Symbol,Security Name,Market Category,Trigger Time SUTR,Sutor Technology Group Ltd,R,4/27/2015 9:30:00 AM CLDN,Celladon Corporation,Q,4/27/2015 9:30:00 AM ASEI,American Science & Engineering,Q,4/27/2015 9:30:00 AM AKRX,Akorn Inc,Q,4/27/2015 9:30:00 AM AFMD,Affimed N.V.,Q,4/27/2015 9:30:10 AM LPTH,LightPath Technologies Cl A,R,4/27/2015 9:30:10 AM SILC,Silicom Limited,Q,4/27/2015 9:31:52 AM KONE,Kingtone Wirelessinfo Solution,R,4/27/2015 9:32:27 AM LOOK,LookSmart Ltd,R,4/27/2015 9:32:38 AM WIN,WINDSTREAM HLDGS INC,Q,4/27/2015 9:36:18 AM CALI,China Auto Logistics Cmn,R,4/27/2015 9:43:04 AM MRGE,Merge Healthcare Inc,Q,4/27/2015 9:43:37 AM IFON,InfoSonic Corp,R,4/27/2015 9:43:50 AM KBSF,KBS Fashion Group Ltd,R,4/27/2015 9:43:54 AM CRBP,Corbus Pharma Hlds Cmn,R,4/27/2015 9:47:15 AM XBIT,XBiotech Inc. Cmn,Q,4/27/2015 9:47:22 AM MICT,Micronet Enertec Tech Cmn Stk,R,4/27/2015 9:48:59 AM CAPNW,"Capnia, Inc. Series A Warrant",R,4/27/2015 9:53:39 AM APIC,Apigee Corporation Cm St,Q,4/27/2015 9:54:52 AM DSLV,VelocityShares 3x Inverse Silv,Q,4/27/2015 10:03:25 AM CCCR,"China Commercial Credit, Inc.",R,4/27/2015 10:12:38 AM MNDO,MIND C.T.I. Ltd.,Q,4/27/2015 10:14:51 AM VLTC,VOLTARI CORP CMN,R,4/27/2015 10:15:46 AM FLKS,"Flex Pharma, Inc. Cmn",Q,4/27/2015 10:20:04 AM CAPR,Capricor Therapeutics Cmn,R,4/27/2015 10:44:53 AM FES,Forbes Energy Services Ltd,Q,4/27/2015 10:45:55 AM CRDC,"Cardica, Inc.",Q,4/27/2015 10:48:02 AM ESCR,Escalera Resources Co.,Q,4/27/2015 10:53:58 AM ATRA,Atara Biotherapeutics Cmn,Q,4/27/2015 10:55:11 AM AIRT,Air T Inc,R,4/27/2015 10:58:41 AM AUMAW,AR Capital Acquisition,R,4/27/2015 11:04:47 AM RGLS,Regulus Therapeutics Inc.,Q,4/27/2015 11:16:31 AM CMCT,CIM Commercial Trust Corp,Q,4/27/2015 11:20:30 AM PBCP,"Polonia Bancorp, Inc.",R,4/27/2015 11:30:55 AM CALA,Calithera Biosciences Com Stk,Q,4/27/2015 11:33:56 AM FPRX,Five Prime Therapeutics Cmn,Q,4/27/2015 11:40:47 AM INSY,Insys Therapeutics Inc Cmn Stk,Q,4/27/2015 11:41:03 AM AXPWW,Axion Power Intl Srs A Wt,R,4/27/2015 11:43:16 AM SRNE,Sorrento Therapeutics Cmn,R,4/27/2015 11:45:50 AM ADXSW,"Advaxis, Inc. Warrants",R,4/27/2015 11:48:14 AM AERI,"Aerie Pharmaceuticals, Inc.",Q,4/27/2015 11:52:37 AM OSIS,OSI Systems Inc,Q,4/27/2015 11:53:56 AM ADXS,"Advaxis, Inc. Common Stock",R,4/27/2015 11:54:16 AM TRTLW,Terrapin 2 Acquisition Corp,R,4/27/2015 11:56:07 AM IMGN,"ImmunoGen, Inc.",Q,4/27/2015 11:57:02 AM NLST,"Netlist, Inc.",Q,4/27/2015 11:57:35 AM CARA,"Cara Therapeutics, Inc.",Q,4/27/2015 11:58:34 AM ANTH,"Anthera Pharmaceuticals, Inc.",Q,4/27/2015 12:12:50 PM EXEL,"Exelixis, Inc.",Q,4/27/2015 12:15:38 PM AAVL,Avalanche Biotechnologie Cm St,Q,4/27/2015 12:15:58 PM AGTC,Applied Genetic Technologies C,Q,4/27/2015 12:17:01 PM ZIOP,ZIOPHARM Oncology Inc,R,4/27/2015 12:18:25 PM AMDA,Amedica Corporation,R,4/27/2015 12:19:34 PM AMRN,Amarin Corporation PLC ADS,Q,4/27/2015 12:20:38 PM NLNK,NewLink Genetics Corporation,Q,4/27/2015 