2008 Information Circulars

Overview

NASDAQ has provided additional information about non-NASDAQ listed exchange-traded funds (ETFs), which present special characteristics and risks associated with their trading.

This additional information is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of NASDAQ Rule 2310, which requires members to determine the suitability of investments recommended to customers.

For more information, please contact NASDAQ Listing Qualifications at +1 301 978 8008.

 

AB Svensk Exportkredit Accelerated Return Bear Market Notes
Circular Date Structured Product Symbol(s)
08.08.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index SZI
07.07.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 100 Index ODY
07.07.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index AXF
07.07.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the Technology Select Sector Index IWK
04.02.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index SAD
04.01.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P MidCap 400 Index MHG
03.03.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the Dow Jones Industrial Average DVK
02.29.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 1000 Growth Index RDF
02.29.08 AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the S&P 500 Index BJV
02.12.08 AB Svensk Exportkredit ELEMENTS Linked to the MLCX Grains Index - Total Return GRU
02.04.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the MSCI Emerging Markets Index MIS
02.01.08 AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the Consumer Discretionary Select Sector Index CBJ
01.18.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the Nikkei 225 Index NEH
01.18.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 2000 Index REU

 

AB Svensk Exportkredit Index-Linked Notes
Circular Date Structured Product Symbol(s)
11.10.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 2000 Index SGH
09.24.08 AB Svensk Exportkredit Stock Market Upturn Notes Linked to the S&P 500 Index SMM
09.10.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P MidCap 400 Index SZM
09.10.08 AB Svensk Exportkredit Capped Leveraged Index Return Notes Linked to the S&P BRIC 40 Index BTG
09.10.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the MSCI EAFE Index EFD
08.12.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 2000 Index RCW
08.12.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the Dow Jones EURO STOXX 50 Index EOA
05.05.08 AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index SQT
 
ALPS ETF Trust
Circular Date Structured Product Symbol(s)
05.09.08 Cohen & Steers Global Realty Majors ETF GRI
 
Barclays Exchange-Traded Notes
Circular Date Structured Product Symbol(s)
09.04.08 Barclays GEMS Asia 8 Exchange-Traded Notes Due April 8, 2038 AYT
06.18.08 Barclays Asian and Gulf Currency Revaluation ETN PGD
04.04.08 Barclays GEMS Index Exchange-Traded Notes JEM
 
Bear Stearns Active ETF Trust
Circular Date Structured Product Symbol(s)
06.18.08 Bear Stearns Current Yield Fund YYY
 
Citigroup Funding Inc. Index-Linked Notes
Circular Date Structured Product Symbol(s)
12.19.08 Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index BEJ
11.24.08 Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index BGI
10.28.08 Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index BUW
07.28.08 Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index BPD
06.25.08 Citigroup Funding Inc. Stock Market Upturn Notes Based upon the Performance of the S&P 500 Index SRU
05.27.08 Citigroup Funding Inc. Strategic Market Access Notes Based Upon the Citi U.S. Equity Model Index CKK
05.27.08 Citigroup Funding Inc. Buffer Notes Based Upon the Performance of the MSCI EAFE Index SPU
 
Citigroup Funding Inc. Buffer Notes
Circular Date Structured Product Symbol(s)
08.25.08 Citigroup Funding Inc. Buffer Notes Based Upon the Financial Select Sector SPDR Fund BYL
04.25.08 Citigroup Funding Inc. Buffer Notes Based Upon The iShares MSCI Emerging Markets Index Fund BYL
04.25.08 Citigroup Funding Inc. Buffer Notes Based Upon Dow Jones Industrial Average BUN
 
