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Friday, May 6, 2016

Futures Regulatory Alert #2016 - 4
Update 2: Ownership and Control Reporting (“OCR”) Implementation


  • System Impact

Markets Impacted:

Contact Information:


On April 8, 2016, the U.S. Commodity Futures Trading Commission (“CFTC”) Division of Market Oversight issued No Action Letter 16-32 which extends certain relief provisions previously provided under CFTC Letter No. 15-03 and provides additional time for reporting parties to electronically provide certain OCR Requirements Under Parts 17, 18, and 20 of the CFTC’s Regulations.

Further to Futures Regulatory Alert #2015-15, as updated by Futures Regulatory Alert #2016-1,NFX is following the implementation date announced by the CFTC and delaying the effective date to September 29, 2016.

For any related questions to this Alert, or to request user accounts, password resets or general inquiries, please contact NFX Market Operations at +1 215 496 5409.

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