Information Circulars 2024

Overview

The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.

This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.

 

Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01/02/2024 AJAN Innovator ETFs Trust Innovator Equity Defined Protection ETF - 2 Yr to January 2026 BATS BZX Exchange
01/02/2024 HJAN Innovator ETFs Trust Innovator Premium Income 9 Buffer ETF - January BATS BZX Exchange
01/02/2024 JAND Innovator ETFs Trust Innovator Premium Income 10 Barrier ETF - January BATS BZX Exchange
01/02/2024 JANH Innovator ETFs Trust Innovator Premium Income 20 Barrier ETF - January BATS BZX Exchange
01/02/2024 JANJ Innovator ETFs Trust Innovator Premium Income 30 Barrier ETF - January BATS BZX Exchange
01/02/2024 JANP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - January BATS BZX Exchange
01/02/2024 JANQ Innovator ETFs Trust Innovator Premium Income 40 Barrier ETF - January BATS BZX Exchange
01/02/2024 LJAN Innovator ETFs Trust Innovator Premium Income 15 Buffer ETF - January BATS BZX Exchange
01/02/2024 PBJA PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - January BATS BZX Exchange
01/03/2024 DEFI Tidal Commodities Trust I Hashdex Bitcoin ETF NYSE Arca
01/04/2024 FTRB Federated Hermes ETF Trust Federated Hermes Total Return Bond ETF NYSE Arca
01/04/2024 MYLD Cambria ETF Trust Cambria Micro and SmallCap Shareholder Yield ETF BATS BZX Exchange
01/04/2024 SKRE ETF Opportunities Trust Tuttle Capital Daily 2X Inverse Regional Banks ETF NASDAQ Global Market
01/04/2024 TYLD Cambria ETF Trust Cambria Tactical Yield ETF BATS BZX Exchange
01/10/2024 DYFI ETF Opportunities Trust IDX Dynamic Fixed Income ETF NASDAQ Global Market
01/10/2024 LGHT Spinnaker ETF Series Langar Global HealthTech ETF NYSE Arca
01/11/2024 AAPX ETF Opportunities Trust T-Rex 2X Long Apple Daily Target ETF BATS BZX Exchange
01/11/2024 ARKB ARK 21Shares Bitcoin ETF Common Shares of Beneficial Interests BATS BZX Exchange
01/11/2024 BITB Bitwise Bitcoin ETF Common Shares of Beneficial Interest NYSE Arca
01/11/2024 BRRR Coinshares Valkyrie Bitcoin Fund Coinshares Valkyrie Bitcoin Fund NASDAQ Global Market
01/11/2024 BTCO Invesco Galaxy Bitcoin ETF Common Shares of Beneficial Interest BATS BZX Exchange
01/11/2024 BTCW WisdomTree Bitcoin Fund Common Shares of Beneficial Interest BATS BZX Exchange
01/11/2024 EZBC Franklin Templeton Digital Holdings Trust Shares of Franklin Bitcoin ETF BATS BZX Exchange
01/11/2024 FBTC Fidelity Wise Origin Bitcoin Fund Common Shares of Beneficial Interest BATS BZX Exchange
01/11/2024 GBTC Grayscale Bitcoin Trust (BTC) Grayscale Bitcoin Trust (BTC) NYSE Arca
01/11/2024 GOOX ETF Opportunities Trust T-Rex 2X Long Alphabet Daily Target ETF BATS BZX Exchange
01/11/2024 HODL VanEck Bitcoin Trust Common Shares of Beneficial Interest BATS BZX Exchange
01/11/2024 HYKE ETF Series Solutions Vest 2 Year Interest Rate Hedge ETF BATS BZX Exchange
01/11/2024 IBIT iShares Bitcoin Trust ETF iShares Bitcoin Trust ETF NASDAQ Global Market
01/11/2024 MCHS Matthews International Funds Matthews China Discovery Active ETF NASDAQ Global Market
01/11/2024 MEMS Matthews International Funds Matthews Emerging Markets Discovery Active ETF NASDAQ Global Market
01/11/2024 MSFX ETF Opportunities Trust T-Rex 2X Long Microsoft Daily Target ETF BATS BZX Exchange
01/11/2024 ZTEN The RBB Fund, Inc. F/m 10-Year Investment Grade Corporate Bond ETF NYSE Arca
01/11/2024 ZTRE The RBB Fund, Inc. F/m 3-Year Investment Grade Corporate Bond ETF NYSE Arca
01/11/2024 ZTWO The RBB Fund, Inc. F/m 2-Year Investment Grade Corporate Bond ETF NYSE Arca
01/16/2024 CCEF Calamos ETF Trust Calamos CEF Income & Arbitrage ETF NYSE Arca
01/16/2024 TBFC ETF Series Solutions The Brinsmere Fund Conservative ETF NYSE Arca
01/16/2024 TBFG ETF Series Solutions The Brinsmere Fund Growth ETF NYSE Arca
01/17/2024 YMAX Tidal Trust II YieldMax Universe Fund of Option Income ETFs NYSE Arca
01/18/2024 CCMG EA Series Trust CCM Global Equity ETF NYSE Arca
01/18/2024 RJMG First Trust Exchange-Traded Fund VIII FT Raymond James Multicap Growth Equity ETF NYSE Arca
01/18/2024 YBTC Roundhill ETF Trust Roundhill Bitcoin Covered Call Strategy ETF BATS BZX Exchange
01/19/2024 PABD iShares Trust iShares Paris-Aligned Climate MSCI World ex USA ETF NASDAQ Global Market
01/22/2024 XJAN First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Enhance & Moderate Buffer ETF - January BATS BZX Exchange
01/23/2024 MNTL Tema ETF Trust Tema Neuroscience and Mental Health ETF NASDAQ Global Market
01/24/2024 COAL Exchange Traded Concepts Trust Range Global Coal Index ETF NYSE Arca
01/24/2024 LNGZ Exchange Traded Concepts Trust Range Global LNG Ecosystem Index ETF NYSE Arca
01/24/2024 NUKZ Exchange Traded Concepts Trust Range Nuclear Renaissance Index ETF NYSE Arca
01/24/2024 OFOS Exchange Traded Concepts Trust Range Global Offshore Oil Services Index ETF NYSE Arca
01/25/2024 BBBI BondBloxx ETF Trust BondBloxx BBB Rated 5-10 Year Corporate Bond ETF NYSE Arca
01/25/2024 BBBL BondBloxx ETF Trust BondBloxx BBB Rated 10+ Year Corporate Bond ETF NYSE Arca
01/25/2024 BBBS BondBloxx ETF Trust BondBloxx BBB Rated 1-5 Year Corporate Bond ETF NYSE Arca
01/25/2024 QFLR Innovator ETFs Trust Innovator Nasdaq-100 Managed Floor ETF NYSE Arca
01/25/2024 QMID WisdomTree Trust WisdomTree U.S. MidCap Quality Growth Fund NASDAQ Global Market
01/25/2024 QSML WisdomTree Trust WisdomTree U.S. SmallCap Quality Growth Fund NASDAQ Global Market
01/26/2024 AMJB J P Morgan Chase & Co Alerian MLP Index ETNs due January 28, 2044 NYSE Arca
01/29/2024 AIEQ Amplify ETF Trust Amplify AI Powered Equity ETF NYSE Arca
01/29/2024 AWAY Amplify ETF Trust Amplify Travel Tech ETF NYSE Arca
01/29/2024 ETHO Amplify ETF Trust Amplify Etho Climate Leadership U.S. ETF NYSE Arca
01/29/2024 GAMR Amplify ETF Trust Amplify Video Game Tech ETF NYSE Arca
01/29/2024 HACK Amplify ETF Trust Amplify Cybersecurity ETF NYSE Arca
01/29/2024 IPAY Amplify ETF Trust Amplify Mobile Payments ETF NYSE Arca
01/29/2024 ITEQ Amplify ETF Trust Amplify BlueStar Israel Technology ETF NYSE Arca
01/29/2024 IVES Amplify ETF Trust Amplify Global Cloud Technology ETF NYSE Arca
01/29/2024 MJ Amplify ETF Trust Amplify Alternative Harvest ETF NYSE Arca
01/29/2024 MJUS Amplify ETF Trust Amplify U.S. Alternative Harvest ETF NYSE Arca
01/29/2024 NBOS Neuberger Berman ETF Trust Neuberger Berman Option Strategy ETF NYSE Arca
01/29/2024 SILJ Amplify ETF Trust Amplify Junior Silver Miners ETF NYSE Arca
01/30/2024 QQQI NEOS ETF Trust NEOS Nasdaq 100 High Income ETF NASDAQ Global Market
01/30/2024 VTEC Vanguard California Tax-Exempt Bond ETF Vanguard California Tax-Exempt Bond ETF BATS BZX Exchange
01/30/2024 VTEI Vanguard Tax-Managed Funds Vanguard Intermediate-Term Tax-Exempt Bond ETF BATS BZX Exchange
