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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2025-10-07 | LKSPU | Lake Superior Acquisition Corp. Units | Anticipated Security Additions | |||
| 2025-10-07 | LKSPU | Lake Superior Acquisition Corp. Units | Security Additions | |||
| 2025-10-07 | NBIL | GraniteShares 2x Long NBIS Daily ETF | Anticipated Security Additions | |||
| 2025-10-07 | NBIL | GraniteShares 2x Long NBIS Daily ETF | Security Additions | |||
| 2025-10-07 | NITO | N2OFF, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-10-07 | OPI | Office Properties Income Trust Common Shares of Beneficial Interest | Issue Suspensions | |||
| 2025-10-07 | OPINL | Office Properties Income Trust 6.375% Senior Notes due 2050 | Issue Suspensions | |||
| 2025-10-07 | QBTZ | Defiance Daily Target 2x Short QBTS ETF | Anticipated Security Additions | |||
| 2025-10-07 | QBTZ | Defiance Daily Target 2x Short QBTS ETF | Security Additions | |||
| 2025-10-07 | SHFS | SHF Holdings, Inc. Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-10-07 | SHFSW | SHF Holdings, Inc. Warrants | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-10-07 | SISI | Shineco, Inc. Common Stock | Issue Suspensions | |||
| 2025-10-07 | TRBF | Angel Oak Total Return ETF | Anticipated Security Additions | |||
| 2025-10-07 | TRBF | Angel Oak Total Return ETF | Security Additions | |||
| 2025-10-07 | VEEA | Veea Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-10-08 | AERT | Aeries Technology, Inc. Class A Ordinary Share | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-10-08 | AUUDW | Auddia Inc. Warrants | Name/Symbol Changes | |||
| 2025-10-08 | GLDB | IDX Alternative FIAT ETF | Security Additions | |||
| 2025-10-08 | LIMN | Liminatus Pharma, Inc. Class A Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2025-10-08 | LIMNW | Liminatus Pharma, Inc. Warrants | Financial Status Changes | E-Delinquent | N-Normal | |
| 2025-10-08 | MGRM | Monogram Technologies Inc. Common Stock | Issue Suspensions | |||
| 2025-10-08 | MIRA | MIRA Pharmaceuticals, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-10-08 | POM | POMDOCTOR LIMITED American Depositary Shares | Anticipated Security Additions | |||
| 2025-10-08 | POM | POMDOCTOR LIMITED American Depositary Shares | Security Additions | |||
| 2025-10-08 | SCPH | scPharmaceuticals Inc. Common Stock | Issue Suspensions | |||
| 2025-10-08 | TLNC | Talon Capital Corp. Class A Ordinary Shares | Anticipated Security Additions | |||
| 2025-10-08 | TLNC | Talon Capital Corp. Class A Ordinary Shares | Security Additions | |||
| 2025-10-08 | TLNCW | Talon Capital Corp. Warrants | Anticipated Security Additions | |||
| 2025-10-08 | TLNCW | Talon Capital Corp. Warrants | Security Additions | |||
| 2025-10-08 | TTRX | Turn Therapeutics Inc. Common Stock | Anticipated Security Additions | |||
| 2025-10-08 | TTRX | Turn Therapeutics Inc. Common Stock | Security Additions | |||
| 2025-10-08 | VRNA | Verona Pharma plc American Depositary Share | Issue Suspensions | |||
| 2025-10-08 | XELLL | Xcel Energy Inc. 6.25% Junior Subordinated Notes, Series due 2085 | Anticipated Security Additions | |||
| 2025-10-08 | XELLL | Xcel Energy Inc. 6.25% Junior Subordinated Notes, Series due 2085 | Security Additions | |||
| 2025-10-08 | YYAI | AiRWA Inc. Common Stock | Name/Symbol Changes | |||
| 2025-10-09 | ACET | Adicet Bio, Inc. Common Stock | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2025-10-09 | BOXL | Boxlight Corporation Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-10-09 | CBAT | CBAK Energy Technology, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-10-09 | GECCZ | Great Elm Capital Corp. 8.75% Notes due 2028 | Issue Deletions | |||
| 2025-10-09 | GLDB | IDX Alternative FIAT ETF | Anticipated Security Additions | |||
| 2025-10-09 | GOVXW | GeoVax Labs, Inc. Warrants | Issue Deletions | |||
| 2025-10-09 | HROWM | Harrow, Inc. 11.875% Senior Notes due 2027 | Issue Suspensions | |||
| 2025-10-09 | LFS | LEIFRAS Co., Ltd. American Depositary Shares | Anticipated Security Additions | |||
| 2025-10-09 | LFS | LEIFRAS Co., Ltd. American Depositary Shares | Security Additions | |||
| 2025-10-09 | MESA | Mesa Air Group, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-10-09 | MFH | Mercurity Fintech Holding Inc. Ordinary Shares | Market Class Changes | Was Capital Market. Now Global Market, Company Request | ||
| 2025-10-09 | MOVE | Movano Inc. Common Stock | Financial Status Changes | H-Deficient and Delinquent | D-Deficient | |
| 2025-10-09 | ONMD | OneMedNet Corp Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-10-09 | RGTZ | Defiance Daily Target 2x Short RGTI ETF | Anticipated Security Additions | |||
| 2025-10-09 | RGTZ | Defiance Daily Target 2x Short RGTI ETF | Security Additions |
