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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2025-08-19 | BOTT | Themes ETF Trust Themes Humanoid Robotics ETF | Name/Symbol Changes | |||
| 2025-08-19 | FTRK | FAST TRACK GROUP Ordinary shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-19 | HIMY | Defiance Leveraged Long Income HIMS ETF | Anticipated Security Additions | |||
| 2025-08-19 | HIMY | Defiance Leveraged Long Income HIMS ETF | Security Additions | |||
| 2025-08-19 | HOOI | Defiance Leveraged Long Income HOOD ETF | Anticipated Security Additions | |||
| 2025-08-19 | HOOI | Defiance Leveraged Long Income HOOD ETF | Security Additions | |||
| 2025-08-19 | IVEG | iShares Emergent Food and AgTech Multisector ETF | Issue Suspensions | |||
| 2025-08-19 | IWTR | iShares MSCI Water Management Multisector ETF | Issue Suspensions | |||
| 2025-08-19 | LNZA | LanzaTech Global, Inc. Common Stock | Name/Symbol Changes | |||
| 2025-08-19 | NCEW | New Century Logistics (BVI) Limited Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-19 | PLT | Defiance Leveraged Long Income PLTR ETF | Anticipated Security Additions | |||
| 2025-08-19 | PLT | Defiance Leveraged Long Income PLTR ETF | Security Additions | |||
| 2025-08-19 | TAXI | Northern Trust Intermediate Tax-Exempt Bond ETF | Anticipated Security Additions | |||
| 2025-08-19 | TAXI | Northern Trust Intermediate Tax-Exempt Bond ETF | Security Additions | |||
| 2025-08-19 | TAXS | Northern Trust Short-Term Tax-Exempt Bond ETF | Anticipated Security Additions | |||
| 2025-08-19 | TAXS | Northern Trust Short-Term Tax-Exempt Bond ETF | Security Additions | |||
| 2025-08-19 | TAXT | Northern Trust Tax-Exempt Bond ETF | Anticipated Security Additions | |||
| 2025-08-19 | TAXT | Northern Trust Tax-Exempt Bond ETF | Security Additions | |||
| 2025-08-19 | TFIN | Triumph Financial, Inc. Common Stock | Issue Suspensions | |||
| 2025-08-19 | TFINP | Triumph Financial, Inc. Depositary Shares, Each Representing a 1/40th Interest in a Share of 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock | Issue Suspensions | |||
| 2025-08-19 | TPIC | TPI Composites, Inc. Common Stock | Issue Suspensions | |||
| 2025-08-19 | VELO | Velo3D, Inc. Common stock | Anticipated Security Additions | |||
| 2025-08-19 | VELO | Velo3D, Inc. Common stock | Security Additions | |||
| 2025-08-19 | VNOM | Viper Energy, Inc. Class A Common Stock | Name/Symbol Changes | |||
| 2025-08-19 | YMT | Yimutian Inc. American Depositary Shares | Anticipated Security Additions | |||
| 2025-08-19 | YMT | Yimutian Inc. American Depositary Shares | Security Additions | |||
| 2025-08-20 | AMDU | Defiance Leveraged Long + Income AMD ETF | Anticipated Security Additions | |||
| 2025-08-20 | AMDU | Defiance Leveraged Long + Income AMD ETF | Security Additions | |||
| 2025-08-20 | BANL | CBL International Limited Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-20 | BCAR | D. Boral ARC Acquisition I Corp. Class A Ordinary Shares | Anticipated Security Additions | |||
| 2025-08-20 | BCAR | D. Boral ARC Acquisition I Corp. Class A Ordinary Shares | Security Additions | |||
| 2025-08-20 | BCARW | D. Boral ARC Acquisition I Corp. Warrant | Anticipated Security Additions | |||
| 2025-08-20 | BCARW | D. Boral ARC Acquisition I Corp. Warrant | Security Additions | |||
| 2025-08-20 | CRGX | CARGO Therapeutics, Inc. Common Stock | Issue Suspensions | |||
| 2025-08-20 | DBGI | Digital Brands Group, Inc. Common Stock | Anticipated Security Additions | |||
| 2025-08-20 | DBGI | Digital Brands Group, Inc. Common Stock | Security Additions | |||
| 2025-08-20 | FLGC | Flora Growth Corp. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-08-20 | GIBO | GIBO Holdings Limited Class A Ordinary Shares | Name/Symbol Changes | |||
| 2025-08-20 | JHAI | Janus Henderson Global Artificial Intelligence ETF | Anticipated Security Additions | |||
| 2025-08-20 | JHAI | Janus Henderson Global Artificial Intelligence ETF | Security Additions | |||
| 2025-08-20 | SMCC | Defiance Leveraged Long + Income SMCI ETF | Anticipated Security Additions | |||
| 2025-08-20 | SMCC | Defiance Leveraged Long + Income SMCI ETF | Security Additions | |||
| 2025-08-20 | TCRT | Alaunos Therapeutics, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-08-21 | BAIG | Leverage Shares 2X Long BBAI Daily ETF | Anticipated Security Additions | |||
| 2025-08-21 | BAIG | Leverage Shares 2X Long BBAI Daily ETF | Security Additions | |||
| 2025-08-21 | CEPF | Cantor Equity Partners IV, Inc. Class A Ordinary Shares | Anticipated Security Additions | |||
| 2025-08-21 | CEPF | Cantor Equity Partners IV, Inc. Class A Ordinary Shares | Security Additions | |||
| 2025-08-21 | EMCG | Embrace Change Acquisition Corp Ordinary Shares | Issue Suspensions | |||
| 2025-08-21 | EMCGR | Embrace Change Acquisition Corp Rights | Issue Suspensions | |||
| 2025-08-21 | EMCGU | Embrace Change Acquisition Corp Unit | Issue Suspensions |
