Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01.07.14 FTHI
FTLB
RDVY
First Trust Exchange-Traded Fund VI First Trust Income ETF
First Trust Low Beta Income ETF
First Trust NASDAQ Rising Dividend Achievers ETF
NASDAQ
01.08.14 SEMF
IEMF
LEMF
EGA Emerging Global Shares Trust EGShares TCW EM Short Term Investment Grade Bond ETF
EGShares TCW EM Intermediate Term Investment Grade Bond ETF
EGShares TCW EM Long Term Investment Grade Bond ETF
NYSE Arca
01.09.14 SYE
SYG
SYV
SSgA Active ETF Trust SPDR MFS Systematic Core Equity ETF
SPDR MFS Systematic Growth Equity ETF
SPDR MFS Systematic Value Equity ETF
NYSE Arca
01.14.14 SHYD Market Vectors ETF Trust Market Vectors Short High-Yield Municipal Index ETF NYSE Arca
01.15.14 NYCC PowerShares Funds PowerShares NYSE Century Portfolio NYSE Arca
01.15.14 HOLD AdvisorShares Trust AdvisorShares Sage Core Reserves ETF NYSE Arca
01.22.14 EURL
EURZ
Direxion Shares ETF Trust Direxion Daily FTSE Europe Bull 3X Shares
Direxion Daily FTSE Europe Bear 3X Shares
NYSE Arca
01.22.14 VUSE ETF Series Solutions Vident Core U.S. Equity ETF NASDAQ
01.23.14 ZMLP Direxion Shares ETF Trust Direxion Zacks MLP High Income Shares NYSE Arca
01.23.14 DI
LDUR
PIMCO ETF Trust PIMCO Diversified Income Exchange-Traded Fund
PIMCO Low Duration Exchange-Traded Fund
NYSE Arca
01.23.14 QXUS
QEM
QXDU
QDEM
Market Vectors ETF Trust Market Vectors MSCI International Quality ETF
Market Vectors MSCI Emerging Markets Quality ETF
Market Vectors MSCI International Quality Dividend ETF
Market Vectors MSCI Emerging Markets Quality Dividend ETF
NYSE Arca
01.23.14 DBAW
DBKO
DBMX
DBX ETF Trust db X-trackers MSCI All World ex US Hedged Equity Fund
db X-trackers MSCI South Korea Hedged Equity Fund
db X-trackers MSCI Mexico Hedged Equity Fund
NYSE Arca
01.27.14 CYHHZ Community Health Systems, Inc. Community Health Systems, Inc. Contingent Value Rights NASDAQ
02.04.14 USFR WisdomTree Trust WisdomTree Bloomberg Floating Rate Treasury Fund NYSE Arca
02.04.14 HEWG
HEWJ
HEFA
TFLO
iShares Trust iShares Currency Hedged MSCI Germany ETF
iShares Currency Hedged MSCI Japan ETF
iShares Currency Hedged MSCI EAFE ETF
iShares Treasury Floating Rate Bond ETF
NYSE Arca
02.06.14 MUAH iShares Trust iShares 2019 AMT-Free Muni Term ETF NYSE Arca
02.12.14 GLDE
GYEN
GEUR
GGBP
AdvisorShares Trust AdvisorShares International Gold ETF
AdvisorShares Gartman Gold/Yen ETF
AdvisorShares Gartman Gold/Euro ETF
AdvisorShares Gartman Gold/Pound ETF
NYSE Arca
02.25.14 EQLT ALPS ETF Trust Workplace Equality Portfolio NYSE Arca
02.27.14 SIPE SPDR Series Trust SPDR Barclays 0-5 Year TIPS ETF NYSE Arca
02.27.14 IEIL
IEIS
iShares U.S. ETF Trust iShares Enhanced International Large-Cap ETF
iShares Enhanced International Small-Cap ETF
NYSE Arca
02.27.14 IPKW PowerShares Funds PowerShares International BuyBack Achievers Portfolio NASDAQ
03.04.14 HKOR Horizons ETF Trust Horizons Korea KOSPI 200 ETF NYSE Arca
