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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2024-11-25 | FFIE | Faraday Future Intelligent Electric Inc. Class A Common Stock | Financial Status Changes | H-Deficient and Delinquent | N-Normal | |
| 2024-11-25 | FFIEW | Faraday Future Intelligent Electric Inc. Warrant | Financial Status Changes | E-Delinquent | N-Normal | |
| 2024-11-25 | MBINL | Merchants Bancorp Depositary Shares, Each Representing a 1/40thInterest in a Share of 7.25% Fixed Rate Series E Non-CumulativePerpetual Preferred Stock, without par value | Anticipated Security Additions | |||
| 2024-11-25 | MBINL | Merchants Bancorp Depositary Shares, Each Representing a 1/40thInterest in a Share of 7.25% Fixed Rate Series E Non-CumulativePerpetual Preferred Stock, without par value | Security Additions | |||
| 2024-11-25 | NCNC | noco-noco Inc. Ordinary Share | Issue Suspensions | |||
| 2024-11-25 | NCNCW | noco-noco Inc. Warrant | Issue Suspensions | |||
| 2024-11-25 | NVEI | Nuvei Corporation Subordinate Voting Shares | Issue Deletions | |||
| 2024-11-25 | SBSI | Southside Bancshares, Inc. Common Stock | Issue Deletions | |||
| 2024-11-25 | SMTK | SmartKem, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-11-25 | TWKS | Thoughtworks Holding, Inc. Common Stock | Issue Deletions | |||
| 2024-11-25 | WYHG | Wing Yip Food Holdings Group Limited American Depositary Shares | Security Additions | |||
| 2024-11-26 | AMRN | Amarin Corporation plc | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2024-11-26 | BENF | Beneficient Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-11-26 | BENFW | Beneficient Warrant | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-11-26 | CETX | Cemtrex Inc. Common Stock | Name/Symbol Changes | |||
| 2024-11-26 | CGTL | Creative Global Technology Holdings Limited Ordinary Shares | Anticipated Security Additions | |||
| 2024-11-26 | CHAR | Charlton Aria Acquisition Corporation Class A Ordinary Shares | Anticipated Security Additions | |||
| 2024-11-26 | CHAR | Charlton Aria Acquisition Corporation Class A Ordinary Shares | Security Additions | |||
| 2024-11-26 | CHARR | Charlton Aria Acquisition Corporation Rights | Anticipated Security Additions | |||
| 2024-11-26 | CHARR | Charlton Aria Acquisition Corporation Rights | Security Additions | |||
| 2024-11-26 | CTXR | Citius Pharmaceuticals, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-11-26 | DUET | DUET Acquisition Corp. Class A Common Stock | Issue Suspensions | |||
| 2024-11-26 | DUETU | DUET Acquisition Corp. Unit | Issue Suspensions | |||
| 2024-11-26 | DUETW | DUET Acquisition Corp. Warrant | Issue Suspensions | |||
| 2024-11-26 | FACTU | FACT II Acquisition Corp. Unit | Anticipated Security Additions | |||
| 2024-11-26 | FACTU | FACT II Acquisition Corp. Unit | Security Additions | |||
| 2024-11-26 | FCEL | FuelCell Energy, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-11-26 | GMM | Global Mofy AI Limited Class A Ordinary Shares | Name/Symbol Changes | |||
| 2024-11-26 | NA | Nano Labs Ltd Class A Ordinary Shares | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2024-11-26 | NTCL | NETCLASS TECHNOLOGY INC Class A Ordinary Shares | Security Additions | |||
| 2024-11-26 | PBM | Psyence Biomedical Ltd. Common Shares | Name/Symbol Changes | |||
| 2024-11-26 | PLTR | Palantir Technologies Inc. Class A Common Stock | Anticipated Security Additions | |||
| 2024-11-26 | PLTR | Palantir Technologies Inc. Class A Common Stock | Security Additions | |||
| 2024-11-26 | WYHG | Wing Yip Food Holdings Group Limited American Depositary Shares | Anticipated Security Additions | |||
| 2024-11-27 | AACG | ATA Creativity Global American Depositary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-11-27 | ABP | Abpro Holdings, Inc Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-11-27 | CMAX | CareMax, Inc. Class A Common Stock | Financial Status Changes | D-Deficient | G-Deficient and Bankrupt | |
| 2024-11-27 | CMAXW | CareMax, Inc. Warrant | Financial Status Changes | N-Normal | Q-Bankrupt | |
| 2024-11-27 | CREV | Carbon Revolution Public Limited Ordinary Shares | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-11-27 | CREVW | Carbon Revolution Public Limited Company Warrant | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-11-27 | DALN | DallasNews Corporation Series A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-11-27 | ELAB | Elevai Labs, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-11-27 | ESLA | Estrella Immunopharma, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-11-27 | GNPX | Genprex, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-11-27 | JTAI | Jet.AI Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-11-27 | LUMO | Lumos Pharma, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-11-27 | NA | Nano Labs Ltd Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-11-27 | NAMI | Jinxin Technology Holding Company American Depositary Shares | Anticipated Security Additions | |||
| 2024-11-27 | PONY | Pony AI Inc. American Depositary Shares | Anticipated Security Additions | |||
| 2024-11-27 | PONY | Pony AI Inc. American Depositary Shares | Security Additions |
