Front End Connectivity

• NASDAQ Workstation
• Weblink ACT 2.0
• Service Bureaus

Port Based Connectivity

• CTCI Trade Reporting
• NASDAQ FIX for Trade Reporting

Post Trade/TRF

• Data Revenue Sharing
• Trade Reporting Facility
• Trade Facilitation

Risk Management

• Post/Trade Credit Risk
• WeblinkACT 2.0

Participation

• Section 31 Fees

1. Become a Finra Member or NASDAQ Member
2. Choose your connection to the FINRA/NASDAQ Trade Reporting Facility
• Front End Request form
• Port Request Form
3. Your firm must have an established clearing relationship. To set up a clearing arrangement, have your clearing agency call National Securities Clearing Corporation (NSCC) at + 1 212-412-8623.
4. To complete subscription your firm must:
• If you are a member of the Canadian Depository for Securities Limited (CDS), you must complete the Non-Member Trade Reporting Facility Addendum to the NASDAQ Services Agreement (PDF), and fax it to NASDAQ Subscriber Services at +1 212 231 5426.
• Complete the Uniform Trade Reporting Facility Service Bureau/Executing Broker Agreement (PDF), and fax it to NASDAQ OMX Subscriber Services at +1 212 231 5426.