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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2024-12-02 | CCIR | Cohen Circle Acquisition Corp. I Class A Ordinary Shares | Security Additions | |||
| 2024-12-02 | CCIRW | Cohen Circle Acquisition Corp. I Warrant | Anticipated Security Additions | |||
| 2024-12-02 | CCIRW | Cohen Circle Acquisition Corp. I Warrant | Security Additions | |||
| 2024-12-02 | CELU | Celularity Inc. Class A Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-12-02 | CELUW | Celularity Inc. Warrant | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-12-02 | EVLV | Evolv Technologies Holdings, Inc. Class A Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-12-02 | EVLVW | Evolv Technologies Holdings, Inc. Warrant | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-12-02 | EXAI | Exscientia Plc American Depositary Shares | Issue Deletions | |||
| 2024-12-02 | FORL | Four Leaf Acquisition Corporation Class A Common Stock | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2024-12-02 | FORLU | Four Leaf Acquisition Corporation Unit | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2024-12-02 | FORLW | Four Leaf Acquisition Corporation Warrants | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2024-12-02 | FTCI | FTC Solar, Inc. Common Stock | Name/Symbol Changes | |||
| 2024-12-02 | GTBP | GT Biopharma, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-12-02 | HAYN | Haynes International, Inc. Common Stock | Issue Deletions | |||
| 2024-12-02 | HPH | Highest Performances Holdings Inc. American Depository Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-12-02 | INTG | Intergroup Corporation (The) Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-12-02 | QRTEA | Qurate Retail, Inc. Series A Common Stock | Market Class Changes | Was Global Select. Now Capital Market, Company Request | ||
| 2024-12-02 | QRTEB | Qurate Retail, Inc. Series B Common Stock | Market Class Changes | Was Global Select. Now Capital Market, Company Request | ||
| 2024-12-02 | QRTEP | Qurate Retail, Inc. 8.0% Fixed Rate Cumulative Redeemable Preferred Stock | Market Class Changes | Was Global Select. Now Capital Market, Company Request | ||
| 2024-12-02 | QTRX | Quanterix Corporation Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-12-02 | RDAC | Rising Dragon Acquisition Corp. Ordinary Shares | Anticipated Security Additions | |||
| 2024-12-02 | RDAC | Rising Dragon Acquisition Corp. Ordinary Shares | Security Additions | |||
| 2024-12-02 | RDACR | Rising Dragon Acquisition Corp. Rights | Anticipated Security Additions | |||
| 2024-12-02 | RDACR | Rising Dragon Acquisition Corp. Rights | Security Additions | |||
| 2024-12-02 | SCLX | Scilex Holding Company Common Stock | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2024-12-02 | SCLXW | Scilex Holding Company Warrant | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-12-02 | SGBX | Safe & Green Holdings Corp. Common Stock | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2024-12-02 | STEC | Santech Holdings Limited American Depositary Shares | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2024-12-02 | TMTC | TMT Acquisition Corp Ordinary Shares | Issue Deletions | |||
| 2024-12-02 | TMTCR | TMT Acquisition Corp Rights | Issue Deletions | |||
| 2024-12-02 | TMTCU | TMT Acquisition Corp Unit | Issue Deletions | |||
| 2024-12-02 | TPCS | TechPrecision Corporation Common stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-12-02 | VRM | Vroom, Inc. Common Stock | Issue Suspensions | |||
| 2024-12-03 | ADD | Color Star Technology Co., Ltd. Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-12-03 | ADN | Advent Technologies Holdings, Inc. Class A Common Stock | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2024-12-03 | ADNWW | Advent Technologies Holdings, Inc. Warrant | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2024-12-03 | AREB | American Rebel Holdings, Inc. Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-12-03 | AREBW | American Rebel Holdings, Inc. Warrants | Financial Status Changes | N-Normal | E-Delinquent | |
| 2024-12-03 | INM | InMed Pharmaceuticals Inc. Common Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-12-03 | JUNS | Jupiter Neurosciences, Inc. Common Stock | Anticipated Security Additions | |||
| 2024-12-03 | JUNS | Jupiter Neurosciences, Inc. Common Stock | Security Additions | |||
| 2024-12-03 | LBPH | Longboard Pharmaceuticals, Inc. Common Stock | Issue Suspensions | |||
| 2024-12-03 | METCZ | Ramaco Resources, Inc. 8.375% Senior Notes due 2029 | Anticipated Security Additions | |||
| 2024-12-03 | METCZ | Ramaco Resources, Inc. 8.375% Senior Notes due 2029 | Security Additions | |||
| 2024-12-03 | MYNZ | Mainz Biomed N.V. Ordinary Shares | Name/Symbol Changes | |||
| 2024-12-03 | NUWE | Nuwellis, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-12-03 | ONCT | Oncternal Therapeutics, Inc. Common Stock | Issue Suspensions | |||
| 2024-12-03 | PCMM | BondBloxx Private Credit CLO ETF | Anticipated Security Additions | |||
| 2024-12-03 | PCMM | BondBloxx Private Credit CLO ETF | Security Additions | |||
| 2024-12-03 | TKLF | Tokyo Lifestyle Co., Ltd. American Depositary Shares | Financial Status Changes | D-Deficient | N-Normal |