Citigroup Funding Inc. ELKS
Circular Date Structured Product Symbol(s)
09.22.08 Citigroup Funding Inc. Equity Linked Securities Based Upon the Common Stock of Barrick Gold Corporation ELQ
09.24.08 Citigroup Funding Inc. Equity Linked Securities Based Upon the Common Stock of Halliburton Company ECK
09.22.08 Citigroup Funding Inc. Equity Linked Securities Based Upon the Common Stock of Barrick Gold Corporation ELQ
08.26.08 Citigroup Funding Inc. 8.5% Equity Linked Securities Based Upon the Common Stock of Microsoft Corporation EHD
08.26.08 Citigroup Funding Inc. 8% Equity Linked Securities Based Upon the Common Stock of Exxon Mobil Corporation EKG
07.25.08 Citigroup Funding Inc. 11.5% Equity Linked Securities Based Upon the ADRs of Nokia Corporation EKK
07.25.08 Citigroup Funding Inc. 12% Equity Linked Securities Based Upon the Common Stock of International Game Technology EPH
07.25.08 Citigroup Funding Inc. 9% Equity Linked Securities Based Upon the Common Stock of Cisco Systems, Inc. EKV
06.26.08 Citigroup Funding Inc. 13.5% Equity Linked Securities Based Upon the Common Stock of Amazon.com, Inc. EGJ
06.24.08 Citigroup Funding Inc. 13.5% Equity Linked Securities Based Upon the Common Stock of JC Penney Company, Inc. EAZ
05.23.08 Citigroup Funding Inc. 14% Equity Linked Securities Based on the Common Stock of Research In Motion Ltd. EGK
05.23.08 Citigroup Funding Inc. 10% Equity Linked Securities Based on the Common Stock of Schlumberger Ltd. EAP
04.24.08 Citigroup Funding Inc. 10.75% Equity Linked Securities Based Upon the Common Stock of Valero Energy Corp. ELJ
04.24.08 Citigroup Funding Inc. 10.5% Equity Linked Securities Based Upon the Common Stock of Intel Corporation EHP
04.14.08 Citigroup Funding Inc. 10% Equity Linked Securities Based Upon the Common Stock of Merck & Co. EBY
03.25.08 Citigroup Funding Inc. 11% Equity Linked Securities Based Upon the Common Stock of Celgene Corporation. EHC
03.25.08 Citigroup Funding Inc. 11.75% Equity Linked Securities Based Upon the Common Stock of Deere & Co. ECB
03.14.08 Citigroup Funding Inc. 8.5% Equity-Linked Securities Based upon the Common Stock of Exxon Mobil Corporation ESM
02.26.08 Citigroup Funding Inc. 13.5% Equity Linked Securities Based Upon the Common Stock of Apple Inc. EYJ
01.23.08 Citigroup Funding Inc. Equity-Linked Securities Based upon the Common Stock of AT&T Inc. EDA
01.21.08 Citigroup Funding Inc. 11.5% Equity-Linked Securities Based Upon the Common Stock of NYSE Euronext EKJ
01.17.08 Citigroup Funding Inc. Equity-Linked Securities Based upon the Common Stock of Federal National Mortgage Association EJC
 
Citigroup Funding Inc. PACERS
Circular Date Structured Product Symbol(s)
07.24.08 Citigroup Funding Inc. 10% Premium Mandatory Callable Equity Linked Securities Linked to the ADRs of Companhia Vale do Rio Doce PBA
 
Citigroup Funding Inc. Stock Market Upturn Notes
Circular Date Structured Product Symbol(s)
03.26.08 Citigroup Funding Inc. Buffer Notes Based Upon the Financial Select Sector SPDR Fund BZZ
02.26.08 Citigroup Funding Inc. 9% Equity Linked Securities Based Upon the Common Stock of Time Warner Inc. EYW
02.25.08 Citigroup Funding Inc. Buffer Notes Based Upon The S&P 500 Index BLM
01.28.08 Citigroup Funding Inc. Stock Market Upturn Notes Based upon the S&P 500 Index SVE
 
