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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2025-09-30 | SVAC | Spring Valley Acquisition Corp. III Class A Ordinary Shares | Security Additions | |||
| 2025-09-30 | SVACW | Spring Valley Acquisition Corp. III Warrant | Anticipated Security Additions | |||
| 2025-09-30 | SVACW | Spring Valley Acquisition Corp. III Warrant | Security Additions | |||
| 2025-09-30 | THRV | Prospera Income ETF | Anticipated Security Additions | |||
| 2025-09-30 | THRV | Prospera Income ETF | Security Additions | |||
| 2025-09-30 | TRIL | Defiance Trillion Dollar Club Index ETF | Anticipated Security Additions | |||
| 2025-09-30 | TRIL | Defiance Trillion Dollar Club Index ETF | Security Additions | |||
| 2025-09-30 | YAAS | Youxin Technology Ltd Class A Ordinary shares | Name/Symbol Changes | |||
| 2025-09-30 | ZMUN | F/m Callable Tax-Free Municipal ETF | Anticipated Security Additions | |||
| 2025-09-30 | ZMUN | F/m Callable Tax-Free Municipal ETF | Security Additions | |||
| 2025-10-01 | AGRZ | Agroz Inc. Ordinary Shares | Anticipated Security Additions | |||
| 2025-10-01 | AGRZ | Agroz Inc. Ordinary Shares | Security Additions | |||
| 2025-10-01 | CHPX | Global X AI Semiconductor & Quantum ETF | Anticipated Security Additions | |||
| 2025-10-01 | CHPX | Global X AI Semiconductor & Quantum ETF | Security Additions | |||
| 2025-10-01 | FRMI | Fermi Inc. Common Stock | Anticipated Security Additions | |||
| 2025-10-01 | FRMI | Fermi Inc. Common Stock | Security Additions | |||
| 2025-10-01 | HSDT | Solana Company Class A Common Stock (DE) | Name/Symbol Changes | |||
| 2025-10-01 | INTJ | Intelligent Group Limited Class A Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-10-01 | IROH | Iron Horse Acquisitions Corp. Common Stock | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2025-10-01 | IROHR | Iron Horse Acquisitions Corp. Right | Issue Suspensions | |||
| 2025-10-01 | IROHU | Iron Horse Acquisitions Corp. Unit | Issue Suspensions | |||
| 2025-10-01 | IROHW | Iron Horse Acquisitions Corp. Warrant | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2025-10-01 | LNAI | Lunai Bioworks Inc. Common Stock | Name/Symbol Changes | |||
| 2025-10-01 | NERD | Roundhill Video Games ETF | Issue Suspensions | |||
| 2025-10-01 | OUSTW | Ouster, Inc. Warrants | Issue Suspensions | |||
| 2025-10-01 | PASW | Ping An Biomedical Co., Ltd. Ordinary Shares | Name/Symbol Changes | |||
| 2025-10-01 | REMG | Russell Investments Exchange Traded Funds Russell Investments Emerging Markets Equity ETF | Name/Symbol Changes | |||
| 2025-10-01 | RGLO | Russell Investments Exchange Traded Funds Russell Investments Global Equity ETF | Name/Symbol Changes | |||
| 2025-10-01 | RIFR | Russell Investments Exchange Traded Funds Russell Investments Global Infrastructure ETF | Name/Symbol Changes | |||
| 2025-10-01 | RINT | Russell Investments Exchange Traded Funds Russell Investments International Developed Equity ETF | Name/Symbol Changes | |||
| 2025-10-01 | RUSC | Russell Investments Exchange Traded Funds Russell Investments U.S. Small Cap Equity ETF | Name/Symbol Changes | |||
| 2025-10-01 | TVGN | Tevogen Bio Holdings Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-10-01 | UCFI | CN Healthy Food Tech Group Corp. Common Stock | Name/Symbol Changes | |||
| 2025-10-01 | UCFIW | CN Healthy Food Tech Group Corp. Warrant | Name/Symbol Changes | |||
| 2025-10-01 | YHGJ | Yunhong Green CTI Ltd. Common Stock | Name/Symbol Changes | |||
| 2025-10-01 | ZDAI | DirectBooking Technology Co., Ltd. Ordinary Shares | Name/Symbol Changes | |||
| 2025-10-02 | BCDA | BioCardia, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-10-02 | BTTC | Black Titan Corporation Ordinary Shares | Anticipated Security Additions | |||
| 2025-10-02 | BTTC | Black Titan Corporation Ordinary Shares | Security Additions | |||
| 2025-10-02 | CBK | Commercial Bancgroup, Inc. Common Stock | Anticipated Security Additions | |||
| 2025-10-02 | CBK | Commercial Bancgroup, Inc. Common Stock | Security Additions | |||
| 2025-10-02 | COOP | Mr. Cooper Group Inc. Common Stock | Issue Suspensions | |||
| 2025-10-02 | HVMC | Highview Merger Corp. Class A Ordinary Share | Anticipated Security Additions | |||
| 2025-10-02 | HVMC | Highview Merger Corp. Class A Ordinary Share | Security Additions | |||
| 2025-10-02 | HVMCW | Highview Merger Corp. Warrants | Anticipated Security Additions | |||
| 2025-10-02 | HVMCW | Highview Merger Corp. Warrants | Security Additions | |||
| 2025-10-02 | MKLY | McKinley Acquisition Corporation Class A Ordinary Shares | Anticipated Security Additions | |||
| 2025-10-02 | MKLY | McKinley Acquisition Corporation Class A Ordinary Shares | Security Additions | |||
| 2025-10-02 | MKLYR | McKinley Acquisition Corporation Rights | Anticipated Security Additions | |||
| 2025-10-02 | MKLYR | McKinley Acquisition Corporation Rights | Security Additions |
