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Reg SHO Threshold List
REG SHO Overview
As defined in Rule 203(c)(6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is registered under Section 12 of the Exchange Act, or that is required to file reports under Section 15(d) of the Exchange Act (commonly referred to as reporting securities), where, for five consecutive settlement days:
- There are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more per security;
- The level of fails is equal to at least one-half of one percent of the issuer’s total shares outstanding; and
- The security is included on a list published by a self-regulatory organization (SRO).
A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Market Category Counts
| NASDAQ (Q,G,S) |
|---|
| 58 |
File Download
| Trade Date | Download Link | File Creation Timestamp |
|---|---|---|
| Tuesday, April 7, 2026 | Download | 4/7/2026 11:00:15 PM |
Threshold Security List
| Symbol | Security Name | Market Category | Reg SHO Threshold Flag | Rule 3210 |
|---|---|---|---|---|
| AIXI | XIAO-I CORP ADS NEW (CYM) | G | Y | N |
| AMDD | DIREXION SHS ETF TR DAILY AMD | G | Y | N |
| AMZD | DIREXION SHS ETF TR DAILY AMZN | G | Y | N |
| ARTL | ARTELO BIOSCIENCES INC COM NEW | S | Y | N |
| BAIG | THEMES ETF TR LEVERAGE SHS 2X | G | Y | N |
| BFRG | BULLFROG AI HLDGS INC COM | S | Y | N |
| BIAF | BIOAFFINITY TECHNOLOGIES INC C | S | Y | N |
| BMNG | THEMES ETF TR LEVERAGE SHS 2X | G | Y | N |
| CDT | CDT EQUITY INC COM PAR $0.0001 | S | Y | N |
| CTXR | CITIUS PHARMACEUTICALS INC CO | S | Y | N |
| EEIQ | EPICQUEST EDUCATION GRP INT LT | S | Y | N |
| ETHB | ISHARES STAKED ETHEREUM TR ETF | G | Y | N |
| FBLG | FIBROBIOLOGICS INC COM NEW | S | Y | N |
| FCHL | FITNESS CHAMPS HLDGS LTD CL A | S | Y | N |
| FEED | ENVUE MEDICAL, INC. COMMON STO | S | Y | N |
| FFAI | FARADAY FUTURE INTELLIGENT ELE | S | Y | N |
| FRWD | NOMURA ETF TR TRANSFORMATIONAL | G | Y | N |
| GCTK | GLUCO TRACK INC COM NEW 2025 | S | Y | N |
| GGLS | DIREXION SHS ETF TR DAILY GOOG | G | Y | N |
| GLND | GREENLAND ENERGY CO COM | G | Y | N |
| GV | VISIONARY HLDGS INC COM NEW ( | S | Y | N |
| HIMZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| HKIT | HITEK GLOBAL INC CL A ORD SHS | S | Y | N |
| HUBC | HUB CYBER SEC LTD ORD SHS NO P | S | Y | N |
| IBG | INNOVATION BEVERAGE GROUP LTD | S | Y | N |
| INTW | GRANITESHARES ETF TR 2X LONG I | G | Y | N |
| IONR | IONEER LTD SPONSORED ADS (AUS) | S | Y | N |
| IONZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| KC | KINGSOFT CLOUD HLDGS LTD ADR ( | Q | Y | N |
| LFS | LEIFRAS CO LTD ADS REPSTG ORD | S | Y | N |
| LNKS | LINKERS INDS LTD CL A ORD SHS | S | Y | N |
| MGN | MEGAN HLDGS LTD USD CL A ORD S | S | Y | N |
| MSFD | DIREXION SHS ETF TR DAILY MSFT | G | Y | N |
| MSTX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| MYCH | SSGA ACTIVE TRUST STATE STREET | G | Y | N |
| NCI | NEO-CONCEPT INTL GRP HLDNGS LT | S | Y | N |
| NOWL | GRANITESHARES ETF TR 2X LONG N | G | Y | N |
| OKLL | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| ONCO | ONCONETIX, INC. COMMON STOCK C | S | Y | N |
| ORCX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| PAVS | PARANOVUS ENTMT TECHNOLOGY LTD | S | Y | N |
| PLTD | DIREXION SHS ETF TR DAILY PLTR | G | Y | N |
| PLTZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| PTIR | GRANITESHARES ETF TR 2X LONG P | G | Y | N |
| RENX | RENX ENTERPRISES CORP COM PAR | S | Y | N |
| RGTX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| RGTZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| RKLZ | TIDAL TR II DEFIANCE DILY TARG | G | Y | N |
| RMSG | REAL MESSENGER CORP SHS CL A ( | S | Y | N |
| SKRE | ETF OPPORTUNITIES TR ETF OPPOR | G | Y | N |
| SMCX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| SMST | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| SVRN | OCEANPAL INC COM PAR $0.01 MAR | S | Y | N |
| TSLQ | INVT MNRG SR TR II TRDR 2X SHO | G | Y | N |
| TURB | TURBO ENERGY S A SPONSORED ADR | S | Y | N |
| UCAR | U PWR LTD ORD SHS CL A USD $0. | S | Y | N |
| UGRO | URBAN-GRO INC COM PAR $ | S | Y | N |
| YMT | YIMUTIAN INC ADR | G | Y | N |
Effective Monday, November 17, 2014, the Regulation SHO Threshold List for OTC Equities (i.e. OTCBB and Other OTC) will no longer be available on NasdaqTrader.com. From that date forward, it will be available only on the OTC Reporting Facility (ORF) pages of FINRA.org.
Historical Reg SHO Threshold Lists for OTC Equities will continue to be available on NasdaqTrader.com for dates prior to November 17, 2014.
This change does not affect the Reg SHO Threshold list for Nasdaq markets which will continue to be displayed on NasdaqTrader.com.
Questions regarding this notice can be directed to FINRA Operations at (866) 776-0800.
