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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2025-09-17 | CDIG | City Different Investments Global Equity ETF | Anticipated Security Additions | |||
| 2025-09-17 | CDIG | City Different Investments Global Equity ETF | Security Additions | |||
| 2025-09-17 | HSCS | HeartSciences Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-17 | HSCSW | HeartSciences Inc. Warrant | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-17 | HTLD | Heartland Express, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-17 | MYCO | SPDR SSGA My2035 Corporate Bond ETF | Anticipated Security Additions | |||
| 2025-09-17 | MYCO | SPDR SSGA My2035 Corporate Bond ETF | Security Additions | |||
| 2025-09-17 | MYMK | SPDR SSGA My2031 Municipal Bond ETF | Anticipated Security Additions | |||
| 2025-09-17 | MYMK | SPDR SSGA My2031 Municipal Bond ETF | Security Additions | |||
| 2025-09-17 | NXLIW | Nexalin Technology, Inc. Warrant | Name/Symbol Changes | |||
| 2025-09-17 | SDOT | Sadot Group Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-17 | STTK | Shattuck Labs, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-17 | TLIH | Ten-League International Holdings Limited Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-17 | TNFA | TNF Pharmaceuticals, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-17 | YMAB | Y-mAbs Therapeutics, Inc. Common Stock | Issue Suspensions | |||
| 2025-09-18 | AEC | Anfield Energy Inc. Common Shares | Anticipated Security Additions | |||
| 2025-09-18 | AEC | Anfield Energy Inc. Common Shares | Security Additions | |||
| 2025-09-18 | ATHA | Athira Pharma, Inc. Common Stock | Name/Symbol Changes | |||
| 2025-09-18 | BANX | ArrowMark Financial Corp. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-18 | BTAI | BioXcel Therapeutics, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-18 | CGTL | Creative Global Technology Holdings Limited Class A Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-18 | COTG | Leverage Shares 2X Long COST Daily ETF | Anticipated Security Additions | |||
| 2025-09-18 | COTG | Leverage Shares 2X Long COST Daily ETF | Security Additions | |||
| 2025-09-18 | ECDA | ECD Automotive Design, Inc. Common Stock | Name/Symbol Changes | |||
| 2025-09-18 | EMISU | Emmis Acquisition Corp. Units | Anticipated Security Additions | |||
| 2025-09-18 | EMISU | Emmis Acquisition Corp. Units | Security Additions | |||
| 2025-09-18 | ETHI | Defiance Leveraged Long Income Ethereum ETF | Anticipated Security Additions | |||
| 2025-09-18 | ETHI | Defiance Leveraged Long Income Ethereum ETF | Security Additions | |||
| 2025-09-18 | FLGC | Flora Growth Corp. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-18 | GAME | GameSquare Holdings, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-18 | HLVX | HilleVax, Inc. Common Stock | Issue Suspensions | |||
| 2025-09-18 | INTG | Intergroup Corporation (The) Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-18 | NTSK | Netskope, Inc. Class A Common Stock | Anticipated Security Additions | |||
| 2025-09-18 | NTSK | Netskope, Inc. Class A Common Stock | Security Additions | |||
| 2025-09-18 | QLDY | Defiance Nasdaq 100 LightningSpread Income ETF | Anticipated Security Additions | |||
| 2025-09-18 | QLDY | Defiance Nasdaq 100 LightningSpread Income ETF | Security Additions | |||
| 2025-09-18 | TTNP | Titan Pharmaceuticals, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-18 | XPON | Expion360 Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-19 | BGMSP | Bio Green Med Solution, Inc. 6% Convertible Preferred Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-19 | BIAF | bioAffinity Technologies, Inc. Common Stock | Name/Symbol Changes | |||
| 2025-09-19 | CASH | Pathward Financial, Inc. Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2025-09-19 | CHSN | Chanson International Holding Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-19 | CXAI | CXApp Inc. Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-09-19 | FAAS | DigiAsia Corp. Ordinary Shares | Issue Suspensions | |||
| 2025-09-19 | FAASW | DigiAsia Corp. Warrant | Issue Suspensions | |||
| 2025-09-19 | GIBO | GIBO Holdings Limited Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-09-19 | KOYN | CSLM Digital Asset Acquisition Corp III Class A Ordinary Shares | Anticipated Security Additions | |||
| 2025-09-19 | KOYN | CSLM Digital Asset Acquisition Corp III Class A Ordinary Shares | Security Additions | |||
| 2025-09-19 | KOYNW | CSLM Digital Asset Acquisition Corp III Warrants | Anticipated Security Additions | |||
| 2025-09-19 | KOYNW | CSLM Digital Asset Acquisition Corp III Warrants | Security Additions |
