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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2026-11-02 | DH | Definitive Healthcare Corp. Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-11-02 | DINE | Simplify Tax Aware Diversified Income Strategy ETF | Issue Suspensions | |||
| 2026-11-02 | GFGF | Guru Favorite Stocks ETF | Issue Deletions | |||
| 2026-11-02 | GLE | Global Engine Group Holding Limited Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-11-02 | INV | Innventure, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-02 | JBDI | JBDI Holdings Limited Class A Ordinary Shares | Name/Symbol Changes | |||
| 2026-11-02 | KNDI | Kandi Technologies Group, Inc. Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-11-02 | LQ | Simplify Tax Aware Alternatives ETF | Issue Suspensions | |||
| 2026-11-02 | MIST | Milestone Pharmaceuticals Inc. Common Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-02 | NARA | Narragansett Bancorp, Inc. Common Stock | Anticipated Security Additions | |||
| 2026-11-02 | NARA | Narragansett Bancorp, Inc. Common Stock | Security Additions | |||
| 2026-11-02 | PPCB | Propanc Biopharma, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-02 | RETO | ReTo Eco-Solutions, Inc. Class A Shares | Name/Symbol Changes | |||
| 2026-11-02 | SABSW | SAB Biotherapeutics, Inc. Warrant | Issue Deletions | |||
| 2026-11-02 | SEAM | Deep Sea Minerals Corp. American Depositary Shares | Anticipated Security Additions | |||
| 2026-11-02 | VCIG | VCI Global Limited Ordinary Share | Name/Symbol Changes | |||
| 2026-11-03 | AUROW | Aurora Innovation, Inc. Warrant | Issue Suspensions | |||
| 2026-11-03 | BJDX | Bluejay Diagnostics, Inc. Common Stock | Name/Symbol Changes | |||
| 2026-11-03 | CAPS | Capstone Holding Corp. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-11-03 | ENLV | Enlivex Ltd. Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-03 | HODO | House of Doge Inc. Common Stock | Issue Suspensions | |||
| 2026-11-03 | MLEC | Moolec Science SA Ordinary Shares | Issue Suspensions | |||
| 2026-11-03 | MLECW | Moolec Science SA Warrant | Issue Suspensions | |||
| 2026-11-03 | NMRA | Neumora Therapeutics, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-03 | OPNW | OpenWorld, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-03 | SEAM | Deep Sea Minerals Corp. American Depositary Shares | Anticipated Security Additions | |||
| 2026-11-03 | SUPN | Supernus Pharmaceuticals, Inc. Common Stock | Issue Suspensions | |||
| 2026-11-03 | SUPN | Supernus, Inc. Common Stock | Name/Symbol Changes | |||
| 2026-11-03 | SWKHL | SWK Holdings Corporation 9.00% Senior Notes due 2027 | Issue Suspensions | |||
| 2026-11-03 | UFG | Uni-Fuels Holdings Limited Class A Ordinary Shares | Name/Symbol Changes | |||
| 2026-11-03 | YMT | Yimutian Inc. American Depositary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-11-04 | AZIO | Azio AI Holdings, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-11-04 | GYGY | Game Your Game, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-04 | INK | AB Equity Premium Income ETF | Anticipated Security Additions | |||
| 2026-11-04 | INK | AB Equity Premium Income ETF | Security Additions | |||
| 2026-11-04 | LASE | LASE Corp. Common Stock | Name/Symbol Changes | |||
| 2026-11-04 | MASK | 3 E Network Technology Group Ltd Class A Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-04 | PARA | Parabolic Technologies, Inc. Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-04 | POLA | Polar Power, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-11-04 | SAEN | Genenta Science S.p.A. American Depositary Shares | Name/Symbol Changes | |||
| 2026-11-04 | SEED | Origin Agritech Limited Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-04 | SONM | DNA X, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-11-05 | ACEM | American Century Emerging Markets Insights ETF | Anticipated Security Additions | |||
| 2026-11-05 | ACEM | American Century Emerging Markets Insights ETF | Security Additions | |||
| 2026-11-05 | AEI | Alset Inc. Common Stock (TX) | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-05 | AGLT | Agility Robotics, Inc. Common Stock | Name/Symbol Changes | |||
| 2026-11-05 | AGLTW | Agility Robotics, Inc. Warrants | Name/Symbol Changes | |||
| 2026-11-05 | BAER | Bridger Aerospace Group Holdings, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-11-05 | CCXIU | Churchill Capital Corp XI Units | Issue Suspensions | |||
| 2026-11-05 | CCXIW | Churchill Capital Corp XI Warrants | Market Class Changes | Was Global Market. Now Capital Market, Company Request |
