Symbol,Security Name,Market Category,Trigger Time
ADRO,"Aduro Biotech, Inc. Cmn",Q,10/24/2016 9:30:00 AM
INO,Inovio Pharmaceuticals Cmn,Q,10/24/2016 9:30:00 AM
IDXG,Interpace Diagnostics Grp Inc,R,10/24/2016 9:30:00 AM
CFRXW,Contrafect Class A Warrants,R,10/24/2016 9:30:00 AM
OPB,Opus Bank Cmn Stk,Q,10/24/2016 9:30:00 AM
AIXG,Aixtron SE,Q,10/24/2016 9:30:16 AM
WGBS,WaferGen Bio-systems Cmn Stk,R,10/24/2016 9:30:20 AM
LOAN,"Manhattan Bridge Capital, Inc",R,10/24/2016 9:30:26 AM
ARIA,ARIAD Pharmaceuticals Inc,Q,10/24/2016 9:30:59 AM
WHLM,Wilhelmina Intl Cmn Stk,R,10/24/2016 9:31:05 AM
APTO,"Aptose Biosciences, Inc. Cmn",R,10/24/2016 9:32:28 AM
APRI,"Apricus Biosciences, Inc.",R,10/24/2016 9:33:04 AM
RXII,RXi Pharmaceuticals Corp,R,10/24/2016 9:38:40 AM
CLRB,Cellectar Biosciences Cmn St,R,10/24/2016 9:38:52 AM
ESMC,Escalon Medical Corp,R,10/24/2016 9:42:31 AM
IMNP,Immune Pharma Cmn Stk,R,10/24/2016 9:50:13 AM
MBRX,"Moleculin Biotech, Inc. COM",R,10/24/2016 9:55:05 AM
ADAP,Adaptimmune Theraptcs plc ADS,Q,10/24/2016 10:01:51 AM
ANCX,Access National Corporation,Q,10/24/2016 10:02:52 AM
MIIIW,M III Acquisition Corp. Wt,R,10/24/2016 10:22:37 AM
CTRV,ContraVir Pharm. Inc.,R,10/24/2016 10:40:30 AM
HCACW,Hennessy Cpital Acq II Warran,R,10/24/2016 10:53:41 AM
LBIX,Leading Brands Inc,R,10/24/2016 10:54:10 AM
EACQW,Easterly Acquisition Corp. WT,R,10/24/2016 11:22:46 AM
VUZI,Vuzix Corp Common Stock,R,10/24/2016 12:02:30 PM
IRG,"Ignite Restaurant Group, Inc.",Q,10/24/2016 12:14:13 PM
MNKD,MannKind Corporation,Q,10/24/2016 12:22:44 PM
CLDCW,China Lending Corporation Wt,R,10/24/2016 12:47:20 PM
CADC,China Advd Cnstrctn Mtrls Grp,R,10/24/2016 12:47:33 PM
AETI,American Electric Technologies,R,10/24/2016 12:50:09 PM
ONTXW,"Onconova Therapeutics, Inc. WT",R,10/24/2016 1:11:42 PM
FNBC,First NBC Bank Holding Company,Q,10/24/2016 1:23:06 PM
JSYNW,Jensyn Acquistion Corp. WT,R,10/24/2016 1:27:11 PM
RLJE,RLJ Entertainment Inc,R,10/24/2016 1:29:09 PM
COYNW,"COPsync, Inc. Warrant",R,10/24/2016 1:33:17 PM
JSYNR,Jensyn Acquistion Corp. RT,R,10/24/2016 1:36:17 PM
ADXSW,"Advaxis, Inc. Warrants",R,10/24/2016 1:46:22 PM
FLKS,"Flex Pharma, Inc. Cmn",Q,10/24/2016 2:16:26 PM
OHGI,One Horizon Group Common Stk,R,10/24/2016 2:26:46 PM
CYHHZ,"Community Health Systems, Inc.",Q,10/24/2016 2:47:31 PM
TRCH,Torchlight Energy Rsrc Cmn,R,10/24/2016 3:09:13 PM
