Friday, September 29, 2023

Equity Corporate Actions Alert #2023 - 566
Information Regarding the Business Combination of TradeUP Acquisition Corp. (UPTD/W/U) and Estrella Immunopharma, Inc.

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The business combination of TradeUP Acquisition Corp. (UPTD/W/U) and Estrella Immunopharma, Inc. closed today, September 29, 2023. Following the completion of the business combination, the company's Common stock (UPTD) and Warrants (UPTDW) will undergo a name, symbol and CUSIP number change. The company's Units (UPTDU) will be suspended from trading. These actions will become effective on October 2, 2023.

The details of the name & CUSIP changes are follows:

Current Company Name & Issue Type: TradeUP Acquisition Corp. Common Stock
New Company Name & Issue Type: Estrella Immunopharma, Inc. Common Stock
Current CUSIP: 89268A107
New CUSIP: 297584104
Current Symbol: UPTD
New Symbol: ESLA
Marketplace Effective Date: October 2, 2023

Current Company Name & Issue Type: TradeUP Acquisition Corp. Warrant
New Company Name & Issue Type: Estrella Immunopharma, Inc. Warrant expiring 9/29/2028
Current CUSIP: 89268A115
New CUSIP: 297584112
Current Symbol: UPTDW
New Symbol: ESLAW
Marketplace Effective Date: October 2, 2023

If you would like to register as a market maker in ESLA or ESLAW, contact Nasdaq Trading Services at +1 212 231 5100.



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