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Tuesday, September 19, 2023

Equity Trader Alert #2023 - 47
FINRA/Nasdaq TRF Report HQ updates

Category:

  • New Functionality

Markets Impacted:

Contact Information:

Resources:

On September 19th, Nasdaq will introduce two new reports in Report HQ to aid in assessing a firm’s monthly invoice. The TRF Non-Compare Accept Trade Billing Report offers users with the option to request a month-end report that provides high-level Media/Non-Media trade details by tape. The TRF Revenue Share Report provides a quarterly payout breakdown by symbol on a CRD level.

The TRF Non-Compare Accept Trade Billing Report and TRF Revenue Share Report can be found in Report HQ and come free of charge if you are a Report HQ subscriber.

In addition, the Regulatory Transaction Fee Report was decommissioned as of March 28, 2023. If you have any questions on FINRA’s Section 31 Fees, please visit FINRA’s FAQ on Billing and Collections for more information.

Lastly, FINRA-only and Canadian firms can now access TRF reports on Report HQ. You may sign up for access via the Report HQ Request Form.

More Information

If you would like to sign up for Report HQ access, please visit the Report HQ Request Form or let Trading Services know if you are in need of assistance.

Please refer to the Price List page on Nasdaq Trader for more information.



    Notes:

    1: ““FINRA/Nasdaq TRF” means the FINRA/Nasdaq TRF Carteret and the FINRA/Nasdaq TRF Chicago, depending on the facility to which the member firm reports.

    2: FINRA™, Trade Reporting Facility™ and TRF™ are trademarks of Financial Industry Regulatory Authority, Inc.; FINRA/NASDAQ TRF™ is used under license for Financial Industry Regulatory Authority, Inc.

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