Symbol,Security Name,Market Category,Trigger Time GALTW,Galectin Therapeutics Inc. Wts,R,12/6/2016 9:30:00 AM VNR,Vanguard Natural Resources Cm,Q,12/6/2016 9:30:00 AM RGSE,"Real Goods Solar, Inc.",R,12/6/2016 9:30:00 AM MIK,The Michaels Companies Cmn,Q,12/6/2016 9:30:00 AM RCII,Rent-A-Center Inc,Q,12/6/2016 9:30:00 AM SNCR,"Synchronoss Technologies, Inc.",Q,12/6/2016 9:30:02 AM REXX,Rex Energy Corporation,Q,12/6/2016 9:30:17 AM OPOF,Old Point Financial Corp,R,12/6/2016 9:30:33 AM SCSS,Select Comfort Corporation,Q,12/6/2016 9:31:13 AM IDXG,Interpace Diagnostics Grp Inc,R,12/6/2016 9:31:21 AM MEMP,Memorial Production Partners,Q,12/6/2016 9:31:24 AM VNRBP,Vanguard Nat Rs 7.625% B Pfd,Q,12/6/2016 9:32:40 AM VNRCP,Vanguard Ntl Rsc 7.75% Pf C,Q,12/6/2016 9:33:08 AM GLBS,Globus Maritime Limited,R,12/6/2016 9:33:14 AM OPTT,"Ocean Power Technologies, Inc.",R,12/6/2016 9:33:58 AM CLNT,Cleantech Solutions,R,12/6/2016 9:36:20 AM APWC,Asia Pacific Wire & Cable Copr,Q,12/6/2016 9:36:51 AM TGA,Transglobe Energy Corp,Q,12/6/2016 9:38:01 AM ONSIW,"Oncobiologics, Inc. Ser A Wt",Q,12/6/2016 9:38:25 AM RGLS,Regulus Therapeutics Inc.,Q,12/6/2016 9:38:37 AM VNRAP,Vanguard Ntl Rsc 7.857% Pf A,Q,12/6/2016 9:38:59 AM MBOT,Microbot Medical Inc,R,12/6/2016 9:45:10 AM PRZM,Prism Tech Grp Cmn Stk,R,12/6/2016 9:46:31 AM CERC,Cerecor Inc. Cmn Stk,R,12/6/2016 9:53:44 AM CASI,"CASI Pharmaceuticals, Inc.",R,12/6/2016 10:11:54 AM ARCW,"ARC Group Worldwide, Inc.",R,12/6/2016 10:13:32 AM CERCZ,Cerecor Inc. Cl B Wt,R,12/6/2016 10:16:10 AM ELECW,Electrum Special Acquisitio WT,R,12/6/2016 10:16:43 AM SBSA,Spanish Broadcasting Sys Cl A,Q,12/6/2016 10:19:42 AM BMRA,"Biomerica, Inc. CS",R,12/6/2016 10:20:41 AM SHOS,Sears Hometown & Outlet Stores,R,12/6/2016 10:30:12 AM LLIT,Lianluo Smart Limited,R,12/6/2016 10:40:09 AM SYRX,Sysorex Global Common Stock,R,12/6/2016 10:41:57 AM PZRX,"PhaseRx, Inc. Cm St",R,12/6/2016 10:45:42 AM BASI,Bioanalytical Systems Inc,R,12/6/2016 10:46:36 AM OACQR,Origo Acquisition Cp Rts,R,12/6/2016 10:47:20 AM GBT,Global Blood Theraptcs Cmn,Q,12/6/2016 10:50:40 AM CFRXW,Contrafect Class A Warrants,R,12/6/2016 11:02:44 AM TBIO,Transgenomic Inc. Cmn Stk,R,12/6/2016 11:21:50 AM DFFN,Diffusion Pharmaceuticals Inc.,R,12/6/2016 11:30:53 AM ONSIZ,"Oncobiologics, Inc. Ser B Wt",Q,12/6/2016 12:11:28 PM RNVAZ,"Rennova Health, Inc. WTS",R,12/6/2016 12:18:36 PM ARWAW,Arowana