Short Sale Circuit Breaker


The SEC adopted amendments to Regulation SHO with a compliance date of November 10, 2010. Among the rule changes, the SEC introduced Rule 201 (Alternative Uptick Rule), a short sale-related circuit breaker that when triggered, will impose a restriction on prices at which securities may be sold short. The SEC also issued guidance for broker-dealers wishing to mark certain qualifying orders 201cshort exempt.201d For more details, refer to Amendments to Regulation SHO (Release 34-61595).

Trade Date Download Link File Creation Timestamp
Friday, June 24,2016 6/24/2016 4:30:28 PM

Symbol Security Name Market Category Trigger Time
HOTRW Chanticleer Warrants R 6/23/2016 9:30:00 AM
KBSF KBS Fashion Group Ltd R 6/23/2016 9:30:00 AM
GGACR Garnero Grp Acq Right R 6/23/2016 9:30:00 AM
BHACW Barington/Hilco Acq Cp Wts R 6/23/2016 9:30:00 AM
TVIX VelocityShares Daily 2X VIX Q 6/23/2016 9:30:00 AM
SPU SkyPeople Fruit Juice, Inc. Q 6/23/2016 9:30:09 AM
MDVXW Medovex Corp Cl A Wt R 6/23/2016 9:30:58 AM
EPRS EPIRUS Biopharma Inc R 6/23/2016 9:31:08 AM
EGLT Egalet Corporation Q 6/23/2016 9:32:06 AM
RITT RIT Technologies Ltd R 6/23/2016 9:38:27 AM
XGTI xG Technology, Inc Common Stk R 6/23/2016 9:39:44 AM
PHMD PhotoMedex Inc R 6/23/2016 9:41:54 AM
DELT Delta Technology Hld Ltd Ord R 6/23/2016 9:42:29 AM
CGNT Cogentix Medical, Inc. R 6/23/2016 9:43:07 AM
PAACR Pacific Special Acq Rights R 6/23/2016 9:43:48 AM
CCCR China Commercial Credit, Inc. R 6/23/2016 9:55:04 AM
JASNW Jason Industries, Inc. Warrant R 6/23/2016 9:56:27 AM
NVCN Neovasc Inc. Cmn Shs R 6/23/2016 10:00:05 AM
SYRX Sysorex Global Common Stock R 6/23/2016 10:00:59 AM
GCVRZ Sanofi CVR Q 6/23/2016 10:04:49 AM
NYMX Nymox Pharmaceutical Corp R 6/23/2016 10:07:43 AM
MYOS MYOS RENS Tech Cmn R 6/23/2016 10:08:50 AM
BSPM Biostar Pharmaceuticals, Inc. R 6/23/2016 10:19:12 AM
IPDN Professional Diversity Network R 6/23/2016 10:22:30 AM
CHEK Check-Cap Ltd. Ord R 6/23/2016 10:23:41 AM
CADTW DT Asia Investments Ltd Wt R 6/23/2016 10:35:28 AM
INVT Inventergy Global, Inc. R 6/23/2016 10:38:39 AM
LGCYP Legacy Reserves Cum Pfd Sr A Q 6/23/2016 10:44:47 AM
LGCYO Legacy Reserves Cum Pfd Sr B Q 6/23/2016 10:45:22 AM
SAEX SAEXPLORATION HLDGS Q 6/23/2016 10:47:25 AM
GALE Galena Biopharma, Inc. R 6/23/2016 10:50:35 AM
WHLM Wilhelmina Intl Cmn Stk R 6/23/2016 11:34:29 AM
