AMDA,Amedica Corporation,R,10/2/2014 1:13:11 PM RITTW,RIT Technologies WT exp 2018,R,10/2/2014 1:38:17 PM GTLS,Chart Industries Inc,Q,10/2/2014 1:57:26 PM PTLA,Portola Pharmaceuticals Cmn St,Q,10/2/2014 2:21:16 PM FNJN,"Finjan Holdings, Inc. Cmn Stk",R,10/2/2014 2:45:40 PM WAFDW,Washington Federal Inc Warrant,Q,10/2/2014 2:56:22 PM RXDX,"Ignyta, Inc. Common Stock",R,10/2/2014 2:58:04 PM XGTIW,"xG Technology, Inc",R,10/2/2014 3:02:35 PM PNRG,PrimeEnergy Corp,R,10/2/2014 3:21:43 PM JASNW,"Jason Industries, Inc. Warrant",R,10/2/2014 3:49:31 PM RESN,Resonant Inc. Cmn Stk,R,10/2/2014 3:50:16 PM 20141002163004