Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01.02.2019 BJAN
PJAN
UJAN
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - January
Innovator S&P 500 Power Buffer ETF – January
Innovator S&P 500 Ultra Buffer ETF – January
BATS
01.04.2019 SSPY Syntax ETF Trust Syntax Stratified LargeCap ETF NYSE Arca
01.14.2019 TAWK
MUTE
Direxion Shares ETF Trust Direxion Daily Communication Services Index Bull 3X Shares
Direxion Daily Communication Services Index Bear 3X Shares
NYSE Arca
01.16.2019 RWIU
RWUI
RWCD
RWDC
RWED
RWDE
RWGV
RWVG
RWSL
RWLS
Direxion Shares ETF Trust Direxion FTSE Russell International Over US ETF
Direxion FTSE Russell US Over International ETF
Direxion MSCI Cyclicals Over Defensives ETF
Direxion MSCI Defensives Over Cyclicals ETF
Direxion MSCI Emerging Over Developed Markets ETF
Direxion MSCI Developed Over Emerging Markets ETF
Direxion Russell 1000 Growth Over Value ETF
Direxion Russell 1000 Value Over Growth ETF
Direxion Russell Small Over Large Cap ETF
Direxion Russell Large Over Small Cap ETF
NYSE Arca
01.16.2019 XCOM
UCOM
YCOM
SCOM
ProShares Trust ProShares Ultra Communication Services Select Sector
ProShares UltraPro Communication Services Select Sector
ProShares UltraShort Communication Services Select Sector
ProShares UltraPro Short Communication Services Select Sector
NYSE Arca
01.23.2019 LGOV First Trust Exchange-Traded Fund IV First Trust Long Duration Opportunities ETF NYSE Arca
01.29.2019 AWTM Tidal ETF Trust Aware Ultra-Short Duration Enhanced Income ETF NYSE Arca
01.30.2019 JCPB J.P. Morgan Exchange-Traded Fund Trust JPMorgan Core Plus Bond ETF BATS
01.30.2019 XBUY Amplify ETF Trust Amplify International Online Retail ETF NYSE Arca
02.01.2019 TCLD
TPAY
Managed Portfolio Series Tortoise Cloud Infrastructure Fund
Tortoise Digital Payments Infrastructure Fund
BATS
02.04.2019 ARKF ARK ETF Trust ARK Fintech Innovation ETF NYSE Arca
02.05.2019 VPC
VRAI
ETFis Series Trust I Virtus Private Credit Strategy ETF
Virtus Real Asset Income ETF
NYSE Arca
02.12.2019 USDY Pacific Global ETF Trust Pacific Global US Equity Income ETF NYSE Arca
02.28.2019 FSMD
FDEM
FDEV
Fidelity Covington ETF Trust Fidelity Small-Mid Factor ETF
Fidelity Targeted Emerging Markets Factor ETF
Fidelity Targeted International Factor ETF
NYSE Arca
Cboe BZX
Cboe BZX
03.05.2019 FIVG ETF Series Solutions Defiance Next Gen Connectivity ETF NYSE Arca
03.06.2019 GDAT
GFIN
GDNA
GMAN
GBUY
Goldman Sachs ETF Trust Goldman Sachs Motif Data-Driven World ETF
Goldman Sachs Motif Finance Reimagined ETF
Goldman Sachs Motif Human Evolution ETF
Goldman Sachs Motif Manufacturing Revolution ETF
Goldman Sachs Motif New Age Consumer ETF
NYSE Arca
03.07.2019 USSG DBX ETF Trust Xtrackers MSCI USA ESG Leaders Equity ETF NYSE Arca
03.13.2019 JHCS John Hancock Exchange-Traded Fund Trust John Hancock Multifactor Media and Communications ETF NYSE Arca
03.13.2019 BBSA
BBUS
J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF
JPMorgan BetaBuilders U.S. Equity ETF
BATS
03.13.2019 LSLT Salt Funds Trust Salt Low truBeta US Market ETF BATS
03.15.2019 RYZZ ETF Series Solutions RYZZ Managed Futures Strategy Plus ETF NYSE Arca
03.20.2019 HOMZ ETF Series Solutions Hoya Capital Housing ETF NYSE Arca
03.21.2019 FOVL iShares Trust iShares Focused Value Factor ETF NYSE Arca