TRCH Torchlight Energy Rsrc Cmn R 6/23/2016 11:47:16 AM
CRDS Crossroads Systems Inc R 6/23/2016 11:58:42 AM
VIVE Viveve Medical, Inc. Cm St R 6/23/2016 12:19:03 PM
CRTN Cartesian, Inc. Common Stock Q 6/23/2016 12:24:50 PM
QBAK Qualstar Corporation R 6/23/2016 12:56:02 PM
HRMNW Harmony Merger Warrant R 6/23/2016 1:10:18 PM
TNGO Tangoe, Inc. Q 6/23/2016 1:41:36 PM
CERCW Cerecor Inc. Cl A Wt R 6/23/2016 2:36:09 PM
VRAY ViewRay, Inc. Cm St Q 6/23/2016 2:57:43 PM
ZSAN Zosano Pharma Corporation Cmn R 6/23/2016 2:57:44 PM
PRZM Prism Tech Grp Cmn Stk R 6/23/2016 3:05:20 PM
ANDAR Andina Acq CP Right R 6/23/2016 3:12:04 PM
ANDAW Andina Acq CP WT R 6/23/2016 3:12:37 PM
NUROW NeuroMetrix, Inc. Wt R 6/23/2016 3:19:09 PM
TFSCW 1347 Capital Corp. Warrants R 6/23/2016 3:43:30 PM
VIIX VelocityShares VIX Short Term Q 6/23/2016 3:54:15 PM
IKGH Iao Kun Group Holding Co. Ltd. Q 6/23/2016 3:59:31 PM
PRTS US Auto Parts Network Inc Q 6/24/2016 9:30:00 AM
STEM StemCells Inc R 6/24/2016 9:30:00 AM
EUFN iShares MSCI Europe Financial Q 6/24/2016 9:30:00 AM
FEP First Trust Europe AlphaDEX Q 6/24/2016 9:30:00 AM
REXX Rex Energy Corporation Q 6/24/2016 9:30:00 AM
CASC Cascadian Therapeutics Inc Q 6/24/2016 9:30:00 AM
CNXR Connecture, Inc. Cmn Q 6/24/2016 9:30:00 AM
RYAAY Ryanair Holdings plc Q 6/24/2016 9:30:00 AM
JASNW Jason Industries, Inc. Warrant R 6/24/2016 9:30:00 AM
ULTR Ultrapetrol (Bahamas) Limited R 6/24/2016 9:30:00 AM
GNCA Genocea Biosciences, Inc. Q 6/24/2016 9:30:00 AM
SONC Sonic Corp Q 6/24/2016 9:30:00 AM
TQQQ ProShares UltraPro QQQ Q 6/24/2016 9:30:00 AM
HTBX Heat Biologics, Inc. R 6/24/2016 9:30:00 AM
NVCN Neovasc Inc. Cmn Shs R 6/24/2016 9:30:00 AM
OPXA OPEXA THERAPEUTICS R 6/24/2016 9:30:00 AM
LGCY Legacy Reserves LP Q 6/24/2016 9:30:00 AM
MNKD MannKind Corporation Q 6/24/2016 9:30:00 AM
CLLS Cellectis S.A. ADS Q 6/24/2016 9:30:00 AM
IEUS iShares MSCI Europe SmCap ETF Q 6/24/2016 9:30:00 AM
RLJE RLJ Entertainment Inc R 6/24/2016 9:30:00 AM
RNVA Rennova Health, Inc. R 6/24/2016 9:30:00 AM
ICLDW InterCloud Systems Wrnt R 6/24/2016 9:30:00 AM
IFEU iShares Europe Devlpd RE Q 6/24/2016 9:30:00 AM
CPRX Catalyst Pharmaceuticals, Inc. R 6/24/2016 9:30:00 AM
INVE Identiv, Inc. R 6/24/2016 9:30:00 AM
MRNS Marinus Pharmaceuticals CS Q 6/24/2016 9:30:00 AM
THLD Threshold Pharmaceuticals Inc R 6/24/2016 9:30:00 AM