SGNL,"Signal Genetics, Inc. Cmn Stk",R,10/24/2016 3:19:36 PM
BNTCW,Benitec Biopharma Warrant,R,10/24/2016 3:29:43 PM
MBLX,"Metabolix, Inc. Cmn Stk",R,10/24/2016 3:32:27 PM
FES,Forbes Energy Services Ltd,R,10/24/2016 3:40:43 PM
CERCZ,Cerecor Inc. Cl B Wt,R,10/24/2016 3:46:15 PM
NAKD,Naked Brand Group Inc. CS,R,10/24/2016 3:51:07 PM
VIVE,"Viveve Medical, Inc. Cm St",R,10/24/2016 3:58:33 PM
SMSI,Smith Micro Software Inc,R,10/24/2016 3:58:54 PM
WHLRW,Wheeler REIT Warrants,R,10/24/2016 3:59:29 PM
PXS,Pyxis Tankers Inc Common Stk,R,10/25/2016 9:30:00 AM
SONC,Sonic Corp,Q,10/25/2016 9:30:00 AM
CALA,Calithera Biosciences Com Stk,Q,10/25/2016 9:30:00 AM
OPGN,"OpGen, Inc. Common Stock",R,10/25/2016 9:30:00 AM
ARWAW,Arowana Inc. Wts,R,10/25/2016 9:30:00 AM
DPRX,Dipexium Pharmaceuticals Inc,R,10/25/2016 9:30:00 AM
FCEL,"FuelCell Energy, Inc.",Q,10/25/2016 9:30:00 AM
CRBP,Corbus Pharma Hlds Cmn,R,10/25/2016 9:30:00 AM
PMBC,Pacific Mercantile Bancorp,Q,10/25/2016 9:30:01 AM
DXYN,The Dixie Group Inc,Q,10/25/2016 9:30:05 AM
NVTR,Nuvectra Corp Cm Stk,Q,10/25/2016 9:32:40 AM
CRDS,Crossroads Systems Inc,R,10/25/2016 9:33:31 AM
WINT,"Windtree Therapeutics, Inc.",R,10/25/2016 9:33:40 AM
NBRV,Nabriva Therapeutics ADS,Q,10/25/2016 9:34:52 AM
PACEW,Pace Holdings Corp. Wt,R,10/25/2016 9:36:40 AM
FNBC,First NBC Bank Holding Company,Q,10/25/2016 9:37:34 AM
GPIAW,GP Investments Acquisition Wt,R,10/25/2016 9:39:14 AM
KOOL,Cesca Therapeutics Inc.,R,10/25/2016 9:40:51 AM
CELGZ,Celgene Cp Cntgnt Value Rts,Q,10/25/2016 9:44:38 AM
RTTR,"Ritter Pharmaceuticals, CM",R,10/25/2016 9:46:38 AM
BNTC,Benitec Biopharma Ltd ADS,R,10/25/2016 9:52:51 AM
VSTM,"Verastem, Inc.",Q,10/25/2016 10:00:10 AM
EKSO,"Ekso Bionics Holdings, Inc.",R,10/25/2016 10:03:37 AM
CPAAW,Conyers Park Acquisition WT,R,10/25/2016 10:04:06 AM
CYRXW,"CryoPort, Inc. Warrants",R,10/25/2016 10:04:11 AM
NUROW,"NeuroMetrix, Inc. Wt",R,10/25/2016 10:28:44 AM
HMNY,Helios and Matheson Analytics,R,10/25/2016 10:33:09 AM
MINI,Mobile Mini Inc,Q,10/25/2016 10:34:55 AM
TKAI,Tokai Pharmaceuticals Cmn,Q,10/25/2016 10:40:56 AM
WHLRW,Wheeler REIT Warrants,R,10/25/2016 10:50:09 AM
HSII,Heidrick & Struggles Intl Inc,Q,10/25/2016 10:52:51 AM
ELECW,Electrum Special Acquisitio WT,R,10/25/2016 10:54:37 AM
AEZS,AEterna Zentaris Inc.,R,10/25/2016 10:59:07 AM