03.21.2019 DYNF BlackRock ETF Trust BlackRock U.S. Equity Factor Rotation ETF NYSE Arca
03.21.2019 DMRE TransAmerica ETF Trust DeltaShares S&P EM 100 & Managed Risk ETF NYSE Arca
03.22.2019 NETL ETF Series Solutions NETLease Corporate Real Estate ETF NYSE Arca
04.01.2019 BAPR
PAPR
UAPR
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - April
Innovator S&P 500 Power Buffer ETF - April
Innovator S&P 500 Ultra Buffer ETF – April
BATS
04.03.2019 FISR
XLSR
SSGA Active Trust SPDR SSGA Fixed Income Sector Rotation ETF
SPDR SSGA U.S. Sector Rotation ETF
NYSE Arca
04.03.2019 BNKO
BNKU
KNAB
BNKZ
BNKD
Bank of Montreal
MicroSectors U.S. Big Banks Index 2X Leveraged ETNs
MicroSectors U.S. Big Banks Index 3X Leveraged ETNs
GMicroSectors U.S. Big Banks Index Inverse ETNs
MicroSectors U.S. Big Banks Index -2X Inverse Leveraged ETNs
MicroSectors U.S. Big Banks Index -3X Inverse Leveraged ETNs
NYSE Arca
04.04.2019 IBMO iShares Trust iShares iBonds Dec 2026 Term Muni Bond ETF BATS
04.04.2019 IXSE WisdomTree Trust WisdomTree India ex-State-Owned Enterprises Fund NYSE Arca
04.10.2019 YGRN
NRGU
NRGO
NRGZ
NRGD
Bank of Montreal
MicroSectors U.S. Big Oil Index Inverse ETN
MicroSectors U.S. Big Oil Index 3X Leveraged ETN
MicroSectors U.S. Big Oil Index 2X Leveraged ETN
MicroSectors U.S. Big Oil Index -2X Inverse Leveraged ETN
MicroSectors U.S. Big Oil Index -3X Inverse Leveraged ETN
NYSE Arca
04.11.2019 IBMP iShares Trust iShares iBonds Dec 2027 Term Muni Bond ETF BATS
04.11.2019 SFY
SFYX
Tidal ETF Trust SoFi Select 500 ETF
SoFi Next 500 ETF
NYSE Arca
04.12.2019 KEMX KraneShares Trust KraneShares MSCI Emerging Markets ex China Index ETF NYSE Arca
04.17.2019 GSST Goldman Sachs ETF Trust Goldman Sachs Access Ultra Short Bond ETF BATS
04.18.2019 IDRV iShares Trust iShares Self-Driving EV and Tech ETF NYSE Arca
04.18.2019 YOLO Advisorshares Trust AdvisorShares Pure Cannabis ETF NYSE Arca
04.18.2019 IBMQ iShares Trust iShares iBonds Dec 2028 Term Muni Bond ETF BATS
04.22.2019 RYLD Global X Funds Global X Russell 2000 Covered Call ETF BATS
04.25.2019 SEIX Virtus ETF Trust II Virtus Seix Senior Loan ETF NYSE Arca
04.25.2019 USI Principal Exchange-Traded Funds Principal Ultra-Short Active Income ETF NYSE Arca
05.01.2019 TPLC
TPHD
Timothy Plan Timothy Plan US Large Cap Core ETF
Timothy Plan High Dividend Stock ETF
NYSE Arca
05.02.2019 BUL Pacer Funds Trust Pacer US Cash Cows Growth ETF NYSE Arca
05.02.2019 PTIN Pacer Funds Trust Pacer Trendpilot International ETF NYSE Arca
05.06.2019 TRND Pacer Funds Trust Pacer Trendpilot Fund of Funds ETF NYSE Arca
05.08.2019 SFYF Tidal ETF Trust SoFi 50 ETF NYSE Arca
05.08.2019 DBMF Manager Directed Portfolios iM DBi Managed Futures Strategy ETF NYSE Arca
05.09.2019 IBHA
IBHB
IBHC
IBHD
IBHE
iShares Trust iShares iBonds 2021 Term High Yield and Income ETF
iShares iBonds 2022 Term High Yield and Income ETF
iShares iBonds 2023 Term High Yield and Income ETF
iShares iBonds 2024 Term High Yield and Income ETF
iShares iBonds 2025 Term High Yield and Income ETF
BATS
05.09.2019 LEND Amplify ETF Trust JAmplify Crowdbureau® Peer-to-Peer Lending & Crowdfunding ETF NYSE Arca
05.13.2019 TAPR
STPP
FLAT
DTUL
DTUS
DFVL
DFVS
DTYL
DTYS
DLBS
Barclays Bank PLC Barclays Inverse US Treasury Composite ETN
iPath US Treasury Steepener ETN
iPath US Treasury Flattener ETN
iPath US Treasury 2-year Bull ETN
iPath US Treasury 2-year Bear ETN
