Symbol,Security Name,Market Category,Trigger Time CYTXW,Cytori Therapeutics Inc WT,R,5/23/2017 9:30:00 AM SCACW,Saban Capital Acquisition WT,R,5/23/2017 9:30:00 AM NXTDW,"Nxt-ID, Inc. Warrant",R,5/23/2017 9:30:00 AM KIRK,KIRKLANDSINC,Q,5/23/2017 9:30:00 AM SPI,SPI Energy Co ADS,Q,5/23/2017 9:30:00 AM CERS,Cerus Corporation,Q,5/23/2017 9:30:12 AM MDXG,"MiMedx Group, Inc",R,5/23/2017 9:30:22 AM INPX,Inpixon Common Stock,R,5/23/2017 9:32:12 AM DCTH,Delcath Systems Inc.,R,5/23/2017 9:32:21 AM DXTR,Dextera Surgical Inc.,R,5/23/2017 9:34:13 AM PEBK,Peoples Bancorp No. Carolina,Q,5/23/2017 9:34:27 AM CBMXW,CombiMatrix Corporation WT,R,5/23/2017 9:38:16 AM NURO,"NeuroMetrix, Inc. Cmn",R,5/23/2017 9:38:49 AM PFIE,"Profire Energy, Inc. Cmn Stk",R,5/23/2017 9:39:31 AM RNVA,"Rennova Health, Inc.",R,5/23/2017 9:41:00 AM SORL,"SORL Auto Parts, Inc.",Q,5/23/2017 9:50:08 AM CAPR,Capricor Therapeutics Cmn,R,5/23/2017 9:55:11 AM CYHHZ,"Community Health Systems, Inc.",Q,5/23/2017 9:56:23 AM CERCW,Cerecor Inc. Cl A Wt,R,5/23/2017 9:59:18 AM CCIH,ChinaCache Holdings Ltd ADR,Q,5/23/2017 10:10:29 AM RLOG,"Rand Logistics, Inc.",R,5/23/2017 10:12:49 AM OPGN,"OpGen, Inc. Common Stock",R,5/23/2017 10:13:25 AM CMLS,Cumulus Media Inc,R,5/23/2017 10:20:39 AM BHACW,Barington/Hilco Acq Cp Wts,R,5/23/2017 10:21:45 AM ALXN,"Alexion Pharmaceuticals, Inc.",Q,5/23/2017 10:28:11 AM BPFHW,Boston Private Warrants,Q,5/23/2017 10:36:17 AM FFHL,Fuwei Films (Holdings) Co,R,5/23/2017 10:44:31 AM ONS,"Oncobiologics, Inc. Cm St",Q,5/23/2017 10:50:37 AM IDXG,Interpace Diagnostics Grp Inc,R,5/23/2017 10:55:22 AM APDNW,Applied DNA Scien Warrant,R,5/23/2017 10:58:20 AM ITUS,ITUS Corporation Cmn Stk,R,5/23/2017 11:06:49 AM AMCN,AirMedia Group Inc ADS,Q,5/23/2017 11:09:59 AM AGLE,"Aeglea BioTherapeutics, Inc CM",Q,5/23/2017 11:11:27 AM APDN,Applied DNA Sciences Cmn,R,5/23/2017 11:14:04 AM SPCB,"SuperCom, Ltd.",R,5/23/2017 11:25:12 AM FRTA,Forterra Inc CM,Q,5/23/2017 11:48:08 AM ATOS,Atossa Genetics Inc.,R,5/23/2017 12:03:51 PM ONSIW,"Oncobiologics, Inc. Ser A Wt",Q,5/23/2017 12:20:26 PM ONSIZ,"Oncobiologics, Inc. Ser B Wt",Q,5/23/2017 12:28:52 PM SNOAW,Sonoma Pharma Wts,R,5/23/2017 12:35:06 PM RELV,Reliv' International Inc,R,5/23/2017 12:45:09 PM APOPW,Cellect Biotechnology Ltd. WT,R,5/23/2017 12:55:13 PM TROVU,"Trovagene, Inc.",R,5/23/2017 1:09:04 PM NBEV,New Age Beverages Cmn,R,5/23/2017 1:22:57 PM RXIIW,RXi Pharmaceuticals Corp,R,5/23/2017 2:00:44 PM CYRXW,"CryoPort, Inc. Warrants",R,5/23/2017 2:01:00 PM TROVW,Trovagene inc warrant,R,5/23/2017 2:05:52 PM FLDM,Fluidigm Corporation,Q,5/23/2017 2:32:00 PM VEACW,Vantage Energy Acquisition WT,R,5/23/2017 2:36:23 PM HOTRW,Chanticleer Warrants,R,5/23/2017 3:07:12 PM GPIAW,GP Investments Acquisition Wt,R,5/23/2017 3:08:29 PM AGFSW,AgroFresh Solu Warrants,Q,5/23/2017 3:12:14 PM