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Product LoginFriday, March 25, 2011
Options Regulatory Alert #2011 - 6
Update on NOM Direct Debit Implementation
What you need to know:
- The implementation of The NASDAQ Options Market’s (NOM’s) collection of receivables via direct debit, announced in Options Trader Alert #2010-79, has been postponed to the implementation date of NOM 2.0, currently scheduled for the third quarter of 2011 as announced in Options Trader Alert #2011-12.
- Members must provide a clearing account number at the National Securities Clearing Corporation (NSCC) to NASDAQ OMX Membership via email—with the member’s clearing firm contact carbon copied—at membership@nasdaqomx.com.
What is changing?
The implementation of NOM’s collection of receivables via direct debit, announced in Options Trader Alert #2010-79, has been postponed until the launch of NOM 2.0, currently scheduled for the third quarter of 2011, as announced in Options Trader Alert #2011-12. The fees assessed for the month that NOM 2.0 begins its rollout will be done via direct debit whether the transaction occurs on the current system or NOM 2.0.
What do I need to do?
Members must provide a clearing account number at the NSCC to NASDAQ OMX Membership via email at membership@nasdaqomx.com. Members must carbon copy their clearing firm contact within the same email message.
Where can I find more information?
- Refer to Options Trader Alert #2011-12 and Options Trader Alert #2010-79.
- Contact NASDAQ OMX Membership at +1 215 496 5322.
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