Claymore Exchange-Traded Fund Trust 2
Circular Date Structured Product Symbol(s)
08.25.08 Claymore/Delta Global Shipping Index ETF SEA
06.11.08 Claymore/BNY Mellon Frontier Markets ETF FRN
04.15.08 Claymore/MAC Global Solar Energy Index ETF TAN
02.12.08 Claymore U.S. Capital Markets Bond ETF
Claymore U.S. Capital Markets Micro-Term Fixed Income ETF
Claymore US-1 - The Capital Markets Index ETF
UBD
ULQ
UEM
01.30.08 Claymore/AlphaShares China Small Cap Index ETF HAO
 
Credit Suisse Group ELEMENTS
Circular Date Structured Product Symbol(s)
04.03.08 ELEMENTS MLCX Gold Index - Total Return ETN GOE
04.02.08 ELEMENTS MLCX Livestock Index - Total Return ETN LSO
04.02.08 ELEMENTS MLCX Precious Metals ETN
ELEMENTS Credit Suisse Global Warming ETN
PMY
GMO
 
Deutsche Bank AG ETNs
Circular Date Structured Product Symbol(s)
06.17.08 PowerShares DB Base Metals Double Long ETN
PowerShares DB Base Metals Double Short ETN
PowerShares DB Base Metals Long ETN
PowerShares DB Base Metals Short ETN
PowerShares DB Crude Oil Double Long ETN
PowerShares DB Crude Oil Double Short ETN
PowerShares DB Crude Oil Long ETN
PowerShares DB Crude Oil Short ETN
BDD
BOM
BDG
BOS
DXO
DTO
OLO
SZO
04.29.08 DB Commodity Double Short Exchange Traded Notes
DB Commodity Double Long Exchange Traded Notes
DB Commodity Short Exchange Traded Notes
DB Commodity Long Exchange Traded Notes
DEE
DYY
DDP
DPU
04.17.08 DB Agriculture Double Short Exchange Traded Notes
DB Agriculture Double Long Exchange Traded Notes
DB Agriculture Short Exchange Traded Notes
DB Agriculture Long Exchange Traded Notes/U.S. Dollar Exchange Rate
AGA
DAG
ADZ
AGF
 
Deutsche Bank AG ELEMENTS
Circular Date Structured Product Symbol(s)
08.07.08 DB DB ELEMENTS Linked to the Benjamin Graham Total Market Value Index – Total Return
DB ELEMENTS Linked to the Benjamin Graham Small Cap Value Index – Total Return
DB ELEMENTS Linked to the Benjamin Graham Large Cap Value Index – Total Return
BVT
BVS
BVL
03.05.08 DB Gold Double Short Exchange-Traded Note
DB Gold Double Long Exchange Traded Note
DB Gold Short Exchange Traded Note
DZZ
DGP
DGZ
02.22.08 ELEMENTS Linked to the British Pound/U.S. Dollar Exchange Rate
ELEMENTS Linked to the U.S. Dollar/Canadian Dollar Exchange Rate
ELEMENTS Linked to the U.S. Dollar/Swiss Franc Exchange Rate
ELEMENTS Linked to the Euro/U.S. Dollar Exchange Rate
ELEMENTS Linked to the Australian Dollar/U.S. Dollar Exchange Rate
EGB
CUD
SZE
ERE
ADE
 
Direxion Shares ETF Trust
Circular Date Structured Product Symbol(s)
12.17.08 Direxion Funds Developed Markets Bull 3x Shares
Direxion Funds Emerging Markets Bull 3x Shares
Direxion Funds Technology Bull 3x Shares
DZK
EDC
TYH
11.18.08 Direxion Funds Large Cap Bull 3x Shares
Direxion Funds Small Cap Bull 3x Shares
Direxion Funds Energy Bull 3x Shares
Direxion Funds Financial Bull 3x Shares
BGU
TNA
ERX
FAS
 