iPath US Treasury 5-year Bull ETN
iPath US Treasury 5-year Bear ETN
iPath US Treasury 10-year Bull ETN
iPath US Treasury 10-year Bear ETN
iPath US Treasury Long Bond Bear ETN
Cboe BZX
05.14.2019 IVOL KraneShares Trust Quadratic Interest Rate Volatility and Inflation Hedge ETF NYSE Arca
05.15.2019 ZIG ETF Series Solutions The Acquirers Fund NYSE Arca
05.16.2019 MAAX VanEck Vectors ETF Trust VanEck Vectors Municipal Allocation ETF BATS
05.21.2019 AMOM
QRFT
Exchange Listed Funds Trust QRAFT AI-Enhanced U.S. Large Cap Momentum ETF
QRAFT AI-Enhanced U.S. Large Cap ETF
NYSE Arca
05.22.2019 PLAT WisdomTree Trust WisdomTree Modern Tech Platforms Fund NYSE Arca
05.23.2019 GLIF
USHG
FQF Trust AGFiQ Global Infrastructure ETF
AGFiQ Dynamic Hedged U.S. Equity ETF
NYSE Arca
05.22.2019 FRDM Alpha Architect ETF Trust Freedom 100 Emerging Markets ETF BATS
05.29.2019 WBIT Absolute Shares Trust WBI BullBear Trend Switch US 3000 Total Return ETF NYSE Arca
06.03.2019 BJUN
PJUN
UJUN
Innovator ETFs Trust Innovator S&P 500 Buffer ETF – June
Innovator S&P 500 Power Buffer ETF – June
Innovator S&P 500 Ultra Buffer ETF – June
BATS
06.04.2019 NERD Listed Funds Trust Roundhill BITKRAFT Esports & Digital Entertainment ETF NYSE Arca
06.04.2019 NULC Nushares ETF Trust Nuveen ESG Large-Cap ETF BATS
06.05.2019 INAU
INAG
TWAR
Listed Funds Trust Innovation Alpha United States ETF
Innovation Alpha Global ETF
Innovation Alpha Trade War ETF
NYSE Arca
06.06.2019 MIDF iShares Trust iShares Edge MSCI Multifactor USA Mid-Cap ETF NYSE Arca
06.12.2019 KCLD
KSCD
KraneShares Trust KFA Large Cap Quality Dividend Index ETF
KFA Small Cap Quality Dividend Index ETF
NYSE Arca
06.13.2019 IDNA
IHAK
iShares Trust iShares Genomics Immunology and Healthcare ETF
iShares Cybersecurity and Tech ETF
NYSE Arca
06.18.2019 TBND Collaborative Investment Series Trust Tactical Income ETF NYSE Arca
06.25.2019 HTEC Exchange Traded Concepts Trust ROBO Global(R) Healthcare Technology and Innovation ETF NYSE Arca
06.26.2019 SNPE DBX ETF Trust Xtrackers S&P 500 ESG ETF NYSE Arca
07.01.2019 EJUL
IJUL
Innovator ETFs Trust Innovator MSCI Emerging Markets Power Buffer ETF - July
Innovator MSCI EAFE Power Buffer ETF - July
NYSE Arca
07.09.2019 THCX Spinnaker ETF Series The Cannabis ETF NYSE Arca
07.10.2019 ACIO ETF Series Solutions Aptus Collared Income Opportunity ETF BATS
07.15.2019 QLVD
QLVE
QLV
FlexShares Trust FlexShares Developed Markets ex-US Quality Low Volatility Index Fund
FlexShares Emerging Markets Quality Low Volatility Index Fund
FlexShares US Quality Low Volatility Index Fund
NYSE Arca
07.19.2019 WBIN Absolute Shares Trust WBI BullBear Trend Switch US Total Return ETF NYSE Arca
07.23.2019 CNBS Amplify ETF Trust Amplify Seymour Cannabis ETF NYSE Arca
07.31.2019 ULTR IndexIQ Active ETF Trust IQ Ultra Short Duration ETF NYSE Arca
07.31.2019 BAUG
PAUG
UAUG
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - August
Innovator S&P 500 Power Buffer ETF - August
Innovator S&P 500 Ultra Buffer ETF - August
BATS
08.20.2019 ECLN First Trust Exchange-Traded Fund IV First Trust EIP Carbon Impact ETF NYSE Arca
09.03.2019 BSEP
PSEP
USEP
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - September
Innovator S&P 500 Power Buffer ETF - September
Innovator S&P 500 Ultra Buffer ETF - September
BATS