MBRX,"Moleculin Biotech, Inc. COM",R,10/25/2016 10:59:58 AM
WHLM,Wilhelmina Intl Cmn Stk,R,10/25/2016 11:19:56 AM
CFRXW,Contrafect Class A Warrants,R,10/25/2016 11:39:47 AM
NWBOW,"Northwest Biotherapeutics, Inc",R,10/25/2016 11:53:36 AM
LOAN,"Manhattan Bridge Capital, Inc",R,10/25/2016 12:00:05 PM
EACQW,Easterly Acquisition Corp. WT,R,10/25/2016 12:25:23 PM
OCRX,"Ocera Therapeutics, Inc.",Q,10/25/2016 12:35:26 PM
TRTLW,Terrapin 2 Acquisition Corp,R,10/25/2016 12:37:52 PM
WGBS,WaferGen Bio-systems Cmn Stk,R,10/25/2016 12:38:16 PM
ADXSW,"Advaxis, Inc. Warrants",R,10/25/2016 12:39:38 PM
IMDZ,Immune Design Corp Common Stk,Q,10/25/2016 12:43:01 PM
AGLE,"Aeglea BioTherapeutics, Inc CM",Q,10/25/2016 12:46:03 PM
MEMP,Memorial Production Partners,Q,10/25/2016 12:55:29 PM
SGYPW,Synergy Pharma AWarrants,R,10/25/2016 1:30:35 PM
GALTW,Galectin Therapeutics Inc. Wts,R,10/25/2016 1:45:59 PM
MARPS,Marine Peteroleum Trust Units,R,10/25/2016 1:49:32 PM
CRTN,"Cartesian, Inc. Common Stock",R,10/25/2016 1:52:56 PM
ARDM,Aradigm Corporation Cmn Stk,R,10/25/2016 1:58:02 PM
SCON,SUPERCONDUCTOR TECH,R,10/25/2016 2:01:43 PM
NVLS,Nivalis Therapeutics Inc Cmn,Q,10/25/2016 2:06:00 PM
EDIT,"Editas Medicine, Inc. Cm St",Q,10/25/2016 2:14:47 PM
NTLA,"Intellia Therapeutics, Inc. CS",Q,10/25/2016 2:17:36 PM
PRGX,"PRGX Global, Inc.",Q,10/25/2016 2:33:52 PM
CYNO,Cynosure Inc class A common,Q,10/25/2016 2:36:52 PM
XPLR,Xplore Technologies Cmn,R,10/25/2016 2:44:41 PM
NVEE,"NV5 Global, Inc. Cmn Stk",R,10/25/2016 2:48:11 PM
MDSY,ModSys International Ltd,R,10/25/2016 2:50:37 PM
JSYNW,Jensyn Acquistion Corp. WT,R,10/25/2016 2:55:09 PM
JSYNR,Jensyn Acquistion Corp. RT,R,10/25/2016 2:57:14 PM
OPGNW,"OpGen, Inc. Warrant",R,10/25/2016 2:59:58 PM
VRAY,"ViewRay, Inc. Cm St",Q,10/25/2016 3:01:35 PM
ANDAW,Andina Acq CP WT,R,10/25/2016 3:06:09 PM
DMPI,DelMar Pharma Common Stock,R,10/25/2016 3:14:06 PM
MESO,Mesoblast Limited ADS,Q,10/25/2016 3:27:04 PM
IMNP,Immune Pharma Cmn Stk,R,10/25/2016 3:30:10 PM
DRWI,DragonWave Inc Cmn,R,10/25/2016 3:55:26 PM
IOTS,Adesto Tech Corp Cmn Stk,R,10/25/2016 3:56:07 PM
BIOC,Biocept Inc.,R,10/25/2016 3:57:10 PM
RGSE,"Real Goods Solar, Inc.",R,10/25/2016 3:57:19 PM
CPHR,Cipher Pharmaceuticals Cmn Shs,Q,10/25/2016 3:59:13 PM
WINS,Wins Finance Hldgs Ord Shs,R,10/25/2016 4:00:00 PM
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