Symbol,Security Name,Market Category,Trigger Time CFRX,Contrafect Corp Common,R,7/20/2017 9:30:00 AM SND,"Smart Sand, Inc. Cmn Stk",Q,7/20/2017 9:30:00 AM CLDC,China Lending Corp Ord Shs,R,7/20/2017 9:30:00 AM SHLM,A Schulman Inc,Q,7/20/2017 9:30:00 AM CLFD,"Clearfield, Inc",Q,7/20/2017 9:30:00 AM MDVXW,Medovex Corp Cl A Wt,R,7/20/2017 9:30:00 AM IIIN,Insteel Industries Inc,Q,7/20/2017 9:30:05 AM DSKEW,"Daseke, Inc. Warrant",R,7/20/2017 9:30:35 AM ADOM,"ADOMANI, Inc. CM",R,7/20/2017 9:31:02 AM ROSEW,Rosehill Resources Inc. Wts,R,7/20/2017 9:32:05 AM INO,Inovio Pharmaceuticals Cmn,Q,7/20/2017 9:32:20 AM RKDA,"Arcadia Biosciences, Inc. CS",Q,7/20/2017 9:32:52 AM ABEOW,Abeona Therapeutics Wts,R,7/20/2017 9:33:44 AM XELAW,Exela Tech Warrant,R,7/20/2017 9:33:48 AM POOL,Pool Corporation,Q,7/20/2017 9:37:51 AM DCIX,Diana Containerships Inc.,Q,7/20/2017 9:40:29 AM SORL,"SORL Auto Parts, Inc.",Q,7/20/2017 9:49:03 AM OMNT,"Ominto, Inc. Cm St",R,7/20/2017 10:08:45 AM NURO,"NeuroMetrix, Inc. Cmn",R,7/20/2017 10:17:56 AM MYSZ,"My Size, Inc. Cmn Stk",R,7/20/2017 10:29:44 AM BLFS,BioLife Solutions Inc Cmn Stk,R,7/20/2017 10:31:38 AM NEOT,"Neothetics, Inc. Cmn",R,7/20/2017 10:32:06 AM DARE,"Dare Bioscience, Inc. ",R,7/20/2017 10:40:00 AM APDNW,Applied DNA Scien Warrant,R,7/20/2017 10:44:12 AM FALC,FalconStor Software Inc,R,7/20/2017 10:52:35 AM VRAY,"ViewRay, Inc. Cm St",Q,7/20/2017 10:56:55 AM HOVNP,Hovanian Enterprises Inc. Dep.,Q,7/20/2017 11:03:13 AM CYHHZ,"Community Health Systems, Inc.",Q,7/20/2017 11:37:29 AM EPIX,ESSA Pharma Inc Common,R,7/20/2017 11:43:30 AM ONSIW,"Oncobiologics, Inc. Ser A Wt",Q,7/20/2017 12:16:31 PM MXPT,MaxPoint Interactive Cm Stk,Q,7/20/2017 12:25:25 PM KAACW,Kayne Anderson Acquisition WRT,R,7/20/2017 1:45:58 PM RGLS,Regulus Therapeutics Inc.,Q,7/20/2017 1:50:03 PM SNOAW,Sonoma Pharma Wts,R,7/20/2017 2:01:00 PM BUR,Burcon NutraScience Corp,Q,7/20/2017 2:28:04 PM IZEA,IZEA Inc Common Stock,R,7/20/2017 2:37:47 PM CKPT,"Checkpoint Therapeutics, CS",R,7/20/2017 3:02:42 PM BEBE,bebe stores inc,R,7/20/2017 3:45:03 PM DRYS,DryShips Inc.,R,7/20/2017 3:50:00 PM SHIPW,Seanergy Maritime Holdings Cor,R,7/20/2017 3:58:51 PM NHLDW,National Holdings Corp Wts,R,7/20/2017 4:09:29 PM XGTIW,"xG Technology, Inc",R,7/20/2017 5:55:31 PM CERCW,Cerecor Inc. Cl A Wt,R,7/21/2017 9:30:00 AM CLDC,China Lending Corp Ord Shs,R,7/21/2017 9:30:00 AM DRYS,DryShips Inc.,R,7/21/2017 9:30:00 AM NDRA,ENDRA Life Sciences Inc. CM,R,7/21/2017 9:30:05 AM ANY,Sphere 3D Corp.,R,7/21/2017 9:30:09 AM AVGR,"Avinger, Inc. Common Stk",Q,7/21/2017 9:30:27 AM ORIG,Ocean Rig UDW Inc,Q,7/21/2017 9:30:43 AM GNTX,Gentex Corporation,Q,7/21/2017 