Eksportfinans ASA PLUS
Circular Date Structured Product Symbol(s)
02.26.08 Eksportfinans ASA Performance Leveraged Upside Securities Based Upon the S&P 500 Index PJK
 
First Trust Exchange-Traded Fund Trust II
Circular Date Structured Product Symbol(s)
10.15.08 First Trust ISE Global Engineering and Construction Index Fund FLM
06.18.08 First Trust ISE Global Wind Energy Index Fund FAN
 
Greenhaven Continuous Commodity Index Fund
Circular Date Structured Product Symbol(s)
03.10.08 Greenhaven Continuous Commodity Index Fund GCC
 
HSBC USA Inc. ELEMENTS
Circular Date Structured Product Symbol(s)
06.11.08 HSBC USA Inc. ELEMENTS Linked to the S&P Commodity Trends Indicator — Total Return due June 16, 2023 LSC
iPath Exchange-Traded Notes
Circular Date Structured Product Symbol(s)
06.25.08 iPath DJ-AIG Tin ETN
iPath DJ-AIG Sugar ETN
iPath DJ-AIG Softs ETN
iPath DJ-AIG Precious Metals ETN
iPath DJ-AIG Platinum ETN
iPath DJ-AIG Lead ETN
iPath DJ-AIG Cotton ETN
iPath DJ-AIG Coffee ETN
iPath DJ-AIG Cocoa ETN
iPath DJ-AIG Aluminum ETN
iPath Global Carbon ETN
JJT
SGG
JJS
JJP
PGM
LD
BAL
JO
NIB
JJU
GRN
03.28.08 iPath Optimized Currency Carry Exchange-Traded Notes ICI
 
iShares, Inc.
Circular Date Structured Product Symbol(s)
03.28.08 iShares MSCI Israel Capped Investable Market Index Fund
iShares MSCI ACWI ex US Index Fund
iShares MSCI Thailand Investable Market Index Fund
EIS
TUR
THD
 
iShares Trust Funds
Circular Date Structured Product Symbol(s)
11.07.08 iShares Barclays Agency Bond Fund
iShares S&P Short Term National Municipal Bond Fund
AGZ
SUB
11.07.08 iShares S&P Target Date Retirement Income Index Fund
iShares S&P Target Date 2010 Index Fund
iShares S&P Target Date 2015 Index Fund
iShares S&P Target Date 2020 Index Fund
iShares S&P Target Date 2025 Index Fund
iShares S&P Target Date 2030 Index Fund
iShares S&P Target Date 2035 Index Fund
iShares S&P Target Date 2040 Index Fund
TGR
TZD
TZE
TZG
TZI
TZL
TZO
TZV
11.07.08 iShares S&P Conservative Allocation Fund
iShares S&P Moderate Allocation Fund
iShares S&P Growth Allocation Fund
iShares S&P Aggressive Allocation Fun
AOK
AOM
AOR
AOA
06.25.08 iShares FTSE China (HK Listed) Index Fund
iShares S&P Global Clean Energy Index Fund
iShares S&P Global Nuclear Energy Index Fund
iShares S&P Global Timber & Forestry Index Fund
FCHI
ICLN
NUCL
WOOD
 
iShares MSCI ACWI Index Fund ACWI
Circular Date Structured Product Symbol(s)
03.28.08 iShares MSCI ACWI Index Fund
iShares MSCI ACWI ex US Index Fund
ACWI
ACWX
 
JP Morgan Exchange-Traded Notes
Circular Date Structured Product Symbol(s)
05.22.08 JPMorgan Chase & Co. KEYnotes Exchange-Traded Notes Linked to the First Trust Enhanced130/30 Large Cap Index Due May 25, 2023 JFT
 