WPPGY WPP plc ADR Q 6/24/2016 9:30:00 AM
CXRX Concordia Healthcare Cm Stk Q 6/24/2016 9:30:00 AM
FKU First Trust United Kingdom Alp Q 6/24/2016 9:30:00 AM
DCIX Diana Containerships Inc. Q 6/24/2016 9:30:00 AM
ADAP Adaptimmune Theraptcs plc ADS Q 6/24/2016 9:30:00 AM
VNR Vanguard Natural Resources Cm Q 6/24/2016 9:30:00 AM
RPRX Repros Therapeutics Inc. R 6/24/2016 9:30:00 AM
XTLB XTL Biopharmaceuticals Ltd ADS R 6/24/2016 9:30:00 AM
CETC Hongli Clean Energy Tech Cp R 6/24/2016 9:30:00 AM
DGLD VelocityShares 3x Inverse Q 6/24/2016 9:30:00 AM
PHMD PhotoMedex Inc R 6/24/2016 9:30:00 AM
BCRX BioCryst Pharmaceuticals, Inc. Q 6/24/2016 9:30:00 AM
XIV VelocityShares Daily Inverse Q 6/24/2016 9:30:00 AM
VTAE Vitae Pharmaceuticals Cmn St Q 6/24/2016 9:30:00 AM
GALT Galectin Therapeutics Cmn Stk R 6/24/2016 9:30:00 AM
SELB Selecta Biosciences Common S Q 6/24/2016 9:30:00 AM
RDCM RADCOM LTD R 6/24/2016 9:30:00 AM
UBIO ProShares UltraPro NQ Biotec Q 6/24/2016 9:30:00 AM
XCOM Xtera Communicat Common Stock Q 6/24/2016 9:30:00 AM
XRDC Crossroads Capital, Inc. R 6/24/2016 9:30:00 AM
CRESY Cresud SACIF yA Q 6/24/2016 9:30:01 AM
TANH Tantech Holdings Common Shares R 6/24/2016 9:30:01 AM
KOPN Kopin Corp Q 6/24/2016 9:30:01 AM
GOGL Golden Ocean Group Ltd Cmn Q 6/24/2016 9:30:01 AM
RKDA Arcadia Biosciences, Inc. CS Q 6/24/2016 9:30:01 AM
DTYS iPath US Treasury 10 Yr Bear Q 6/24/2016 9:30:01 AM
CYHHZ Community Health Systems, Inc. Q 6/24/2016 9:30:01 AM
ETRM EnteroMedics Inc R 6/24/2016 9:30:02 AM
OPTT Ocean Power Technologies, Inc. R 6/24/2016 9:30:02 AM
USAP Universal Stainless & Alloy Q 6/24/2016 9:30:02 AM
SPU SkyPeople Fruit Juice, Inc. Q 6/24/2016 9:30:02 AM
CUR Neuralstem, Inc. R 6/24/2016 9:30:02 AM
APRI Apricus Biosciences, Inc R 6/24/2016 9:30:02 AM
LLNW Limelight Networks, Inc. Q 6/24/2016 9:30:02 AM
LJPC La Jolla Pharmctl Co Common R 6/24/2016 9:30:02 AM
JNP Juniper Pharmaceuticals Q 6/24/2016 9:30:03 AM
IMNP Immune Pharma Cmn Stk R 6/24/2016 9:30:03 AM
TOPS TOP Ships Inc Q 6/24/2016 9:30:03 AM
AREX Approach Resources Inc. Q 6/24/2016 9:30:04 AM
HIHO Highway Holdings Limited R 6/24/2016 9:30:04 AM
PFSW PFSweb Inc R 6/24/2016 9:30:04 AM
WILN Wi-LAN Inc Common Stock Q 6/24/2016 9:30:04 AM
ZAIS ZAIS Group Holdings Cl A Cmn R 6/24/2016 9:30:05 AM
SKIS Peak Resorts, Inc. Cmn Q 6/24/2016 9:30:05 AM
RXII RXi Pharmaceuticals Corp R 6/24/2016 9:30:05 AM