Inc. Wts,R,12/6/2016 12:19:48 PM CYHHZ,"Community Health Systems, Inc.",Q,12/6/2016 12:21:04 PM FFHL,Fuwei Films (Holdings) Co,R,12/6/2016 12:26:46 PM MTSL,MER Telemanagement Sol,R,12/6/2016 12:35:44 PM OPXAW,Opexa Therapeutics Warrant,R,12/6/2016 12:39:29 PM STLRW,Stellar Acquisition III WRT,R,12/6/2016 12:59:23 PM MVIS,Microvision Inc,Q,12/6/2016 1:22:04 PM AGFSW,AgroFresh Solu Warrants,Q,12/6/2016 1:33:32 PM ECACR,E-compass Acquisition Rts,R,12/6/2016 1:57:17 PM HCACW,Hennessy Cpital Acq II Warran,R,12/6/2016 1:59:00 PM HDRAR,Hydra Industries Acq Rights,R,12/6/2016 2:00:21 PM TRTLW,Terrapin 2 Acquisition Corp,R,12/6/2016 2:08:46 PM CLDCW,China Lending Corporation Wt,R,12/6/2016 2:11:38 PM TPIV,TapImmune Inc. Cm St,R,12/6/2016 2:42:48 PM APDNW,Applied DNA Scien Warrant,R,12/6/2016 3:07:37 PM BDSI,BioDelivery Sci Int Common,R,12/6/2016 3:14:49 PM MDVXW,Medovex Corp Cl A Wt,R,12/6/2016 3:18:02 PM CALA,Calithera Biosciences Com Stk,Q,12/6/2016 3:23:21 PM KLREW,KLR Energy Acq WT,R,12/6/2016 3:30:21 PM FLGT,"Fulgent Genetics, Inc. CM",Q,12/6/2016 3:54:51 PM MDGS,Medigus Ltd ADS,R,12/6/2016 3:56:18 PM PERF,"Perfumania Holdings, Inc",R,12/6/2016 3:58:19 PM CAPNW,"Capnia, Inc. Series A Warrant",R,12/6/2016 3:58:31 PM HDRAW,Hydra Industries Acq Wts,R,12/6/2016 3:58:31 PM VRA,Vera Bradley Inc,Q,12/7/2016 9:30:00 AM OPXAW,Opexa Therapeutics Warrant,R,12/7/2016 9:30:00 AM AHPI,Allied Healthcare Products,R,12/7/2016 9:30:00 AM SIGM,Sigma Designs Inc,Q,12/7/2016 9:30:00 AM CAPNW,"Capnia, Inc. Series A Warrant",R,12/7/2016 9:30:00 AM OHAI,OHA Investment Corp Cmn Stk,Q,12/7/2016 9:30:00 AM AVAV,"Aerovironment, Inc.",Q,12/7/2016 9:30:00 AM ASMB,"Assembly Biosciences, Inc.",R,12/7/2016 9:30:08 AM POWL,Powell Industries Inc,Q,12/7/2016 9:31:59 AM APDN,Applied DNA Sciences Cmn,R,12/7/2016 9:32:20 AM RPRX,Repros Therapeutics Inc.,R,12/7/2016 9:32:32 AM BHACW,Barington/Hilco Acq Cp Wts,R,12/7/2016 9:32:44 AM NVCN,Neovasc Inc. Cmn Shs,R,12/7/2016 9:33:43 AM ALOG,Analogic Corporation,Q,12/7/2016 9:35:13 AM BNSO,Bonso Electronics Int'l,R,12/7/2016 9:39:10 AM MEMP,Memorial Production Partners,Q,12/7/2016 9:40:46 AM RXII,RXi Pharmaceuticals Corp,R,12/7/2016 9:43:07 AM CHEKW,Check-Cap Ltd. Srs A Wt,R,12/7/2016 9:44:50 AM HDRAW,Hydra Industries Acq Wts,R,12/7/2016 9:45:34 AM UBIO,ProShares UltraPro NQ Biotec,Q,12/7/2016 9:46:48 AM CALA,Calithera Biosciences Com Stk,Q,12/7/2016 