03.05.14 KBA KraneShares Trust KraneShares Bosera MSCI China A Share ETF NYSE Arca
03.05.14 YPRO AdvisorShares Trust AdvisorShares YieldPro ETF NASDAQ
03.06.14 FV First Trust Exchange-Traded Fund VI FIrst Trust Dorsey Wright Focus 5 ETF NASDAQ
03.11.14 QINC
AIRR
First Trust Exchange-Traded Fund VI First Trust RBA Quality Income ETF
First Trust RBA American Industrial Renaissance ETF
NASDAQ
03.11.14 GURX
GURI
Global X Funds Global X Guru Small Cap Index ETF
Global X Guru International Index ETF
NYSE Arca
03.12.14 GVAL Cambria ETF Trust Cambria Global Value ETF NYSE Arca
03.13.14 IJNK SPDR Series Trust SPDR Barclays International High Yield Bond ETF NYSE Arca
03.26.14 SPLX UBS AG ETRACS Monthly Reset 2X Leveraged S&P Total Return ETNs NYSE Arca
03.27.14 TOLZ ProShares Trust ProShares DJ Brookfield Global Infrastructure ETF NYSE Arca
03.28.14 EDOG ALPS ETF Trust ALPS Emerging Sector Dividend Dogs ETF NYSE Arca
04.08.14 DXJF
DXJR
DXJC
DXJH
DXJT
WisdomTree Trust WisdomTree Japan Hedged Financials Fund
WisdomTree Japan Hedged Real Estate Fund
WisdomTree Japan Hedged Capital Goods Fund
WisdomTree Japan Hedged Health Care Fund
WisdomTree Japan Hedged Tech, Media & Telecom Fund
NYSE Arca
04.10.14 GLDL
GLDS
Direxion Shares ETF Trust II Direxion Daily Gold Bull 3X Shares
Direxion Daily Gold Bear 3X Shares
NYSE Arca
04.23.14 BCHP EGA Emerging Global Shares Trust EGShares Blue Chip ETF NYSE Arca
04.24.14 BYLD iShares Trust iShares Yield Optimized Bond ETF NYSE Arca
04.24.14 OSMS Barclays Bank PLC Barclays OFI SteelPath MLP ETNs NYSE Arca
04.30.14 CN DBX ETF Trust db X-trackers Harvest MSCI All China Equity Fund NYSE Arca
05.01.14 VRP PowerShares Funds PowerShares Variable Rate Preferred Portfolio NYSE Arca
05.01.14 SUBD DBX ETF Trust db X-trackers Solactive Investment Grade Subordinated Debt Fund NYSE Arca
05.01.14 QAT
UAE
iShares Trust iShares MSCI Qatar Capped ETF
iSharesMSCI UAE Capped ETF
NASDAQ
05.07.14 EUDG
IHDG
WisdomTree Trust WisdomTree Europe Dividend Growth Fund
WisdomTree International Hedged Dividend Growth Fund
NYSE Arca
05.15.14 FMB First Trust Exchange-Traded Fund III First Trust Managed Municipal ETF NASDAQ
05.16.14 OUNZ Merk Gold Trust Merk Gold Trust NYSE Arca
05.21.14 ASHS DBX ETF Trust db X-trackers Harvest CSI China A-Shares Small Cap Fund NYSE Arca
05.27.14 SPUU Direxion Shares ETF Trust Direxion Daily S&P 500 Bull 2X Shares NYSE Arca
05.29.14 LALT PowerShares Actively Exchange-Traded Fund Trust PowerShares Multi-Strategy Alternative Portfolio NASDAQ
05.29.14 LQDH
HYGH
iShares U.S. ETF Trust iShares Interest Rate Hedged Corporate Bond ETF
iShares Interest Rate Hedged High Yield Bond ETF
NYSE Arca
05.29.14 IBDH
IBDF
iShares Trust iSharesBond Dec 2018 Corporate Term ETF
iSharesBond Dec 2016 Corporate Term ETF
NYSE Arca
06.05.14 AXJV
EUMV
JPMV
iShares Trust iShares MSCI Asia ex Japan Minimum Volatility ETF
iShares MSCI Europe Minimum Volatility ETF