01/30/2024 YMAG Tidal Trust II YieldMax Magnificent 7 Fund of Option Income ETFs NYSE Arca
01/31/2024 MVPA Advisor Managed Portfolios Miller Value Partners Appreciation ETF NYSE Arca
02/01/2024 DCMT DoubleLine ETF Trust DoubleLine Commodity Strategy ETF NYSE Arca
02/01/2024 DFVE DoubleLine ETF Trust DoubleLine Fortune 500 Equal Weight ETF NYSE Arca
02/01/2024 FEBP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - February BATS BZX Exchange
02/01/2024 FLJJ AIM ETF Products Trust AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF NYSE Arca
02/01/2024 IFEB Innovator ETFs Trust Innovator International Developed Power Buffer ETF February NYSE Arca
02/01/2024 PBFB PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - February BATS BZX Exchange
02/01/2024 SIXF AIM ETF Products Trust AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF NYSE Arca
02/06/2024 MGNR American Beacon Select Funds American Beacon GLG Natural Resources ETF NYSE Arca
02/07/2024 XXCH Direxion Shares ETF Trust Direxion Daily MSCI Emerging Markets ex China Bull 2X Shares NYSE Arca
02/08/2024 EVLN Morgan Stanley ETF Trust Eaton Vance Floating-Rate ETF NYSE Arca
02/08/2024 KBUF KraneShares Trust KraneShares 90% KWEB Defined Outcome January 2026 ETF NYSE Arca
02/08/2024 KPRO KraneShares Trust KraneShares 100% KWEB Defined Outcome January 2026 ETF NYSE Arca
02/13/2024 CANQ Calamos ETF Trust Calamos Alternative Nasdaq & Bond ETF NASDAQ Global Market
02/20/2024 AOHY Angel Oak Funds Trust Angel Oak High Yield Opportunities ETF NYSE Arca
02/20/2024 MBS Angel Oak Funds Trust Angel Oak Mortgage-Backed Securities ETF NYSE Arca
02/20/2024 SFEB First Trust Exchange-Traded Fund VIII FT Vest U.S. Small Cap Moderate Buffer ETF - February BATS BZX Exchange
02/20/2024 XFEB First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Enhance & Moderate Buffer ETF - February BATS BZX Exchange
02/22/2024 BTFX Valkyrie ETF Trust II Valkyrie Bitcoin Futures Leveraged Strategy ETF NASDAQ Global Market
02/22/2024 KNOW Fundamentals First ETF Fundamentals First ETF BATS BZX Exchange
02/22/2024 MSTY Tidal Trust II YieldMax MSTR Option Income Strategy ETF NYSE Arca
02/26/2024 FFLV Fidelity Covington Trust Fidelity Fundamental Large Cap Value ETF BATS BZX Exchange
02/26/2024 FLDB Fidelity Merrimack Street Trust Fidelity Low Duration Bond ETF NASDAQ Global Market
02/27/2024 NRES DBX ETF Trust Xtrackers RREEF Global Natural Resources ETF NASDAQ Global Market
02/27/2024 SCLZ Northern Lights Fund Trust III Swan Enhanced Dividend Income ETF BATS BZX Exchange
02/28/2024 CAAA First Trust Exchange-Traded Fund IV First Trust Commercial Mortgage Opportunities ETF NYSE Arca
02/28/2024 MBSF Valued Advisers Trust Regan Floating Rate MBS ETF NYSE Arca
02/28/2024 MVPL Advisor Managed Portfolios Miller Value Partners Leverage ETF NYSE Arca
02/28/2024 SCIO First Trust Exchange-Traded Fund IV First Trust Structured Credit Income Opportunities ETF NYSE Arca
02/29/2024 GINX The RBB Fund, Inc. SGI Enhanced Global Income ETF NASDAQ Global Market
02/29/2024 MAGQ Roundhill ETF Trust Roundhill Daily Inverse Magnificent Seven ETF NASDAQ Global Market
02/29/2024 MAGX Roundhill ETF Trust Roundhill Daily 2X Long Magnificent Seven ETF NASDAQ Global Market
02/29/2024 ULTY Tidal Trust II YieldMax Ultra Option Income Strategy ETF NYSE Arca
02/29/2024 USDX The RBB Fund, Inc. SGI Enhanced Core ETF NASDAQ Global Market
03/01/2024 IMAR Innovator ETFs Trust Innovator International Developed Power Buffer ETF March NYSE Arca
03/01/2024 MRCP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - March BATS BZX Exchange
03/01/2024 PBMR PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - March BATS BZX Exchange
03/01/2024 SIXP AIM ETF Products Trust AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF NYSE Arca
03/05/2024 IOPP Simplify Exchange Traded Funds Simplify Tara India Opportunities ETF NYSE Arca
03/06/2024 COPP Sprott Funds Trust Sprott Copper Miners ETF NASDAQ Global Market
03/06/2024 IRET Tidal Trust II iREIT - MarketVector Quality REIT Index ETF NYSE Arca
03/06/2024 NCPB NuShares ETF Trust Nuveen Core Plus Bond ETF NASDAQ Global Market
03/06/2024 NPFI NuShares ETF Trust Nuveen Preferred and Income ETF NASDAQ Global Market
03/06/2024 NSCR NuShares ETF Trust Nuveen Sustainable Core ETF NASDAQ Global Market
03/06/2024 NUSB NuShares ETF Trust Nuveen Ultra Short Income ETF NASDAQ Global Market
03/06/2024 SPYT Tidal Trust II Defiance S&P 500 Target Income ETF NYSE Arca
03/07/2024 DIVP The Advisors Inner Circle Fund II Cullen Enhanced Equity Income ETF NYSE Arca
03/07/2024 MDPL Northern Lights Fund Trust IV Monarch Dividend Plus Index ETF BATS BZX Exchange
03/07/2024 MSSS Northern Lights Fund Trust IV Monarch Select Subsector Index ETF BATS BZX Exchange
03/07/2024 MVFD Northern Lights Fund Trust IV Monarch Volume Factor Dividend Tree Index ETF BATS BZX Exchange
03/07/2024 MVFG Northern Lights Fund Trust IV Monarch Volume Factor Global Unconstrained Index ETF BATS BZX Exchange
03/07/2024 QDTE Roundhill ETF Trust Roundhill Innovation-100 0DTE Covered Call Strategy ETF BATS BZX Exchange
03/07/2024 QQQD Direxion Shares ETF Trust Direxion Daily Concentrated Qs Bear 1X Shares NYSE Arca
03/07/2024 QQQU Direxion Shares ETF Trust Direxion Daily Concentrated Qs Bull 2X Shares NYSE Arca
03/07/2024 XDTE Roundhill ETF Trust Roundhill S&P 500 0DTE Covered Call Strategy ETF BATS BZX Exchange
03/14/2024 TAXX BondBloxx ETF Trust BondBloxx IR+M Tax-Aware Short Duration ETF NYSE Arca
03/14/2024 USIN WisdomTree Trust WisdomTree 7-10 Year Laddered Treasury Fund NASDAQ Global Market
03/14/2024 USSH WisdomTree Trust WisdomTree 1-3 Year Laddered Treasury Fund NASDAQ Global Market
03/15/2024 IVVW iShares Trust iShares S&P 500 BuyWrite ETF BATS BZX Exchange
03/15/2024 IWMW iShares Trust iShares Russell 2000 BuyWrite ETF BATS BZX Exchange
03/15/2024 PCCE Litman Gregory Funds Trust Polen Capital China Growth ETF NYSE Arca
03/15/2024 PCIG Litman Gregory Funds Trust Polen Capital International Growth ETF NYSE Arca
03/18/2024 AMDL GraniteShares ETF Trust GraniteShares 2x Long AMD Daily ETF NASDAQ Global Market
03/18/2024 AMZZ GraniteShares ETF Trust GraniteShares 2x Long AMZN Daily ETF NASDAQ Global Market
03/18/2024 MSFL GraniteShares ETF Trust GraniteShares 2x Long MSFT Daily ETF NASDAQ Global Market
03/18/2024 OWNS Quaker Investment Trust CCM Affordable Housing MBS ETF NYSE Arca
03/19/2024 ROIS Lattice Strategies Trust Hartford Multifactor International Small Company ETF BATS BZX Exchange
03/19/2024 XIMR First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Buffer & Premium Income ETF - March BATS BZX Exchange
03/20/2024 IQQQ ProShares Trust ProShares Nasdaq-100 High Income ETF NASDAQ Global Market
03/21/2024 AVXC American Century ETF Trust Avantis Emerging Markets ex-China Equity ETF NASDAQ Global Market