9:48:20 AM OGXI,OncoGenex Pharmaceuticals Inc,R,12/7/2016 9:52:52 AM FNCX,Function(x) Inc.,R,12/7/2016 9:54:42 AM VKTX,Viking Therapeutics Inc Cmn,R,12/7/2016 9:58:08 AM HOTRW,Chanticleer Warrants,R,12/7/2016 10:15:06 AM ARWAR,Arowana Inc. Rights,R,12/7/2016 10:17:41 AM RGSE,"Real Goods Solar, Inc.",R,12/7/2016 10:20:13 AM CAAS,"China Automotive Systems, Inc.",R,12/7/2016 10:21:35 AM VNR,Vanguard Natural Resources Cm,Q,12/7/2016 10:27:39 AM BLUE,"bluebird bio, Inc. Common Stk",Q,12/7/2016 10:32:27 AM PAVMW,PAVmed Inc. Warrant,R,12/7/2016 10:33:44 AM APDNW,Applied DNA Scien Warrant,R,12/7/2016 10:37:33 AM AXARW,Axar Acquisition Cp. Wt,R,12/7/2016 10:43:42 AM PRKR,ParkerVision Inc,R,12/7/2016 10:52:30 AM BHACR,Barington/Hilco Acq Cp Rights,R,12/7/2016 10:56:45 AM ADRO,"Aduro Biotech, Inc. Cmn",Q,12/7/2016 10:59:03 AM SEAC,SeaChange International Inc,Q,12/7/2016 11:00:44 AM SNMX,Senomyx Inc,Q,12/7/2016 11:10:16 AM DRIOW,DarioHealth Corp. Wts,R,12/7/2016 11:12:31 AM ARIA,ARIAD Pharmaceuticals Inc,Q,12/7/2016 11:24:37 AM TRCH,Torchlight Energy Rsrc Cmn,R,12/7/2016 11:33:06 AM BPMC,Blueprint Medicines Corp Cm St,Q,12/7/2016 11:59:53 AM CRTN,"Cartesian, Inc. Common Stock",R,12/7/2016 12:14:49 PM INFI,"Infinity Pharmaceuticals, Inc.",Q,12/7/2016 12:25:10 PM VOXX,VOXX Int'l Corp Cl A,Q,12/7/2016 12:28:56 PM DFFN,Diffusion Pharmaceuticals Inc.,R,12/7/2016 12:49:41 PM OXBRW,Oxbridge Re Hldgs Ltd Warrants,R,12/7/2016 12:53:59 PM STDY,SteadyMed Ltd Ord Shares,Q,12/7/2016 1:12:16 PM FH,FORM Holdings Cp,R,12/7/2016 1:21:23 PM XGTI,"xG Technology, Inc Common Stk",R,12/7/2016 1:24:31 PM OPHC,OPTIMUMBANK HLDGS,R,12/7/2016 1:39:20 PM AGLE,"Aeglea BioTherapeutics, Inc CM",Q,12/7/2016 2:18:35 PM CTIC,CTI BioPharma Corp,R,12/7/2016 2:23:29 PM OPGNW,"OpGen, Inc. Warrant",R,12/7/2016 2:48:45 PM PAVM,PAVmed Inc. Common Stock,R,12/7/2016 2:53:38 PM APRI,"Apricus Biosciences, Inc.",R,12/7/2016 2:58:23 PM EXEL,"Exelixis, Inc.",Q,12/7/2016 3:03:02 PM LTBR,Lightbridge Corp Cmn Stk,R,12/7/2016 3:11:38 PM DELT,Delta Technology Hld Ltd Ord,R,12/7/2016 3:14:05 PM OCRX,"Ocera Therapeutics, Inc.",Q,12/7/2016 3:27:50 PM SNOAW,Sonoma Pharma Wts,R,12/7/2016 3:47:31 PM ORPN,Bioblast Pharma Ltd.,Q,12/7/2016 3:47:44 PM IPDN,Professional Diversity Network,R,12/7/2016 3:50:54 PM FPRX,Five Prime Therapeutics Cmn,Q,12/7/2016 3:51:40 PM ARWAW,Arowana Inc. Wts,R,12/7/2016 3:56:30 PM 20161207163023