RDWR Radware Ltd. Q 6/24/2016 9:30:05 AM
EDGE Edge Therapeutics, Inc. Cm St Q 6/24/2016 9:30:05 AM
NLST Netlist, Inc. R 6/24/2016 9:30:05 AM
ANGO AngioDynamics, Inc. Q 6/24/2016 9:30:05 AM
KBSF KBS Fashion Group Ltd R 6/24/2016 9:30:06 AM
MCFT MCBC Holdings, Inc. Cmn Q 6/24/2016 9:30:06 AM
ACLS Axcelis Technologies Inc Q 6/24/2016 9:30:06 AM
ARWR Arrowhead Pharmaceuticals Inc. Q 6/24/2016 9:30:07 AM
EVOK Evoke Pharma, Inc. Cmn R 6/24/2016 9:30:08 AM
HMNY Helios and Matheson Analytics R 6/24/2016 9:30:08 AM
MOSY MoSys, Inc. Q 6/24/2016 9:30:09 AM
EGLT Egalet Corporation Q 6/24/2016 9:30:10 AM
LBTYA Liberty Global plc Cl A Ord Sh Q 6/24/2016 9:30:10 AM
CYTK CYTOKINETICS Q 6/24/2016 9:30:10 AM
DSLV VelocityShares 3x Inverse Silv Q 6/24/2016 9:30:10 AM
GEVO Gevo, Inc. Common Stock R 6/24/2016 9:30:11 AM
HCCI Heritage-Crystal Clean, Inc. Q 6/24/2016 9:30:11 AM
LBTYB Liberty Global plc Cl B Ord Sh Q 6/24/2016 9:30:12 AM
BLCM Bellicum Pharmaceuticals Comm Q 6/24/2016 9:30:12 AM
MIME Mimecast Limited Ord Shares Q 6/24/2016 9:30:13 AM
VNRCP Vanguard Ntl Rsc 7.75% Pf C Q 6/24/2016 9:30:13 AM
LBTYK Liberty Global plc Cl C Ord Sh Q 6/24/2016 9:30:16 AM
WATT Energous Corporation Cmn R 6/24/2016 9:30:16 AM
CCXI ChemoCentryx, Inc. Q 6/24/2016 9:30:22 AM
CTIC CTI BioPharma Corp R 6/24/2016 9:30:23 AM
SIVB SVB Financial Group Q 6/24/2016 9:30:24 AM
NWBO Northwest Biotherapeutics, Inc R 6/24/2016 9:30:25 AM
XOMA XOMA Corporation Q 6/24/2016 9:30:26 AM
GLYC GlycoMimetics, Inc. Q 6/24/2016 9:30:30 AM
EPRS EPIRUS Biopharma Inc R 6/24/2016 9:30:31 AM
CVGI Commercial Vehicle Group Inc Q 6/24/2016 9:30:38 AM
BIOS BioScrip, Inc. Q 6/24/2016 9:30:42 AM
JAGX Jaguar Animal Health, Inc. Cmn R 6/24/2016 9:30:43 AM
UNXL Uni-Pixel, Inc. Cmn Stk R 6/24/2016 9:30:46 AM
TRUE TrueCar, Inc. Common Stock Q 6/24/2016 9:30:56 AM
ACAD ACADIA Pharmaceuticals Inc. Q 6/24/2016 9:30:57 AM
CSPI CSP Inc Q 6/24/2016 9:31:03 AM
CLBS Caladrius Biosciences Cmn R 6/24/2016 9:31:07 AM
INVT Inventergy Global, Inc. R 6/24/2016 9:31:08 AM
AOSL Alpha and Omega Semiconductor Q 6/24/2016 9:31:10 AM
SKLN Skyline Medical Inc. Cmn Stk R 6/24/2016 9:31:17 AM
IZEA IZEA Inc Common Stock R 6/24/2016 9:31:23 AM
CACQ Caesars Acquisition Company Q 6/24/2016 9:31:27 AM
ATHX Athersys, Inc. R 6/24/2016 9:31:31 AM
RETA Reata Pharmaceuticals CLA CM Q 6/24/2016 9:31:37 AM