REFR,Research Frontiers Inc,R,5/23/2017 3:17:32 PM COOL,"PolarityTE, Inc. Cmn Stk",R,5/23/2017 3:36:15 PM ONTXW,"Onconova Therapeutics, Inc. WT",R,5/23/2017 3:39:27 PM JASNW,"Jason Industries, Inc. Warrant",R,5/23/2017 3:45:15 PM SRNE,Sorrento Therapeutics Cmn,R,5/23/2017 3:47:05 PM BHACR,Barington/Hilco Acq Cp Rights,R,5/23/2017 3:54:59 PM MSDIW,"Monster Digital, Inc. WT",R,5/23/2017 3:58:31 PM AHPAW,Avista Healthcare Pub Acq Wrnt,R,5/24/2017 9:30:00 AM DCTH,Delcath Systems Inc.,R,5/24/2017 9:30:53 AM INSG,Inseego Corp. Cm Stk,Q,5/24/2017 9:33:14 AM USEG,U S Energy Corp,R,5/24/2017 9:35:44 AM MICTW,Micronet Enertec Technolog Wts,R,5/24/2017 9:40:26 AM DXTR,Dextera Surgical Inc.,R,5/24/2017 9:45:57 AM PAVMW,PAVmed Inc. Warrant,R,5/24/2017 9:50:19 AM TOPS,TOP Ships Inc,R,5/24/2017 9:52:50 AM NUROW,"NeuroMetrix, Inc. Wt",R,5/24/2017 9:55:08 AM ORPN,Bioblast Pharma Ltd.,R,5/24/2017 9:55:32 AM SGOC,"SGOCO Group, Ltd Ord Shr",R,5/24/2017 10:00:05 AM ALNY,"Alnylam Pharmaceuticals, Inc.",Q,5/24/2017 10:01:53 AM SONS,Sonus Networks Inc,Q,5/24/2017 10:03:28 AM SSNT,SilverSun Technologies Cmn ,R,5/24/2017 10:07:39 AM TGEN,Tecogen Inc Cmn Stk,R,5/24/2017 10:09:37 AM EDUC,Educational Development Corp,Q,5/24/2017 10:17:23 AM FALC,FalconStor Software Inc,R,5/24/2017 10:29:40 AM WHLRW,Wheeler REIT Warrants,R,5/24/2017 10:47:04 AM AGFSW,AgroFresh Solu Warrants,Q,5/24/2017 11:05:18 AM NBIX,Neurocrine Biosciences Inc,Q,5/24/2017 11:30:08 AM NXTDW,"Nxt-ID, Inc. Warrant",R,5/24/2017 11:42:04 AM EKSO,"Ekso Bionics Holdings, Inc.",R,5/24/2017 11:44:11 AM MSDI,"Monster Digital, Inc. CS",R,5/24/2017 12:05:10 PM BPFHW,Boston Private Warrants,Q,5/24/2017 12:28:45 PM CERCW,Cerecor Inc. Cl A Wt,R,5/24/2017 12:54:50 PM WKHS,Workhorse Group Common Stock,R,5/24/2017 12:56:16 PM GOGL,Golden Ocean Group Ltd Cmn,Q,5/24/2017 1:05:50 PM GPACW,Global Partner Acq. Corp Wrt,R,5/24/2017 1:08:56 PM PTCT,"PTC Therapeutics, Inc. Cmn Stk",Q,5/24/2017 1:09:50 PM SHSP,"SharpSpring, Inc. Cmn Stk",R,5/24/2017 1:14:45 PM INPX,Inpixon Common Stock,R,5/24/2017 1:17:01 PM AKTX,Akari Therapeutics Plc ADR,R,5/24/2017 1:25:47 PM NAUH,National American Univrsty Hld,Q,5/24/2017 1:27:31 PM ONSIW,"Oncobiologics, Inc. Ser A Wt",Q,5/24/2017 1:54:27 PM PXS,Pyxis Tankers Inc Common Stk,R,5/24/2017 3:01:01 PM AGLE,"Aeglea BioTherapeutics, Inc CM",Q,5/24/2017 3:10:10 PM HMNY,Helios and Matheson Analytics,R,5/24/2017 3:13:51 PM SBLK,Star Bulk Carriers Corp,Q,5/24/2017 3:13:58 PM MOSY,"MoSys, Inc.",R,5/24/2017 3:38:44 PM MDVX,Medovex Corp. Cmn,R,5/24/2017 3:42:16 PM HOTRW,Chanticleer Warrants,R,5/24/2017 3:55:15 PM AKAO,"Achaogen, Inc. Common Stock",Q,5/24/2017 3:58:08 PM CLRBZ,Cellectar Biosciences Sr A WT,R,5/24/2017 3:58:31 PM APDNW,Applied DNA Scien Warrant,R,5/24/2017 3:58:31 PM CBLI,Cleveland BioLabs Inc,R,5/24/2017 3:59:30 PM 20170524163023