03/21/2024 BCIL Exchange Listed Funds Trust Bancreek International Large Cap ETF NYSE Arca
03/21/2024 BTRN Global X Funds Global X Bitcoin Trend Strategy ETF NYSE Arca
03/21/2024 EAFG Pacer Funds Trust Pacer Developed Markets Cash Cows Growth Leaders ETF NYSE Arca
03/21/2024 FDND First Trust Exchange-Traded Fund IV FT Vest Dow Jones Internet & Target Income ETF BATS BZX Exchange
03/21/2024 IBAT iShares Trust iShares Energy Storage & Materials ETF NASDAQ Global Market
03/21/2024 NBSM Neuberger Berman ETF Trust Neuberger Berman Small-Mid Cap ETF NYSE Arca
03/25/2024 EAGL The 2023 ETF Series Trust Eagle Capital Select Equity ETF NYSE Arca
03/25/2024 EVSM Morgan Stanley ETF Trust Eaton Vance Short Duration Municipal Income ETF NYSE Arca
03/25/2024 EVTR Morgan Stanley ETF Trust Eaton Vance Total Return Bond ETF New York Stock Exchange
03/26/2024 PTL Northern Lights Fund Trust IV Inspire 500 ETF NYSE Arca
03/27/2024 GRPZ Invesco Exchange-Traded Fund Trust II Invesco S&P SmallCap 600 GARP ETF NYSE Arca
03/27/2024 KEAT EA Series Trust Keating Active ETF NASDAQ Global Market
03/27/2024 MARM First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Max Buffer ETF - March BATS BZX Exchange
03/28/2024 INRO BlackRock ETF Trust BlackRock U.S. Industry Rotation ETF NASDAQ Global Market
03/28/2024 MGRO VanEck ETF Trust VanEck Morningstar Wide Moat Growth ETF BATS BZX Exchange
03/28/2024 MVAL VanEck ETF Trust VanEck Morningstar Wide Moat Value ETF BATS BZX Exchange
04/01/2024 AAPR Innovator ETFs Trust Innovator Equity Defined Protection ETF - 2 Yr to April 2026 BATS BZX Exchange
04/01/2024 APRP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - April BATS BZX Exchange
04/01/2024 ARLU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF BATS BZX Exchange
04/01/2024 FLAO AIM ETF Products Trust AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF NYSE Arca
04/01/2024 HAPR Innovator ETFs Trust Innovator Premium Income 9 Buffer ETF - April BATS BZX Exchange
04/01/2024 LAPR Innovator ETFs Trust Innovator Premium Income 15 Buffer ETF - April BATS BZX Exchange
04/01/2024 PBAP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - April BATS BZX Exchange
04/02/2024 BITU ProShares Trust ProShares Ultra Bitcoin ETF NYSE Arca
04/02/2024 EHLS Tidal Trust II Even Herd Long Short ETF NASDAQ Global Market
04/02/2024 KOOL Spinnaker ETF Series North Shore Equity Rotation ETF NYSE Arca
04/02/2024 SBIT ProShares Trust ProShares UltraShort Bitcoin ETF NYSE Arca
04/03/2024 RVER Advisor Managed Portfolios Trenchless Fund ETF NYSE Arca
04/04/2024 RAYJ The Advisors' Inner Circle Fund III Rayliant SMDAM Japan Equity ETF NYSE Arca
04/04/2024 SAMM The Advisors' Inner Circle Fund III Strategas Macro Momentum ETF NYSE Arca
04/05/2024 ALAI The Alger ETF Trust Alger AI Enablers & Adopters ETF NYSE Arca
04/05/2024 CNEQ The Alger ETF Trust Alger Concentrated Equity ETF NYSE Arca
04/09/2024 MDST Ultimus Managers Trust Westwood Salient Enhanced Midstream Income ETF New York Stock Exchange
04/09/2024 STBF Trust for Professional Managers Performance Trust Short Term Bond ETF BATS BZX Exchange
04/10/2024 OGSP Spinnaker ETF Series Obra High Grade Structured Products ETF NYSE Arca
04/10/2024 OOSP Spinnaker ETF Series Obra Opportunistic Structured Products ETF NYSE Arca
04/11/2024 FBUF Fidelity Dynamic Buffered Equity ETF Fidelity Dynamic Buffered Equity ETF BATS BZX Exchange
04/11/2024 FHEQ Fidelity Dynamic Buffered Equity ETF Fidelity Hedged Equity ETF BATS BZX Exchange
04/11/2024 FYEE Fidelity Dynamic Buffered Equity ETF Fidelity Yield Enhanced Equity ETF BATS BZX Exchange
04/11/2024 STXM EA Series Trust Strive Mid-Cap ETF New York Stock Exchange
04/12/2024 CCSB Tidal Trust II Carbon Collective Short Duration Green Bond ETF NASDAQ Global Market
04/12/2024 NEWZ EA Series Trust StockSnips AI-Powered Sentiment US All Cap ETF NASDAQ Global Market
04/16/2024 NXTI Simplify Exchange Traded Funds Simplify Next Intangible Core Index ETF BATS BZX Exchange
04/16/2024 NXTV Simplify Exchange Traded Funds Simplify Next Intangible Value Index ETF BATS BZX Exchange
04/22/2024 BOTT Themes ETF Trust Themes Robotics & Automation ETF NASDAQ Global Market
04/22/2024 QCAP First Trust Exchange-Traded Fund VIII FT Vest Nasdaq-100 Conservative Buffer ETF - April BATS BZX Exchange
04/22/2024 XAPR First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Enhance & Moderate Buffer ETF - April BATS BZX Exchange
04/23/2024 OPTZ Advisor Managed Portfolios Optimize Strategy Index ETF NASDAQ Global Market
04/23/2024 YBIT Tidal Trust II YieldMax Bitcoin Option Income Strategy ETF NYSE Arca
04/30/2024 PSTR Northern Lights Fund Trust II PeakShares Sector Rotation ETF NASDAQ Global Market
05/01/2024 CPSM Calamos ETF Trust Calamos S&P 500 Structured Alt Protection ETF May NYSE Arca
05/01/2024 ERNZ Listed Funds Trust TrueShares Active Yield ETF NASDAQ Global Market
05/01/2024 IMAY Innovator ETFs Trust Innovator International Developed Power Buffer ETF - May NYSE Arca
05/01/2024 MAYP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - May BATS BZX Exchange
05/01/2024 MAYU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped May ETF BATS BZX Exchange
05/01/2024 PBMY PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - May BATS BZX Exchange
05/01/2024 RND First Trust Exchange-Traded Fund VI First Trust Bloomberg R&D Leaders ETF NYSE Arca
05/01/2024 SIXZ AIM ETF Products Trust AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF NYSE Arca
05/01/2024 WEEI Ultimus Managers Trust Westwood Salient Enhanced Energy Income ETF NASDAQ Global Market
05/02/2024 AGGS Harbor ETF Trust Harbor Disciplined Bond ETF NYSE Arca
05/02/2024 CRSH Tidal Trust II YieldMax Short TSLA Option Income Strategy ETF NYSE Arca
05/02/2024 JHHY John Hancock Exchange-Traded Fund Trust John Hancock High Yield ETF NYSE Arca
05/03/2024 AGMI Themes ETF Trust Themes Silver Miners ETF NASDAQ Global Market
05/03/2024 TOGA Managed Portfolio Series Tremblant Global ETF NYSE Arca
05/06/2024 AIFD Engine No. 1 ETF Trust TCW Artificial Intelligence ETF New York Stock Exchange
05/06/2024 EIPI First Trust Exchange-Traded Fund VIII FT Energy Income Partners Enhanced Income ETF NYSE Arca
05/06/2024 GRW Engine No. 1 ETF Trust TCW Compounders ETF New York Stock Exchange
05/08/2024 JULP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - July BATS BZX Exchange
05/08/2024 MLPD Global X Funds Global X MLP & Energy Infrastructure Covered Call ETF NYSE Arca
05/08/2024 PBJL PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - July BATS BZX Exchange
05/08/2024 QDCC Global X Funds Global X S&P 500 Quality Dividend Covered Call ETF NYSE Arca
05/09/2024 INDH WisdomTree Trust WisdomTree India Hedged Equity Fund NASDAQ Global Market
05/10/2024 AUGP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - August BATS BZX Exchange