iShares MSCI Japan Minimum Volatility ETF
NYSE Arca
06.05.14 SMEZ
QEFA
QEMM
QWLD
SPDR Index Shares Funds SPDR EURO STOXX Small Cap ETF
SPDR MSCI EAFE Quality Mix ETF
SPDR MSCI Emerging Markets Quality Mix ETF
SPDR MSCI World Quality Mix ETF
NYSE Arca
06.11.14 FLGE Credit Suisse AG Credit Suisse FI Large Cap Growth Enhanced ETNs NYSE Arca
06.11.14 FBGX UBS AG UBS AG FI Enhanced Large Cap Growth ETNs NYSE Arca
06.11.14 FMLP UBS AG ETRACS Wells Fargo MLP Ex-Energy ETNs due June 10, 2044 NYSE Arca
06.12.14 DGRO
IEUR
IPAC
IUSB
iShares Trust iShares Core Dividend Growth ETF
iShares Core MSCI Europe ETF
iShares Core MSCI Pacific ETF
iShares Core Total USD Bond Market ETF
NYSE Arca
06.12.14 QAUS
QCAN
QDEU
QJPN
QESP
QGBR
SPDR Index Shares Funds SPDR MSCI Australia Quality Mix ETF
SPDR MSCI Canada Quality Mix ETF
SPDR MSCI Germany Quality Mix ETF
SPDR MSCI Japan Quality Mix ETF
SPDR MSCI Spain Quality Mix ETF
SPDR MSCI United Kingdom Quality Mix ETF
NYSE Arca
06.17.14 JPGE J.P. Morgan Exchange-Traded Fund Trust JPMorgan Diversified Return Global Equity ETF NYSE Arca
06.25.14 LMLP UBS AG ETRACS Monthly Pay 2x Leveraged Wells Fargo MLP Ex-Energy ETNs due June 24, 2044 NYSE Arca
07.02.14 CFA
CFO
CDC
Compass EMP Funds Trust Compass EMP US 500 Volatility Weighted Index ETF
Compass EMP US 500 Enhanced Volatility Weighted Index ETF
Compass EMP US EQ Income 100 Enhanced Volatility Weighted Index ETF
NASDAQ
07.09.14 MULT AdvisorShares Trust AdvisorShares Sunrise Global Multi-Strategy ETF NASDAQ
07.10.14 WIL Barclays Bank PLC Barclays Women In Leadership ETN NYSE Arca
07.10.14 REET
HEZU
iShares Trust iShares Global REIT ETF
iShares Currency Hedged MSCI EMU ETF
NYSE Arca
07.14.14 CFGE Calamos ETF Trust Calamos Focus Growth ETF NASDAQ
07.15.14 TAPR Barclays Bank PLC Barclays Inverse US Treasury Composite ETN NASDAQ
07.15.14 SGDM ALPS ETF Trust Sprott Gold Miners ETF NYSE Arca
07.23.14 IFV First Trust Exchange-Traded Fund VI First Trust Dorsey Wright International Focus 5 ETF NASDAQ
07.24.14 CNXT Market Vectors ETF Trust Market Vectors ChinaAMC SME-Chinext ETF NYSE Arca
07.29.14 SYTL
MDLL
SMLL
Direxion Shares ETF Trust Direxion Daily 7-10 Year Treasury Bull 2X Shares
Direxion Daily Mid Cap Bull 2X Shares
Direxion Daily Small Cap Bull 2X Shares
NYSE Arca
07.29.14 YGRO Royal Bank of Canada Royal Bank of Canada ETNs due July 19, 2034 Linked to the Yorkville MLP Distribution Growth Leaders Liquid PR Index NYSE Arca
07.30.14 DIVI AdvisorShares Trust AdvisorShares Athena High Dividend ETF NYSE Arca
08.01.14 CSF Compass EMP Funds Trust Compass EMP U.S. Discovery 500 Enhanced Volatility Weighted Fund NASDAQ
08.01.14 IBLN Direxion Shares ETF Trust Direxion iBillionaire Index ETF NYSE Arca
08.06.14 FTSM First Trust Exchange-Traded Fund IV First Trust Enhanced Short Maturity ETF NASDAQ
08.07.14 TYTE
WYDE
ProShares Trust ProShares CDS North American HY Credit ETF