DLBS iPath US Treas Long Bond Bear Q 6/24/2016 9:31:38 AM
TILE Interface Inc Common Stock Q 6/24/2016 9:31:39 AM
SZMK Sizmek Inc Common Stock Q 6/24/2016 9:31:47 AM
ZYNE Zynerba Pharmaceuticals CS Q 6/24/2016 9:31:53 AM
XGTI xG Technology, Inc Common Stk R 6/24/2016 9:32:01 AM
WVE WAVE Life Scienc Ord Shares Q 6/24/2016 9:32:12 AM
ELNK EarthLink Holdings Corp. Cmn Q 6/24/2016 9:32:20 AM
HTGM HTG Molecular Diagnostics Cmn Q 6/24/2016 9:32:27 AM
TCBI Texas Capital Bancshares, Inc. Q 6/24/2016 9:32:28 AM
CYBE CyberOptics Corporation Q 6/24/2016 9:33:30 AM
EVLV EVINE Live Inc. Cl A Q 6/24/2016 9:33:41 AM
ROKA Roka Bioscience, Inc Q 6/24/2016 9:34:17 AM
GBIM GlobeImmune, Inc Cmn R 6/24/2016 9:34:43 AM
ZSAN Zosano Pharma Corporation Cmn R 6/24/2016 9:34:48 AM
IKGH Iao Kun Group Holding Co. Ltd. Q 6/24/2016 9:34:48 AM
LPTN Lpath, Inc. Class A Cmn Stk R 6/24/2016 9:35:11 AM
GUID Guidance Software Inc Q 6/24/2016 9:35:12 AM
SAEX SAEXPLORATION HLDGS Q 6/24/2016 9:35:22 AM
WINS Wins Finance Hldgs Ord Shs R 6/24/2016 9:35:27 AM
IRIX IRIDEX Corporation Q 6/24/2016 9:35:36 AM
CNET ChinaNet Online Holdings, Inc. R 6/24/2016 9:36:00 AM
SBPH Spring Bank Pharmaceuticals CS R 6/24/2016 9:36:16 AM
EBIO Eleven Biotherapeutics, Inc. Q 6/24/2016 9:36:19 AM
BIOC Biocept Inc R 6/24/2016 9:36:21 AM
IDXG Interpace Diagnostics Grp Inc R 6/24/2016 9:37:03 AM
ADRU BLDRS Index Funds - Europe Q 6/24/2016 9:37:05 AM
CADTW DT Asia Investments Ltd Wt R 6/24/2016 9:37:27 AM
CHEKW Check-Cap Ltd. Srs A Wt R 6/24/2016 9:37:59 AM
MBLX Metabolix, Inc. Cmn Stk R 6/24/2016 9:44:37 AM
PERI Perion Network Ltd. Ord Shs Q 6/24/2016 9:45:07 AM
ACFC Atlantic Coast Financial Corp Q 6/24/2016 9:46:14 AM
OPGN OpGen, Inc. Common Stock R 6/24/2016 9:47:36 AM
AKTX Akari Therapeutics Plc ADR R 6/24/2016 9:54:16 AM
VDSI VASCO Data Security Intl Inc R 6/24/2016 9:58:05 AM
OASM Oasmia Pharmaceutical AB ADS R 6/24/2016 10:00:36 AM
OHGI One Horizon Group Common Stk R 6/24/2016 10:02:37 AM
NXTDW Nxt-ID, Inc. Warrant R 6/24/2016 10:04:47 AM
SCKT Socket Mobile, Inc. CM ST R 6/24/2016 10:06:37 AM
PAVMU PAVmed Inc. Unit R 6/24/2016 10:07:38 AM
TFSCW 1347 Capital Corp. Warrants R 6/24/2016 10:19:00 AM
TBIO Transgenomic Inc. Cmn Stk R 6/24/2016 10:21:27 AM
DELT Delta Technology Hld Ltd Ord R 6/24/2016 10:23:42 AM
ONSIZ Oncobiologics, Inc. Ser B Wt Q 6/24/2016 10:25:10 AM