09.09.2019 VEGN ETF Series Solutions US Vegan Climate ETF NYSE Arca
09.10.2019 GRN Barclays Bank PLC iPath Series B Carbon ETN NYSE Arca
09.12.2019 BSCT
BSJR
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2029 Corporate Bond ETF
Invesco BulletShares 2027 High Yield Corporate Bond ETF
NYSE Arca
09.19.2019 AVEM American Century ETF Avantis Emerging Markets Equity ETF NYSE Arca
09.19.2019 FLCB Franklin Templeton ETF Trust Franklin Liberty U.S. Core Bond ETF NYSE Arca
09.19.2019 IBDU iShares Trust iShares iBonds Dec 2029 Term Corporate ETF NYSE Arca
09.25.2019 RECS
REVS
Columbia ETF Trust I Columbia Research Enhanced Core ETF
Columbia Research Enhanced Value ETF
NYSE Arca
09.26.2019 NUHY NuShares ETF Trust Nuveen ESG High Yield Corporate Bond ETF NYSE Arca
09.26.2019 AVDE
AVDV
AVUS
AVUV
American Century ETF Avantis International Equity ETF
Avantis International Small Cap Value ETF
Avantis U.S. Equity ETF
Avantis U.S. Small Cap Value ETF
NYSE Arca
10.01.2019 KOCT
NOCT
Innovator ETFs Trust Innovator Russell 2000 Power Buffer ETF - October
Innovator Nasdaq-100 Power Buffer ETF- October
BATS
10.01.2019 OVB
OVF
OVL
OVM
OVS
Listed Funds Trust Overlay Shares Core Bond ETF
Overlay Shares Foreign Equity ETF
Overlay Shares Large Cap Equity ETF
Overlay Shares Municipal Bond ETF
Overlay Shares Small Cap Equity ETF
NYSE Arca
10.01.2019 WWJD Northern Lights Fund Trust IV Inspire International ESG ETF NYSE Arca
10.07.2019 XOUT GraniteShares ETF Trust GraniteShares XOUT U.S. Large Cap ETF NYSE Arca
10.08.2019 GBUG
SBUG
Barclays Bank PLC iPath Gold ETN
iPath Silver ETN
NYSE Arca
10.09.2019 VALT ETF Managers Trust ETFMG Sit Ultra Short ETF NYSE Arca
10.09.2019 ESGG
LKOR
QLC
FlexShares Trust FlexShares STOXX Global ESG Impact Index Fund
FlexShares Credit-Scored US Long Corporate Bond Index Fund
FlexShares US Quality Large Cap Index Fund
BATS
10.10.2019 LGH
QQH
Northern Lights Fund Trust III HCM Defender 500 Index ETFN
HCM Defender 100 Index ETF
NYSE Arca
10.10.2019 SCHI
SCHJ
SCHQ
Schwab Strategic Trust Schwab 5-10 Year Corporate Bond ETF
Schwab 1-5 Year Corporate Bond ETF
Schwab Long-Term U.S. Treasury ETF
NYSE Arca
10.17.2019 WIZ Alpha Architect ETF Trust Merlyn.AI Bull-Rider Bear-Fighter ETF NYSE Arca
10.22.2019 PTBD Pacer Funds Trust Pacer Trendpilot US Bond ETF NYSE Arca
10.24.2019 FJNK
IDY
Pacific Global ETF Trust Pacific Global Focused High Yield ETF
Pacific Global International Equity Income ETF
NYSE Arca
10.25.2019 BDCY
CEFZ
DJCB
HDLB
LMLB
UBS AG Trust ETRACS 2xMonthly Leveraged Wells Fargo Diversified Business Development Company Index ETN Series B due October 21, 2049
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN Series B due December 10, 2043
ETRACS Bloomberg Commodity Index Total Return ETN Series B due October 31, 2039
ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN Series B due September 30, 2044
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN Series B due June 24, 2044
NYSE Arca
11.01.2019 BNOV
PNOV
UNOV
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - November
Innovator S&P 500 Power Buffer ETF - November
Innovator S&P 500 Ultra Buffer ETF - November
BATS
11.04.2019 ROMO Strategy Shares Strategy Shares Newfound/ReSolve Robust Momentum ETF BATS
11.04.2019 TDV
TMDV
ProShares Trust ProShares S&P Technology Dividend Aristocrats ETF
ProShares Russell US Dividend Growers ETF