Lehman Brothers ETN
Circular Date Structured Product Symbol(s)
02.21.08 Lehman Brothers Opta Exchange-Traded Notes Linked to the S&P Listed Private Equity Index Net Return PPE
02.21.08 Lehman Brothers Opta Exchange-Traded Notes Linked to the LBCI Pure Beta Total Return
Lehman Brothers Opta Exchange-Traded Notes Linked to the LBCI Pure Beta Agriculture Total Return
RAW
EOH
 
MacroShares Trusts
Circular Date Structured Product Symbol(s)
12.12.08 MacroShares $100 Oil Up Shares
MacroShares $100 Oil Down Shares
UOY
DOY
 
Market Vectors ETF Trust
Circular Date Structured Product Symbol(s)
09.03.08 Market Vectors-RVE Hard Assets Producers ETF HAP
07.24.08 Market Vectors - Gulf States Index ETF MES
07.14.08 Market Vectors - Africa Index ETF AFK
04.22.08 Market Vectors - Solar Energy ETF KWT
02.26.08 Market Vector - Lehman Brothers AMT-Free Short Municipal Index ETF SMB
01.24.08 Market Vectors – Gaming ETF BJK
01.14.08 Market Vectors – Coal ETF KOL
01.07.08 Market Vectors - Lehman Brothers AMT-Free Long Municipal Index ETF MLN
 
Market Vectors Exchange-Traded Notes
Circular Date Structured Product Symbol(s)
03.17.08 Market Vectors-Indian Rupee/USD ETNs INR
03.17.08 Market Vectors-Chinese Renminbi/USD ETNs CNY
 
Merrill Lynch & Co., Inc. Accelerated Return Notes
Circular Date Structured Product Symbol(s)
06.18.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index MAO
06.17.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index SAR
05.06.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Nikkei 225 Index NYW
03.28.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Gold and Silver Index XUF
03.28.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the AMEX Health Care Select Sector Index HSJ
02.01.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index NMQ
 
Merrill Lynch & Co., Inc. Index-Linked Notes
Circular Date Structured Product Symbol(s)
12.05.08 Merrill Lynch & Co., Inc. Principal Protected Conditional Participation Notes Linked to the S&P 500 Index SVQ
12.05.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Consumer Staples Select Sector Index CAK
12.05.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index SQD
12.05.08 Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the S&P 500 Index BSB
12.05.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index AMO
12.05.08 Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the S&P 500 Index CUL
11.10.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index AQS
11.10.08 Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the S&P 500 Index AXT
11.10.08 Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the S&P 500 Inde SXF
11.10.08 Merrill Lynch & Co., Inc. Principal Protected Conditional Participation Notes Linked to the S&P 500 Index SXC
10.09.08 Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the Russell 2000 Index RXY
10.03.08 Merrill Lynch & Co., Inc. Principal Protected Range Notes Linked to the S&P 500 Index SVC
10.03.08 Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the S&P 500 Index SOM
10.03.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index SJO
09.10.08 Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the S&P 500 Index SBL
09.10.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Dow Jones Industrial Average DCX
09.10.08 Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the Dow Jones U.S. Real Estate Index RET
09.10.08 Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the S&P 500 Index SPI
08.12.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index MKY
08.08.08 Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the MSCI Emerging Markets Index MKI
08.08.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Russell 3000 Index BFN
07.07.08 Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the Russell 2000 Index RHQ
07.07.08 Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the MSCI Brazil Index BPF
05.05.08 Merrill Lynch & Co., Inc. Leveraged Index Return Notes Linked to the Russell 2000 Index RLO
05.05.08 Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the AMEX Energy Select Sector Index ICT
03.03.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI Brazil Index BTR
02.29.08 Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the AMEX Energy Select Sector Index IMW
02.28.08 Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index MWL
 