JYNT The Joint Corp Cmn R 6/24/2016 10:28:08 AM
PZRX PhaseRx, Inc. Cm St R 6/24/2016 10:32:54 AM
HBIO Harvard Bioscience, Inc. Q 6/24/2016 10:34:12 AM
APDNW Applied DNA Scien Warrant R 6/24/2016 10:38:26 AM
RGSE Real Goods Solar, Inc. R 6/24/2016 10:46:34 AM
CELGZ Celgene Cp Cntgnt Value Rts Q 6/24/2016 10:48:50 AM
ACST Acasti Pharma, Inc. Cl A Cmn R 6/24/2016 10:58:08 AM
NNBR NN Inc Q 6/24/2016 11:02:01 AM
TAPR Barclays PLC Composite ETN Q 6/24/2016 11:02:37 AM
FFBCW First Finan Bancorp Warrant Q 6/24/2016 11:08:28 AM
GEC Great Elm Capital Group, Inc. Q 6/24/2016 11:19:55 AM
LPLA LPL Financial Holdings Cmn Q 6/24/2016 11:22:57 AM
GCVRZ Sanofi CVR Q 6/24/2016 11:24:21 AM
ZIONW Zions Bancorporation Wts Q 6/24/2016 11:26:12 AM
RTK Rentech Inc. Common Stock R 6/24/2016 11:27:48 AM
XENE Xenon Pharmaceuticals Cm Sh Q 6/24/2016 11:33:51 AM
CATB Catabasis Pharmac. CM Q 6/24/2016 11:46:43 AM
ZIONZ Zions Bancorporation Q 6/24/2016 11:48:48 AM
CLRBZ Cellectar Biosciences Sr A WT R 6/24/2016 12:00:41 PM
SMLR Semler Scientific, Inc. R 6/24/2016 12:05:45 PM
PCLN The Priceline Group Inc Cmn Q 6/24/2016 12:12:34 PM
TGTX TG Therapeutics, Inc. Cmn Stk R 6/24/2016 12:14:33 PM
OREX Orexigen Therapeutics, Inc. Q 6/24/2016 12:23:38 PM
AFMD Affimed N.V. Q 6/24/2016 12:26:00 PM
JMU Wowo Limited ADS Q 6/24/2016 12:26:20 PM
ALXN Alexion Pharmaceuticals, Inc. Q 6/24/2016 12:27:59 PM
HTWR Heartware International Inc Q 6/24/2016 12:37:47 PM
ETFC E*TRADE Financial Corp Q 6/24/2016 12:44:04 PM
CBYL Carbylan Therapeutics, Inc. Cm Q 6/24/2016 12:56:07 PM
RUN Sunrun Inc. Common Stock Q 6/24/2016 12:59:06 PM
USEG U S Energy Corp R 6/24/2016 1:00:21 PM
ACHC Acadia Healthcare Co Inc Q 6/24/2016 1:00:33 PM
VXDN AccuShares Spot CBOE VIX Down Q 6/24/2016 1:03:19 PM
CSIQ Canadian Solar Inc. Q 6/24/2016 1:07:27 PM
CAR Avis Budget Group Cmn Stk Q 6/24/2016 1:07:40 PM
TBBK The Bancorp Inc Q 6/24/2016 1:09:13 PM
JSYNR Jensyn Acquistion Corp. RT R 6/24/2016 1:10:31 PM
DRYS DryShips Inc. R 6/24/2016 1:17:04 PM
PRTA Prothena Corporation plc Q 6/24/2016 1:17:52 PM
CADTR DT Asia Investments Ltd Rt R 6/24/2016 1:32:48 PM
SNMX Senomyx Inc Q 6/24/2016 1:34:11 PM
IPDN Professional Diversity Network R 6/24/2016 1:41:11 PM
INNL Innocoll Holdings plc Ord Sh Q 6/24/2016 1:41:43 PM
VSAR Versartis, Inc. Cmn Stk Q 6/24/2016 1:49:34 PM
GSM Ferroglobe PLC OS Q 6/24/2016 1:50:01 PM