9:31:09 AM PTX,Pernix Therapeutics Hldgs Cm,Q,7/21/2017 9:32:39 AM MANH,Manhattan Assoc Inc,Q,7/21/2017 9:35:07 AM CYHHZ,"Community Health Systems, Inc.",Q,7/21/2017 9:35:20 AM OFLX,Omega Flex Inc,Q,7/21/2017 9:36:29 AM EGOV,NIC Inc,Q,7/21/2017 9:39:27 AM CNXR,"Connecture, Inc. Cmn",Q,7/21/2017 9:40:48 AM SNOAW,Sonoma Pharma Wts,R,7/21/2017 9:46:42 AM ONSIW,"Oncobiologics, Inc. Ser A Wt",Q,7/21/2017 9:52:00 AM MBOT,Microbot Medical Inc,R,7/21/2017 9:52:20 AM OPGNW,"OpGen, Inc. Warrant",R,7/21/2017 9:56:53 AM VRAY,"ViewRay, Inc. Cm St",Q,7/21/2017 9:57:41 AM AMSC,American Superconductor Corp,Q,7/21/2017 9:59:11 AM PAVMW,PAVmed Inc. Warrant,R,7/21/2017 10:04:29 AM SPEX,Spherix Incorporated,R,7/21/2017 10:14:30 AM MYND,"MYnd Analytics, Inc. Cm St",R,7/21/2017 10:16:43 AM ATOS,Atossa Genetics Inc.,R,7/21/2017 10:18:31 AM NURO,"NeuroMetrix, Inc. Cmn",R,7/21/2017 10:28:09 AM LINU,LiNiu Technology Grp Ord Shr,R,7/21/2017 11:07:23 AM ONSIZ,"Oncobiologics, Inc. Ser B Wt",Q,7/21/2017 11:08:46 AM MDVXW,Medovex Corp Cl A Wt,R,7/21/2017 11:30:05 AM RNVAZ,"Rennova Health, Inc. WTS",R,7/21/2017 11:31:01 AM MYNDW,"MYnd Analytics, Inc. Wt",R,7/21/2017 11:34:25 AM GCVRZ,Sanofi CVR,Q,7/21/2017 11:35:26 AM TRVN,"Trevena, Inc.",Q,7/21/2017 11:38:00 AM NTRP,"Neurotrope, Inc. Cmn Stk",R,7/21/2017 11:50:12 AM OPGN,"OpGen, Inc. Common Stock",R,7/21/2017 11:54:49 AM ALIM,Alimera Sciences Inc,Q,7/21/2017 12:00:35 PM DARE,"Dare Bioscience, Inc. ",R,7/21/2017 12:02:00 PM CHEKW,Check-Cap Ltd. Srs A Wt,R,7/21/2017 12:19:26 PM SRAX,Social Reality Cl A Cmn Stk,R,7/21/2017 12:38:03 PM AVXL,Anavex Life Sciences Cmn,R,7/21/2017 1:04:02 PM HAYN,"Haynes Intl, Inc. Cmn Stk",Q,7/21/2017 1:29:46 PM MYSZ,"My Size, Inc. Cmn Stk",R,7/21/2017 1:43:40 PM CBLI,Cleveland BioLabs Inc,R,7/21/2017 1:44:38 PM JSYNR,Jensyn Acquistion Corp. RT,R,7/21/2017 2:02:10 PM ROSEW,Rosehill Resources Inc. Wts,R,7/21/2017 2:10:24 PM OREX,"Orexigen Therapeutics, Inc.",Q,7/21/2017 2:30:28 PM SHIPW,Seanergy Maritime Holdings Cor,R,7/21/2017 2:39:39 PM SPI,SPI Energy Co ADS,Q,7/21/2017 3:21:37 PM PPHM,Peregrine Pharmaceuticals,R,7/21/2017 3:36:21 PM SHLDW,Sears Holdings Corporation Wrt,Q,7/21/2017 3:38:36 PM TNDM,"Tandem Diabetes Care, Inc.",Q,7/21/2017 3:43:30 PM MSDIW,"Monster Digital, Inc. WT",R,7/21/2017 3:44:30 PM RIBTW,RiceBran Technologies Warrant,R,7/21/2017 3:48:01 PM WVVIP,Willamette Valley Vi Pref St A,R,7/21/2017 3:49:41 PM KBSF,KBS Fashion Group Ltd,R,7/21/2017 3:53:23 PM CATB,Catabasis Pharmac. CM,Q,7/21/2017 3:53:33 PM SLNO,"Soleno Therapeutics, Inc. ",R,7/21/2017 3:56:20 PM APDNW,Applied DNA Scien Warrant,R,7/21/2017 3:58:31 PM 20170721163005