Symbol,Security Name,Market Category,Trigger Time OPTN,"OptiNose, Inc. Cm St",Q,11/21/2019 9:30:00 AM MGNX,"MacroGenics, Inc. Cmn Stk",Q,11/21/2019 9:30:00 AM NVIV,InVivo Theraptcs Hldg Cmn,R,11/21/2019 9:30:00 AM IMRNW,Immuron Limited,R,11/21/2019 9:30:00 AM JG,Aurora Mobile Limited ADS,Q,11/21/2019 9:30:00 AM BZUN,Baozun Inc. ADS,Q,11/21/2019 9:30:00 AM GNUS,Genius Brands Intl Inc,R,11/21/2019 9:30:00 AM GLYC,"GlycoMimetics, Inc.",Q,11/21/2019 9:30:00 AM CGIX,"Cancer Genetics, Inc.",R,11/21/2019 9:30:01 AM CPIX,Cumberland Pharmaceuticals Inc,Q,11/21/2019 9:30:26 AM KRTX,Karuna Therapeutics Inc Common,Q,11/21/2019 9:31:05 AM RYTM,Rhythm Pharmaceuticals CM,Q,11/21/2019 9:31:36 AM NAKD,Naked Brand Group Limited Ord,R,11/21/2019 9:32:59 AM TOCA,Tocagen Inc. Common Stock,Q,11/21/2019 9:33:07 AM TNXP,Tonix Pharma Hldg Cmn Stk,Q,11/21/2019 9:33:20 AM IPAR,Inter Parfums Inc,Q,11/21/2019 9:34:29 AM FAMI,"Farmmi, Inc. Ordinary Shs",R,11/21/2019 9:35:46 AM DSKEW,"Daseke, Inc. Warrant",R,11/21/2019 9:36:02 AM REXN,Rexahn Pharmaceuticals Cmn,R,11/21/2019 9:37:44 AM NESRW,National Energy SV Reunited WT,R,11/21/2019 9:38:45 AM GNPX,"Genprex, Inc. CM",R,11/21/2019 9:39:56 AM NURO,"NeuroMetrix, Inc. Cmn",R,11/21/2019 9:41:27 AM IEAWW,Infrastructure & Enrgy Alt Wt,R,11/21/2019 9:45:05 AM JCS,Communications Systems Inc,Q,11/21/2019 9:46:27 AM YTEN,"Yield10 Bioscience, Inc. ",R,11/21/2019 9:47:10 AM CIFS,China Internet Nationwid Or Sh,Q,11/21/2019 9:48:37 AM APRE,"Aprea Therapeutics, Inc. CS",Q,11/21/2019 9:55:50 AM MHLD,"Maiden Holdings, Ltd.",R,11/21/2019 9:56:04 AM AAME,Atlantic American Corporation,Q,11/21/2019 9:57:57 AM NMRD,Nemaura Medical Inc. Cmn Stk,R,11/21/2019 9:58:00 AM CLRO,CLEARONE INC.,R,11/21/2019 10:03:55 AM SMRT,Stein Mart Inc,Q,11/21/2019 10:07:46 AM DFFN,Diffusion Pharmaceuticals Inc.,R,11/21/2019 10:11:00 AM ORGO,Organogenesis ,R,11/21/2019 10:11:01 AM THMO,"ThermoGenesis Holdings, Inc.",R,11/21/2019 10:18:04 AM XSPA,"XpresSpa Group, Inc. ",R,11/21/2019 10:20:09 AM ELOX,Eloxx Pharma Cmn Stk,Q,11/21/2019 10:22:30 AM SNOAW,Sonoma Pharma Wts,R,11/21/2019 10:22:38 AM PAVMZ,PAVmed Inc. Wt Series Z,R,11/21/2019 10:23:43 AM SINT,"SiNtx Technologies, Inc.",R,11/21/2019 10:23:49 AM SLS,SELLAS Life Sciences Gp Cmn,R,11/21/2019 10:24:28 AM PAVM,PAVmed Inc. Common Stock,R,11/21/2019 10:27:54 AM EVOK,"Evoke Pharma, Inc. Cmn",R,11/21/2019 10:32:54 AM PNRL,Paringa Resources LTD ADS,R,11/21/2019 10:38:35 AM IGMS,"IGM Biosciences, Inc. Cmn Stk",Q,11/21/2019 10:41:27 AM SUNW,"Sunworks, Inc. COM",R,11/21/2019 10:46:30 AM BTAI,"BioXcel Therapeutics, Inc. Cmn",R,11/21/2019 10:48:27 AM XGN,Exagen Inc. Common Stk,Q,11/21/2019 10:48:59 AM AIHS,Senmiao Technology Limited