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Reg SHO Threshold List
REG SHO Overview
As defined in Rule 203(c)(6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is registered under Section 12 of the Exchange Act, or that is required to file reports under Section 15(d) of the Exchange Act (commonly referred to as reporting securities), where, for five consecutive settlement days:
- There are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more per security;
- The level of fails is equal to at least one-half of one percent of the issuer’s total shares outstanding; and
- The security is included on a list published by a self-regulatory organization (SRO).
A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Market Category Counts
| NASDAQ (Q,G,S) |
|---|
| 58 |
File Download
| Trade Date | Download Link | File Creation Timestamp |
|---|---|---|
| Friday, April 24, 2026 | Download | 4/24/2026 11:00:05 PM |
Threshold Security List
| Symbol | Security Name | Market Category | Reg SHO Threshold Flag | Rule 3210 |
|---|---|---|---|---|
| ADTX | ADITXT INC COM PAR $0.001 NEW | S | Y | N |
| AIXI | XIAO-I CORP ADS NEW (CYM) | G | Y | N |
| ALBT | AVALON GLOBOCARE CORP COM PAR | S | Y | N |
| AMDD | DIREXION SHS ETF TR DAILY AMD | G | Y | N |
| AMDL | GRANITESHARES ETF TR GRANITE 2 | G | Y | N |
| AMZD | DIREXION SHS ETF TR DAILY AMZN | G | Y | N |
| ARTL | ARTELO BIOSCIENCES INC COM NEW | S | Y | N |
| ASBP | ASPIRE BIOPHARMA HLDGS INC COM | S | Y | N |
| BAIG | THEMES ETF TR LEVERAGE SHS 2X | G | Y | N |
| BEAT | HEARTBEAM INC COM | S | Y | N |
| BMNG | THEMES ETF TR LEVERAGE SHS 2X | G | Y | N |
| BTOG | BIT ORIGIN LTD SHS NEW US$0.00 | S | Y | N |
| COSM | COSMOS HEALTH INC. COM | S | Y | N |
| CREG | SMART PWR CORP COM PAR $0.001 | S | Y | N |
| CRWG | THEMES ETF TR LEVERAGE SHARES | G | Y | N |
| ELAB | PMGC HLDGS INC COM PAR $0.0001 | S | Y | N |
| ENVB | ENVERIC BIOSCIENCES INC COM OC | S | Y | N |
| ETHB | ISHARES STAKED ETHEREUM TR ETF | G | Y | N |
| FCHL | FITNESS CHAMPS HLDGS LTD CL A | S | Y | N |
| FIGG | THEMES ETF TR LEVERAGE SHS 2X | G | Y | N |
| GCTK | GLUCO TRACK INC COM NEW 2025 | S | Y | N |
| GGLS | DIREXION SHS ETF TR DAILY GOOG | G | Y | N |
| HIMZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| HUBC | HUB CYBER SEC LTD SHS NEW (ISR | S | Y | N |
| HUTG | THEMES ETF TR LEVERAGE SHS 2X | G | Y | N |
| IMMP | IMMUTEP LTD SPONSORED ADR (AUS | G | Y | N |
| IONZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| ISPC | ISPECIMEN INC COM NEW (DE) | S | Y | N |
| KC | KINGSOFT CLOUD HLDGS LTD ADR ( | Q | Y | N |
| KIDZ | CLASSOVER HLDGS INC COM CL B N | S | Y | N |
| LRHC | LA ROSA HLDGS CORP COM PAR $0. | S | Y | N |
| MNTS | MOMENTUS INC CL A PAR $0.00001 | S | Y | N |
| MSTX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| NICM | NICOLA MNG INC ADR (CAN) | S | Y | N |
| NOWL | GRANITESHARES ETF TR 2X LONG N | G | Y | N |
| OKLL | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| ONFO | ONFOLIO HLDGS INC COM NEW (DE) | S | Y | N |
| ORCX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| PDC | PERPETUALS.COM LTD ADR(JPN) | S | Y | N |
| PLTZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| PTIR | GRANITESHARES ETF TR 2X LONG P | G | Y | N |
| RETO | RETO ECO-SOLUTIONS INC SHS NEW | S | Y | N |
| RGTX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| RGTZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| RKLZ | TIDAL TR II DEFIANCE DILY TARG | G | Y | N |
| RMSG | REAL MESSENGER CORP SHS CL A ( | S | Y | N |
| SKYQ | SKY QUARRY INC COM NEW $0.0001 | S | Y | N |
| SMCX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| SMST | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| SMX | SMX SEC MATTERS PLC ORD SHS NE | S | Y | N |
| SOUX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| TRNR | INTERACTIVE STRENGTH INC COM P | S | Y | N |
| TSDD | GRANITESHARES ETF TR 2X SHORT | G | Y | N |
| TSLQ | INVT MNRG SR TR II TRDR 2X SHO | G | Y | N |
| UCAR | U PWR LTD ORD SHS CL A USD $0. | S | Y | N |
| YYGH | YY GROUP HOLDING LIMITED CLASS | S | Y | N |
| ZBAO | ZHIBAO TECHNOLOGY INC. CLASS A | S | Y | N |
| ZEO | ZEO ENERGY CORP CL A | S | Y | N |
Effective Monday, November 17, 2014, the Regulation SHO Threshold List for OTC Equities (i.e. OTCBB and Other OTC) will no longer be available on NasdaqTrader.com. From that date forward, it will be available only on the OTC Reporting Facility (ORF) pages of FINRA.org.
Historical Reg SHO Threshold Lists for OTC Equities will continue to be available on NasdaqTrader.com for dates prior to November 17, 2014.
This change does not affect the Reg SHO Threshold list for Nasdaq markets which will continue to be displayed on NasdaqTrader.com.
Questions regarding this notice can be directed to FINRA Operations at (866) 776-0800.
