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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2025-05-12 | STI | Solidion Technology, Inc. Common Stock | Name/Symbol Changes | |||
| 2025-05-12 | STNC | Hennessy Funds Trust Hennessy Sustainable ETF | Name/Symbol Changes | |||
| 2025-05-12 | TBH | Brag House Holdings, Inc. Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2025-05-12 | TPIC | TPI Composites, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-05-12 | VCSA | Vacasa, Inc. Class A Common Stock | Issue Deletions | |||
| 2025-05-12 | WMPN | William Penn Bancorporation Common Stock | Issue Deletions | |||
| 2025-05-12 | ZJYL | JIN MEDICAL INTERNATIONAL LTD. Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-05-13 | ANTA | Antalpha Platform Holding Company ordinary shares | Anticipated Security Additions | |||
| 2025-05-13 | ANTA | Antalpha Platform Holding Company Ordinary Shares | Security Additions | |||
| 2025-05-13 | CASI | CASI Pharmaceuticals, Inc. Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-05-13 | CDIO | Cardio Diagnostics Holdings Inc. Common stock | Name/Symbol Changes | |||
| 2025-05-13 | GTM | ZoomInfo Technologies Inc Common Stock | Name/Symbol Changes | |||
| 2025-05-13 | HEPA | Hepion Pharmaceuticals, Inc. Common Stock | Issue Suspensions | |||
| 2025-05-13 | JAPN | Horizon Kinetics Japan Owner Operator ETF | Anticipated Security Additions | |||
| 2025-05-13 | JAPN | Horizon Kinetics Japan Owner Operator ETF | Security Additions | |||
| 2025-05-13 | MODV | ModivCare Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-05-13 | NVYY | GraniteShares YieldBOOST NVDA ETF | Anticipated Security Additions | |||
| 2025-05-13 | NVYY | GraniteShares YieldBOOST NVDA ETF | Security Additions | |||
| 2025-05-13 | OMSE | OMS Energy Technologies Inc. Ordinary Shares | Anticipated Security Additions | |||
| 2025-05-13 | PMTRU | Perimeter Acquisition Corp. I Unit | Anticipated Security Additions | |||
| 2025-05-13 | PMTRU | Perimeter Acquisition Corp. I Unit | Security Additions | |||
| 2025-05-13 | RENE | Cartesian Growth Corporation II Class A Ordinary Shares | Issue Suspensions | |||
| 2025-05-13 | RENEU | Cartesian Growth Corporation II Unit | Issue Suspensions | |||
| 2025-05-13 | RENEW | Cartesian Growth Corporation II Warrant | Issue Suspensions | |||
| 2025-05-13 | XBTY | GraniteShares YieldBOOST Bitcoin ETF | Anticipated Security Additions | |||
| 2025-05-13 | XBTY | GraniteShares YieldBOOST Bitcoin ETF | Security Additions | |||
| 2025-05-13 | XFOR | X4 Pharmaceuticals, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-05-14 | ABVC | ABVC BioPharma, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-05-14 | ANTA | Antalpha Platform Holding Company ordinary shares | Anticipated Security Additions | |||
| 2025-05-14 | CCCXU | Churchill Capital Corp X Unit | Anticipated Security Additions | |||
| 2025-05-14 | CCCXU | Churchill Capital Corp X Unit | Security Additions | |||
| 2025-05-14 | CLNN | Clene Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-05-14 | CLNNW | Clene Inc. Warrant | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-05-14 | DVLT | Datavault AI Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-05-14 | ETOR | eToro Group Ltd. Class A Common Shares | Anticipated Security Additions | |||
| 2025-05-14 | ETOR | eToro Group Ltd. Class A Common Shares | Security Additions | |||
| 2025-05-14 | HCWB | HCW Biologics Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-05-14 | HTCR | Heartcore Enterprises, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-05-14 | IQST | iQSTEL Inc. Common Stock | Anticipated Security Additions | |||
| 2025-05-14 | IQST | iQSTEL Inc. Common Stock | Security Additions | |||
| 2025-05-14 | KWM | K Wave Media, Ltd. Ordinary Shares | Anticipated Security Additions | |||
| 2025-05-14 | KWM | K Wave Media, Ltd. Ordinary Shares | Security Additions | |||
| 2025-05-14 | KWMWW | K Wave Media, Ltd. Warrant | Anticipated Security Additions | |||
| 2025-05-14 | KWMWW | K Wave Media, Ltd. Warrant | Security Additions | |||
| 2025-05-14 | MLEC | Moolec Science SA Ordinary Shares | Name/Symbol Changes | |||
| 2025-05-14 | NMTC | NeuroOne Medical Technologies Corporation Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-05-14 | PHUN | Phunware, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-05-14 | PMEC | Primech Holdings Ltd. Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-05-14 | RIFR | Global Infrastructure Active ETF | Anticipated Security Additions | |||
| 2025-05-14 | RIFR | Global Infrastructure Active ETF | Security Additions |