ProShares CDS Short North American HY Credit ETF
BATS
08.14.14 FDIV First Trust Exchange-Traded Fund IV First Trust Strategic Income ETF NASDAQ
08.14.14 IBMI iShares Trust iShares iBonds Sep 2020 AMT-Free Muni Bond ETF NYSE Arca
08.21.14 EFAD ProShares Trust ProShares MSCI EAFE Dividend Growers ETF NYSE Arca
08.27.14 WBIA
WBIB
WBIC
WBID
WBIE
WBIF
WBIG
WBIL
WBII
WBIH
Absolute Shares Trust WBI SMID Tactical Growth Shares
WBI SMID Tactical Value Shares
WBI SMID Tactical Select Shares
WBI Large Cap Tactical Growth Shares
WBI SMID Tactical Yield Shares
WBI Large Cap Tactical Value Shares
WBI Large Cap Tactical Yield Shares
WBI Large Cap Tactical Select Shares
WBI Tactical Income Shares
WBI Tactical High Income Shares
NYSE Arca
09.04.14 MBSD FlexShares Trust FlexShares Disciplined Duration MBS Index Fund NASDAQ
09.09.14 FTLS First Trust Exchange-Traded Fund III First Trust Long/Short Equity ETF NYSE Arca
09.10.14 LDRI PowerShares Exchange-Traded Fund Trust II PowerShares LadderRite 0-5 Year Corporate Bond Portfolio NASDAQ
09.10.14 RORO SSgA Active ETF Trust SPDR SSgA Risk Aware ETF NYSE Arca
09.11.14 RODI Barclays Bank PLC Barclays Return on Disability ETN NYSE Arca
09.16.14 TOFR USCF ETF Trust Stock Split Index Fund NYSE Arca
09.16.14 DIVC Citigroup Inc. C-Tracks Exchange-Traded Notes Miller/Howard Strategic Dividend Reinvestor Due September 16, 2024 NYSE Arca
09.17.14 BSCN
BSCO
BSJL
BSJM
Claymore Exchange-Traded Fund Trust Guggenheim BulletShares 2023 Corporate Bond ETF
Guggenheim BulletShares 2024 Corporate Bond ETF
Guggenheim BulletShares 2021 High Yield Corporate Bond ETF
Guggenheim BulletShares 2022 High Yield Corporate Bond ETF
NYSE Arca
09.18.14 QMEX
QKOR
QTWN
SPDR Index Shares Funds SPDR MSCI Mexico Quality Mix ETF
SPDR MSCI South Korea Quality Mix ETF
SPDR MSCI TaiwanQuality Mix ETF
NYSE Arca
09.23.14 DVP ETF Series Solutions Deep Value ETF NYSE Arca
09.23.14 ESTX Source ETF Trust Source EURO STOXX 50 ETF NYSE Arca
09.25.14 HEEM iShares Trust iShares Currency Hedged MSCI Emerging Markets ETF NYSE Arca
09.29.14 EMRE Claymore Exchange-Traded Fund Trust 2 Guggenheim Emerging Markets Real Estate ETF NYSE Arca
09.30.14 ARKQ
ARKW
Ark ETF Trust ARK Industrial Innovation ETF
ARK Web x.0 ETF
NYSE Arca
10.01.14 DWAT Arrow Investments Trust Arrow DWA Tactical ETF NASDAQ
10.01.14 CIZ Compass EMP Funds Trust Compass EMP Developed 500 Enhanced Volatility Weighted Index ETF NASDAQ
10.01.14 HDLV UBS AG ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN due September 30, 2044 NYSE Arca
10.02.14 AMZA ETFis Series Trust I InfraCap MLP ETF NYSE Arca
10.02.14 FIA ETF Series Solutions Falah Russell-IdealRatings U.S. Large Cap ETF NYSE Arca
10.02.14 FUTS ProShares Trust II ProShares Managed Futures Strategy NYSE Arca
10.07.14 IPOS Renaissance Capital Greenwich Funds Renaissance International IPO ETF NYSE Arca
10.09.14 FBND
FCOR
FLTB