05/10/2024 PBAU PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - August BATS BZX Exchange
05/10/2024 USOY Tidal Trust II Defiance Oil Enhanced Options Income ETF NASDAQ Global Market
05/14/2024 NDOW Collaborative Investment Series Trust Anydrus Advantage ETF BATS BZX Exchange
05/15/2024 AIBD Direxion Shares ETF Trust Direxion Daily AI and Big Data Bear 2X Shares NYSE Arca
05/15/2024 AIBU Direxion Shares ETF Trust Direxion Daily AI and Big Data Bull 2X Shares NYSE Arca
05/15/2024 LRGG Macquarie ETF Trust Macquarie Focused Large Growth ETF NYSE Arca
05/15/2024 PBSE PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - September BATS BZX Exchange
05/15/2024 SEPP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - September BATS BZX Exchange
05/16/2024 ASMF Virtus ETF Trust II Virtus AlphaSimplex Managed Futures ETF NYSE Arca
05/16/2024 WEEL Tidal Trust II Peerless Option Income Wheel ETF NYSE Arca
05/17/2024 JADE J.P. Morgan Exchange-Traded Fund Trust JPMorgan Active Developing Markets Equity ETF NYSE Arca
05/17/2024 OCTP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - October BATS BZX Exchange
05/17/2024 PBOC PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - October BATS BZX Exchange
05/20/2024 OCFS Professionally Managed Portfolios Otter Creek Focus Strategy ETF NYSE Arca
05/20/2024 QMMY First Trust Exchange-Traded Fund VIII FT Vest Nasdaq-100 Moderate Buffer ETF - May BATS BZX Exchange
05/20/2024 XMAY First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Enhance & Moderate Buffer ETF - May BATS BZX Exchange
05/21/2024 GDXY Tidal Trust II YieldMax Gold Miners Option Income Strategy ETF NYSE Arca
05/21/2024 OZEM Roundhill ETF Trust Roundhill GLP-1 & Weight Loss ETF NASDAQ Global Market
05/21/2024 SPTB SPDR Series Trust SPDR Portfolio Treasury ETF NYSE Arca
05/21/2024 THNR Amplify ETF Trust Amplify Weight Loss Drug & Treatment ETF NYSE Arca
05/22/2024 GENM Spinnaker ETF Series Genter Capital Municipal Quality Intermediate ETF NYSE Arca
05/22/2024 GENT Spinnaker ETF Series Genter Capital Taxable Quality Intermediate ETF NYSE Arca
05/22/2024 NOVP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - November BATS BZX Exchange
05/22/2024 PBNV PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - November BATS BZX Exchange
05/24/2024 DECP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - December BATS BZX Exchange
05/24/2024 IBDZ iShares Trust iShares iBonds Dec 2034 Term Corporate ETF NYSE Arca
05/24/2024 IBHK iShares Trust iShares iBonds 2031 Term High Yield and Income ETF BATS BZX Exchange
05/24/2024 IBIK iShares Trust iShares iBonds Oct 2034 Term TIPS ETF NYSE Arca
05/24/2024 IBMS iShares Trust iShares iBonds Dec 2030 Term Muni Bond ETF BATS BZX Exchange
05/24/2024 PBDE PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - December BATS BZX Exchange
05/28/2024 URAX Tidal Trust II Defiance Daily Target 2x Long Uranium ETF NYSE Arca
05/29/2024 MFUT Tidal Trust II Cambria Chesapeake Pure Trend ETF BATS BZX Exchange
05/29/2024 RSSY Tidal Trust II Return Stacked U.S. Stocks & Futures Yield ETF BATS BZX Exchange
05/30/2024 BUFS First Trust Exchange-Traded Fund VIII FT Vest Laddered Small Cap Moderate Buffer ETF BATS BZX Exchange
05/31/2024 SECR New York Life Investments Active ETF Trust IQ MacKay Securitzed Income ETF NYSE Arca
06/03/2024 CPNJ Calamos ETF Trust Calamos Nasdaq - 100 Structured Alt Protection ETF -June NYSE Arca
06/03/2024 IJUN Innovator ETFs Trust Innovator International Developed Power Buffer ETF June NYSE Arca
06/03/2024 JNEU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped June ETF BATS BZX Exchange
06/03/2024 JUNP PGIM Rock ETF Trust PGIM US Large-Cap Buffer 12 ETF - June BATS BZX Exchange
06/03/2024 KJUN Innovator ETFs Trust Innovator U.S. Small Cap Power Buffer ETF - June BATS BZX Exchange
06/03/2024 NJUN Innovator ETFs Trust Innovator Growth-100 Power Buffer ETF - June BATS BZX Exchange
06/03/2024 PBJN PGIM Rock ETF Trust PGIM US Large-Cap Buffer 20 ETF - June BATS BZX Exchange
06/03/2024 RTRE Collaborative Investment Series Trust Rareview Total Return Bond ETF BATS BZX Exchange
06/03/2024 SIXD AIM ETF Products Trust AllianzIM U.S. Large Cap 6 Month Buffer10 Jun/Dec ETF NYSE Arca
06/04/2024 AIPI ETF Opportunities Trust REX AI Equity Premium Income ETF NASDAQ Global Market
06/04/2024 ETHU Volatility Shares Trust 2x Ether ETF BATS BZX Exchange
06/05/2024 BGRO BlackRock ETF Trust BlackRock Large Cap Growth ETF NASDAQ Global Market
06/05/2024 METD Direxion Shares ETF Trust Direxion Daily META Bear 1X Shares NASDAQ Global Market
06/05/2024 METU Direxion Shares ETF Trust Direxion Daily META Bull 2X Shares NASDAQ Global Market
06/05/2024 RSSL Global X Funds Global X Russell 2000 ETF NYSE Arca
06/07/2024 ETHD ProShares Trust ProShares UltraShort Ether ETF NYSE Arca
06/07/2024 ETHT ProShares Trust ProShares Ultra Ether ETF NYSE Arca
06/10/2024 SDFI AB Active ETFs, Inc. AB Short Duration Income ETF NYSE Arca
06/10/2024 SYFI AB Active ETFs, Inc. AB Short Duration High Yield ETF NYSE Arca
06/11/2024 SNOY Tidal Trust II YieldMax SNOW Option Income Strategy ETF NYSE Arca
06/12/2024 BSCY Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2034 Corporate Bond ETF NASDAQ Global Market
06/12/2024 BSJW Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2032 High Yield Corporate Bond ETF NASDAQ Global Market
06/12/2024 IBGA iShares Trust iShares iBonds Dec 2044 Term Treasury ETF NASDAQ Global Market
06/12/2024 IBGK iShares Trust iShares iBonds Dec 2054 Term Treasury ETF NASDAQ Global Market
06/12/2024 IBTP iShares Trust iShares iBonds Dec 2034 Term Treasury ETF NASDAQ Global Market
06/13/2024 BUFP PGIM Rock ETF Trust PGIM Laddered Fund of Buffer 12 ETF BATS BZX Exchange
06/13/2024 OASC Unified Series Trust OneAscent Small Cap Core ETF NYSE Arca
06/13/2024 PBFR PGIM Rock ETF Trust PGIM Laddered Fund of Buffer 20 ETF BATS BZX Exchange
06/14/2024 QXQ The RBB Fund, Inc. SGI Enhanced Nasdaq-100 ETF NASDAQ Global Market
06/17/2024 EVSD Morgan Stanley ETF Trust Eaton Vance Short Duration Income ETF NASDAQ Global Market
06/18/2024 BELT BlackRock ETF Trust BlackRock Long-Term U.S. Equity ETF NASDAQ Global Market
06/18/2024 BRHY BlackRock ETF Trust II BlackRock High Yield ETF NASDAQ Global Market
06/21/2024 BMDL Victory Portfolios II VictoryShares WestEnd Economic Cycle Bond ETF NASDAQ Global Market
06/21/2024 GLOW Victory Portfolios II VictoryShares WestEnd Global Equity ETF NASDAQ Global Market
06/21/2024 QQQT Tidal Trust II Defiance Nasdaq 100 Income Target ETF NASDAQ Global Market
06/24/2024 FLXR Engine No. 1 ETF Trust TCW Flexible Income ETF New York Stock Exchange
06/24/2024 JUNM First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Max Buffer ETF - June BATS BZX Exchange
06/24/2024 NBSD Neuberger Berman ETF Trust Neuberger Berman Short Duration Income ETF NYSE Arca
