Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01.02.2019 BJAN
PJAN
UJAN
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - January
Innovator S&P 500 Power Buffer ETF – January
Innovator S&P 500 Ultra Buffer ETF – January
BATS
04.01.2019 BAPR
PAPR
UAPR
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - April
Innovator S&P 500 Power Buffer ETF - April
Innovator S&P 500 Ultra Buffer ETF – April
BATS
04.03.2019 FISR
XLSR
SSGA Active Trust SPDR SSGA Fixed Income Sector Rotation ETF
SPDR SSGA U.S. Sector Rotation ETF
NYSE Arca
04.03.2019 BNKO
BNKU
KNAB
BNKZ
BNKD
Bank of Montreal
MicroSectors U.S. Big Banks Index 2X Leveraged ETNs
MicroSectors U.S. Big Banks Index 3X Leveraged ETNs
GMicroSectors U.S. Big Banks Index Inverse ETNs
MicroSectors U.S. Big Banks Index -2X Inverse Leveraged ETNs
MicroSectors U.S. Big Banks Index -3X Inverse Leveraged ETNs
NYSE Arca
04.04.2019 IBMO iShares Trust iShares iBonds Dec 2026 Term Muni Bond ETF BATS
04.04.2019 IXSE WisdomTree Trust WisdomTree India ex-State-Owned Enterprises Fund NYSE Arca
04.10.2019 YGRN
NRGU
NRGO
NRGZ
NRGD
Bank of Montreal
MicroSectors U.S. Big Oil Index Inverse ETN
MicroSectors U.S. Big Oil Index 3X Leveraged ETN
MicroSectors U.S. Big Oil Index 2X Leveraged ETN
MicroSectors U.S. Big Oil Index -2X Inverse Leveraged ETN
MicroSectors U.S. Big Oil Index -3X Inverse Leveraged ETN
NYSE Arca
04.11.2019 IBMP iShares Trust iShares iBonds Dec 2027 Term Muni Bond ETF BATS
04.11.2019 SFY
SFYX
Tidal ETF Trust SoFi Select 500 ETF
SoFi Next 500 ETF
NYSE Arca
04.12.2019 KEMX KraneShares Trust KraneShares MSCI Emerging Markets ex China Index ETF NYSE Arca
04.17.2019 GSST Goldman Sachs ETF Trust Goldman Sachs Access Ultra Short Bond ETF BATS
04.18.2019 IDRV iShares Trust iShares Self-Driving EV and Tech ETF NYSE Arca
04.18.2019 YOLO Advisorshares Trust AdvisorShares Pure Cannabis ETF NYSE Arca
04.18.2019 IBMQ iShares Trust iShares iBonds Dec 2028 Term Muni Bond ETF BATS
04.22.2019 RYLD Global X Funds Global X Russell 2000 Covered Call ETF BATS
04.25.2019 SEIX Virtus ETF Trust II Virtus Seix Senior Loan ETF NYSE Arca
04.25.2019 USI Principal Exchange-Traded Funds Principal Ultra-Short Active Income ETF NYSE Arca
05.01.2019 TPLC
TPHD
Timothy Plan Timothy Plan US Large Cap Core ETF
Timothy Plan High Dividend Stock ETF
NYSE Arca
05.02.2019 BUL Pacer Funds Trust Pacer US Cash Cows Growth ETF NYSE Arca
05.02.2019 PTIN Pacer Funds Trust Pacer Trendpilot International ETF NYSE Arca
05.06.2019 TRND Pacer Funds Trust Pacer Trendpilot Fund of Funds ETF NYSE Arca
05.08.2019 SFYF Tidal ETF Trust SoFi 50 ETF NYSE Arca
05.08.2019 DBMF Manager Directed Portfolios iM DBi Managed Futures Strategy ETF NYSE Arca
05.09.2019 IBHA
IBHB
IBHC
IBHD
IBHE
iShares Trust iShares iBonds 2021 Term High Yield and Income ETF
iShares iBonds 2022 Term High Yield and Income ETF
iShares iBonds 2023 Term High Yield and Income ETF
iShares iBonds 2024 Term High Yield and Income ETF
iShares iBonds 2025 Term High Yield and Income ETF
BATS
05.09.2019 LEND Amplify ETF Trust JAmplify Crowdbureau® Peer-to-Peer Lending & Crowdfunding ETF NYSE Arca
05.13.2019 TAPR
STPP
FLAT
DTUL
DTUS
DFVL
DFVS
DTYL
DTYS
DLBS
Barclays Bank PLC Barclays Inverse US Treasury Composite ETN
iPath US Treasury Steepener ETN
iPath US Treasury Flattener ETN
iPath US Treasury 2-year Bull ETN
iPath US Treasury 2-year Bear ETN
iPath US Treasury 5-year Bull ETN
iPath US Treasury 5-year Bear ETN
iPath US Treasury 10-year Bull ETN
iPath US Treasury 10-year Bear ETN
iPath US Treasury Long Bond Bear ETN
Cboe BZX
05.14.2019 IVOL KraneShares Trust Quadratic Interest Rate Volatility and Inflation Hedge ETF NYSE Arca
05.15.2019 ZIG ETF Series Solutions The Acquirers Fund NYSE Arca
05.16.2019 MAAX VanEck Vectors ETF Trust VanEck Vectors Municipal Allocation ETF BATS
05.21.2019 AMOM
QRFT
Exchange Listed Funds Trust QRAFT AI-Enhanced U.S. Large Cap Momentum ETF
QRAFT AI-Enhanced U.S. Large Cap ETF
NYSE Arca
05.22.2019 PLAT WisdomTree Trust WisdomTree Modern Tech Platforms Fund NYSE Arca
05.23.2019 GLIF
USHG
FQF Trust AGFiQ Global Infrastructure ETF
AGFiQ Dynamic Hedged U.S. Equity ETF
NYSE Arca
05.22.2019 FRDM Alpha Architect ETF Trust Freedom 100 Emerging Markets ETF BATS
05.29.2019 WBIT Absolute Shares Trust WBI BullBear Trend Switch US 3000 Total Return ETF NYSE Arca
06.03.2019 BJUN
PJUN
UJUN
Innovator ETFs Trust Innovator S&P 500 Buffer ETF – June
Innovator S&P 500 Power Buffer ETF – June
Innovator S&P 500 Ultra Buffer ETF – June
BATS
06.04.2019 NERD Listed Funds Trust Roundhill BITKRAFT Esports & Digital Entertainment ETF NYSE Arca
06.04.2019 NULC Nushares ETF Trust Nuveen ESG Large-Cap ETF BATS
06.05.2019 INAU
INAG
TWAR
Listed Funds Trust Innovation Alpha United States ETF
Innovation Alpha Global ETF
Innovation Alpha Trade War ETF
NYSE Arca
06.06.2019 MIDF iShares Trust iShares Edge MSCI Multifactor USA Mid-Cap ETF NYSE Arca
06.12.2019 KCLD
KSCD
KraneShares Trust KFA Large Cap Quality Dividend Index ETF
KFA Small Cap Quality Dividend Index ETF
NYSE Arca
06.13.2019 IDNA
IHAK
iShares Trust iShares Genomics Immunology and Healthcare ETF
iShares Cybersecurity and Tech ETF
NYSE Arca
06.18.2019 TBND Collaborative Investment Series Trust Tactical Income ETF NYSE Arca
06.25.2019 HTEC Exchange Traded Concepts Trust ROBO Global(R) Healthcare Technology and Innovation ETF NYSE Arca
06.26.2019 SNPE DBX ETF Trust Xtrackers S&P 500 ESG ETF NYSE Arca
07.01.2019 EJUL
IJUL
Innovator ETFs Trust Innovator MSCI Emerging Markets Power Buffer ETF - July
Innovator MSCI EAFE Power Buffer ETF - July
NYSE Arca
07.09.2019 THCX Spinnaker ETF Series The Cannabis ETF NYSE Arca
07.10.2019 ACIO ETF Series Solutions Aptus Collared Income Opportunity ETF BATS
07.15.2019 QLVD
QLVE
QLV
FlexShares Trust FlexShares Developed Markets ex-US Quality Low Volatility Index Fund
FlexShares Emerging Markets Quality Low Volatility Index Fund
FlexShares US Quality Low Volatility Index Fund
NYSE Arca
07.19.2019 WBIN Absolute Shares Trust WBI BullBear Trend Switch US Total Return ETF NYSE Arca
07.23.2019 CNBS Amplify ETF Trust Amplify Seymour Cannabis ETF NYSE Arca
07.25.2019 TOKE Cambria ETF Trust Cambria Cannabis ETF BATS
07.31.2019 ULTR IndexIQ Active ETF Trust IQ Ultra Short Duration ETF NYSE Arca
07.31.2019 BAUG
PAUG
UAUG
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - August
Innovator S&P 500 Power Buffer ETF - August
Innovator S&P 500 Ultra Buffer ETF - August
BATS
08.20.2019 ECLN First Trust Exchange-Traded Fund IV First Trust EIP Carbon Impact ETF NYSE Arca
09.03.2019 BSEP
PSEP
USEP
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - September
Innovator S&P 500 Power Buffer ETF - September
Innovator S&P 500 Ultra Buffer ETF - September
BATS
09.09.2019 VEGN ETF Series Solutions US Vegan Climate ETF NYSE Arca
09.10.2019 GRN Barclays Bank PLC iPath Series B Carbon ETN NYSE Arca
09.12.2019 BSCT
BSJR
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2029 Corporate Bond ETF
Invesco BulletShares 2027 High Yield Corporate Bond ETF
NYSE Arca
09.19.2019 AVEM American Century ETF Avantis Emerging Markets Equity ETF NYSE Arca
09.19.2019 FLCB Franklin Templeton ETF Trust Franklin Liberty U.S. Core Bond ETF NYSE Arca
09.19.2019 IBDU iShares Trust iShares iBonds Dec 2029 Term Corporate ETF NYSE Arca
09.25.2019 RECS
REVS
Columbia ETF Trust I Columbia Research Enhanced Core ETF
Columbia Research Enhanced Value ETF
NYSE Arca
09.26.2019 NUHY NuShares ETF Trust Nuveen ESG High Yield Corporate Bond ETF NYSE Arca
09.26.2019 AVDE
AVDV
AVUS
AVUV
American Century ETF Avantis International Equity ETF
Avantis International Small Cap Value ETF
Avantis U.S. Equity ETF
Avantis U.S. Small Cap Value ETF
NYSE Arca
10.01.2019 KOCT
NOCT
Innovator ETFs Trust Innovator Russell 2000 Power Buffer ETF - October
Innovator Nasdaq-100 Power Buffer ETF- October
BATS
10.01.2019 OVB
OVF
OVL
OVM
OVS
Listed Funds Trust Overlay Shares Core Bond ETF
Overlay Shares Foreign Equity ETF
Overlay Shares Large Cap Equity ETF
Overlay Shares Municipal Bond ETF