Fidelity Merrimack Street Trust Fidelity Total Bond ETF
Fidelity Corporate Bond ETF
Fidelity Limited Term Bond ETF
NYSE Arca
10.09.14 ALTS ProShares Trust ProShares Morningstar Alternatives Solution ETF NYSE Arca
10.16.14 EMHZ iShares Trust iShares MSCI Emerging Markets Horizon ETF BATS
10.16.14 COMT iShares U.S. ETF Trust iShares Commodities Select Strategy ETF NASDAQ
10.16.14 VBND ETF Series Solutions Vident Core US Bond Strategy ETF NASDAQ
10.22.14 QVAL Alpha Architect ETF Trust ValueShares U.S. Quantitative Value ETF BATS
10.23.14 EFFE
SCTO
Global X Funds Global X JPMorgan Efficiente Index
Global X JPMorgan US Sector Rotator Index ETF
NYSE Arca
10.31.14 ARKK
ARKG
Ark ETF Trust ARK Innovation ETF
ARK Genomic Revolution Multi-Sector ETF
NYSE Arca
10.31.14 STXX ALPS ETF Trust ALPS STOXX Europe 600 ETF NYSE Arca
11.04.14 GMOM Cambria ETF Trust Cambria Global Momentum ETF NYSE Arca
11.07.14 JPIN J.P. Morgan Exchange-Traded Fund Trust JPMorgan Diversified Return International Equity ETF NYSE Arca
11.11.14 CBON Market Vectors ETF Trust Market Vectors ChinaAMC China Bond ETF NYSE Arca
11.12.14 HACK FactorShares Trust PureFunds ISE Cyber Security ETF NYSE Arca
11.13.14 EMQQ Exchange Traded Concepts Trust EMQQ The Emerging Markets Internet & Ecommerce ETF NYSE Arca
11.19.14 CHNB Global X Funds Global X GF China Bond ETF NYSE Arca
11.26.14 LOWC SPDR Index Shares Funds SPDR MSCI ACWI Low Carbon Target ETF NYSE Arca
12.03.14 KCNY KraneShares Trust KraneShares E Fund China Commercial Paper ETF NYSE Arca
12.03.14 MLPO Credit Suisse AG Credit Suisse S&P MLP Index ETNs due December 4, 2034 Linked to the S&P MLP Index NYSE Arca
12.03.14 VQTS UBS AG UBS AG S&P 500 VEQTOR Switch ETN due December 2, 2044 NYSE Arca
12.04.14 IBDL iShares Trust iShares iBonds Dec 2020 Corporate ETF NYSE Arca
12.09.14 CRBN iShares Trust iShares MSCI ACWI Low Carbon Target ETF NYSE Arca
12.10.14 XSOE WisdomTree Trust WisdomTree Emerging Markets ex-State-Owned Enterprises Fund NYSE Arca
12.10.14 DBEZ DBX ETF Trust Deutsche X-trackers MSCI EMU Hedged Equity ETF NYSE Arca
12.10.14 GAA Cambria ETF Trust Cambria Global Asset Allocation ETF NYSE Arca
12.17.14 IVAL Alpha Architect ETF Trust ValueShares International Quantitative Value ETF BATS
12.18.14 DIVY Reality Shares ETF Trust Reality Shares DIVS ETF NYSE Arca
12.23.14 EQAL PowerShares Exchange-Traded Fund Trust II PowerShares Russell 1000 Equal Weight Portfolio NYSE Arca
12.29.14 DFVL
DFVS
DLBL
DLBS
DTUL
DTUS
DTYL
DTYS
FLAT
STPP
Barclays Bank PLC iPath US Treasury 5-year Bull ETN
iPath US Treasury 5-year Bear ETN
iPath US Treasury Long Bond Bull ETN
iPath US Treasury Long Bond Bear ETN
iPath US Treasury 2-year Bull ETN
iPath US Treasury 2-year Bear ETN
iPath US Treasury 10-year Bull ETN
iPath US Treasury 10-year Bear ETN
iPath US Treasury Flattener ETN
iPath US Treasury Steepener ETN
NASDAQ
12.31.14 SBIO ALPS ETF Trust ALPS Medical Breakthroughs ETF NYSE Arca