06/24/2024 NITE Capitol Series Trust The Nightview Fund NITE NYSE Arca
06/24/2024 RSJN First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Equal Weight Buffer ETF - June NYSE Arca
06/24/2024 TIME Tidal Trust II Clockwise Core Equity & Innovation ETF NYSE Arca
06/24/2024 XIJN First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Buffer & Premium Income ETF - June BATS BZX Exchange
06/25/2024 ABNY Tidal Trust II YieldMax ABNB Option Income Strategy ETF NYSE Arca
06/25/2024 IWMI NEOS ETF Trust NEOS Russell 2000 High Income ETF BATS BZX Exchange
06/25/2024 NBFC Neuberger Berman ETF Trust Neuberger Berman Flexible Credit Income ETF NYSE Arca
06/26/2024 KLMT Invesco Exchange-Traded Fund Trust II Invesco MSCI Global Climate 500 ETF NYSE Arca
06/26/2024 STXI EA Series Trust Strive International Developed Markets ETF New York Stock Exchange
06/26/2024 URAA Direxion Shares ETF Trust Direxion Daily Uranium Industry Bull 2X Shares NYSE Arca
06/27/2024 CGCV Capital Group Conservative Equity ETF Capital Group Conservative Equity ETF NYSE Arca
06/27/2024 CGGE Capital Group Global Equity ETF Capital Group Global Equity ETF NYSE Arca
06/27/2024 CGHM Capital Group Fixed Income ETF Trust Capital Group Municipal High-Income ETF NYSE Arca
06/27/2024 CGIB Capital Group Fixed Income ETF Trust Capital Group International Bond ETF (USD-Hedged) NYSE Arca
06/27/2024 CGIC Capital Group International Core Equity ETF Capital Group International Core Equity ETF NYSE Arca
06/27/2024 CGNG Capital Group New Geography Equity ETF Capital Group New Geography Equity ETF NYSE Arca
06/27/2024 CGUI Capital Group Fixed Income ETF Trust Capital Group Ultra Short Income ETF NYSE Arca
06/27/2024 EMOT First Trust Exchange-Traded Fund VI First Trust S&P 500 Economic Moat ETF NYSE Arca
06/28/2024 PMIO PGIM ETF Trust PGIM Municipal Income Opportunities ETF NYSE Arca
06/28/2024 PUSH PGIM ETF Trust PGIM Ultra Short Municipal Bond ETF NYSE Arca
07/01/2024 AJUL Innovator ETFs Trust Innovator Equity Defined Protection ETF - 2 Yr to July 2026 BATS BZX Exchange
07/01/2024 CPRJ Calamos ETF Trust Calamos Russell 2000 Structured Alt Protection ETF July NYSE Arca
07/01/2024 CPSJ Calamos ETF Trust Calamos S&P 500 Structured Alt Protection ETF July NYSE Arca
07/01/2024 EBUF Innovator ETFs Trust Innovator Emerging Markets 10 Buffer ETF - Quarterly NYSE Arca
07/01/2024 HJUL Innovator ETFs Trust Innovator Premium Income 9 Buffer ETF - July BATS BZX Exchange
07/01/2024 IBUF Innovator ETFs Trust Innovator International Developed 10 Buffer ETF - Quarterly NYSE Arca
07/01/2024 JAJL Innovator ETFs Trust Innovator Equity Defined Protection ETF - 6mo Jan/Jul BATS BZX Exchange
07/01/2024 JULU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF BATS BZX Exchange
07/01/2024 LJUL Innovator ETFs Trust Innovator Premium Income 15 Buffer ETF - July BATS BZX Exchange
07/01/2024 MAXJ iShares Trust iShares Large Cap Max Buffer Jun ETF BATS BZX Exchange
07/01/2024 QBER Elevation Series Trust TrueShares Quarterly Bear Hedge ETF BATS BZX Exchange
07/01/2024 QBUF Innovator ETFs Trust Innovator Nasdaq-100 10 Buffer ETF Quarterly NASDAQ Global Market
07/01/2024 QBUL Elevation Series Trust TrueShares Quarterly Bull Hedge ETF BATS BZX Exchange
07/01/2024 RBUF Innovator ETFs Trust Innovator U.S. Small Cap 10 Buffer ETF - Quarterly BATS BZX Exchange
07/01/2024 ZJUL Innovator ETFs Trust Innovator Equity Defined Protection ETF - 1 Yr July BATS BZX Exchange
07/02/2024 FCTE ETF Opportunities Trust SMI 3Fourteen Full-Cycle Trend ETF NASDAQ Global Market
07/10/2024 BTCL T-Rex 2X Long Bitcoin Daily Target ETF T-Rex 2X Long Bitcoin Daily Target ETF BATS BZX Exchange
07/10/2024 BTCZ T-Rex 2X Long Bitcoin Daily Target ETF T-Rex 2X Inverse Bitcoin Daily Target ETF BATS BZX Exchange
07/10/2024 DRAI EA Series Trust Draco Evolution AI ETF NYSE Arca
07/10/2024 EBIT Harbor ETF Trust Harbor AlphaEdge Small Cap Earners ETF NYSE Arca
07/10/2024 FIAT Tidal Trust II YieldMax Short COIN Option Income Strategy ETF NYSE Arca
07/10/2024 TAXE T. Rowe Price Exchange-Traded Funds, Inc. Intermediate Municipal Income ETF NASDAQ Global Market
07/11/2024 CCNR Financial Investors Trust ALPS/CoreCommodity Natural Resources ETF NASDAQ Global Market
07/11/2024 DUKH Northern Lights Fund Trust Ocean Park High Income ETF NASDAQ Global Market
07/11/2024 DUKQ Northern Lights Fund Trust Ocean Park Domestic ETF NYSE Arca
07/11/2024 DUKX Northern Lights Fund Trust Ocean Park International ETF NASDAQ Global Market
07/11/2024 DUKZ Northern Lights Fund Trust Ocean Park Diversified Income ETF NYSE Arca
07/11/2024 HEJD Victory Portfolios II VictoryShares Hedged Equity Income ETF NASDAQ Global Market
07/12/2024 LYLD Cambria ETF Trust Cambria Large Cap Shareholder Yield ETF BATS BZX Exchange
07/15/2024 ILOW AB Active ETFs, Inc. AB International Low Volatility Equity ETF NYSE Arca
07/16/2024 KSPY KraneShares Trust KraneShares Hedgeye Hedged Equity Index ETF NYSE Arca
07/17/2024 EFAA Invesco Actively Managed Exchange-Traded Fund Trus Invesco MSCI EAFE Income Advantage ETF NYSE Arca
07/17/2024 LMBO Direxion Shares ETF Trust Direxion Daily Crypto Industry Bull 2X Shares NYSE Arca
07/17/2024 QQA Invesco Actively Managed Exchange-Traded Fund Trus Invesco QQQ Income Advantage ETF NASDAQ Global Market
07/17/2024 REKT Direxion Shares ETF Trust Direxion Daily Crypto Industry Bear 1X Shares NYSE Arca
07/17/2024 RSPA Invesco Actively Managed Exchange-Traded Fund Trus Invesco S&P 500 Equal Weight Income Advantage ETF NYSE Arca
07/18/2024 AGIX KraneShares Trust KraneShares Artificial Intelligence & Technology ETF NASDAQ Global Market
07/18/2024 CATF American Century ETF Trust American Century California Municipal Bond ETF NYSE Arca
07/18/2024 CSHP BlackRock ETF Trust BlackRock Enhanced Short-Term Bond ETF NYSE Arca
07/18/2024 MADE iShares Trust iShares U.S. Manufacturing ETF NYSE Arca
07/22/2024 KNO Investment Managers Series Trust II AXS Knowledge Leaders ETF NYSE Arca
07/22/2024 QCJL First Trust Exchange-Traded Fund VIII FT Vest Nasdaq-100 Conservative Buffer ETF - July BATS BZX Exchange
07/23/2024 CETH 21Shares Core Ethereum ETF 21Shares Core Ethereum ETF BATS BZX Exchange
07/23/2024 DCAP Tidal Trust III Unity Wealth Partners Dynamic Capital Appreciation & Options ETF NASDAQ Global Market
07/23/2024 ETH Grayscale Ethereum Mini Trust (ETH) Grayscale Ethereum Mini Trust (ETH) NYSE Arca
07/23/2024 ETHA iShares Ethereum Trust iShares Ethereum Trust ETF NASDAQ Global Market
07/23/2024 ETHE Grayscale Ethereum Trust (ETH) Grayscale Ethereum Trust (ETH) NYSE Arca
07/23/2024 ETHV VanEck Ethereum ETF VanEck Ethereum ETF BATS BZX Exchange
07/23/2024 ETHW Bitwise Ethereum ETF Common shares of beneficial interest NYSE Arca
07/23/2024 EZET Franklin Ethereum ETF Franklin Ethereum ETF BATS BZX Exchange