BATS
11.07.2019 HIBL
HIBS
WEBL
WEBS
Direxion Funds Direxion Daily S&P 500 High Beta Bull 3X Shares
Direxion Daily S&P 500 High Beta Bear 3X Shares
Direxion Daily Dow Jones Internet Bull 3X Shares
Direxion Daily Dow Jones Internet Bear 3X Shares
NYSE Arca
11.07.2019 DAUG
FAUG
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - August
FT Cboe Vest U.S. Equity Buffer ETF - August
BATS
11.07.2019 FCPI Fidelity Covington Trust Fidelity Stocks for Inflation ETF BATS
11.13.2019 FNGS Bank Of Montreal MicroSectors FANG+ETNs due January 8, 2038 NYSE Arca
11.14.2019 MTGP WisdomTree Trust WisdomTree Mortgage Plus Bond Fund NYSE Arca
11.14.2019 DIET ETF Series Solutions Defiance Next Gen Food & Agriculture ETF NYSE Arca
11.15.2019 MOTO Guinness Atkinson Funds SmartETFs Smart Transportation & Technology ETF/td> NYSE Arca
11.15.2019 DNOV
FNOV
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - November
FT Cboe Vest U.S. Equity Buffer ETF - November
BATS
11.20.2019 PFLD ETF Series Solutions AAM Low Duration Preferred and Income Securities ETF NYSE Arca
12.02.2019 TPIF
TPSC
Timothy Plan Timothy Plan International ETF
Timothy Plan US Small Cap Core ETF
NYSE Arca
12.02.2019 BDEC
PDEC
UDEC
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - December
Innovator S&P 500 Power Buffer ETF - December
Innovator S&P 500 Ultra Buffer ETF - December
BATS
12.04.2019 AFLG
AFMC
AFSM
First Trust Exchange-Traded Fund VIII First Trust Active Factor Large Cap ETF
First Trust Active Factor Mid Cap ETF
First Trust Active Factor Small Cap ETF
NYSE Arca
12.04.2019 URNM Exchange Traded Concepts Trust North Shore Global Uranium Mining ETF NYSE Arca
12.05.2019 BBIN J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders International Equity ETF BATS
12.09.2019 KDFI KraneShares Trust KFA Dynamic Fixed Income ETF NYSE Arca
12.11.2019 MJJ
MJO
Bank Of Montreal MicroSectors Cannabis ETNs
MicroSectors Cannabis 2X Leveraged ETNs
NYSE Arca
12.12.2019 EMNT PIMCO ETF Trust PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund NYSE Arca
12.13.2019 RPAR Tidal ETF Trust RPAR Risk Parity ETF NYSE Arca
12.17.2019 IQSI
IQSU
IndexIQ ETF Trust IQ Candriam ESG International Equity ETF
IQ Candriam ESG US Equity ETF
NYSE Arca
12.17.2019 AESR Two Roads Shared Trust Anfield U.S. Equity Sector Rotation ETF BATS
12.18.2019 DBEH Manager Directed Portfolios iM DBi Hedge Strategy ETF NYSE Arca
12.18.2019 SPUS Tidal ETF Trust SP Funds S&P 500 Sharia Industry Exclusions ETF NYSE Arca
12.19.2019 RAFE PIMCO Equity Series PIMCO RAFI ESG U.S. ETF NYSE Arca
12.20.2019 FLSP Franklin Templeton ETF Trust Franklin Liberty Systematic Style Premia ETF NYSE Arca
12.20.2019 NUSI ETF Series Solutions Nationwide Risk-Managed Income ETF NYSE Arca
12.27.2019 DVOP Listed Funds Trust Source Dividend Opportunity ETF BATS
12.27.2019 JOYY Infusive US Trust Infusive US Trust ETF NYSE Arca
12.27.2019 GBDV Global Beta ETF Trust Global Beta Smart Income ETF NYSE Arca
12.27.2019 SPSK Tidal ETF Trust SP Funds Dow Jones Global Sukuk ETF NYSE Arca
01.02.2020 EJAN
IJAN
Innovator ETFs Trust Innovator MSCI Emerging Markets Power Buffer ETF - January
Innovator MSCI EAFE Power Buffer ETF - January
NYSE Arca
01.02.2020 KJAN
NJAN
Innovator ETFs Trust Innovator Russell 2000 Power Buffer ETF - January
Innovator Nasdaq-100 Power Buffer ETF - January
BATS