Overlay Shares Small Cap Equity ETF
NYSE Arca
10.01.2019 WWJD Northern Lights Fund Trust IV Inspire International ESG ETF NYSE Arca
10.07.2019 XOUT GraniteShares ETF Trust GraniteShares XOUT U.S. Large Cap ETF NYSE Arca
10.08.2019 GBUG
SBUG
Barclays Bank PLC iPath Gold ETN
iPath Silver ETN
NYSE Arca
10.09.2019 VALT ETF Managers Trust ETFMG Sit Ultra Short ETF NYSE Arca
10.09.2019 ESGG
LKOR
QLC
FlexShares Trust FlexShares STOXX Global ESG Impact Index Fund
FlexShares Credit-Scored US Long Corporate Bond Index Fund
FlexShares US Quality Large Cap Index Fund
BATS
10.10.2019 LGH
QQH
Northern Lights Fund Trust III HCM Defender 500 Index ETFN
HCM Defender 100 Index ETF
NYSE Arca
10.10.2019 SCHI
SCHJ
SCHQ
Schwab Strategic Trust Schwab 5-10 Year Corporate Bond ETF
Schwab 1-5 Year Corporate Bond ETF
Schwab Long-Term U.S. Treasury ETF
NYSE Arca
10.17.2019 WIZ Alpha Architect ETF Trust Merlyn.AI Bull-Rider Bear-Fighter ETF NYSE Arca
10.22.2019 PTBD Pacer Funds Trust Pacer Trendpilot US Bond ETF NYSE Arca
10.24.2019 FJNK
IDY
Pacific Global ETF Trust Pacific Global Focused High Yield ETF
Pacific Global International Equity Income ETF
NYSE Arca
10.25.2019 BDCY
CEFZ
DJCB
HDLB
LMLB
UBS AG Trust ETRACS 2xMonthly Leveraged Wells Fargo Diversified Business Development Company Index ETN Series B due October 21, 2049
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN Series B due December 10, 2043
ETRACS Bloomberg Commodity Index Total Return ETN Series B due October 31, 2039
ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN Series B due September 30, 2044
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN Series B due June 24, 2044
NYSE Arca
11.01.2019 BNOV
PNOV
UNOV
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - November
Innovator S&P 500 Power Buffer ETF - November
Innovator S&P 500 Ultra Buffer ETF - November
BATS
11.04.2019 ROMO Strategy Shares Strategy Shares Newfound/ReSolve Robust Momentum ETF BATS
11.04.2019 TDV
TMDV
ProShares Trust ProShares S&P Technology Dividend Aristocrats ETF
ProShares Russell US Dividend Growers ETF
BATS
11.07.2019 HIBL
HIBS
WEBL
WEBS
Direxion Funds Direxion Daily S&P 500 High Beta Bull 3X Shares
Direxion Daily S&P 500 High Beta Bear 3X Shares
Direxion Daily Dow Jones Internet Bull 3X Shares
Direxion Daily Dow Jones Internet Bear 3X Shares
NYSE Arca
11.07.2019 DAUG
FAUG
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - August
FT Cboe Vest U.S. Equity Buffer ETF - August
BATS
11.07.2019 FCPI Fidelity Covington Trust Fidelity Stocks for Inflation ETF BATS
11.13.2019 FNGS Bank Of Montreal MicroSectors FANG+ETNs due January 8, 2038 NYSE Arca
11.14.2019 MTGP WisdomTree Trust WisdomTree Mortgage Plus Bond Fund NYSE Arca
11.14.2019 DIET ETF Series Solutions Defiance Next Gen Food & Agriculture ETF NYSE Arca
11.15.2019 MOTO Guinness Atkinson Funds SmartETFs Smart Transportation & Technology ETF NYSE Arca
11.15.2019 DNOV
FNOV
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - November
FT Cboe Vest U.S. Equity Buffer ETF - November
BATS
11.20.2019 PFLD ETF Series Solutions AAM Low Duration Preferred and Income Securities ETF NYSE Arca
12.02.2019 TPIF
TPSC
Timothy Plan Timothy Plan International ETF
Timothy Plan US Small Cap Core ETF
NYSE Arca
12.02.2019 BDEC
PDEC
UDEC
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - December
Innovator S&P 500 Power Buffer ETF - December
Innovator S&P 500 Ultra Buffer ETF - December
BATS
12.04.2019 AFLG
AFMC
AFSM
First Trust Exchange-Traded Fund VIII First Trust Active Factor Large Cap ETF
First Trust Active Factor Mid Cap ETF
First Trust Active Factor Small Cap ETF
NYSE Arca
12.04.2019 URNM Exchange Traded Concepts Trust North Shore Global Uranium Mining ETF NYSE Arca
12.05.2019 BBIN J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders International Equity ETF BATS
12.09.2019 KDFI KraneShares Trust KFA Dynamic Fixed Income ETF NYSE Arca
12.11.2019 MJJ
MJO
Bank Of Montreal MicroSectors Cannabis ETNs
MicroSectors Cannabis 2X Leveraged ETNs
NYSE Arca
12.12.2019 EMNT PIMCO ETF Trust PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund NYSE Arca
12.13.2019 RPAR Tidal ETF Trust RPAR Risk Parity ETF NYSE Arca
12.17.2019 IQSI
IQSU
IndexIQ ETF Trust IQ Candriam ESG International Equity ETF
IQ Candriam ESG US Equity ETF
NYSE Arca
12.17.2019 AESR Two Roads Shared Trust Anfield U.S. Equity Sector Rotation ETF BATS
12.18.2019 DBEH Manager Directed Portfolios iM DBi Hedge Strategy ETF NYSE Arca
12.18.2019 SPUS Tidal ETF Trust SP Funds S&P 500 Sharia Industry Exclusions ETF NYSE Arca
12.19.2019 RAFE PIMCO Equity Series PIMCO RAFI ESG U.S. ETF NYSE Arca
12.20.2019 FLSP Franklin Templeton ETF Trust Franklin Liberty Systematic Style Premia ETF NYSE Arca
12.20.2019 NUSI ETF Series Solutions Nationwide Risk-Managed Income ETF NYSE Arca
12.27.2019 DVOP Listed Funds Trust Source Dividend Opportunity ETF BATS
12.27.2019 JOYY Infusive US Trust Infusive US Trust ETF NYSE Arca
12.27.2019 GBDV Global Beta ETF Trust Global Beta Smart Income ETF NYSE Arca
12.27.2019 SPSK Tidal ETF Trust SP Funds Dow Jones Global Sukuk ETF NYSE Arca
01.02.2020 EJAN
IJAN
Innovator ETFs Trust Innovator MSCI Emerging Markets Power Buffer ETF - January
Innovator MSCI EAFE Power Buffer ETF - January
NYSE Arca
01.02.2020 KJAN
NJAN
Innovator ETFs Trust Innovator Russell 2000 Power Buffer ETF - January
Innovator Nasdaq-100 Power Buffer ETF - January
BATS
01.16.2020 STLG
STLV
iShares Trust iShares Factors US Growth Style ETF
iShares Factors US Value Style ETF
BATS
01.17.2020 SSUS Strategy Shares Day Hagan/Ned Davis Research Smart Sector ETF NYSE ARCA
01.17.2020 SMDY Syntax ETF Trust Syntax Stratified MidCap ETF NYSE ARCA
01.22.2020 ABEQ Unified Series Trust Absolute Core Strategy ETF NYSE ARCA
01.22.2020 HYTR Northern Lights Fund Trust III CP High Yield Trend ETF NYSE ARCA
02.03.2020 BFEB
PFEB
UFEB
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - February
Innovator S&P 500 Power Buffer ETF - February
Innovator S&P 500 Ultra Buffer ETF - February
BATS
02.04.2020 BTYS Barclays PLC iPath Series B US Treasury 10-year Bear ETN BATS
02.11.2020 ARMR Exchange Listed Funds Trust Armor US Equity Index ETF NYSE ARCA
02.13.2020 AWAY Exchange Listed Funds Trust ETF Managers Trust NYSE ARCA
02.20.2020 HCRB Hartford Funds Exchange-Traded Trust Hartford Core Bond ETF BATS
02.24.2020 DFEB
FFEB
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - February
FT Cboe Vest U.S. Equity Buffer ETF - February
BATS
02.27.2020 HDIV Exchange Listed Funds Trust QRAFT AI-Enhanced U.S. High Dividend ETF NYSE ARCA
02.27.2020 BUYZ
HELX
IQM
Franklin Templeton ETF Trust Franklin Disruptive Commerce ETF
Franklin Genomic Advancements ETF
Franklin Intelligent Machines ETF
BATS
03.02.2020 BMAR
PMAR
UMAR
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - Marchy
Innovator S&P 500 Power Buffer ETF - March
Innovator S&P 500 Ultra Buffer ETF - March
BATS
03.02.2020 ECOZ
LRNZ
Listed Funds Trust TrueMark ESG Active Opportunities ETF
TrueMark Technology, AI & Deep Learning ETF
NYSE ARCA
03.10.2020 MRSK
THY
Northern Lights Fund Trust AGILITY SHARES MANAGED RISK ETF
AGILITY SHARES MANAGED RISK ETF
BATS
03.13.2020 DLBS Barclays PLC iPath US Treasury Long Bond Bear ETN BATS
03.31.2020 WUGI Esoterica Thematic Trust Esoterica NextG Economy ETF BATS
04.01.2020 KAPR
NAPR
Innovator ETFs Trust Innovator Russell 2000 Power Buffer ETF - April
Innovator Nasdaq-100 Power Buffer ETF - April
BATS
04.02.2020 FDG
FLV
American Century ETF American Century Focused Dynamic Growth ETF
American Century Focused Large Cap Value ETF
BATS
04.07.2020 HSMV First Trust Exchange-Traded Fund III First Trust Horizon Managed Volatility Small/Mid ETF NYSE ARCA
04.08.2020 KOKU DBX ETF Trust Xtrackers MSCI Kokusai Equity ETF NYSE ARCA
04.09.2020 BKLC
BKMC
BKSE
BNY Mellon ETF Trust BNY Mellon US Large Cap Core Equity ETF
BNY Mellon US Mid Cap Core Equity ETF
BNY Mellon US Small Cap Core Equity ETF
NYSE ARCA
04.15.2020 BBMC J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Mid Cap Equity ETF NYSE ARCA