07/23/2024 FETH Fidelity Ethereum Fund Fidelity Ethereum Fund BATS BZX Exchange
07/23/2024 KQQQ Kurv Investment Management LLC Kurv Technology Titans Select ETF NASDAQ Global Market
07/23/2024 QETH Invesco Galaxy Ethereum ETF Invesco Galaxy Ethereum ETF BATS BZX Exchange
07/24/2024 DIPS Tidal Trust II YieldMax Short NVDA Option Income Strategy ETF NYSE Arca
07/25/2024 GCAL Goldman Sachs ETF Trust Goldman Sachs Dynamic California Municipal Income ETF NYSE Arca
07/25/2024 GMNY Goldman Sachs ETF Trust Goldman Sachs Dynamic New York Municipal Income ETF NYSE Arca
07/25/2024 GMUB Goldman Sachs ETF Trust Goldman Sachs Municipal Income ETF NYSE Arca
07/25/2024 GUMI Goldman Sachs ETF Trust Goldman Sachs Ultra Short Municipal Income ETF NYSE Arca
07/25/2024 JULM First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Max Buffer ETF - July BATS BZX Exchange
07/26/2024 KCSH KraneShares Trust KraneShares Sustainable Ultra Short Duration Index ETF NYSE Arca
07/30/2024 GIAX Tidal Trust II Nicholas Global Equity and Income ETF NYSE Arca
07/31/2024 BDIV ETF Series Solutions AAM Brentview Dividend Growth ETF NYSE Arca
07/31/2024 BTC Grayscale Bitcoin Mini Trust (BTC) Grayscale Bitcoin Mini Trust (BTC) NYSE Arca
07/31/2024 FLCC Federated Hermes ETF Trust Federated Hermes MDT Large Cap Core ETF NYSE Arca
07/31/2024 FLCG Federated Hermes ETF Trust Federated Hermes MDT Large Cap Growth ETF NYSE Arca
07/31/2024 FLCV Federated Hermes ETF Trust Federated Hermes MDT Large Cap Value ETF NYSE Arca
07/31/2024 FSCC Federated Hermes ETF Trust Federated Hermes MDT Small Cap Core ETF NYSE Arca
07/31/2024 SAWG ETF Series Solutions AAM Sawgrass US Large Cap Quality Growth ETF NYSE Arca
07/31/2024 SAWS ETF Series Solutions AAM Sawgrass US Small Cap Quality Growth ETF NYSE Arca
08/01/2024 AUGU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped Aug ETF BATS BZX Exchange
08/01/2024 CPSA Calamos ETF Trust Calamos S&P 500 Structured Alt Protection ETF August NYSE Arca
08/01/2024 GPRF Goldman Sachs ETF Trust Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF NASDAQ Global Market
08/01/2024 IAUG Innovator ETFs Trust Innovator International Developed Power Buffer ETF August NYSE Arca
08/01/2024 KAUG Innovator ETFs Trust Innovator US Small Cap Power Buffer ETF - August BATS BZX Exchange
08/01/2024 NAUG Innovator ETFs Trust Innovator Growth-100 Power Buffer ETF - August BATS BZX Exchange
08/01/2024 NBCR Neuberger Berman ETF Trust Neuberger Berman Core Equity ETF NYSE Arca
08/01/2024 OCTA Tidal Trust II Octane All-Cap Value Energy ETF NASDAQ Global Market
08/01/2024 ZAUG Innovator ETFs Trust Innovator Equity Defined Protection ETF - 1 Yr August BATS BZX Exchange
08/02/2024 XAIX DBX ETF Trust Xtrackers Artificial Intelligence and Big Data ETF NASDAQ Global Market
08/08/2024 BABO Tidal Trust II YieldMax BABA Option Income Strategy ETF NYSE Arca
08/08/2024 LCDS J.P. Morgan Exchange-Traded Fund Trust JPMorgan Fundamental Data Science Large Core ETF NASDAQ Global Market
08/08/2024 LLYX Tidal Trust II Defiance Daily Target 2X Long LLY ETF NYSE Arca
08/08/2024 MCDS J.P. Morgan Exchange-Traded Fund Trust JPMorgan Fundamental Data Science Mid Core ETF NASDAQ Global Market
08/08/2024 SCDS J.P. Morgan Exchange-Traded Fund Trust JPMorgan Fundamental Data Science Small Core ETF NASDAQ Global Market
08/13/2024 GAEM Simplify Exchange Traded Funds Simplify Gamma Emerging Market Bond ETF NYSE Arca
08/13/2024 JGRW Trust for Professional Managers Jensen Quality Growth ETF NYSE Arca
08/13/2024 QTUM ETF Series Solutions Defiance Quantum ETF NASDAQ Global Market
08/13/2024 RMCA Tidal Trust III Rockefeller California Municipal Bond ETF NYSE Arca
08/13/2024 RMNY Tidal Trust III Rockefeller New York Municipal Bond ETF NYSE Arca
08/13/2024 RMOP Tidal Trust III Rockefeller Opportunistic Municipal Bond ETF NYSE Arca
08/13/2024 SCUS Schwab Strategic Trust Schwab Ultra-Short Income ETF NYSE Arca
08/13/2024 SIXG ETF Series Solutions Defiance Connective Technologies ETF NASDAQ Global Market
08/14/2024 JEMB Janus Detroit Street Trust Janus Henderson Emerging Markets Debt Hard Currency ETF NYSE Arca
08/15/2024 MSTX Tidal Trust II Defiance Daily Target 1.75x Long MSTR ETF NASDAQ Global Market
08/15/2024 TSPY ETF Opportunities Trust TappAlpha SPY Growth & Daily Income ETF NASDAQ Global Market
08/15/2024 YQQQ Tidal Trust II YieldMax Short N100 Option Income Strategy ETF NASDAQ Global Market
08/19/2024 AUGM First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Max Buffer ETF - August BATS BZX Exchange
08/19/2024 QMAG First Trust Exchange-Traded Fund VIII FT Vest Nasdaq-100 Moderate Buffer ETF - August BATS BZX Exchange
08/20/2024 QHDG Innovator ETFs Trust Innovator Hedged Nasdaq-100 ETF NASDAQ Global Market
08/20/2024 QQQG Pacer Funds Trust Pacer Nasdaq 100 Top 50 Cash Cows Growth Leaders ETF NASDAQ Global Market
08/20/2024 TOAK Manager Directed Portfolios Twin Oak Short Horizon Absolute Return ETF NYSE Arca
08/21/2024 RSBY Tidal Trust II Return Stacked Bonds & Futures Yield ETF BATS BZX Exchange
08/21/2024 SMST Tidal Trust II Defiance Daily Target 1.5x Short MSTR ETF NASDAQ Global Market
08/21/2024 TSMY Tidal Trust II YieldMax TSM Option Income Strategy ETF NYSE Arca
08/22/2024 AVGX Tidal Trust II Defiance Daily Target 2X Long AVGO ETF NASDAQ Global Market
08/22/2024 QDVO Amplify ETF Trust Amplify CWP Growth & Income ETF NYSE Arca
08/22/2024 SMCX Tidal Trust II Defiance Daily Target 2X Long SMCI ETF NASDAQ Global Market
08/28/2024 IPAV Global X Funds Global X Infrastructure Development ex-U.S. ETF BATS BZX Exchange
08/28/2024 KCAI KraneShares Trust KraneShares China Alpha Index ETF NYSE Arca
08/28/2024 SMHX VanEck ETF Trust VanEck Fabless Semiconductor ETF NASDAQ Global Market
08/29/2024 SMLL Harbor ETF Trust Harbor Active Small Cap ETF NYSE Arca
09/03/2024 CPNS Calamos ETF Trust Calamos Nasdaq-100 Structured Alt Protection ETF September NYSE Arca
09/03/2024 CPST Calamos ETF Trust Calamos S&P 500 Structured Alt Protection ETF September NYSE Arca
09/03/2024 KSEP Innovator U.S. Small Cap Power Buffer ETF - September Innovator U.S. Small Cap Power Buffer ETF - September BATS BZX Exchange
09/03/2024 MQQQ Investment Managers Series Trust II Tradr 2X Long Triple Q Monthly ETF NASDAQ Global Market
09/03/2024 NSEP Innovator U.S. Small Cap Power Buffer ETF - September Innovator Growth-100 Power Buffer ETF - September BATS BZX Exchange
09/03/2024 NVDW Investment Managers Series Trust II Tradr 1.75X Long NVDA Weekly ETF NASDAQ Global Market
09/03/2024 QQQW Investment Managers Series Trust II Tradr 2X Long Triple Q Weekly ETF NASDAQ Global Market
09/03/2024 SEPU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF BATS BZX Exchange
09/03/2024 SOXM Investment Managers Series Trust II Tradr 2X Long SOXX Monthly ETF NASDAQ Global Market