MDVX Medovex Corp. Cmn R 6/24/2016 1:53:14 PM
CDXC ChromaDex Corp CS R 6/24/2016 2:21:48 PM
OPHC OPTIMUMBANK HLDGS R 6/24/2016 2:22:20 PM
ROIAK Radio One Inc Cl D R 6/24/2016 2:22:45 PM
DMTX Dimension Therapeutics Cmn Q 6/24/2016 2:27:24 PM
AAL American Airlines Group Inc. Q 6/24/2016 2:29:10 PM
CBMG Cellular Biomedicine Grp Cmn Q 6/24/2016 2:34:50 PM
SPAR Spartan Motors Inc Q 6/24/2016 2:35:13 PM
MLHR Herman Miller Inc Q 6/24/2016 2:35:51 PM
TTOO T2 Biosystems, Inc. CS Q 6/24/2016 2:37:04 PM
ADXSW Advaxis, Inc. Warrants R 6/24/2016 2:38:42 PM
IMMU Immunomedics, Inc. Q 6/24/2016 2:42:42 PM
OMEX Odyssey Marine Exploriation R 6/24/2016 2:45:04 PM
DWSN Dawson Geophysical Co Cm Q 6/24/2016 2:45:58 PM
SPWR SunPower Corporation Q 6/24/2016 2:46:34 PM
BSF Bear State Financial, Inc. Q 6/24/2016 2:53:09 PM
FBIO Fortress Biotech, Inc. R 6/24/2016 2:53:52 PM
EVEP EV Energy Partners, L.P. Q 6/24/2016 2:56:10 PM
APTO Aptose Biosciences, Inc. Cmn R 6/24/2016 2:58:15 PM
CMLS Cumulus Media Inc R 6/24/2016 3:01:32 PM
ZIV VelocityShares Daily Inverse Q 6/24/2016 3:10:25 PM
ZION Zions Bancorporation Q 6/24/2016 3:16:31 PM
PULM Pulmatrix, Inc. Cmn Stk Q 6/24/2016 3:17:16 PM
EGLE Eagle Bulk Shipping NEW Q 6/24/2016 3:20:27 PM
UNIS Unilife Corporation Q 6/24/2016 3:21:43 PM
KONE Kingtone Wirelessinfo Solution R 6/24/2016 3:26:27 PM
ENPH Enphase Energy, Inc. Q 6/24/2016 3:28:51 PM
NXEOW Nexeo Solutions, Inc. Warrant R 6/24/2016 3:29:58 PM
PXS Pyxis Tankers Inc Common Stk R 6/24/2016 3:30:01 PM
BIOD Biodel Inc. R 6/24/2016 3:35:12 PM
DIOD Diodes Inc Q 6/24/2016 3:38:15 PM
EDIT Editas Medicine, Inc. Cm St Q 6/24/2016 3:39:36 PM
NK NantKwest, Inc. CS Q 6/24/2016 3:50:00 PM
PTI Proteostasis Therapeutic Cm Q 6/24/2016 3:50:05 PM
DELTW Delta Tech Hldgs. Warrant R 6/24/2016 3:50:10 PM
RITTW RIT Technologies WT exp 2018 R 6/24/2016 3:50:27 PM
LINDW Lindblad Expeditions Hlds Wt R 6/24/2016 3:50:51 PM
LINK Interlink Electronics, Inc. CM R 6/24/2016 3:52:21 PM
PCO Pendrell Corporation R 6/24/2016 3:59:59 PM
BEBE bebe stores inc R 6/24/2016 3:59:59 PM
BLPH Bellerophon Thera Common Stock Q 6/24/2016 4:00:00 PM
NEOT Neothetics, Inc. Cmn Q 6/24/2016 4:00:00 PM
SMSI Smith Micro Software Inc R 6/24/2016 4:00:00 PM
MATN Mateon Therapeutics R 6/24/2016 4:00:00 PM
JTPY JetPay Corporation R 6/24/2016 4:00:00 PM
SPEX Spherix Incorporated R 6/24/2016 4:00:00 PM