04.16.2020 STLC
STMB
STSB
iShares Trust iShares Factors US Blend Style ETF
iShares Factors US Mid Blend Style ETF
iShares Factors US Small Blend Style ETF
BATS
04.24.2020 BKAG
BKEM
BKHY
BKIE
BKSB
BNY Mellon ETF Trust BNY Mellon Core Bond ETF
BNY Mellon Emerging Markets Equity ETF
BNY Mellon High Yield Beta ETF
BNY Mellon International Equity ETF
BNY Mellon Short Duration Corporate Bond ETF
NYSE ARCA
04.30.2020 DEED First Trust Exchange-Traded Fund VIII First Trust Exchange-Traded Fund VIII ETF NYSE ARCA
05.07.2020 ARB AltShares Trust AltShares Merger Arbitrage ETF NYSE ARCA
05.08.2020 TAAG
TADS
TAEQ
TEGS
Collaborative Investment Series Trust Trend Aggregation Aggressive Growth ETF
Trend Aggregation Dividend Stock ETF
Trend Aggregation U.S. ETF
Trend Aggregation ESG ETF
NYSE ARCA
05.11.2020 THNQ Exchange Traded Concepts Trust ROBO Global Artificial Intelligence ETF NYSE ARCA
05.11.2020 SIXA
SIXH
SIXL
SIXS
Collaborative Investment Series Trust 6 Meridian Mega Cap Equity ETF
6 Meridian Hedged Equity-Index Option Strategy ETF
6 Meridian Low Beta Equity Strategy ETF
6 Meridian Small Cap Equity ETF
NYSE ARCA
05.14.2020 MSVX ETF Series Solutions LHA Market State Alpha Seeker ETF NYSE ARCA
05.14.2020 GSEE
GSID
GSUS
Goldman Sachs ETF Trust Goldman Sachs MarketBeta Emerging Markets Equity ETF
Goldman Sachs MarketBeta International Equity ETF
Goldman Sachs MarketBeta U.S. Equity ETF
BATS
05.18.2020 DMAY
FMAY
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - May
FT Cboe Vest U.S. Equity Buffer ETF - May
BATS
05.21.2020 JEPI
JIG
J.P. Morgan Exchange-Traded Fund Trust JPMorgan Equity Premium Income ETF
JPMorgan International Growth ETF
NYSE ARCA
05.28.2020 CFCV ActiveShares ETF Trust ClearBridge Focus Value ETF BATS
05.28.2020 SGOV iShares Trust iShares 0-3 Month Treasury Bond ETF NYSE ARCA
05.29.2020 SSLY Syntax ETF Trust Syntax Stratified SmallCap ETF NYSE ARCA
06.01.2020 AZAA
AZBA
AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Apr ETF
AllianzIM U.S. Large Cap Buffer20 Apr ETF
NYSE ARCA
06.03.2020 EMBD Global X Funds Global X Emerging Markets Bond ETF NYSE ARCA
06.03.2020 BDCX
CEFD
MLPR
MVRL
UBS AG FiETRACS Quarterly Pay 1.5X Leveraged Wells Fargo BDC Index ETN
ETRACS Monthly Pay 1.5X Leveraged Closed-End Fund Index ETN
ETRACS Quarterly Pay 1.5X Leveraged Alerian MLP Index ETN
ETRACS Monthly Pay 1.5X Leveraged Mortgage REIT ETN
NYSE ARCA
06.04.2020 FBCG
FBCV
FMIL
Fidelity Covington Trust Fidelity Blue Chip Growth ETF
Fidelity Blue Chip Value ETF
Fidelity New Millennium ETF
BATS
06.04.2020 BETZ Listed Funds Trust Roundhill Sports Betting & iGaming ETF NYSE ARCA
06.11.2020 FLGV Franklin Templeton ETF Trust Franklin Liberty U.S. Treasury Bond ETF NYSE ARCA
06.10.2020 DYHG
HIPR
NIFE
Direxion Shares ETF Trust Direxion Dynamic Hedge ETF
Direxion High Growth ETF
Direxion Fallen Knives ETF
NYSE ARCA
06.15.2020 PQDI Principal Exchange-Traded Funds Principal Spectrum Tax-Advantaged Dividend Active ETF NYSE Arca
06.16.2020 GERM ETF Managers Trust ETFMG Treatments, Testing and Advancements ETF NYSE Arca
06.18.2020 EAOA
EAOK
EAOM
EAOR
iShares Trust iShares ESG Aware Aggressive Allocation ETF
iShares ESG Aware Conservative Allocation ETF
iShares ESG Aware Moderate Allocation ETF
iShares ESG Aware Growth Allocation ETF
BATS
06.22.2020 DJUN
FJUN
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - June
FT Cboe Vest U.S. Equity Buffer ETF - June
BATS
06.22.2020 AMNA UBS AG ETRACS Alerian Midstream Energy Index ETN NYSE Arca
06.24.2020 PFFV Global X Funds Global X Variable Rate Preferred ETF NYSE Arca
06.25.2020 WFH Direxion Funds Direxion Work From Home ETF NYSE Arca
06.25.2020 VIRS Pacer Funds Pacer BioThreat Strategy ETF BATS
06.25.2020 ALTL
PALC
PAMC
Pacer Funds Pacer Lunt Large Cap Alternator ETF
Pacer Lunt Large Cap Multi-Factor Alternator ETF
Pacer Lunt MidCap Multi-Factor Alternator ETF
NYSE Arca
06.25.2020 EUSB
IBDV
Pacer Funds iShares ESG Advanced Total USD Bond Market ETF
iShares iBonds Dec 2030 Term Corporate ETF
NYSE Arca
07.01.2020 KJUL
NJUL
Innovator ETFs Trust Innovator Russell 2000 Power Buffer ETF - July
Innovator Nasdaq-100 Power Buffer ETF - July
BATS
06.30.2020 JULZ Listed Funds Trust TrueShares Structured Outcome (July) ETF BATS
07.01.2020 AZAL
AZBL
AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Jul ETF
AllianzIM U.S. Large Cap Buffer20 Jul ETF
NYSE ARCA
07.09.2020 GSIG Golden Sachs ETF Trust Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF NYSE ARCA
07.15.2020 ESGA
MID
American Century ETF American Century Sustainable Equity ETF
American Century Mid Cap Growth Impact ETF
NYSE ARCA
07.16.2020 RISN Northern Lights Fund Trust IV Inspire Tactical Balanced ESG ETF NYSE ARCA
07.16.2020 FLUD Franklin Templeton ETF Trust Franklin Liberty Ultra Short Bond ETF NYSE ARCA
07.20.2020 DJUL
FJUL
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF – July
FT Cboe Vest U.S. Equity Buffer ETF – July
BATS
07.22.2020 MMLG First Trust Exchange-Traded Fund VIII First Trust Multi-Manager Large Growth ETF NYSE ARCA
07.24.2020 GBGR
GBLO
Global Beta ETF Trust Global Beta Momentum-Growth ETF
Global Beta Low Beta ETF
NYSE ARCA
08.25.2020 EFIV SPDR Series Trust SPDR S&P 500 ESG ETF NYSE ARCA
07.29.2020 KESG KraneShares Trust KraneShares MSCI China ESG Leaders Index ETF NYSE ARCA
07.30.2020 KRBN KraneShares Trust KFA Global Carbon ETF NYSE ARCA
08.03.2020 AUGZ Listed Funds Trust TrueShares Structured Outcome (August) ETF BATS
08.05.2020 TCHP
TDVG
TEQI
TGRW
T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Blue Chip Growth ETF
T. Rowe Price Dividend Growth ETF
T. Rowe Price Equity Income ETF
T. Rowe Price Growth Stock ETF
NYSE ARCA
08.11.2020 BUFR First Trust Exchange-Traded Fund VIII FT Cboe Vest Fund of Buffer ETFs BATS
08.12.2020 DUAL Exchange Traded Concepts Trust North Shore Dual Share Class ETF NYSE ARCA
09.18.2020 TBJL
TFJL
Innovator ETFs Trust Innovator 20+ Year Treasury Bond 9 Buffer ETF - July
Innovator 20+ Year Treasury Bond 5 Floor ETF - July
BATS
08.18.2020 ADFI Two Roads Shared Trust Anfield Dynamic Fixed Income ETF BATS
08.20.2020 FUNL Trust for Advised Portfolios CornerCap Fundametrics Large-Cap ETF BATS
08.25.2020 CCON Direxion Shares ETF Trust Direxion Connected Consumer ETF NYSE ARCA
08.27.2020 LCG Northern Lights Fund Trust IV Sterling Capital Focus Equity ETF NYSE ARCA
09.01.2020 SEPZ Listed Funds Trust TrueShares Structured Outcome (September) ETF BATS
09.02.2020 MSOS AdvisorShares Trust AdvisorShares Pure US Cannabis ETF NYSE ARCA
09.03.2020 KWT iShares Trust iShares MSCI Kuwait ETF BATS
09.03.2020 CCRV iShares U.S. ETF Trust iShares Commodity Curve Carry Strategy ETF NYSE ARCA
09.04.2020 SPD
SPUC
SPYC
Simplify Exchange Traded Funds Simplify US Equity PLUS Downside Convexity ETF
Simplify US Equity PLUS Upside Convexity ETF
Simplify US Equity PLUS Convexity ETF
NYSE ARCA
09.09.2020 AAA Listed Funds Trust AAF First Priority CLO Bond ETF NYSE ARCA
09.10.2020 GCOR Goldman Sachs ETF Trust Goldman Sachs Access U.S. Aggregate Bond ETF NYSE ARCA
09.17.2020 TDSA
TDSB
TDSC
TDSD
TDSE
Exchange Listed Funds Trust Cabana Target Drawdown 5 ETF
Cabana Target Drawdown 7 ETF
Cabana Target Drawdown 10 ETF
Cabana Target Drawdown 13 ETF
Cabana Target Drawdown 16 ETF
NYSE ARCA
09.17.2020 FLRG Fidelity Covington Trust Fidelity U.S. Multifactor ETF NYSE ARCA
09.17.2020 EQOP
VNMC
VNSE
Natixis ETF Trust II Natixis U.S. Equity Opportunities ETF
Natixis Vaughan Nelson Mid Cap ETF
Natixis Vaughan Nelson Select ETF
NYSE ARCA
09.21.2020 XYLG Global X Funds Global X S&P 500 Covered Call & Growth ETF NYSE ARCA
09.21.2020 DSEP
FSEP
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - September
FT Cboe Vest U.S. Equity Buffer ETF - September
BATS
09.24.2020 GOVZ
XJH
XJR
XVV
iShares Trust iShares 25+ Year Treasury STRIPS Bond ETF
iShares ESG Screened S&P Mid-Cap ETF
iShares ESG Screened S&P Small-Cap ETF
iShares ESG Screened S&P 500 ETF
BATS
09.24.2020 BLDG Cambria ETF Trust Cambria Global Real Estate ETF BATS