Merrill Lynch & Co., Inc. STARS
Circular Date Structured Product Symbol(s)
12.05.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index SKP
12.05.08 Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the iShares Dow Jones U.S. Real Estate Index Fund SMM
11.10.08 Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the SPDR S&P Retail ETF BYG
11.10.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index SFO
10.10.08 Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the Nikkei 225 Index NCE
10.07.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the MSCI EAFE Index EFS
08.08.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index SFA
08.08.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index SXU
08.08.08 Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the S&P Small Cap Regional Banks Index BCU
07.07.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Dow Jones Industrial Average DEV
06.17.08 Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the AMEX Consumer Discretionary Select Sector Index BJT
06.17.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index SZL
05.05.08 Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the PHLX Housing Sector Index HDJ
05.05.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index SSM
03.28.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Value of the Dow Jones Industrial Average DGK
03.28.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Value of the Russell 2000 Index RER
02.29.08 Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index SHJ
 
Merrill Lynch & Co., Inc. STEPS
Circular Date Structured Product Symbol(s)
08.08.08 Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Monsanto Co. MZJ
07.07.08 Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Freeport-McMoRan Copper & Gold Inc. FOA
06.18.08 Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Apple Inc. AXD
05.22.08 Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Qualcomm Incorporatedtd> QKP
 
Merrill Lynch & Co., Inc. STRIDES
Circular Date Structured Product Symbol(s)
09.10.08 Merrill Lynch & Co., Inc. 9.25% Callable STRIDES Based Upon the Common Stock of Oracle Corporationtd> OLE
04.23.08 Merrill Lynch & Co., Inc. 11% Callable Stock Return Income Debt Securities Linked to the Common Stock of Cisco Systems, Inc. CRJ
03.20.08 Merrill Lynch & Co., Inc. 12% Callable Stock Return Income Debt Securities Linked to Monsanto Company MYX
03.03.08 Merrill Lynch & Co.BXT, Inc. 10% Callable Stock Return Income Debt Securities Linked to Boeing Company BXT
02.22.08 Merrill Lynch & Co., Inc. 9% Callable Stock Return Income Debt Securities Linked to Common Stock of Google Inc. GKO
02.04.08 Merrill Lynch & Co., Inc. 11% Callable Stock Return Income Debt Securities Linked to Common Stock of The Home Depot, Inc. HRO
 
Morgan Stanley ETNs
Circular Date Structured Product Symbol(s)
05.07.08 Morgan Stanley Market Vectors - Double Short Euro ETNs
Morgan Stanley Market Vectors - Double Long Euro ETNs
DRR
URR
 
Morgan Stanley Index-Linked Notes
Circular Date Structured Product Symbol(s)
09.25.08 Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index SDG
07.25.08 Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index AOF
06.24.08 Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index SLZ
04.24.08 Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index SOU
 
Morgan Stanley Notes
Circular Date Structured Product Symbol(s)
03.25.08 Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index AMK
01.25.08 Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index BNP
 
Morgan Stanley PLUS
Circular Date Structured Product Symbol(s)
12.29.08 Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the S&P 500 Index BTQ
04.24.08 Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the S&P 500 Index SUO
04.24.08 Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the Dow Jones Industrial Average DCV
03.24.08 Morgan Stanley Performance Leveraged Upside Securities Based on the S&P 500 Index SKE
01.25.08 Morgan Stanley Performance Leveraged Upside Securities based upon the S&P 500 Index RLL
 
Morgan Stanley SPARKQS
Circular Date Structured Product Symbol(s)
06.24.08 Morgan Stanley 12% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Weatherford International Ltd. WVK
06.24.08 Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Intel Corporation ADJ
04.25.08 Morgan Stanley 10% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Baker Hughes Inc. BSL
03.25.08 Morgan Stanley 10% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of AT&T Inc. TQK
02.26.08 Morgan Stanley 14% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Apple Inc. ANY
01.25.08 Morgan Stanley Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Target Corporation MNM
 