CM,R,11/21/2019 10:49:24 AM SLGG,Super League Gaming Cmn Stk,R,11/21/2019 10:56:35 AM ETFC,E*TRADE Financial Corp,Q,11/21/2019 10:58:19 AM KERNW,Akerna Corp WT,R,11/21/2019 10:59:19 AM VIVE,"Viveve Medical, Inc. Cm St",R,11/21/2019 11:19:37 AM ONTX,Onconova Therapeutics Inc,R,11/21/2019 11:23:45 AM ENTX,Entera Bio Ltd. Ord Shs,R,11/21/2019 11:24:00 AM EVLO,"Evelo Biosciences, Inc. CS",Q,11/21/2019 11:28:37 AM DLPNW,"Dolphin Entertainment, WTS",R,11/21/2019 11:29:20 AM VERBW,Verb Technology Company WTS,R,11/21/2019 11:34:45 AM BPTH,"Bio-Path Holdings, Inc.",R,11/21/2019 11:35:29 AM IDRA,Idera Pharma Cmn Stk,R,11/21/2019 11:38:51 AM CLRBZ,Cellectar Biosciences Sr A WT,R,11/21/2019 11:47:03 AM GRTX,"Galera Therapeutics, Inc Cm St",Q,11/21/2019 11:52:23 AM TRVN,"Trevena, Inc.",Q,11/21/2019 11:55:19 AM TBLTW,ToughBuilt Ind Warrant,R,11/21/2019 11:57:12 AM ESTR,"Estre Ambiental, Inc.",Q,11/21/2019 11:59:56 AM ICON,"Iconix Brand Group, Inc.",Q,11/21/2019 12:01:50 PM AEMD,"Aethlon Medical, Inc.",R,11/21/2019 12:08:49 PM CRSP,CRISPR Therapeutics AG CM,Q,11/21/2019 12:08:58 PM INMD,InMode Ltd. ORD,Q,11/21/2019 12:14:50 PM LINC,Lincoln Educational Services C,Q,11/21/2019 12:18:40 PM CIDM,CINEDIGM CORP,Q,11/21/2019 12:25:05 PM ACRS,"Aclaris Therapeutics, Inc. Cmn",Q,11/21/2019 12:27:53 PM AXAS,Abraxas Petroleum Corporation,R,11/21/2019 12:34:36 PM CBLI,Cleveland BioLabs Inc,R,11/21/2019 12:38:55 PM ROSEW,Rosehill Resources Inc. Wts,R,11/21/2019 12:39:22 PM CABA,"Cabaletta Bio, Inc. Cmn Stk",Q,11/21/2019 12:43:18 PM SSPKW,Silver Spike Acquisition Wts,R,11/21/2019 12:55:32 PM VRNA,Verona Pharma plc ADS,Q,11/21/2019 1:12:27 PM KBLMR,KBL Merger Corp. IV Rights,R,11/21/2019 1:39:39 PM TTOO,"T2 Biosystems, Inc. CS",Q,11/21/2019 1:44:23 PM SOLOW,Electrameccanica Vehicles Wts,R,11/21/2019 1:52:48 PM FTR,Frontier Communications Corp,Q,11/21/2019 2:04:50 PM LOACW,Longevity Acquisition Warrant,R,11/21/2019 2:06:04 PM ZSAN,Zosano Pharma Corporation Cmn,R,11/21/2019 2:07:58 PM TACOW,Del Taco Restnts Warrants,R,11/21/2019 2:12:23 PM XELA,Exela Tech Inc,R,11/21/2019 2:19:10 PM ONVO,Organovo Hldgs Inc Cmn Stk,Q,11/21/2019 2:53:26 PM MIST,Milestone Pharma Inc. Cmn Shs,Q,11/21/2019 2:58:51 PM SGLB,"Sigma Labs, Inc. Cm St",R,11/21/2019 3:02:36 PM BXRX,"Baudax Bio, Inc. Cmn Stk",R,11/21/2019 3:05:27 PM TKKSW,TKK Symphony Acquisition WT,R,11/21/2019 3:07:36 PM TZACW,Tenzing Acquisition Corp. Wts,R,11/21/2019 3:10:06 PM KBLMW,KBL Merger Corp. IV WTS,R,11/21/2019 3:11:53 PM CTRM,Castor Maritime Inc. CS,R,11/21/2019 3:14:17 PM ALIM,Alimera Sciences Inc.,Q,11/21/2019 3:16:48 PM IOVA,"Iovance Biotherapeutics, Inc.",Q,11/21/2019 3:22:41 PM DLPN,"Dolphin Entertainment, CS",R,11/21/2019 3:34:37 PM