09.24.2020 BILS SPDR Series Trust SPDR Bloomberg Barclays 3-12 Month T-Bill ETF NYSE ARCA
09.24.2020 VCEB Vanguard World Funds Vanguard ESG U.S. Corporate Bond ETF BATS
09.30.2020 MSTB ETF Series Solutions LHA Market State Tactical Beta ETF BATS
10.01.2020 OCTZ Listed Funds Trust TrueShares Structured Outcome (October) ETF BATS
10.01.2020 DBOC
DSOC
TSOC
Innovator ETFs Trust Innovator Double Stacker 9 Buffer ETF - October
Innovator Double Stacker ETF - October
Innovator Triple Stacker ETF - October
BATS
10.01.2020 AZAO
AZBO
Innovator ETFs Trust AllianzIM U.S. Large Cap Buffer10 Oct ETF
AllianzIM U.S. Large Cap Buffer20 Oct ETF
NYSE ARCA
10.01.2020 SPAK ETF Series Solutions defiance Next Gen SPAC Derived ETF NYSE ARCA
10.01.2020 IWFH iShares Trust iShares Virtual Work and Life Multisector ETF NYSE ARCA
10.01.2020 BFTR
BMED
BTEK
BlackRock ETF Trust BlackRock Future Innovators ETF
BlackRock Future Health ETF
BlackRock Future Tech ETF
NYSE ARCA
10.02.2020 TGIF Tidal ETF Trust SoFi Weekly Income ETF NYSE ARCA
10.02.2020 PIFI ETF Series Solutions ClearShares Piton Intermediate Fixed income ETF NYSE ARCA
10.08.2020 HYBB iShares Trust iShares BB Rated Corporate Bond ETF NYSE ARCA
10.15.2020 AMER
FEDX
LIV
REC
Emles Trust Emles Made in America ETF
Emles Federal Contractors ETF
Emles @Home ETF
Emles Real Estate Credit ETF
BATS
10.15.2020 AVIG
AVSF
American Century ETF Avantis Core Fixed Income ETF
Avantis Short-Term Fixed Income ETF
NYSE ARCA
10.16.2020 ANEW ProShares Trust ProShares MSCI Transformational Changes ETF NYSE ARCA
10.19.2020 DOCT
FOCT
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - October
FT Cboe Vest U.S. Equity Buffer ETF - October
BATS
10.19.2020 JAAA Janus Detroit Street Trust Janus Henderson AAA CLO ETF NYSE ARCA
10.20.2020 INDF Exchange Traded Concepts Trust Nifty India Financials ETF NYSE ARCA
10.21.2020 RFDI
RTAI
Collaborative Investment Series Trust Rareview Dynamic Fixed Income ETF
Rareview Tax Advantaged Income ETF
BATS
10.21.2020 AMTR UBS AG ETRACS Alerian Midstream Energy Total Return Index ETN NYSE ARCA
10.21.2020 TACE Collaborative Investment Series Trust Trend Aggregation Conservative ETF NYSE ARCA
10.27.2020 ACTV
LSAT
Two Roads Shared Trust LeaderShares Activist Leaders ETF
LeaderShares AlphaFactor Tactical Focused ETF
NYSE ARCA
10.29.2020 SVAL iShares Trust iShares US Small Cap Value Factor ETF BATS
10.29.2020 ACVF ETF Opportunities Trust American Conservative Values ETF NYSE ARCA
11.02.2020 NVMZ Listed Funds Trust TrueShares Structured Outcome (November) ETF BATS
11.09.2020 GINN Goldman Sachs ETF Trust Goldman Sachs Innovate Equity ETF NYSE ARCA
11.10.2020 RBND SPDR Series Trust SPDR Bloomberg SASB Corporate Bond ESG Select ETF NYSE ARCA
11.12.2020 SULR Guinness Atkinson Funds SmartETFs Sustainable Energy II ETF BATS
11.12.2020 IBHF iShares Trust iShares iBonds 2026 Term High Yield and Income ETF BATS
11.12.2020 IBHF iShares Trust iShares iBonds 2026 Term High Yield and Income ETF BATS
11.12.2020 MOON Direxion Funds Direxion Moonshot Innovators ETF NYSE ARCA
11.13.2020 CBLS
CBSE
Listed Funds Trust Changebridge Capital Long/Short Equity ETF
Changebridge Capital Sustainable Equity ETF
NYSE ARCA
11.17.2020 BBSC J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Small Cap Equity ETF NYSE ARCA
11.17.2020 LBAY Tidal ETF Trust Leatherback Long/Short Alternative Yield ETF NYSE ARCA
11.18.2020 EGIS
LYFE
2nd Vote Funds 2ndVote Society Defended ETF
2ndVote Life Neutral Plus ETF
BATS
11.18.2020 RORO Tidal ETF Trust ATAC US Rotation ETF NYSE ARCA
11.18.2020 DFAI
DFAU
Dimensional ETF Trust Dimensional International Core Equity Market ETF
Dimensional US Core Equity Market ETF
NYSE ARCA
11.23.2020 KFVG
KVLE
KraneShares Trust KraneShares CICC China 5G and Semiconductor Index ETF
KFA Value Line Dynamic Core Equity Index ETF
NYSE ARCA
11.25.2020 DEFN
LUXE
Emles Trust Emles Protective Allocation ETF
Emles Luxury Goods ETF
BATS
12.01.2020 DECZ Listed Funds Trust TrueShares Structured Outcome (December) ETF BATS
12.01.2020 MGMT Unified Series Trust Ballast Small/Mid Cap ETF NYSE ARCA
12.01.2020 JGLD Amplify ETF Trust Amplify Pure Junior Gold Miners ETF NYSE ARCA
12.02.2020 KMLM KraneShares Trust KFA Mount Lucas Index Strategy ETF NYSE ARCA
12.02.2020 DFAE Dimensional ETF Trust Dimensional Emerging Core Equity Market ETF NYSE ARCA
12.02.2020 MBBB
MIG
VanEck Vectors ETF Trust VanEck Vectors Moody's Analytics BBB Corporate Bond ETF
VanEck Vectors Moody's Analytics IG Corporate Bond ETF
BATS
12.03.2020 NVQ Exchange Listed Funds Trust QRAFT AI-Enhanced U.S. Next Value ETF NYSE ARCA
12.08.2020 BNE ETF Series Solutions Blue Horizon BNE ETF NYSE ARCA
12.08.2020 FEVR
GLRY
Northern Lights Fund Trust IV Inspire Faithward Large Cap Momentum ESG ETF
Inspire Faithward Mid Cap Momentum ESG ETF
NYSE ARCA
12.09.2020 KBUY KraneShares Trust KraneShares CICC China Consumer Leaders Index ETF NYSE ARCA
12.08.2020 DFHY
DFNV
TrimTabs ETF Trust TrimTabs Donoghue Forlines Tactical High Yield ETF
TrimTabs Donoghue Forlines Risk Managed Innovation ETF
BATS
12.10.2020 AVMU American Century ETF Avantis Core Municipal Fixed Income ETF NYSE ARCA
12.10.2020 JCTR J.P. Morgan Exchange-Traded Fund Trust JPMorgan Carbon Transition U.S. Equity ETF NYSE ARCA
12.10.2020 JSTC Tidal ETF Trust Adasina Social Justice All Cap Global ETF NYSE ARCA
12.14.2020 DSTX ETF Series Solutions Distillate International Fundamental Stability & Value ETF NYSE ARCA
12.16.2020 SPCX Collaborative Investment Series Trust The SPAC and New Issue ETF NYSE ARCA
12.17.2020 WOWW Direxion Funds Direxion World Without Waste ETF NYSE ARCA
12.21.2020 DDEC
FDEC
QDEC
YDEC
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - December
FT Cboe Vest U.S. Equity Buffer ETF - December
FT Cboe Vest Growth-100 Buffer ETF - December
FT Cboe Vest International Equity Buffer ETF - December
BATS
12.22.2020 IVDG
IVLC
IVRA
IVSG
Invesco Actively Managed Exchange-Traded Fund Trust Invesco Focused Discovery Growth ETF
Invesco US Large Cap Core ESG ETF
Invesco Real Assets ESG ETF
Invesco Select Growth ETF
BATS
12.23.2020 HEGD Listed Funds Trust Swan Hedged Equity US Large Cap ETF BATS
12.23.2020 PSCX
PSFD
PSMD
Pacer Funds Trust Pacer Swan SOS Conservative (December) ETF
Pacer Swan SOS Flex (December) ETF
Pacer Swan SOS Moderate (December) ETF
BATS
12.29.2020 GSPY Tidal ETF Trust Gotham Enhanced 500 ETF NYSE ARCA
12.29.2020 VCAR
VCLO
VFIN
VPOP
Simplify Exchange Traded Funds Simplify Volt RoboCar Disruption and Tech ETF
Simplify Volt Cloud and Cybersecurity Disruption ETF
Simplify Volt Fintech Disruption ETF
Simplify Volt Pop Culture Disruption ETF
NYSE ARCA
12.29.2020 QPT
QPX
AdvisorShares Trust AdvisorShares Q Portfolio Blended Allocation ETF
AdvisorShares Q Dynamic Growth ETF
NYSE ARCA
12.30.2020 PSFF Pacer Funds Pacer Swan SOS Fund of Funds ETF BATS
12.30.2020 SPRE Tidal ETF Trust SP Funds S&P Global REIT Sharia ETF NYSE ARCA
12.30.2020 DUDE
KNGS
Alpha Architect ETF Trust Merlyn.AI SectorSurfer Momentum ETF
UPHOLDINGS Compound Kings ETF
BATS
12.30.2020 AVDG
AVDR
New Age Alpha Trust AVDR US LargeCap ESG ETF
AVDR US LargeCap Leading ETF
BATS
12.30.2020 CBTG Listed Funds Trust Cabot Growth ETF BATS
12.31.2020 MRAD Guinness Atkinson Funds SmartETFs Advertising & Marketing Technology ETF NYSE ARCA
12.31.2020 RAYC The Advisors' Inner Circle Fund III Rayliant Quantamental China Equity ETF NYSE ARCA
12.31.2020 SDEF
SDEI
Tidal ETF Trust Sound Enhanced Fixed Income ETF
Sound Equity Income ETF
NYSE ARCA
01.04.2021 JANZ Listed Funds Trust TrueShares Structured Outcome (January) ETF BATS
01.04.2021 DBJA
DSJA
TSJA
Innovator ETFs Trust TrueShares Structured Outcome (January) ETF
Innovator Double Stacker ETF - January
Innovator Triple Stacker ETF - January
BATS
01.04.2021 AZAJ
AZBJ
AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Jan ETF
AllianzIM U.S. Large Cap Buffer20 Jan ETF
NYSE ARCA
01.05.2021 EUCG Tidal ETF Trust Euclid Capital Growth ETF BATS
01.08.2021 CLDL
CLDS
Direxion Funds Direxion Daily Cloud Computing Bull 2X Shares