NETS Trust
Circular Date Structured Product Symbol(s)
11.18.08 NETS FTSE CNBC Global 300 Index Fund MYG
09.08.08 NETS Tokyo Stock Exchange REIT Index Fund JRE
06.19.08 NET ISEQ 20 Index Fund IQE
05.27.08 NETS TA-25 Index Fund
NETS PSI 20 Index Fund
TAV
LIS
05.19.08 NETS AEX-index Fund
NETS BEL 20 Index Fund
NETS Hang Seng China Enterprises Index Fund
AEX
BRU
SNO
05.12.08 NETS S&P/MIB Index Fund
NETS FTSE Singapore Straits Times Index Fund
NETS FTSE/JSE Top 40 Index Fund
ITL
SGT
JNB
04.16.08 NETS CAC40 Index Fund
NETS TOPIX Index Fund
NETS Hang Seng Index Fund
FRC
TYI
HKG
04.11.08 NETS DAX Index Fund DAX
04.09.08 NETS S&P/ASX 200 Index Fund
NETS FTSE 100 Index Fund
AUS
LDN
 
PowerShares Actively Managed ETF Trust
Circular Date Structured Product Symbol(s)
05.08.08 PowerShares Active AlphaQ Fund
PowerShares Active Alpha Multi-Cap Fund
PowerShares Active Mega Cap Fund
PowerShares Active Low Duration Fund
PQY
PQZ
PMA
PLK
 
PowerShares Exchange-Traded Fund Trust II
Circular Date Structured Product Symbol(s)
10.15.08 PowerShares Emerging Markets Infrastructure Portfolio PXR
04.03.08 PowerShares Global Nuclear Energy Portfolio PKN
02.01.08 PowerShares Preferred Portfolio PGX
 
PowerShares India ETF Trust
Circular Date Structured Product Symbol(s)
03.05.08 PowerShares India Portfolio PIN
 
PowerShares ETF Trust II
Circular Date Structured Product Symbol(s)
05.20.08 PowerShares Autonomic Growth NFA Global Asset Portfolio
PowerShares Autonomic Balanced NFA Global Asset Portfolio
PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio
PTO
PCA
PAO
 
ProShares Trust
Circular Date Structured Product Symbol(s)
09.25.08 ProShares Trust Ultra Telecommunications ETF
ProShares Trust UltraShort Telecommunications ETF
ProShares Trust UltraShort Lehman 7-10 Year Treasury ETF
ProShares Trust UltraShort Lehman 20+ Year Treasury ETF
ProShares Trust Short Oil & Gas ETF
ProShares Trust Short Financials ETF
LTL
TLL
PST
TBT
DDG
SEF
02.08.08 ProShares Trust UltraShort MSCI EAFE ETF
ProShares Trust Short MSCI EAFE ETF
ProShares Trust UltraShort MSCI Emerging Markets ETF
ProShares Trust Short MSCI Emerging Markets ETF
ProShares Trust UltraShort MSCI Japan ETF
ProShares Trust UltraShort FTSE/Xinhua China 25 ETF
EFU
EFZ
EEV
EUM
EWV
FXP
 
Rydex ETF Trust
Circular Date Structured Product Symbol(s)
09.24.08 Rydex 2x S&P Select Sector Energy ETF
Rydex Inverse 2x S&P Select Sector Energy ETF
Rydex 2x S&P Select Sector Financial ETF
Rydex Inverse 2x S&P Select Sector Financial ETF
Rydex 2x S&P Select Sector Health Care ETF
Rydex Inverse 2x S&P Select Sector Health Care ETF
Rydex 2x S&P Select Sector Technology ETF
Rydex Inverse 2x S&P Select Sector Technology ETF
REA
REC
FRL
FRN
RHM
RHO
RTG
RTW
 
RevenueShares ETF Trust
Circular Date Structured Product Symbol(s)
11.19.08 RevenueShares ADR Fund RTR
11.12.08 RevenueShares Financials Sector Fund RWW
02.22.08 RevenueShares Large Cap Fund
RevenueShares Mid Cap Fund
RevenueShares Small Cap Fund
RWL
RWK
RWJ
 