12:21:00 PM CNYD,"CHINA YIDA HOLDING, CO",R,4/27/2015 12:21:55 PM PTCT,"PTC Therapeutics, Inc. Cmn Stk",Q,4/27/2015 12:22:37 PM LIQD,"Liquid Holdings Group, Inc.",Q,4/27/2015 12:29:21 PM PMD,Psychemedics Corporation,R,4/27/2015 12:33:46 PM CBMG,Cellular Biomedicine Grp Cmn,Q,4/27/2015 12:34:52 PM ADRO,"Aduro Biotech, Inc. Cmn",Q,4/27/2015 12:36:28 PM ENZN,"Enzon Pharma, Inc.",R,4/27/2015 12:43:24 PM WATT,Energous Corporation Cmn,R,4/27/2015 12:45:24 PM EPRS,EPIRUS Biopharma Inc,R,4/27/2015 12:46:37 PM OPXAW,Opexa Therapeutics Warrant,R,4/27/2015 1:02:28 PM WAFDW,Washington Federal Inc Warrant,Q,4/27/2015 1:03:00 PM CLRB,Cellectar Biosciences Cmn St,R,4/27/2015 1:03:04 PM CISAW,CIS Acq. Ltd. Warrant,R,4/27/2015 1:04:08 PM FBIO,"Fortress Biotech, Inc.",R,4/27/2015 1:05:21 PM CLDX,"Celldex Therapeutics, Inc.",Q,4/27/2015 1:15:44 PM MOBL,"MobileIron, Inc. Cmn Stk",Q,4/27/2015 1:22:10 PM CBYL,"Carbylan Therapeutics, Inc. Cm",Q,4/27/2015 1:27:21 PM AMOT,Allied Motion Technologies,Q,4/27/2015 1:28:50 PM TRIL,Trillium Therapeutics Cmn Shs,R,4/27/2015 1:42:18 PM RMGN,RMG NETWORKS HOLDING,Q,4/27/2015 1:43:46 PM OPXA,OPEXA THERAPEUTICS,R,4/27/2015 1:46:47 PM SANWZ,S&W Seed Company,R,4/27/2015 2:07:08 PM CHCI,"Comstock Holding Cos., Inc.",R,4/27/2015 2:07:33 PM FORD,Forward Industries Inc,R,4/27/2015 2:14:43 PM OTIC,"Otonomy, Inc.",Q,4/27/2015 2:41:47 PM ANY,Sphere 3D Corp.,Q,4/27/2015 2:43:45 PM DSKY,iDreamSky Technology Limit ADS,Q,4/27/2015 2:45:56 PM REPH,"Recro Pharma, Inc.",R,4/27/2015 2:56:57 PM ESCRP,Escalera Resources Co. Pfd A,Q,4/27/2015 3:06:24 PM SIXD,6D Global Technologies Cmn,R,4/27/2015 3:06:30 PM PTBI,PlasmaTech Biophrma Cmn,R,4/27/2015 3:08:24 PM RGDO,Regado BioSciences Cmn Stk,R,4/27/2015 3:14:34 PM ZFGN,Zafgen Inc Common Stock,Q,4/27/2015 3:22:10 PM TRCH,Torchlight Energy Rsrc Cmn,R,4/27/2015 3:23:45 PM ONCE,"Spark Therapeutics, Inc. Cmn",Q,4/27/2015 3:27:50 PM HRTX,Heron Therapeutics Cmn,R,4/27/2015 3:29:15 PM NEON,Neonode Inc.,R,4/27/2015 3:30:23 PM PTX,Pernix Therapeutics Hldgs Cm,Q,4/27/2015 3:31:41 PM FLXN,"Flexion Therapeutics, Inc.",Q,4/27/2015 3:34:28 PM TTHI,Transition Therapeutics Inc,Q,4/27/2015 3:34:32 PM VRNGW,"Vringo, Inc. Warrants",R,4/27/2015 3:39:42 PM CPRX,Catalyst Pharmaceutical Partne,R,4/27/2015 3:41:57 PM CYHHZ,"Community Health Systems, Inc.",Q,4/27/2015 3:43:55 PM JUNO,"Juno Therapeutics, Inc. COM",Q,4/27/2015 3:48:23 PM UNXL,"Uni-Pixel, Inc. Cmn Stk",R,4/28/2015 9:30:00 AM CTHR,Charles & Colvard Ltd,Q,4/28/2015 9:30:00 AM LIQD,"Liquid Holdings Group, Inc.",Q,4/28/2015 9:30:00 AM MDCA,MDC Partners Inc,Q,4/28/2015 9:30:00 AM MDSY,ModSys International Ltd,Q,4/28/2015 9:30:00 AM PRCP,Perceptron Inc,Q,4/28/2015 9:30:01 AM YNDX,Yandex N.V.,Q,4/28/2015 9:30:03 AM IDXX,"IDEXX Laboratories, Inc.",Q,4/28/2015 9:30:06 AM TTHI,Transition Therapeutics Inc,Q,4/28/2015 9:30:17 AM SSNC,"SS&C Technologies Holdings, In",Q,4/28/2015 9:30:27 AM