Direxion Daily Cloud Computing Bear 2X Shares
NYSE ARCA
01.11.2021 INFL Listed Funds Trust Horizon Kinetics Inflation Beneficiaries ETF NYSE ARCA
01.13.2021 ONOF Global X Funds Global X Adaptive U.S. Risk Management ETF NYSE ARCA
01.14.2021 LVOL American Century ETF Trust American Century Low Volatility ETF NYSE ARCA
01.14.2021 XDAT Franklin Templeton ETF Trust Franklin Exponential Data ETF BATS
01.14.2021 HART IndexIQ ETF Trust IQ Healthy Hearts ETF NYSE ARCA
01.14.2021 BOB Alpha Architect ETF Trust Merlyn.AI Best-of-Breed Core Momentum ETF BATS
01.15.2021 OVLH
OVT
Listed Funds Trust Overlay Shares Hedged Large Cap Equity ETF
Overlay Shares Short Term Bond ETF
NYSE ARCA
01.19.2021 FJAN
FJAN
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - January
FT Cboe Vest U.S. Equity Buffer ETF - January
BATS
01.21.2021 BUFD First Trust Exchange-Traded Fund VIII FT Cboe Vest Fund of Deep Buffer ETF BATS
01.21.2021 BGLD First Trust Exchange-Traded Fund FT Cboe Vest Gold Strategy Quarterly Buffer ETF BATS
01.26.2021 ISWN Amplify ETF Trust Amplify BlackSwan ISWN ETF NYSE ARCA
01.26.2021 SPXZ Listed Funds Trust Morgan Creek - Exos SPAC Originated ETF NYSE ARCA
01.27.2021 KSTR KraneShares Trust KraneShares SSE STAR Market 50 Index ETF NYSE ARCA
01.28.2021 DIVZ Listed Funds Trust TrueShares Low Volatility Equity Income ETF NYSE ARCA
01.29.2021 TMAT Northern Lights Fund Trust IV Main Thematic Innovation ETF BATS
02.01.2021 FEBZ Listed Funds Trust TrueShares Structured Outcome (February) ETF BATS
02.03.2021 SENT AdvisorShares Trust AdvisorShares Alpha DNA Equity Sentiment ETF NYSE ARCA
02.04.2021 MBND SSGA Active Trust SPDR Nuveen Municipal Bond ETF BATS
02.04.2021 FGRO
FMAG
FPRO
FSMO
Fidelity Covington Trust Fidelity Growth Opportunities ETF
Fidelity Magellan ETF
Fidelity Real Estate Investment ETF
Fidelity Small-Mid Cap Opportunities ETF
BATS
02.05.2021 IWDL
IWFL
IWML
MTUL
QULL
SCDL
USML
UBS AG ETRACS 2x Leveraged US Value Factor TR ETN
ETRACS 2x Leveraged US Growth Factor TR ETN
ETRACS 2x Leveraged US Size Factor TR ETN
ETRACS 2x Leveraged MSCI US Momentum Factor TR ETN
ETRACS 2x Leveraged MSCI US Quality Factor TR ETN
ETRACS 2x Leveraged US Dividend Factor TR ETN
ETRACS 2x Leveraged MSCI US Minimum Volatility Factor TR ETN
NYSE ARCA
02.10.2021 VABS Virtus ETF Trust II Virtus Newfleet ABS/MBS ETF NYSE ARCA
02.10.2021 SUBZ Listed Funds Trust Roundhill Streaming Services & Technology ETF NYSE ARCA
02.16.2021 GGRW Gabelli ETFs Trust Gabelli Growth Innovators ETF NYSE ARCA
02.18.2021 EFIX First Trust Exchange-Traded Fund VIII First Trust TCW Emerging Markets Debt ETF NYSE ARCA
02.18.2021 QCON
QPFF
American Century ETF Trust American Century Quality Convertible Securities ETF
American Century Quality Preferred ETF
BATS
02.24.2021 MIDE
SMLE
DBX ETF Trust Xtrackers S&P MidCap 400 ESG ETF
Xtrackers S&P SmallCap 600 ESG ETF
NYSE ARCA
02.24.2021 IMFL Invesco Exchange-Traded Self-Indexed Fund Trust Invesco International Developed Dynamic Multifactor ETF BATS
02.24.2021 HKND Humankind Benefit Corporation Humankind US Stock ETF NYSE ARCA
02.25.2021 OPPX Exchange Listed Funds Trust Corbett Road Tactical Opportunity ETF NYSE ARCA
03.01.2021 MARZ Listed Funds Trust TrueShares Structured Outcome (March) ETF BATS
03.01.2021 FRTY Alger ETF Trust Alger Mid Cap 40 ETF NYSE ARCA
03.02.2021 JSCP J.P. Morgan Exchange-Traded Fund Trust JPMorgan Short Duration Core Plus ETF NYSE ARCA
03.04.2021 BUZZ VanEck Vectors ETF Trust VanEck Vectors Social Sentiment ETF NYSE ARCA
03.03.2021 IGLD First Trust Exchange-Traded Fund FT Cboe Vest Gold Strategy Target Income ETF BATS
03.04.2021 FIGB
FSEC
Fidelity Merrimack Street Trust Fidelity Investment Grade Bond ETF
Fidelity Investment Grade Securitized ETF
NYSE ARCA
03.10.2021 ASPY ASYMmetric ETFs Trust ASYMshares ASYMmetric 500 ETF NYSE ARCA
03.10.2021 MINN Trust for Professional Managers Mairs & Power Minnesota Municipal Bond ETF BATS
03.10.2021 HDRO ETF Series Solutions Defiance Next Gen H2 ETF NYSE ARCA
3.11.2021 JEMA J.P. Morgan Exchange-Traded Fund Trust JPMorgan Emerging Markets Equity Core ETF NYSE Arca
03.12.2021 MINN Trust for Professional Managers Mairs & Power Minnesota Municipal Bond ETF BATS
03.16.2021 STNC The RBB Fund, Inc. Stance Equity ESG Large Cap Core ETF NYSE ARCA
03.17.2021 MVP Listed Funds Trust Roundhill MVP ETF NYSE ARCA
03.17.2021 HLGE Lattice Strategies Trust Hartford Longevity Economy ETF NYSE ARCA
03.18.2021 HYMU BlackRock ETF Trust II BlackRock High Yield Muni Income Bond ETF BATS
03.18.2021 INMU BlackRock ETF Trust II BlackRock Intermediate Muni Income Bond ETF NYSE ARCA
03.19.2021 SYUS Syntax ETF Trust Syntax Stratified U.S. Total Market ETF NYSE ARCA
03.22.2021 DMAR
FMAR
QMAR
YMAR
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - March
FT Cboe Vest U.S. Equity Buffer ETF - March
FT Cboe Vest Growth-100 Buffer ETF - March
FT Cboe Vest International Equity Buffer ETF - March
BATS
03.23.2021 DFNL
DINT
DUSA
DWLD
Davis Fundamental ETF Trust Davis Select Financial ETF
Davis Select International ETF
Davis Select U.S. Equity ETF
Davis Select Worldwide ETF
BATS
03.24.2021 MAMB
MBCC
MPRO
Northern Lights Fund Trust IV Monarch Ambassador Income ETF
Monarch Blue Chips Core ETF
Monarch ProCap ETF
BATS
03.24.2021 UMI USCF ETF Trust USCF Midstream Energy Income Fund ETF NYSE ARCA
03.25.2021 HJEN Direxion Shares ETF Trust Direxion Hydrogen ETF NYSE ARCA
03.25.2021 ISVL iShares Trust iShares International Developed Small Cap Value Factor ETF BATS
03.29.2021 ADIV
DIVS
Guinness Atkinson Funds SmartETFs Asia Pacific Dividend Builder ETF
SmartETFs Dividend Builder ETF
NYSE ARCA
03.30.2021 ARKX ARK ETF Trust ARK Space Exploration & Innovation ETF BATS
03.31.2021 DMCY The Advisors' Inner Circle Fund III Democracy International Fund NYSE ARCA
03.31.2021 JJHCB John Hancock Exchange-Traded Fund Trust John Hancock Corporate Bond ETF NYSE ARCA
04.01.2021 TWIO Spinnaker ETF Series Trajan Wealth Income Opportunities ETF NYSE ARCA
04.01.2021 APRZ Listed Funds Trust TrueShares Structured Outcome (April) ETF BATS
04.01.2021 EAPR
IAPR
Innovator ETFs Trust Innovator MSCI Emerging Markets Power Buffer ETF — April
novator MSCI EAFE Power Buffer ETF— April
NYSE ARCA
04.01.2021 QTAP
XBAP
XDAP
XDQQ
XDSQ
XTAP
Innovator ETFs Trust Innovator Growth-100 Accelerated Plus ETF – April
Innovator U.S. Equity Accelerated 9 Buffer ETF - April
Innovator U.S. Equity Accelerated ETF - April
Innovator Growth-100 Accelerated ETF – Quarterly
Innovator U.S. Equity Accelerated ETF™ – Quarterly
Innovator U.S. Equity Accelerated Plus ETF – April
BATS
04.07.2021 EMHC SPDR Series Trust SPDR Bloomberg Barclays Emerging Markets USD Bond ETF NYSE ARCA
04.07.2021 VUSB Vanguard Bond Index Funds Vanguard Ultra-Short Bond ETF BATS
04.08.2021 LCTD
LCTU
BlackRock ETF Trust BlackRock World ex U.S. Carbon Transition Readiness ETF
BlackRock U.S. Carbon Transition Readiness ETF
NYSE ARCA
04.15.2021 PAB PGIM ETF Trust PGIM Active Aggregate Bond ETF NYSE ARCA
04.16.2021 UGCE Uncommon Investment Funds Trust Uncommon Portfolio Design Core Equity ETF NYSE ARCA
04.19.2021 DAPR
FAPR
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - April
FT Cboe Vest U.S. Equity Buffer ETF - April
BATS
04.21.2021 BEDZ
EATZ
AdvisorShares Trust AdvisorShares Hotel ETF
AdvisorShares Restaurant ETF
NYSE ARCA
04.22.2021 GBLD Invesco Exchange-Traded Fund Trust II Invesco MSCI Green Building ETF NYSE ARCA
04.22.2021 XVOL Tidal ETF Trust Acruence Active Hedge U.S. Equity ETF NYSE ARCA
04.27.2021 SCHY Schwab Strategic Trust Schwab International Dividend Equity ETF NYSE ARCA
04.30.2021 FORH
VSLU
ETF Opportunities Trust Formidable ETF
Applied Finance Valuation Large Cap ETF
NYSE ARCA
05.03.2021 MAYZ Listed Funds Trust TrueShares Structured Outcome (May) ETF BATS
05.04.2021 ATFV The Alger ETF Trust Alger 35 ETF NYSE ARCA
05.04.2021 MBOX Alpha Architect ETF Trust Freedom Day Dividend ETF NYSE ARCA
05.10.2021 AGOX Starboard Investment Trust Adaptive Growth Opportunities ETF NYSE ARCA