ITRM,Iterum Therapeutics plc ORD,Q,11/21/2019 3:35:27 PM KOD,Kodiak Sciences Inc CS,Q,11/21/2019 3:37:43 PM RMBL,"RumbleOn, Inc. Class B Cmn Stk",R,11/21/2019 3:47:43 PM TCON,TRACON Pharmaceutical Cmn Stk,Q,11/21/2019 3:55:01 PM SXTC,China SXT Pharmaceuticals Ords,R,11/21/2019 3:55:37 PM GLBS,Globus Maritime Limited,R,11/21/2019 3:55:46 PM FUV,"Arcimoto, Inc. CM",R,11/22/2019 9:30:00 AM TSRI,TSR Inc,R,11/22/2019 9:30:00 AM KXIN,Kaixin Auto Holdings,R,11/22/2019 9:30:00 AM HSDT,Helius Medical Tech Cl A Cmn ,R,11/22/2019 9:30:00 AM ABEOW,Abeona Therapeutics Wts,R,11/22/2019 9:30:00 AM SNOAW,Sonoma Pharma Wts,R,11/22/2019 9:30:00 AM NDRAW,ENDRA Life Sciences Inc. WT,R,11/22/2019 9:30:00 AM ORGO,Organogenesis ,R,11/22/2019 9:30:00 AM CAN,Canaan Inc. ADS,Q,11/22/2019 9:30:00 AM NVIV,InVivo Theraptcs Hldg Cmn,R,11/22/2019 9:30:01 AM IPWR,Ideal Power Inc.,R,11/22/2019 9:30:06 AM IGLD,Internet Gold-Golden Lns Ord,Q,11/22/2019 9:30:07 AM VIRC,Virco Manufacturing Corp,Q,11/22/2019 9:30:08 AM BXRX,"Baudax Bio, Inc. Cmn Stk",R,11/22/2019 9:30:36 AM JG,Aurora Mobile Limited ADS,Q,11/22/2019 9:31:38 AM VBIV,"VBI Vaccines, Inc. Cm Stk",R,11/22/2019 9:32:09 AM SNCA,"Seneca Biopharma, Inc. Cmn",R,11/22/2019 9:32:19 AM GNPX,"Genprex, Inc. CM",R,11/22/2019 9:32:41 AM OCGN,"Ocugen, Inc. Common Stock",R,11/22/2019 9:32:56 AM CIFS,China Internet Nationwid Or Sh,Q,11/22/2019 9:33:40 AM GRNQ,Greenpro Capital Corp. Cmn Stk,R,11/22/2019 9:34:19 AM IDXG,Interpace Biosciences Cmn Stk,R,11/22/2019 9:34:54 AM OBAS,Optibase Ltd.,Q,11/22/2019 9:35:02 AM ODP,"Office Depot, Inc. Common Stk",Q,11/22/2019 9:38:07 AM PHIO,Phio Pharmaceuticals Corp.,R,11/22/2019 9:40:38 AM HGSH,China HGS Real Estate Cmn Stk,R,11/22/2019 9:40:42 AM DCAR,"DropCar, Inc. ",R,11/22/2019 9:42:58 AM GNUS,Genius Brands Intl Inc,R,11/22/2019 9:43:06 AM SGBX,"SG Blocks, Inc. Common Stock",R,11/22/2019 9:43:25 AM ANY,Sphere 3D Corp.,R,11/22/2019 9:43:39 AM BIMI,NF Energy Saving Corporation,R,11/22/2019 9:46:05 AM VIOT,"Viomi Technology Co., Ltd ADS",Q,11/22/2019 9:47:41 AM PMTS,CPI Card Group Inc.,R,11/22/2019 9:48:05 AM INMD,InMode Ltd. ORD,Q,11/22/2019 9:49:48 AM AEMD,"Aethlon Medical, Inc.",R,11/22/2019 9:54:36 AM ONTXW,"Onconova Therapeutics, Inc. WT",R,11/22/2019 9:54:51 AM IFMK,iFresh Inc. Cm St,R,11/22/2019 9:57:46 AM PETZ,"TDH Holdings, Inc. Cmn Shrs",R,11/22/2019 9:57:48 AM CETXW,Cemtrex Inc. WTS,R,11/22/2019 10:06:18 AM WAFU,Wah Fu Education Group Ltd Ord,R,11/22/2019 10:08:20 AM STAF,Staffing 360 Solutions Cmn,R,11/22/2019 10:08:57 AM DFFN,Diffusion Pharmaceuticals Inc.,R,11/22/2019 10:10:53 AM AHCOW,AdaptHealth Corp. Warrant,R,11/22/2019 10:12:43 AM KOD,Kodiak Sciences Inc CS,Q,11/22/2019 10:19:37 AM HX,Hexindai