NEO,"NeoGenomics, Inc.",R,4/28/2015 9:30:40 AM LOOK,LookSmart Ltd,R,4/28/2015 9:31:22 AM GLBS,Globus Maritime Limited,Q,4/28/2015 9:35:17 AM SYMX,Synthesis Energy Sytems Inc,Q,4/28/2015 9:35:26 AM RDCM,RADCOM LTD,R,4/28/2015 9:36:52 AM CAMBW,Cambridge Cap Acq Warrants,R,4/28/2015 9:43:22 AM AMCN,AirMedia Group Inc ADS,Q,4/28/2015 9:45:55 AM ADAT,Authentidate Holding Corp,R,4/28/2015 9:48:11 AM AMKR,Amkor Tech Inc,Q,4/28/2015 9:49:00 AM ENZN,"Enzon Pharma, Inc.",R,4/28/2015 9:52:07 AM OXBRW,Oxbridge Re Hldgs Ltd Warrants,R,4/28/2015 9:56:18 AM ORPN,Bio Blast Pharma Ltd.,Q,4/28/2015 10:01:20 AM EIGI,Endurance Int Grp Holdings Inc,Q,4/28/2015 10:04:07 AM MIFI,Novatel Wireless Inc Cmn,Q,4/28/2015 10:05:53 AM ATRA,Atara Biotherapeutics Cmn,Q,4/28/2015 10:09:20 AM DHRM,Dehaier Medical Systems Limite,R,4/28/2015 10:09:23 AM TACOU,Levy Acquisition Corp Unit,R,4/28/2015 10:10:52 AM CPLA,Capella Education Company,Q,4/28/2015 10:11:08 AM GEVO,"Gevo, Inc. Common Stock",R,4/28/2015 10:11:34 AM NHTC,Natural Health Trends Cp Cm,R,4/28/2015 10:13:20 AM ADXSW,"Advaxis, Inc. Warrants",R,4/28/2015 10:14:54 AM AFMD,Affimed N.V.,Q,4/28/2015 10:16:19 AM AMOT,Allied Motion Technologies,Q,4/28/2015 10:16:27 AM TGTX,"TG Therapeutics, Inc. Cmn Stk",R,4/28/2015 10:16:42 AM ZIOP,ZIOPHARM Oncology Inc,R,4/28/2015 10:16:54 AM SRNE,Sorrento Therapeutics Cmn,R,4/28/2015 10:17:22 AM AVEO,"AVEO Pharmaceuticals, Inc.",Q,4/28/2015 10:27:30 AM TROV,"TrovaGene, Inc. Common Stock",R,4/28/2015 10:28:13 AM CYTX,Cytori Therapeutics Inc.,Q,4/28/2015 10:31:07 AM NFEC,NF Energy Saving Corporation,R,4/28/2015 10:31:25 AM GIGM,GigaMedia Limited,Q,4/28/2015 10:36:20 AM GCVRZ,Sanofi CVR,Q,4/28/2015 10:40:40 AM OSTK,"Overstock.com, Inc.",Q,4/28/2015 10:52:14 AM DXM,Dex Media Inc,Q,4/28/2015 10:55:12 AM CHLN,China Housing & Land Develop,R,4/28/2015 10:56:35 AM AMCF,Andatee China Marine Fuel Serv,R,4/28/2015 11:19:22 AM CBYL,"Carbylan Therapeutics, Inc. Cm",Q,4/28/2015 11:46:05 AM DRWIW,DragonWave Inc Warrants,Q,4/28/2015 12:14:07 PM OPHC,OPTIMUMBANK HLDGS,R,4/28/2015 12:15:43 PM HEAR,Turtle Beach Corp Cmn stk,Q,4/28/2015 12:25:42 PM KONE,Kingtone Wirelessinfo Solution,R,4/28/2015 12:57:45 PM PRTS,US Auto Parts Network Inc,Q,4/28/2015 1:39:40 PM MEILW,Methes Energies Cl A Warrant,R,4/28/2015 2:04:08 PM ASND,Ascendis Pharma ADS,Q,4/28/2015 2:32:28 PM IPHS,"Innophos Holdings, Inc.",Q,4/28/2015 2:35:32 PM QTNT,Quotient Limited Ordinary Shrs,Q,4/28/2015 3:10:48 PM BLPH,Bellerophon Thera Common Stock,Q,4/28/2015 3:11:13 PM SPPRO,Supetel Hospitality Inc. Pfd B,Q,4/28/2015 3:16:19 PM CHRS,"Coherus BioSciences, Inc Cm",Q,4/28/2015 3:17:57 PM ADRO,"Aduro Biotech, Inc. Cmn",Q,4/28/2015 3:37:55 PM ADXS,"Advaxis, Inc. Common Stock",R,4/28/2015 3:47:33 PM AXPWW,Axion Power Intl Srs A Wt,R,4/28/2015 3:55:22 PM QTNTW,Quotient Limited Warrants,Q,4/28/2015 3:57:29 PM CORI,Corium International Cmn,Q,4/28/2015 4:00:00 PM 20150428163013