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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2025-09-12 | XAGE | Longevity Health Holdings, Inc. Common Stock | Issue Suspensions | |||
| 2025-09-12 | XAGEW | Longevity Health Holdings, Inc. Warrant | Issue Suspensions | |||
| 2025-09-15 | AIRL | Themes Airlines ETF | Issue Suspensions | |||
| 2025-09-15 | ASST | Asset Entities Inc. Class B Common Stock | Market Class Changes | Was Capital Market. Now Global Market, Company Request | ||
| 2025-09-15 | ASST | Strive, Inc. Class A Common Stock | Name/Symbol Changes | |||
| 2025-09-15 | BDSX | Biodesix, Inc. Common Stock | Name/Symbol Changes | |||
| 2025-09-15 | BDVL | iShares Disciplined Volatility Equity Active ETF | Anticipated Security Additions | |||
| 2025-09-15 | BDVL | iShares Disciplined Volatility Equity Active ETF | Security Additions | |||
| 2025-09-15 | BDYN | iShares Dynamic Equity Active ETF | Anticipated Security Additions | |||
| 2025-09-15 | BDYN | iShares Dynamic Equity Active ETF | Security Additions | |||
| 2025-09-15 | BKIV | BNY Mellon Innovators ETF | Issue Suspensions | |||
| 2025-09-15 | BKWO | BNY Mellon Women's Opportunities ETF | Issue Suspensions | |||
| 2025-09-15 | CLSD | Clearside Biomedical, Inc. Common Stock | Name/Symbol Changes | |||
| 2025-09-15 | DRIO | DarioHealth Corp. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-15 | FINE | Themes European Luxury ETF | Issue Suspensions | |||
| 2025-09-15 | GSIW | Garden Stage Limited Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-15 | HCTI | Healthcare Triangle, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-15 | IFRX | InflaRx N.V. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-15 | LGCL | Lucas GC Limited Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-15 | MLCI | Mount Logan Capital Inc. Common Stock | Anticipated Security Additions | |||
| 2025-09-15 | MLCI | Mount Logan Capital Inc. Common Stock | Security Additions | |||
| 2025-09-15 | MRSN | Mersana Therapeutics, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-15 | MSBI | Midland States Bancorp, Inc. Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2025-09-15 | MSBIP | Midland States Bancorp, Inc. Depositary Shares Each Representing a 1/40th Interest in a Share of 7.750% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A | Financial Status Changes | E-Delinquent | N-Normal | |
| 2025-09-15 | OSRH | OSR Holdings, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-15 | OVID | Ovid Therapeutics Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-15 | PRSO | Peraso Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-15 | SDOT | Sadot Group Inc. Common Stock | Name/Symbol Changes | |||
| 2025-09-15 | SPRB | Spruce Biosciences, Inc. Common Stock | Anticipated Security Additions | |||
| 2025-09-15 | SPRB | Spruce Biosciences, Inc. Common Stock | Security Additions | |||
| 2025-09-15 | SYZ | Lazard US Systematic Small Cap Equity ETF | Anticipated Security Additions | |||
| 2025-09-15 | SYZ | Lazard US Systematic Small Cap Equity ETF | Security Additions | |||
| 2025-09-15 | TURN | 180 Degree Capital Corp. Common Stock | Issue Suspensions | |||
| 2025-09-16 | AMYY | GraniteShares YieldBOOST AMD ETF | Anticipated Security Additions | |||
| 2025-09-16 | AMYY | GraniteShares YieldBOOST AMD ETF | Security Additions | |||
| 2025-09-16 | AQB | AquaBounty Technologies, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-16 | AZYY | GraniteShares YieldBoost AMZN ETF | Anticipated Security Additions | |||
| 2025-09-16 | AZYY | GraniteShares YieldBoost AMZN ETF | Security Additions | |||
| 2025-09-16 | CHECU | Chenghe Acquisition III Co. Units | Anticipated Security Additions | |||
| 2025-09-16 | ELVR | Sayona Mining Limited American Depository Shares | Name/Symbol Changes | |||
| 2025-09-16 | GRW | TCW ETF Trust TCW Durable Growth ETF | Name/Symbol Changes | |||
| 2025-09-16 | NXTT | Next Technology Holding Inc. Ordinary Shares | Name/Symbol Changes | |||
| 2025-09-16 | RLMD | Relmada Therapeutics, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-16 | TC | Token Cat Limited American Depositary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-16 | VCIG | VCI Global Limited Ordinary Share | Name/Symbol Changes | |||
| 2025-09-16 | WETH | Wetouch Technology Inc. Common Stock | Financial Status Changes | H-Deficient and Delinquent | E-Delinquent | |
| 2025-09-17 | BRBI | BRBI BR Partners S.A. ADSs | Anticipated Security Additions | |||
| 2025-09-17 | BRBI | BRBI BR Partners S.A. ADSs | Security Additions | |||
| 2025-09-17 | BSMZ | Invesco BulletShares 2035 Municipal Bond ETF | Anticipated Security Additions | |||
| 2025-09-17 | BSMZ | Invesco BulletShares 2035 Municipal Bond ETF | Security Additions |