Safety First Trust Index-Linked Notes
Circular Date Structured Product Symbol(s)
09.25.08 Safety First Trust Series 2008-4 Principal-Protected Certificates linked to the S&P 500 Index AHY
08.26.08 Safety First Trust Series 2008-3 Principal-Protected Certificates linked to a Global Index Basket AHB
06.25.08 Safety First Trust Principal-Protected Certificates Linked to the S&P 500 Index AMM
02.26.08 Safety First Trust Series 2008-1 Principal-Protected Certificates Linked to a U.S.-Europe-Japan Basket ATA
 
SPDR Index Shares Funds
Circular Date Structured Product Symbol(s)
07.22.08 SPDR S&P International Energy Sector ETF
SPDR S&P International Industrial Sector ETF
SPDR S&P International Financial Sector ETF
SPDR S&P International Materials Sector ETF
SPDR S&P International Technology Sector ETF
SPDR S&P International Utilities Sector ETF
SPDR S&P International Telecommunications Sector ETF
SPDR S&P International Consumer Staples Sector ETF
SPDR S&P International Consumer Discretionary Sector ETF
SPDR S&P International Health Care Sector ETF
IPW
IPN
IPF
IRV
IPK
IPU
IST
IPS
IPD
IRY
05.16.08 SPDR S&P Emerging Markets Small Cap EWX
05.13.08 SPDR S&P International Mid Cap ETF
SPDR DJ Wilshire Global Real Estate ETF
MDD
RWO
 
SPDR Series Trust
Circular Date Structured Product Symbol(s)
03.19.08 SPDR DB International Government Inflation-Protected Bond ETF WIP
 
UBS AG Exchange-Traded Notes
Circular Date Structured Product Symbol(s)
05.09.08 UBS Exchange Traded Access Securities Linked to the Inverse Performance of the UBS Bloomberg CMCI Platinum Excess Return PTD
04.02.08 E-TRACS UBS Bloomberg CMCI ETN
E-TRACS UBS Bloomberg CMCI Agriculture ETN
E-TRACS UBS Bloomberg CMCI Industrial Metals ETN
E-TRACS UBS Bloomberg CMCI Energy ETN
E-TRACS UBS Bloomberg CMCI Food ETN
E-TRACS UBS Bloomberg CMCI Livestock ETN
E-TRACS UBS Bloomberg CMCI Gold ETN
E-TRACS UBS Bloomberg CMCI Silver ETN
E-TRACS UBS Bloomberg CMCI Platinum ETN
UCI
UAG
UBM
UBN
FUD
UBC
UBG
USV
PTM
 
Vanguard International Equity Index Funds
Circular Date Structured Product Symbol(s)
06.26.08 Vanguard Total World Stock ETF VT
 
United States 12 Month Oil Fund, LP
Circular Date Structured Product Symbol(s)
02.22.08 United States 12 month Oil Fund, LP USL
 
United States Gasoline Fund, LP
Circular Date Structured Product Symbol(s)
03.07.08 United States Gasoline Fund, LP UGA
 
United States Heating Oil Fund, LP
Circular Date Structured Product Symbol(s)
04.09.08 United States Heating Oil Fund, LP UHN
 
WisdomTree Trust
Circular Date Structured Product Symbol(s)
12.04.08 WisdomTree LargeCap Growth Fund ROI
09.12.08 WisdomTree U.S. Current Income Fund
WisdomTree Dreyfus Brazilian Real Fund
WisdomTree Dreyfus Chinese Yuan Fund
WisdomTree Dreyfus Indian Rupee Fund
WisdomTree Dreyfus New Zealand Dollar Fund
WisdomTree Dreyfus Euro Fund
WisdomTree Dreyfus Japanese Yen Fund
USY
BZF
CYB
ICN
BNZ
EU
JYF
02.22.08 WisdomTree India Earnings Fund EPI

Contact Information

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    +1 301 978 8008.