05.11.2021 PFIX Simplify Exchange Traded Funds Simplify Interest Rate Hedge ETF NYSE ARCA
05.11.2021 SXQG Exchange Traded Concepts Trust 6 Meridian Quality Growth ETF NYSE ARCA
05.11.2021 WKLY Tidal ETF Trust SoFi Weekly Dividend ETF NYSE ARCA
05.12.2021 BITQ Exchange Traded Concepts Trust Bitwise Crypto Industry Innovators ETF NYSE ARCA
05.13.2021 FMNY First Trust Exchange-Traded Fund III First Trust New York Municipal High Income ETF NYSE ARCA
05.13.2021 MJUS ETF Managers Trust ETFMG U.S. Alternative Harvest ETF NYSE ARCA
05.13.2021 SVOL Simplify Exchange Traded Funds Simplify Volatility Premium ETF NYSE ARCA
05.13.2021 TRYP Tidal ETF Trust SonicShares Airlines, Hotels, Cruise Lines ETF NYSE ARCA
05.18.2021 GLDB Strategy Shares Strategy Shares Gold-Hedged Bond ETF BATS
05.19.2021 DSPC
SOGU
Collaborative Investment Series Trust The De-SPAC ETF
The Short De-SPAC ETF
NYSE ARCA
05.20.2021 PLRG
PLTL
Principal Exchange-Traded Funds Principal U.S. Large-Cap Adaptive Multi-Factor ETF
Principal U.S. Small-Cap Adaptive Multi-Factor ETF
BATS
05.20.2021 LQDB iShares Trust iShares BBB Rated Corporate Bond ETF NYSE ARCA
05.20.2021 NTSE
NTSI
WisdomTree Trust WisdomTree Emerging Markets Efficient Core Fund
WisdomTree International Efficient Core Fund
NYSE ARCA
05.25.2021 FATT Collaborative Investment Series Trust Fat Tail Risk ETF NYSE ARCA
05.25.2021 FOMO Collaborative Investment Series Trust FOMO ETF BATS
05.25.2021 BNGE
IMED
First Trust Exchange-Traded Fund VI First Trust S-Network Streaming and Gaming ETF
First Trust S-Network Healthcare Technology ETF
NYSE ARCA
05.26.2021 EPRE
ILDR
First Trust Exchange-Traded Fund VIII First Trust TCW ESG Premier Equity ETF
First Trust Innovation Leaders ETF
NYSE ARCA
05.26.2021 PFUT
PGRO
PLDR
PVAL
Putnam ETF Trust Putnam Sustainable Future ETF
Putnam Focused Large Cap Growth ETF
Putnam Sustainable Leaders ETF
Putnam Focused Large Cap Value ETF
NYSE ARCA
05.27.2021 PXUS Principal Exchange-Traded Funds Principal International Adaptive Multi-Factor ETF BATS
06.01.2021 PSY ETF Series Solutions Trust Defiance Next Gen Altered Experience ETF NYSE Arca
06.01.2021 JUNZ Listed Funds Trust TrueShares Structured Outcome (June) ETF BATS
06.03.2021 WDNA WisdomTree Trust WisdomTree BioRevolution Fund BATS
06.04.2021 CRUZ ETF Series Solutions Defiance Hotel, Airline, and Cruise ETF NYSE ARCA
06.09.2021 KTEC KraneShares Trust KraneShares Hang Seng TECH Index ETF NYSE ARCA
06.09.2021 TSPA T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price U.S. Equity Research ETF NYSE ARCA
06.10.2021 EOPS Emles Trust Emles Alpha Opportunities ETF BATS
06.10.2021 IDAT iShares Trust iShares Cloud 5G and Tech ETF NYSE ARCA
06.10.2021 DFAC
DFAS
DFAT
DFUS
Dimensional ETF Trust Dimensional U.S. Core Equity 2 ETF
Dimensional U.S. Small Cap ETF
Dimensional U.S. Targeted Value ETF
Dimensional U.S. Equity ETF
NYSE ARCA
06.15.2021 XPND First Trust Exchange-Traded Fund VIII First Trust Expanded Technology ETF NYSE ARCA
06.16.2021 SHUS Syntax ETF Trust FSyntax Stratified U.S. Total Market Hedged ETF NYSE ARCA
06.16.2021 PBUG Barclays Bank PLC Pacer iPath Gold Trendpilot Exchange-Traded Notes NYSE ARCA
06.16.2021 AWYX
SILX
SINV
Barclays Bank PLC ETFMG 2X Daily Travel Tech ETF
ETFMG Prime 2X Daily Junior Silver Miners ETF
ETFMG Prime 2X Daily Inverse Junior Silver Miners ETF
NYSE ARCA
06.17.2021 CUBS Exchange Listed Funds Trust Asian Growth Cubs ETF NYSE ARCA
06.17.2021 FPFD Fidelity Covington Trust Fidelity Preferred Securities & Income ETF BATS
06.17.2021 FDWM
FSST
Fidelity Covington Trust Fidelity Women's Leadership ETF
Fidelity Sustainability U.S. Equity ETF
NYSE ARCA
06.18.2021 QJUN
YJUN
First Trust Exchange-Traded Fund VIII FT Cboe Vest Growth-100 Buffer ETF - June
FT Cboe Vest International Equity Buffer ETF - June
BATS
06.23.2021 SPAX Tidal ETF Trust Robinson Alternative Yield Pre-merger SPAC ETF NYSE ARCA
06.23.2021 JRE Janus Detroit Street Trust Janus Henderson U.S. Real Estate ETF NYSE ARCA
06.23.2021 MDEV First Trust Exchange-Traded Fund VI First Trust Indxx Medical Devices ETF BATS
06.24.2021 IBDW iShares Trust iShares iBonds Dec 2031 Term Corporate ETF NYSE ARCA
06.24.2021 DTOX Amplify ETF Trust Amplify Cleaner Living ETF NYSE ARCA
06.23.2021 VOTE Engine No. 1 ETF Trust Engine No. 1 Transform 500 ETF BATS
06.29.2021 DYLD Two Roads Shared Trust LeaderShares Dynamic Yield ETF NYSE ARCA
06.29.2021 IAUM iShares Gold Trust Micro iShares Gold Trust Micro ETV Shares representing units of fractional undivided beneficial interest in the net assets of the Trust NYSE ARCA
06.29.2021 ESGB IndexIQ Active ETF Trust IQ MacKay ESG Core Plus Bond ETF NYSE ARCA
06.29.2021 META Listed Funds Trust Roundhill Ball Metaverse ETF Arca
06.29.2021 ITAN Alpha Architect ETF Trust Sparkline Intangible Value ETF Arca
06.29.2021 QVML
QVMM
QVMS
Invesco Exchange-Traded Fund Trust II Invesco S&P 500 QVM Multi-factor ETF
Invesco S&P MidCap 400 QVM Multi-factor ETF
Invesco S&P SmallCap 600 QVM Multi-factor ETF
NYSE ARCA
07.01.2021 BALT
QTJL
XBJL
XDJL
XTJL
Innovator ETFs Trust Innovator Defined Wealth Shield ETF
Innovator Growth Accelerated Plus ETF - July
Innovator U.S. Equity Accelerated 9 Buffer ETF - July
Innovator U.S. Equity Accelerated ETF - July
Innovator U.S. Equity Accelerated Plus ETF - July
BATS
07.01.2021 PSCJ
PSFJ
PSMJ
Pacer Funds Trust Pacer Swan SOS Conservative (July) ETF
Pacer Swan SOS Flex (July) ETF
Pacer Swan SOS Moderate (July) ETF
BATS
07.01.2021 AEMB
ESGY
MUSI
American Century ETF Trust American Century Emerging Markets Bond ETF
American Century Sustainable Growth ETF
American Century Multisector Income ETF
NYSE ARCA
07.01.2021 LEXI Listed Funds Trust Alexis Practical Tactical ETF NYSE ARCA
07.02.2021 GK AdvisorShares Trust AdvisorShares Gerber Kawasaki ETF NYSE Arca
07.07.2021 MJXL ETF Managers Trust ETFMG 2X Daily Alternative Harvest ETF NYSE ARCA
07.07.2021 ZHDG Tidal ETF Trust ZEGA Buy and Hedge ETF NYSE ARCA
07.08.2021 JIDA
JUSA
J.P. Morgan Exchange-Traded Fund Trust JPMorgan ActiveBuilders International Equity ETF
JPMorgan ActiveBuilders U.S. Large Cap Equity ETF
NYSE ARCA
07.09.2021 IBHG iShares Trust iShares iBonds 2027 Term High Yield and Income ETF BATS
07.13.2021 CLSA
CLSC
CLSM
Exchange Listed Funds Trust Cabana Target Leading Sector Aggressive ETF
Cabana Target Leading Sector Conservative ETF
Cabana Target Leading Sector Moderate ETF
NYSE ARCA
07.13.2021 QDPL
TRPL
Pacer Funds Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
Pacer Metaurus US Large Cap Dividend Multiplier 300 ETF
NYSE ARCA
07.13.2021 XJUN First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - June BATS
07.14.2021 KOCG SHP ETF Trust FIS Knights of Columbus Global Belief ETF NYSE ARCA
07.14.2021 BIGY ETF Series Solutions Defiance Next Gen Big Data ETF NYSE ARCA
07.14.2021 JFWD Jacob Funds Inc Jacob Forward ETF NYSE ARCA
07.15.2021 GSFP Goldman Sachs ETF Trust Goldman Sachs Future Planet Equity ETF NYSE ARCA
07.16.2021 JOJO Tidal ETF Trust ATAC Credit Rotation ETF NYSE ARCA
07.16.2021 HVAL ALPS ETF Trust ALPS Hillman Active Value ETF NYSE ARCA
07.20.2021 VSPY Spinnaker ETF Series VectorShares Min Vol ETF NYSE Arca
07.20.2021 RIGZ Alpha Architect ETF Trust Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF NYSE Arca
07.21.2021 CLMA
SHFT
Tidal ETF Trust iClima Global Decarbonization Transition Leaders ETF
iClima Distributed Renewable Energy Transition Leaders ETF
NYSE Arca
07.21.2021 MVPS Amplify ETF Trust Amplify Thematic All-Stars ETF NYSE Arca
07.22.2021 AGOV Exchange Listed Funds Trust Gavekal Asia Pacific Government Bond ETF NYSE Arca
07.22.2021 KONG ETF Opportunities Trust Formidable Fortress ETF NYSE Arca
07.22.2021 LOPX Direxion Shares ETF Trust Direxion Low Priced Stock ETF NYSE Arca
07.23.2021 IDME ETF Series Solutions International Drawdown Managed Equity ETF Cboe BZX
07.27.2021 OWNS Impact Shares Trust I Impact Shares Affordable Housing MBS ETF NYSE ARCA
07.27.2021 EERN
STBL
RBB Fund, Inc. DriveWealth Power Saver ETF
DriveWealth Steady Saver ETF