Inc. ADR,Q,11/22/2019 10:22:51 AM ABIL,Ability Inc.,R,11/22/2019 10:24:30 AM TBLT,ToughBuilt Ind Common Stock,R,11/22/2019 10:29:40 AM GLBS,Globus Maritime Limited,R,11/22/2019 10:30:02 AM ARAV,"Aravive, Inc. Cmn Stk",Q,11/22/2019 10:31:20 AM AMRH,"Ameri Holdings, Inc. Cm St",R,11/22/2019 10:38:55 AM BROGW,Twelve Seas Investment WT,R,11/22/2019 10:47:19 AM CRON,Cronos Group Inc.CS,Q,11/22/2019 10:51:04 AM VFF,Village Farms Int Cm Sh,R,11/22/2019 10:53:15 AM STSA,Satsuma Pharmaceuticals Cmn,Q,11/22/2019 11:05:44 AM CABA,"Cabaletta Bio, Inc. Cmn Stk",Q,11/22/2019 11:16:47 AM TACOW,Del Taco Restnts Warrants,R,11/22/2019 11:35:49 AM JRJC,China Finance Online Co. Limit,Q,11/22/2019 11:37:06 AM MREO,Mereo BioPharma Grp plc ADS,Q,11/22/2019 11:42:04 AM SNDL,Sundial Growers Inc. Cm Sh,Q,11/22/2019 11:43:12 AM TBLTW,ToughBuilt Ind Warrant,R,11/22/2019 11:45:03 AM ISIG,Insignia Systems Inc,R,11/22/2019 11:57:21 AM THCAW,Tuscan Holdings Corp. II Wt,R,11/22/2019 11:59:47 AM SSPKW,Silver Spike Acquisition Wts,R,11/22/2019 12:01:08 PM EYEGW,Eyegate Pharmaceuticals Wts,R,11/22/2019 12:23:58 PM IDEX,"Ideanomics, Inc. Cmn Stk",R,11/22/2019 12:39:31 PM DDMXW,DD3 Acquisition Corp Warrants,R,11/22/2019 12:46:00 PM ICON,"Iconix Brand Group, Inc.",Q,11/22/2019 12:49:01 PM CIVBP,Civista Bancshares Dep Sh,R,11/22/2019 12:49:02 PM PNRL,Paringa Resources LTD ADS,R,11/22/2019 12:56:01 PM DLPNW,"Dolphin Entertainment, WTS",R,11/22/2019 12:56:25 PM BKYI,BIO-key International Cm St,R,11/22/2019 1:00:13 PM ONCY,Oncolytics Biotech Inc. Cmn,R,11/22/2019 1:03:04 PM OXBRW,Oxbridge Re Hldgs Ltd Warrants,R,11/22/2019 1:03:35 PM SYNL,Synalloy Corp,Q,11/22/2019 1:04:35 PM TTOO,"T2 Biosystems, Inc. CS",Q,11/22/2019 1:12:59 PM AUTO,"AutoWeb, Inc.",R,11/22/2019 1:26:20 PM VIVE,"Viveve Medical, Inc. Cm St",R,11/22/2019 1:53:23 PM FPAYW,"FlexShopper, Inc. Wt",R,11/22/2019 1:55:41 PM OTLKW,Outlook Therapeutics Ser A Wt,R,11/22/2019 1:56:59 PM BIOL,"Biolase, Inc. Common Stock",R,11/22/2019 2:13:10 PM ORSNW,Orisun Acquisition WT,R,11/22/2019 2:16:43 PM PSTVZ,"PLUS THERAPEUTICS, Wts",R,11/22/2019 2:26:13 PM CWBR,"CohBar, Inc. Cm St",R,11/22/2019 2:52:05 PM ENTX,Entera Bio Ltd. Ord Shs,R,11/22/2019 2:55:16 PM VERY,"Vericity, Inc.CS",R,11/22/2019 3:07:27 PM ONTX,Onconova Therapeutics Inc,R,11/22/2019 3:14:28 PM CTIB,CTI Industries Corp,R,11/22/2019 3:18:10 PM SRTSW,Sensus Healthcare WT,R,11/22/2019 3:30:25 PM COCP,"Cocrystal Pharma, Inc. CM",R,11/22/2019 3:43:33 PM MORF,Morphic Holding Inc Common Stk,Q,11/22/2019 3:46:00 PM EYESW,Second Sight Mdl Products Wt,R,11/22/2019 3:50:53 PM AEYE,"AudioEye, Inc. CM ST",R,11/22/2019 3:52:01 PM DRADP,Digirad Srs A Cum Perp Pref St,Q,11/22/2019 3:54:36 PM 20191122163036