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Friday, October 14, 2016

Equity Trader Alert #2016 - 261
Update to Nasdaq’s Tick Size Pilot Test Group Assignment List

Category:

  • Industry Announcement

Markets Impacted:

Contact Information:

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As announced in Equity Trader Alert #2016 - 210, The Nasdaq Stock Market ("Nasdaq") published a list identifying the final Test Group assignment for each security eligible for the Tick Size Pilot here.

Effective today, October 14, 2016, the Pilot Securities with Group Assignments list has been updated to reflect the following changes:


Symbol Change Effective Date
USBI The symbol was deleted due to a symbol change October 11
AUMA The symbol was deleted due to a symbol change October 11
FUSB The symbol was added due to a symbol change October 11
AXAR The symbol was added due to a symbol change October 11

For additional information, please refer to Nasdaq’s automated Nasdaq daily list and daily change list which are published no later than 8:00 p.m. ET each day for the next trading day. As announced in Equity Trader Alert #2016 - 210, all securities in the automated list will be designated for the Control Group and will continue to be reflected as Control Group securities until the securities are moved into their designated Test Group as determined by the phase in schedule that started on October 3, 2016.


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