NYSE ARCA
07.29.2021 KLNE Direxion Shares ETF Trust Direxion Daily Global Clean Energy Bull 2X Shares NYSE ARCA
07.29.2021 TPHE
TPLE
Timothy Plan Timothy Plan High Dividend Stock Enhanced ETF
Timothy Plan US Large/Mid Cap Core Enhanced ETF
NYSE ARCA
08.03.2021 BOAT Tidal ETF Trust SonicShares Global Shipping ETF NYSE ARCA
08.04.2021 VCLN Virtus ETF Trust II Virtus Duff & Phelps Clean Energy ETF NYSE ARCA
08.05.2021 BECCO BlackRock ETF Trust BlackRock Future Climate and Sustainable Economy ETF NYSE ARCA
08.05.2021 NDVG
NSCS
NWLG
NuShares ETF Trust Nuveen Dividend Growth ETF
Nuveen Small Cap Select ETF
Nuveen Winslow Large-Cap Growth ESG ETF
NYSE ARCA
08.09.2021 BKUI BNY Mellon ETF Trust BNY Mellon Ultra Short Income ETF NYSE ARCA
08.10.2021 HEET Hartford Funds Exchange-Traded Trust Hartford Schroders ESG US Equity ETF BATS
08.18.2021 BERZ
BULZ
Bank Of Montreal MicroSectors FANG & Innovation -3x Inverse Leveraged ETN
MicroSectors FANG & Innovation 3x Leveraged ETN
NYSE ARCA
08.19.2021 JHMB John Hancock Exchange-Traded Fund Trust John Hancock Mortgage-Backed Securities ETF NYSE ARCA
08.24.2021 FFND Northern Lights Fund Trust II The Future Fund Active ETF NYSE ARCA
08.24.2021 RSPY Collaborative Investment Series Trust Revere Sector Opportunity ETF NYSE ARCA
08.24.2021 ZECP The Zacks Trust Zacks Earnings Consistent Portfolio ETF BATS
08.26.2021 XCLR
XRMI
XTR
Global X Funds Global X S&P 500 Collar 95-110 ETF
Global X S&P 500 Risk Managed Income ETF
Global X S&P 500 Tail Risk ETF
NYSE ARCA
08.26.2021 SMIG ETF Series Solutions AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF NYSE ARCA
09.02.2021 JRNY ALPS ETF Trust ALPS Global Travel Beneficiaries ETF NYSE ARCA
09.09.2021 JIB
JZRO
SCRD
SSPX
SXUS
Janus Detroit Street Trust Janus Henderson Sustainable & Impact Core Bond ETF
Janus Henderson Net Zero Transition Resources ETF
Janus Henderson Sustainable Corporate Bond ETF
Janus Henderson U.S. Sustainable Equity ETF
Janus Henderson International Sustainable Equity ETF
NYSE ARCA
09.09.2021 CHLD
HOM
SAVN
SUNY
WLTH
Northern Lights Fund Trust II LifeGoal Children Investment ETF
LifeGoal Homeowner Investment ETF
LifeGoal General Conservative Investment ETF
LifeGoal Vacation Investment ETF
LifeGoal Wealth Builder ETF
NYSE ARCA
09.09.2021 MINO PIMCO ETF Trust PIMCO Municipal Income Opportunities Active Exchange-Traded Fund NYSE ARCA
09.10.2021 SMI VanEck ETF Trust VanEck HIP Sustainable Muni ETF BATS
09.13.2021 DFAX
DFIV
Dimensional ETF Trust Dimensional World ex U.S. Core Equity 2 ETF
Dimensional International Value ETF
NYSE ARCA
09.14.2021 CYA Simplify Exchange Traded Funds Simplify Tail Risk Strategy ETF NYSE ARCA
09.14.2021 USVT Ultimus Managers Trust US Value ETF NYSE ARCA
09.15.2021 HCOM Hartford Funds Exchange-Traded Trust Hartford Schroders Commodity Strategy ETF NYSE ARCA
09.16.2021 GTEK Goldman Sachs ETF Trust Goldman Sachs Future Tech Leaders Equity ETF NYSE ARCA
09.15.2021 ESUS
FEDL
IFED
UBS AG ETRACS 2x Leveraged MSCI US ESG Focus TR ETN
ETRACS 2x Leveraged IFED Invest with the Fed TR Index ETN
ETRACS IFED Invest with the Fed TR Index ETN
NYSE ARCA
09.16.2021 SIFI
SIHY
Harbor ETF Trust Harbor Scientific Alpha Income ETF
Harbor Scientific Alpha High-Yield ETF
NYSE ARCA
09.16.2021 PSIL AdvisorShares Trust AdvisorShares Psychedelics ETF NYSE ARCA
09.20.2021 QSPT
YSEP
First Trust Exchange-Traded Fund VIII FT Cboe Vest Nasdaq-100 Buffer ETF - September
FT Cboe Vest International Equity Buffer ETF - September
BATS
09.20.2021 EVNT AltShares Trust AltShares Event-Driven ETF NYSE ARCA
09.21.2021 APXH Two Roads Shared Trust APEX HealthCare ETF BATS
09.21.2021 DSCF Alpha Architect ETF Trust Discipline Fund ETF NYSE ARCA
09.21.2021 BNDD KraneShares Trust Quadratic Deflation ETF NYSE ARCA
09.21.2021 BSEA ETF Managers Trust ETFMG Breakwave Sea Decarbonization Tech ETF NYSE ARCA
09.21.2021 FEDM
FEHY
FEIG
FEUS
FlexShares Trust FlexShares ESG & Climate Developed Markets ex-US Core Index Fund
FlexShares ESG & Climate High Yield Corporate Core Index Fund
FlexShares ESG & Climate Investment Grade Corporate Core Index Fund
FlexShares ESG & Climate US Large Cap Core Index Fund
NYSE ARCA
09.21.2021 CRPT First Trust Exchange-Traded Fund VIII First Trust SkyBridge Crypto Industry and Digital Economy ETF NYSE ARCA
09.21.2021 SBND Columbia ETF Trust I Columbia Short Duration Bond ETF NYSE ARCA
09.22.2021 BIDS Amplify ETF Trust Amplify Digital & Online Trading ETF NYSE ARCA
09.22.2021 AVLV American Century ETF Trust Avantis U.S. Large Cap Value ETF NYSE ARCA
09.23.2021 BCIM abrdn ETFs abrdn Bloomberg Industrial Metals Strategy K-1 Free ETF NYSE ARCA
09.23.2021 DOZR Direxion Shares ETF Trust Direxion Daily US Infrastructure Bull 2X Shares NYSE ARCA
09.27.2021 BUDX Investment Managers Series Trust II Cannabis Growth ETF NYSE ARCA
09.28.2021 FMQQ Exchange Traded Concepts Trust FMQQ The Next Frontier Internet & Ecommerce ETF NYSE ARCA
09.28.2021 NUDV NuShares ETF Trust Nuveen ESG Dividend ETF BATS
09.28.2021 NUGO NuShares ETF Trust Nuveen Growth Opportunities ETF NYSE ARCA
09.28.2021 OBND SSGA Active Trust SPDR Loomis Sayles Opportunistic Bond ETF BATS
09.28.2021 TYA Simplify Exchange Traded Funds Simplify Risk Parity Treasury ETF BATS
09.29.2021 TAGG
TBUX
TOTR
T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price QM U.S. Bond ETF
T. Rowe Price Ultra Short-Term Bond ETF
T. Rowe Price Total Return ETF
NYSE ARCA
09.29.2021 SSFI Strategy Shares Day Hagan/Ned Davis Research Smart Sector Fixed Income ETF NYSE ARCA
09.30.2021 AVES
AVIV
AVRE
American Century ETF Trust Avantis Emerging Markets Value ETF
Avantis International Large Cap Value ETF
Avantis Real Estate ETF
NYSE Arca
09.30.2021 FNGG Direxion Shares ETF Trust Direxion Daily Select Large Caps & FANGs Bull 2X Shares NYSE Arca
09.30.2021 MAKX
CTEX
DAT
Direxion Shares ETF Trust ProShares S&P Kensho Smart Factories ETF
ProShares S&P Kensho Cleantech ETF
ProShares Big Data Refiners ETF
NYSE Arca
10.01.2021 EOCT
IOCT
Innovator ETFs Trust Innovator Emerging Markets Power Buffer ETF - October
Innovator International Developed Power Buffer ETF - October
NYSE Arca
10.01.2021 PSCQ
PSFO
PSMO
Pacer Funds Pacer Swan SOS Conservative (October) ETF
IPacer Swan SOS Flex (October) ETF
Pacer Swan SOS Moderate (October) ETF
Cboe BZX
10.01.2021 RISR Tidal ETF Trust FolioBeyond Rising Rates ETF NYSE Arca
10.01.2021 SIXO AIM ETF Products Trust AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF NYSE Arca
10.01.2021 QTOC
XBOC
XDOC
XTOC
Innovator ETFs Trust Innovator Growth Accelerated Plus ETF - October
Innovator U.S. Equity Accelerated 9 Buffer ETF - October
Innovator U.S. Equity Accelerated ETF - October
Innovator U.S. Equity Accelerated Plus ETF - October
Cboe BZX
10.05.2021 JAVA J.P. Morgan Exchange-Traded Fund Trust JPMorgan Active Value ETF NYSE Arca
10.05.2021 KCCA
KEUA
KraneShares Trust Kraneshares California Carbon Allowance ETF
KraneShares European Carbon Allowance ETF
NYSE Arca
10.06.2021 MJIN ETF Managers Trust ETFMG 2X Daily Inverse Alternative Harvest ETF NYSE Arca
10.06.2021 FCLD
FDHT
FDRV
FRNW
Fidelity Covington Trust Fidelity Cloud Computing ETF
Fidelity Digital Health ETF
Fidelity Electric Vehicles and Future Transportation ETF
Fidelity Clean Energy ETF
BATS
10.06.2021 MOTE VanEck ETF Trust VanEck Morningstar ESG Moat ETF BATS
10.07.2021 KGRO KraneShares Trust KraneShares China Innovation ETF NYSE ARCA
10.07.2021 BLKC
SATO
Invesco Exchange-Traded Fund Trust II Invesco Alerian Galaxy Blockchain Users and Decentralized Commerce ETF
Invesco Alerian Galaxy Crypto Economy ETF
BATS
10.08.2021 PINK Simplify Exchange Traded Funds Simplify Health Care ETF NYSE ARCA
10.14.2021 MMSC First Trust Exchange-Traded Fund VIII First Trust Multi-Manager Small Cap Opportunities ETF NYSE ARCA
10.15.2021 RUFF ETF Opportunities Trust Alpha Dog ETF NYSE ARCA
10.19.2021 BITO ProShares Trust ProShares Bitcoin Strategy ETF NYSE ARCA
10.20.2021 HHH ETF Managers Trust ETFMG Real Estate Tech ETF NYSE ARCA
10.21.2021 CLNR
EQUL
OCEN