09/03/2024 SOXW Investment Managers Series Trust II Tradr 2X Long SOXX Weekly ETF NASDAQ Global Market
09/03/2024 SPYB Investment Managers Series Trust II Tradr 2X Long SPY Weekly ETF NASDAQ Global Market
09/03/2024 SPYM Investment Managers Series Trust II Tradr 2X Long SPY Monthly ETF NASDAQ Global Market
09/03/2024 TSLW Investment Managers Series Trust II Tradr 1.5X Long TSLA Weekly ETF NASDAQ Global Market
09/03/2024 ZSEP Innovator U.S. Small Cap Power Buffer ETF - September Innovator Equity Defined Protection ETF - 1 Yr September BATS BZX Exchange
09/04/2024 CONI GraniteShares ETF Trust GraniteShares 1x Short COIN Daily ETF NASDAQ Global Market
09/04/2024 PTIR GraniteShares ETF Trust GraniteShares 2x Long PLTR Daily ETF NASDAQ Global Market
09/04/2024 UBRL GraniteShares ETF Trust GraniteShares 2x Long UBER Daily ETF NASDAQ Global Market
09/04/2024 YETH Roundhill ETF Trust Roundhill Ether Covered Call Strategy ETF BATS BZX Exchange
09/05/2024 AREA Harbor ETF Trust Harbor AlphaEdge Next Generation REITs ETF NYSE Arca
09/05/2024 CERY SPDR Series Trust SPDR Bloomberg Enhanced Roll Yield Commodity Strategy No K-1 ETF NYSE Arca
09/05/2024 EMEQ Macquarie ETF Trust Macquarie Focused Emerging Markets Equity ETF NASDAQ Global Market
09/05/2024 HYSD Columbia ETF Trust I Columbia Short Duration High Yield ETF NYSE Arca
09/05/2024 ITWO ProShares Trust ProShares Russell 2000 High Income ETF BATS BZX Exchange
09/05/2024 KHPI Managed Portfolio Series Kensington Hedged Premium Income ETF BATS BZX Exchange
09/05/2024 NJNK Columbia ETF Trust I Columbia U.S. High Yield ETF NYSE Arca
09/05/2024 SPIN SSGA Active Trust SPDR SSGA US Equity Premium Income ETF BATS BZX Exchange
09/05/2024 VLLU Harbor ETF Trust Harbor AlphaEdge Large Cap Value ETF NYSE Arca
09/05/2024 XCNY SPDR Index Shares Fund SPDR S&P Emerging Markets ex-China ETF NASDAQ Global Market
09/06/2024 EQLT iShares Trust iShares MSCI Emerging Markets Quality Factor ETF BATS BZX Exchange
09/06/2024 EVLU iShares Trust iShares MSCI Emerging Markets Value Factor ETF BATS BZX Exchange
09/09/2024 CPSL Calamos ETF Trust Calamos Laddered S&P 500 Structured Alt Protection ETF BATS BZX Exchange
09/09/2024 LFAN Stone Ridge Trust Stone Ridge 2054 Longevity Income ETF BATS BZX Exchange
09/09/2024 LFAV Stone Ridge Trust Stone Ridge 2059 Longevity Income ETF BATS BZX Exchange
09/09/2024 LIAK Stone Ridge Trust Stone Ridge 2054 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/09/2024 LIAT Stone Ridge Trust Stone Ridge 2059 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/10/2024 CAFX Professionally Managed Portfolios Congress Intermediate Bond ETF NYSE Arca
09/10/2024 DECO SSGA Active Trust SPDR Galaxy Digital Asset Ecosystem ETF NASDAQ Global Market
09/10/2024 DTAN EA Series Trust Sparkline International Intangible Value ETF NYSE Arca
09/10/2024 ESGX ETF Opportunities Trust Tuttle Capital Shareholders First Index ETF BATS BZX Exchange
09/10/2024 GUNZ Spinnaker ETF Series Tuttle Capital Self Defense Index ETF BATS BZX Exchange
09/10/2024 HECO SSGA Active Trust SPDR Galaxy Hedged Digital Asset Ecosystem ETF NASDAQ Global Market
09/10/2024 LLDR Global X Funds Global X Long-Term Treasury Ladder ETF NYSE Arca
09/10/2024 MLDR Global X Funds Global X Intermediate-Term Treasury Ladder ETF NYSE Arca
09/10/2024 NIXT EA Series Trust Research Affiliates Deletions ETF NASDAQ Global Market
09/10/2024 NMB Simplify Exchange Traded Funds Simplify National Muni Bond ETF NYSE Arca
09/10/2024 RDTE Roundhill ETF Trust Roundhill Small Cap 0DTE Covered Call Strategy ETF BATS BZX Exchange
09/10/2024 SJCP Manager Directed Portfolios SanJac Alpha Core Plus Bond ETF NASDAQ Global Market
09/10/2024 SJLD Manager Directed Portfolios SanJac Alpha Low Duration ETF NASDAQ Global Market
09/10/2024 SLDR Global X Funds Global X Short-Term Treasury Ladder ETF NYSE Arca
09/10/2024 TEKX SSGA Active Trust SPDR Galaxy Transformative Tech Accelerators ETF NASDAQ Global Market
09/11/2024 BSMY Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2034 Municipal Bond ETF NASDAQ Global Market
09/11/2024 PCEM Litman Gregory Funds Trust Polen Capital Emerging Markets ex China Growth ETF NYSE Arca
09/12/2024 DXIV Dimensional ETF Trust Dimensional International Vector Equity ETF NYSE Arca
09/12/2024 DXUV Dimensional ETF Trust Dimensional US Vector Equity ETF NYSE Arca
09/12/2024 HWAY Themes ETF Trust Themes US Infrastructure ETF NASDAQ Global Market
09/12/2024 NBJP Neuberger Berman ETF Trust Neuberger Berman Japan Equity ETF NYSE Arca
09/12/2024 PSQA Palmer Square Funds Trust Palmer Square CLO Senior Debt ETF NYSE Arca
09/12/2024 PSQO Palmer Square Funds Trust Palmer Square Credit Opportunities ETF NYSE Arca
09/12/2024 SMCY Tidal Trust II YieldMax SMCI Option Income Strategy ETF NYSE Arca
09/16/2024 LFAE Stone Ridge Trust Stone Ridge 2048 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAF Stone Ridge Trust Stone Ridge 2049 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAI Stone Ridge Trust Stone Ridge 2050 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAJ Stone Ridge Trust Stone Ridge 2051 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAK Stone Ridge Trust Stone Ridge 2052 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAL Stone Ridge Trust Stone Ridge 2053 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAO Stone Ridge Trust Stone Ridge 2055 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAQ Stone Ridge Trust Stone Ridge 2056 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAR Stone Ridge Trust Stone Ridge 2057 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAU Stone Ridge Trust Stone Ridge 2058 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAW Stone Ridge Trust Stone Ridge 2060 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAX Stone Ridge Trust Stone Ridge 2061 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFAZ Stone Ridge Trust Stone Ridge 2062 Longevity Income ETF BATS BZX Exchange
09/16/2024 LFBB Stone Ridge Trust Stone Ridge 2063 Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAB Stone Ridge Trust Stone Ridge 2048 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAC Stone Ridge Trust Stone Ridge 2049 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAE Stone Ridge Trust Stone Ridge 2050 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAF Stone Ridge Trust Stone Ridge 2051 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAG Stone Ridge Trust Stone Ridge 2052 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAJ Stone Ridge Trust Stone Ridge 2053 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAM Stone Ridge Trust Stone Ridge 2055 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAO Stone Ridge Trust Stone Ridge 2056 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAP Stone Ridge Trust Stone Ridge 2057 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAQ Stone Ridge Trust Stone Ridge 2058 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAU Stone Ridge Trust Stone Ridge 2060 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAV Stone Ridge Trust Stone Ridge 2061 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAW Stone Ridge Trust Stone Ridge 2062 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/16/2024 LIAX Stone Ridge Trust Stone Ridge 2063 Inflation-Protected Longevity Income ETF BATS BZX Exchange
