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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2025-08-27 | MSBI | Midland States Bancorp, Inc. Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2025-08-27 | MSBIP | Midland States Bancorp, Inc. Depositary Shares Each Representing a 1/40th Interest in a Share of 7.750% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A | Financial Status Changes | N-Normal | E-Delinquent | |
| 2025-08-27 | NEWTP | NewtekOne, Inc. Depositary Shares, Non-Cumulative Perpetual Preferred Stock, Series B | Anticipated Security Additions | |||
| 2025-08-27 | NEWTP | NewtekOne, Inc. Depositary Shares, Non-Cumulative Perpetual Preferred Stock, Series B | Security Additions | |||
| 2025-08-27 | NFE | New Fortress Energy Inc. Class A Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2025-08-27 | SSKN | Strata Skin Sciences, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-27 | VERU | Veru Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-08-27 | VNMEW | Vendome Acquisition Corporation I Warrant | Name/Symbol Changes | |||
| 2025-08-27 | YTRA | Yatra Online, Inc. Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-08-28 | BLMZ | Harrison Global Holdings Inc. Ordinary Shares | Name/Symbol Changes | |||
| 2025-08-28 | DRIO | DarioHealth Corp. Common Stock | Name/Symbol Changes | |||
| 2025-08-28 | ELOG | Eastern International Ltd. Ordinary Shares | Anticipated Security Additions | |||
| 2025-08-28 | ELOG | Eastern International Ltd. Ordinary Shares | Security Additions | |||
| 2025-08-28 | GDHG | Golden Heaven Group Holdings Ltd. Class A Ordinary Shares | Name/Symbol Changes | |||
| 2025-08-28 | GIPR | Generation Income Properties Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-28 | GIPRW | Generation Income Properties Inc Warrant | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-28 | GSUN | Golden Sun Health Technology Group Limited Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-08-28 | IMMR | Immersion Corporation Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2025-08-28 | IMNN | Imunon, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-08-28 | IRIX | IRIDEX Corporation Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-08-28 | IROH | Iron Horse Acquisitions Corp. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-28 | IROHR | Iron Horse Acquisitions Corp. Right | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-28 | IROHU | Iron Horse Acquisitions Corp. Unit | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-28 | IROHW | Iron Horse Acquisitions Corp. Warrant | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-28 | IVEG | iShares Emergent Food and AgTech Multisector ETF | Issue Deletions | |||
| 2025-08-28 | IWTR | iShares MSCI Water Management Multisector ETF | Issue Deletions | |||
| 2025-08-28 | LYRA | Lyra Therapeutics, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-28 | MODV | ModivCare Inc. Common Stock | Issue Suspensions | |||
| 2025-08-28 | MULT | Franklin Multisector Income ETF | Anticipated Security Additions | |||
| 2025-08-28 | MULT | Franklin Multisector Income ETF | Security Additions | |||
| 2025-08-28 | NUTX | Nutex Health Inc. Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2025-08-28 | PTIX | Protagenic Therapeutics, Inc. Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2025-08-28 | PTIXW | Protagenic Therapeutics, Inc. Warrant | Financial Status Changes | N-Normal | E-Delinquent | |
| 2025-08-28 | TFIN | Triumph Financial, Inc. Common Stock | Issue Deletions | |||
| 2025-08-28 | TFINP | Triumph Financial, Inc. Depositary Shares, Each Representing a 1/40th Interest in a Share of 7.125% Series C Fixed-Rate Non-Cumulative Perpetual Preferred Stock | Issue Deletions | |||
| 2025-08-28 | TGHL | The GrowHub Limited Class A Ordinary Shares | Anticipated Security Additions | |||
| 2025-08-28 | THH | TryHard Holdings Limited Ordinary Shares | Anticipated Security Additions | |||
| 2025-08-28 | THH | TryHard Holdings Limited Ordinary Shares | Security Additions | |||
| 2025-08-28 | TLRY | Tilray Brands, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2025-08-28 | XPON | Expion360 Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-29 | BFRG | Bullfrog AI Holdings, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-29 | BFRGW | Bullfrog AI Holdings, Inc. Warrants | Financial Status Changes | N-Normal | D-Deficient | |
| 2025-08-29 | BNAI | Brand Engagement Network Inc. Common Stock | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2025-08-29 | BNAIW | Brand Engagement Network Inc. Warrant | Financial Status Changes | N-Normal | E-Delinquent | |
| 2025-08-29 | BYFC | Broadway Financial Corporation Class A Common Stock | Financial Status Changes | N-Normal | E-Delinquent | |
| 2025-08-29 | CRGX | CARGO Therapeutics, Inc. Common Stock | Issue Deletions | |||
| 2025-08-29 | FORL | Four Leaf Acquisition Corporation Class A Common Stock | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2025-08-29 | FORLU | Four Leaf Acquisition Corporation Unit | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2025-08-29 | FORLW | Four Leaf Acquisition Corporation Warrants | Financial Status Changes | D-Deficient | H-Deficient and Delinquent | |
| 2025-08-29 | NVNIW | Nvni Group Limited Warrants | Financial Status Changes | D-Deficient | N-Normal |