IndexIQ ETF Trust IQ Cleaner Transport ETF
IQ Engender Equality ETF
IQ Clean Oceans ETF
NYSE ARCA
10.25.2021 FLRT Pacer Funds Trust Pacer Pacific Asset Floating Rate High Income ETF NYSE Arca
10.27.2021 OND
TINT
TINY
ProShares Trust ProShares On-Demand ETF
ProShares Smart Materials ETF
ProShares Nanotechnology ETF
NYSE ARCA
10.27.2021 BUFG
BUFT
First Trust Exchange-Traded Fund VIII FT Cboe Vest Buffered Allocation Growth ETF
FT Cboe Vest Buffered Allocation Defensive ETF
BATS
10.28.2021 BYTE Listed Funds Trust Roundhill IO Digital Infrastructure ETF NYSE ARCA
10.28.2021 BTCR Volt ETF Trust Volt Crypto Industry Revolution and Tech ETF NYSE ARCA
10.28.2021 MTVR
SUBS
Exchange Traded Concepts Trust Fount Metaverse ETF
Fount Subscription Economy ETF
NYSE ARCA
10.28.2021 RRH Advisors' Inner Circle Fund III Advocate Rising Rate Hedge ETF NYSE ARCA
11.02.2021 JPIE J.P. Morgan Exchange-Traded Fund Trust JPMorgan Income ETF NYSE ARCA
11.02.2021 HEQT Simplify Exchange Traded Funds Simplify Hedged Equity ETF NYSE ARCA
11.03.2021 MFUL
MOHR
MOHR
RULE
Collaborative Investment Series Trust Mindful Conservative ETF
Mohr Growth ETF
Adaptive Core ETF
BATS
11.03.2021 NTZO Impact Shares Trust I Impact Shares MSCI Global Climate Select ETF NYSE ARCA
11.03.2021 GLDX USCF ETF Trust USCF Gold Strategy Plus Income Fund NYSE ARCA
11.08.2021 AQGX
RHRX
RHTX
Starboard Investment Trust AI Quality Growth ETF
RH Tactical Rotation ETF
RH Tactical Outlook ETF
NYSE ARCA
11.09.2021 OILD
OILU
Bank Of Montreal MicroSectors Oil & Gas Exp. & Prod. -3x Inverse Leveraged ETN
MicroSectors Oil & Gas Exp. & Prod. 3x Leveraged ETN
NYSE ARCA
11.10.2021 GLDX iShares Trust iShares ESG Advanced Investment Grade Corporate Bond ETF NYSE ARCA
11.10.2021 HFGO Hartford Funds Exchange-Traded Trust Hartford Large Cap Growth ETF BATS
11.11.2021 GBUY
GDOC
GREI
Goldman Sachs ETF Trust Goldman Sachs Future Consumer Equity ETF
Goldman Sachs Future Health Care Equity ETF
Goldman Sachs Future Real Estate and Infrastructure Equity ETF
NYSE ARCA
11.10.2021 GMET VanEck ETF Trust VanEck Green Metals ETF NYSE ARCA
11.15.2021 AHHX
AMAX
Starboard Investment Trust Adaptive High Income ETF
RH Hedged Multi-Asset Income ETF
NYSE ARCA
11.16.2021 DFCF
DFIP
DFNM
DFSD
Dimensional ETF Trust Dimensional Core Fixed Income ETF
Dimensional Inflation-Protected Securities ETFF
Dimensional National Municipal Bond ETF
Dimensional Short-Duration Fixed Income ETF
NYSE ARCA
11.16.2021 OALC Unified Series Trust OneAscent Large Cap Core ETF NYSE ARCA
11.16.2021 SAEF Schwab Strategic Trust Schwab Ariel ESG ETF NYSE ARCA
11.16.2021 XBTF VanEck ETF Trust VanEck Bitcoin Strategy ETF BATS
11.17.2021 MSMR ETF Series Solutions McElhenny Sheffield Managed Risk ETF BATS
11.17.2021 PSDN AdvisorShares Trust AdvisorShares Poseidon Dynamic Cannabis ETF BATS
11.17.2021 GHTA Collaborative Investment Series Trust Goose Hollow Tactical Allocation ETF BATS
11.17.2021 RSPE Invesco Exchange-Traded Fund Trust II Invesco ESG S&P 500 Equal Weight ETF NYSE ARCA
11.18.2021 AHYB American Century ETF Trust American Century Select High Yield ETF NYSE Arca
11.18.2021 FSIG First Trust Exchange-Traded Fund IV First Trust Limited Duration Investment Grade Corporate ETF NYSE Arca
11.19.2021 UVDV Spinnaker ETF Series UVA Dividend Value ETF NYSE Arca
11.23.2021 TYNE Direxion Shares ETF Trust Direxion Nanotechnology ETF NYSE Arca
12.01.2021 AILG
AILV
Listed Funds Trust Alpha Intelligent - Large Cap Growth ETF
Alpha Intelligent - Large Cap Value ETF
NYSE ARCA
12.01.2021 GCIG Valued Advisers Trust Genuine Investors ETF NYSE Arca
12.02.2021 INNO Harbor ETF Trust Harbor Disruptive Innovation ETF NYSE Arca
12.02.2021 NFTZ ETF Series Solutions Defiance Digital Revolution ETF NYSE Arca
12.02.2021 YUMY VanEck ETF Trust VanEck Future of Food ETF NYSE Arca
12.07.2021 WLTG ETF Opportunities Trust WealthTrust DBS Long Term Growth ETF NYSE Arca
12.08.2021 PTRB PGIM ETF Trust PGIM Total Return Bond ETF NYSE Arca
12.08.2021 BKCI BNY Mellon ETF Trust BNY Mellon Concentrated International ETF NYSE Arca
12.08.2021 MEME Listed Funds Trust Roundhill MEME ETF NYSE Arca
12.08.2021 CTRU ARK ETF Trust ARK Transparency ETF BATS
12.09.2021 MSGR Direxion Shares ETF Trust I Direxion mRNA ETF NYSE ARCA
12.09.2021 QSWN Amplify ETF Trust Amplify BlackSwan Tech & Treasury ETF NYSE ARCA
12.09.2021 RITA ETF Series Solutions ETFB Green SRI REITs ETF NYSE ARCA
12.09.2021 VNAM Global X Funds Global X MSCI Vietnam ETF NYSE ARCA
12.10.2021 DFRA TrimTabs ETF Trust Donoghue Forlines Yield Enhanced Real Asset ETF BATS
12.13.2021 TMFG
TMFM
RBB Fund, Inc Motley Fool Global Opportunities ETF
Motley Fool Mid-Cap Growth ETF
BATS
12.15.2021 BKES
BKJS
BKUS
BNY Mellon ETF Trust BNY Mellon Sustainable Global Emerging Markets ETF
BNY Mellon Sustainable International Equity ETF
BNY Mellon Sustainable US Equity ETF
NYSE ARCA
12.01.2021 GCIG Valued Advisers Trust Genuine Investors ETF NYSE Arca
12.13.2021 VDNI Managed Portfolio Series V-Shares US Diversity ETF NYSE Arca
12.15.2021 GPAL Goldman Sachs ETF Trust Goldman Sachs ActiveBeta Paris-Aligned Climate U.S. Large Cap Equity ETF BATS
12.15.2021 JHPI John Hancock Exchange-Traded Fund Trust John Hancock Preferred Income ETF NYSE Arca
12.16.2021 GDMN WisdomTree Trust WisdomTree Efficient Gold Plus Gold Miners Strategy Fund BATS
12.16.2021 MNM
SWAR
Direxion Shares ETF Trust Direxion Daily Metal Miners Bull 2X Shares
Direxion Daily Software Bull 2X Shares
NYSE ARCA
12.16.2021 RAYD
RAYE
Advisors' Inner Circle Fund III Rayliant Quantitative Developed Market Equity ETF
Rayliant Quantamental Emerging Market Equity ETF
NYSE ARCA
12.16.2021 UBCB ETF Opportunities Trust UBC Algorithmic Fundamentals ETF NYSE Arca
12.16.2021 BTHM BlackRock ETF Trus BlackRock Future U.S. Themes ETF NYSE Arca
12.17.2021 FPAG Northern Lights Fund Trust III FPA Global Equity ETF BATS
12.17.2021 GRZZ Listed Funds Trust Grizzle Growth ETF NYSE Arca
12.17.2021 FCSH
FHYS
Federated Hermes ETF Trust Federated Hermes Short Duration Corporate ETF
Federated Hermes Short Duration High Yield ETF
NYSE Arca
12.17.2021 NDJI
NSPI
NTKI
ETF Series Solutions Nationwide Dow Jones Risk-Managed Income ETF
Nationwide S&P 500 Risk-Managed Income ETF
Nationwide Russell 2000 Risk-Managed Income ETF
NYSE Arca
12.20.2021 XDEC The First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - December BZX
12.21.2021 KDRN The ETF Opportunities Trust Kingsbarn Tactical Bond ETF NYSE Arca
12.21.2021 MMCA The IndexIQ Active ETF Trust IQ MacKay California Municipal Intermediate ETF NYSE Arca
12.22.2021 BAD The Listed Funds Trust B.A.D. ETF NYSE Arca
12.28.2021 HOTL
RESI
Kelly Strategic ETF Trust Kelly Hotel & Lodging Sector ETF
Kelly Residential & Apartment Real Estate ETF
NYSE Arca
12.28.2021 EATV Advisors Series Trust VegTech Plant-based Innovation & Climate ETF NYSE Arca
12.29.2021 ICAP Series Portfolios Trust InfraCap Equity Income Fund ETF NYSE Arca
12.30.2021 HOTL
RESI
Kelly Strategic ETF Trust Kelly Hotel & Lodging Sector ETF
Kelly Residential & Apartment Real Estate ETF
NYSE ARCA
12.30.2021 PPI Investment Managers Series Trust II AXS Astoria Inflation Sensitive ETF NYSE ARCA
1.5.2022 XDNA Kelly Strategic ETF Trust Kelly CRISPR & Gene Editing Technology ETF NASDAQ
1.3.2022 FLDZ Listed Funds Trust RiverNorth Volition America Patriot ETF NYSE Arca
12.31.2021 TMFE
TMFX
The RBB Fund, Inc. Motley Fool Capital Efficiency 100 Index ETF
Motley Fool Next Index ETF
NYSE Arca
1.3.2022 SIXJ AIM ETF Products Trust AllianzIM U.S. Large Cap 6 Month Buffer10 JanJul ETF NYSE Arca
1.4.2022 UPAR Tidal ETF Trust UPAR Ultra Risk Parity ETF NYSE Arca
1.3.2022 QTJA
XBJA
XDJA
XTJA
Innovator ETFs Trust Innovator Growth Accelerated Plus ETF - January
Innovator U.S. Equity Accelerated 9 Buffer ETF - January
Innovator U.S. Equity Accelerated ETF - January
Innovator U.S. Equity Accelerated Plus ETF - January
BZX
1.5.2022 TRDF Collaborative Investment Series Trust The NextGen Trend and Defend ETF BZX
1.5.2022 GAST Gabelli ETFs Trust Gabelli Asset ETF NYSE Arca