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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2026-04-07 | DCOMP | Dime Community Bancshares, Inc. Fixed-Rate Non-Cumulative Perpetual Preferred Stock, Series A | Issue Suspensions | |||
| 2026-04-07 | DTSS | Datasea Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-07 | INM | InMed Pharmaceuticals Inc. Common Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-07 | INVZW | Innoviz Technologies Ltd. Warrant | Issue Suspensions | |||
| 2026-04-07 | IOBT | IO Biotech, Inc. Common Stock | Issue Suspensions | |||
| 2026-04-07 | MASK | 3 E Network Technology Group Ltd Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-04-07 | MOBX | Mobix Labs, Inc. Class A Common Stock | Name/Symbol Changes | |||
| 2026-04-07 | NSCR | Nuveen Sustainable Core ETF | Issue Suspensions | |||
| 2026-04-07 | SPCK | Collaborative Investment Series Trust The SPAC and New Issue ETF | Name/Symbol Changes | |||
| 2026-04-07 | SWKH | SWK Holdings Corporation Common Stock | Issue Suspensions | |||
| 2026-04-07 | ZYBT | Zhengye Biotechnology Holding Limited Class A Ordinary Shares | Name/Symbol Changes | |||
| 2026-04-08 | ENGN | enGene Therapeutics Inc. Common Stock | Name/Symbol Changes | |||
| 2026-04-08 | ENGNW | enGene Therapeutics Inc. Warrants | Name/Symbol Changes | |||
| 2026-04-08 | EVGN | Evogene Ltd Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-08 | FCHL | Fitness Champs Holdings Limited Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-04-08 | HOLX | Hologic, Inc. Common Stock | Issue Suspensions | |||
| 2026-04-08 | IMTE | Integrated Media Technology Limited Ordinary Shares | Financial Status Changes | H-Deficient and Delinquent | D-Deficient | |
| 2026-04-08 | JTAI | Jet.AI Inc. Common Stock | Name/Symbol Changes | |||
| 2026-04-08 | MOVE | Corvex, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-04-08 | NGHT | Nicholas Bitcoin and Treasuries AfterDark ETF | Anticipated Security Additions | |||
| 2026-04-08 | NGHT | Nicholas Bitcoin and Treasuries AfterDark ETF | Security Additions | |||
| 2026-04-08 | NXTS | Nexentis Technologies Inc. Common Stock | Name/Symbol Changes | |||
| 2026-04-08 | ORGN | Origin Materials, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-04-08 | RDGT | Ridgetech, Inc. Ordinary Shares | Name/Symbol Changes | |||
| 2026-04-08 | RWIN | Rayliant NxtGen Multifactor International Equity ETF | Anticipated Security Additions | |||
| 2026-04-08 | RWIN | Rayliant NxtGen Multifactor International Equity ETF | Security Additions | |||
| 2026-04-08 | TMCR | The Metals Royalty Company Inc. Common Stock | Anticipated Security Additions | |||
| 2026-04-08 | TONX | TON Strategy Company Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-09 | ARAI | Arrive AI Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-09 | BKHA | Black Hawk Acquisition Corporation Class A Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-09 | BKHAR | Black Hawk Acquisition Corporation Rights | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-09 | BKHAU | Black Hawk Acquisition Corporation Units | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-09 | CAPT | Captivision Inc. Ordinary Shares | Issue Suspensions | |||
| 2026-04-09 | CAPTW | Captivision Inc. Warrant | Issue Suspensions | |||
| 2026-04-09 | DSY | Big Tree Cloud Holdings Limited Class A Ordinary Shares | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2026-04-09 | GENZ | VanEck ETF Trust VanEck Digital Native Economy ETF | Name/Symbol Changes | |||
| 2026-04-09 | RMIX | Suncrete, Inc. Class A Common Stock | Anticipated Security Additions | |||
| 2026-04-09 | RMIX | Suncrete, Inc. Class A Common Stock | Security Additions | |||
| 2026-04-09 | RUBI | Rubico Inc. Common Stock | Name/Symbol Changes | |||
| 2026-04-09 | VEEA | Veea Inc. Common Stock | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2026-04-10 | ACAA | Averin Capital Acquisition Corp. Class A Ordinary Shares | Anticipated Security Additions | |||
| 2026-04-10 | ACAA | Averin Capital Acquisition Corp. Class A Ordinary Shares | Security Additions | |||
| 2026-04-10 | ACAAW | Averin Capital Acquisition Corp. Warrants | Anticipated Security Additions | |||
| 2026-04-10 | ACAAW | Averin Capital Acquisition Corp. Warrants | Security Additions | |||
| 2026-04-10 | AIOS | AIOS Tech Inc. Class A Common Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-10 | ASNS | Actelis Networks, Inc. Common Stock | Issue Suspensions | |||
| 2026-04-10 | DSY | Big Tree Cloud Holdings Limited Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-04-10 | FGL | Founder Group Limited Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-04-10 | HYFM | Hydrofarm Holdings Group, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-04-10 | VCIC | Vine Hill Capital Investment Corp. Class A Ordinary Shares | Issue Deletions |