09/17/2024 GLBL Pacer Funds Trust Pacer MSCI World Industry Advantage ETF BATS BZX Exchange
09/17/2024 GMMA Tidal Trust III GammaRoad Market Navigation ETF NYSE Arca
09/17/2024 PATN Pacer Funds Trust Pacer Nasdaq International Patent Leaders ETF NASDAQ Global Market
09/17/2024 RFLR Innovator U.S. Small Cap Power Buffer ETF - September Innovator U.S. Small Cap Managed Floor ETF NYSE Arca
09/18/2024 JMID Janus Detroit Street Trust Janus Henderson Mid Cap Growth Alpha ETF NASDAQ Global Market
09/18/2024 LIVR EA Series Trust Intelligent Livermore ETF NASDAQ Global Market
09/18/2024 MSTU ETF Opportunities Trust T-Rex 2X Long MSTR Daily Target ETF BATS BZX Exchange
09/18/2024 MSTZ ETF Opportunities Trust T-Rex 2X Inverse MSTR Daily Target ETF BATS BZX Exchange
09/23/2024 PMBS PIMCO ETF Trust PIMCO Mortgage-Backed Securities Active Exchange-Traded Fund NASDAQ Global Market
09/23/2024 RSSE First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Equal Weight Buffer ETF September NYSE Arca
09/23/2024 SEPM First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Max Buffer ETF - September BATS BZX Exchange
09/23/2024 TSEP First Trust Exchange-Traded Fund VIII FT Vest Emerging Market Buffer ETF - September BATS BZX Exchange
09/24/2024 COPA Themes ETF Trust Themes Copper Miners ETF BATS BZX Exchange
09/24/2024 LIMI Themes ETF Trust Themes Lithium & Battery Metal Miners ETF BATS BZX Exchange
09/24/2024 MYCF SSGA Active Trust SPDR SSGA My2026 Corporate Bond ETF NASDAQ Global Market
09/24/2024 MYCG SSGA Active Trust SPDR SSGA My2027 Corporate Bond ETF NASDAQ Global Market
09/24/2024 MYCH SSGA Active Trust SPDR SSGA My2028 Corporate Bond ETF NASDAQ Global Market
09/24/2024 MYCI SSGA Active Trust SPDR SSGA My2029 Corporate Bond ETF NASDAQ Global Market
09/24/2024 MYCJ SSGA Active Trust SPDR SSGA My2030 Corporate Bond ETF NASDAQ Global Market
09/24/2024 MYCK SSGA Active Trust SPDR SSGA My2031 Corporate Bond ETF NASDAQ Global Market
09/24/2024 MYCL SSGA Active Trust SPDR SSGA My2032 Corporate Bond ETF NASDAQ Global Market
09/24/2024 MYCM SSGA Active Trust SPDR SSGA My2033 Corporate Bond ETF NASDAQ Global Market
09/24/2024 MYCN SSGA Active Trust SPDR SSGA My2034 Corporate Bond ETF NASDAQ Global Market
09/24/2024 MYMF SSGA Active Trust SPDR SSGA My2026 Municipal Bond ETF NASDAQ Global Market
09/24/2024 MYMG SSGA Active Trust SPDR SSGA My2027 Municipal Bond ETF NASDAQ Global Market
09/24/2024 MYMH SSGA Active Trust SPDR SSGA My2028 Municipal Bond ETF NASDAQ Global Market
09/24/2024 MYMI SSGA Active Trust SPDR SSGA My2029 Municipal Bond ETF NASDAQ Global Market
09/24/2024 MYMJ SSGA Active Trust SPDR SSGA My2030 Municipal Bond ETF NASDAQ Global Market
09/24/2024 QSIX Pacer Funds Trust Pacer Metaurus Nasdaq 100 Dividend Multiplier 600 ETF NASDAQ Global Market
09/24/2024 THIR THOR Financial Technologies Trust THOR Index Rotation ETF New York Stock Exchange
09/24/2024 URAN Themes ETF Trust Themes Uranium & Nuclear ETF BATS BZX Exchange
09/24/2024 WUSA Simplify Exchange Traded Funds Simplify Wolfe US Equity 150/50 ETF NYSE Arca
09/25/2024 CLOB VanEck ETF Trust VanEck AA-BB CLO ETF NYSE Arca
09/25/2024 MMKT Texas Capital Funds Trust Texas Capital Government Money Market ETF New York Stock Exchange
09/25/2024 SWP Manager Directed Portfolios SWP Growth & Income ETF NASDAQ Global Market
09/26/2024 BUFY First Trust Exchange-Traded Fund VIII FT Vest Laddered International Moderate Buffer ETF BATS BZX Exchange
09/26/2024 JDIV J.P. Morgan Exchange-Traded Fund Trust JPMorgan Dividend Leaders ETF NYSE Arca
09/27/2024 NFLU ETF Opportunities Trust T-Rex 2X Long NFLX Daily Target ETF BATS BZX Exchange
09/30/2024 HYBI NEOS ETF Trust NEOS Enhanced Income Credit Select ETF NASDAQ Global Market
09/30/2024 SHUS Exchange Listed Funds Trust Stratified LargeCap Hedged ETF NYSE Arca
09/30/2024 SSPY Exchange Listed Funds Trust Stratified LargeCap Index ETF NYSE Arca
10/01/2024 AOCT Innovator U.S. Small Cap Power Buffer ETF - September Innovator Equity Defined Protection ETF - 2 Yr to October 2026 BATS BZX Exchange
10/01/2024 APOC Innovator U.S. Small Cap Power Buffer ETF - September Innovator Equity Defined Protection ETF - 6mo Apr/Oct BATS BZX Exchange
10/01/2024 CNAV Collaborative Investment Series Trust Mohr Company Nav ETF BATS BZX Exchange
10/01/2024 CPRO Calamos ETF Trust Calamos Russell 2000 Structured Alt Protection ETF - October NYSE Arca
10/01/2024 CPSO Calamos ETF Trust Calamos S&P 500 Structured Alt Protection ETF - October NYSE Arca
10/01/2024 ELCV Strategy Shares Eventide High Dividend ETF NYSE Arca
10/01/2024 GQQQ EA Series Trust Astoria US Quality Growth Kings ETF NASDAQ Global Market
10/01/2024 OCTU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF BATS BZX Exchange
10/01/2024 QQQP Investment Managers Series Trust II Tradr 2X Long Triple Q Quarterly ETF NASDAQ Global Market
10/01/2024 SMAX iShares Trust iShares Large Cap Max Buffer Sep ETF BATS BZX Exchange
10/01/2024 SPYQ Investment Managers Series Trust II Tradr 2X Long SPY Quarterly ETF NASDAQ Global Market
10/01/2024 TLTM Investment Managers Series Trust II Tradr 2X Long TLT Monthly ETF NASDAQ Global Market
10/01/2024 TLTQ Investment Managers Series Trust II Tradr 1.75X Long TLT Quarterly ETF NASDAQ Global Market
10/01/2024 ZOCT Innovator U.S. Small Cap Power Buffer ETF - September Innovator Equity Defined Protection ETF - 1 Yr October BATS BZX Exchange
10/03/2024 DRAG Roundhill ETF Trust Roundhill China Dragons ETF BATS BZX Exchange
10/03/2024 EDGF The Advisors Inner Circle Fund II 3EDGE Dynamic Fixed Income ETF NYSE Arca
10/03/2024 EDGH The Advisors Inner Circle Fund II 3EDGE Dynamic Hard Assets ETF NYSE Arca
10/03/2024 EDGI The Advisors Inner Circle Fund II 3EDGE Dynamic International Equity ETF NYSE Arca
10/03/2024 EDGU The Advisors Inner Circle Fund II 3EDGE Dynamic US Equity ETF NYSE Arca
10/03/2024 FTCE First Trust Exchange-Traded Fund VI First Trust New Constructs Core Earnings Leaders ETF NYSE Arca
10/03/2024 NFXL Direxion Shares ETF Trust Direxion Daily NFLX Bull 2X Shares NASDAQ Global Market
10/03/2024 NFXS Direxion Shares ETF Trust Direxion Daily NFLX Bear 1X Shares NASDAQ Global Market
10/03/2024 TSMX Direxion Shares ETF Trust Direxion Daily TSM Bull 2X Shares NASDAQ Global Market
10/03/2024 TSMZ Direxion Shares ETF Trust Direxion Daily TSM Bear 1X Shares NASDAQ Global Market