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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2026-01-28 | PPHC | Public Policy Holding Company, Inc. Common Stock | Security Additions | |||
| 2026-01-28 | QADRU | QDRO Acquisition Corp. Units | Anticipated Security Additions | |||
| 2026-01-28 | QTI | QT Imaging Holdings, Inc. Common Stock | Anticipated Security Additions | |||
| 2026-01-28 | QTI | QT Imaging Holdings, Inc. Common Stock | Security Additions | |||
| 2026-01-28 | REVB | Revelation Biosciences, Inc. Common Stock | Name/Symbol Changes | |||
| 2026-01-28 | RILY | BRC Group Holdings, Inc. Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-01-28 | RILYG | BRC Group Holdings, Inc. 5.00% Senior Notes due 2026 | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-01-28 | RILYK | BRC Group Holdings, Inc. 5.50% Senior Notes Due 2026 | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-01-28 | RILYL | BRC Group Holdings, Inc. Depositary Shares each representing 1/1000th in a share of 7.375% Series B Cumulative Perpetual Preferred Stock, par value $0.0001 | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-01-28 | RILYN | BRC Group Holdings, Inc. 6.50% Senior Notes Due 2026 | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-01-28 | RILYP | BRC Group Holdings, Inc. Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-01-28 | RILYT | BRC Group Holdings, Inc. 6.00% Senior Notes Due 2028 | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-01-28 | RILYZ | BRC Group Holdings, Inc. 5.25% Senior Notes due 2028 | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-01-28 | SAAQU | Space Asset Acquisition Corp. Units | Anticipated Security Additions | |||
| 2026-01-28 | SAAQU | Space Asset Acquisition Corp. Units | Security Additions | |||
| 2026-01-28 | SXTP | 60 Degrees Pharmaceuticals, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-01-28 | TIRX | TIAN RUIXIANG Holdings Ltd Class A Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-01-28 | VSME | VS Media Holdings Limited Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-01-29 | BJDX | Bluejay Diagnostics, Inc. Common Stock | Name/Symbol Changes | |||
| 2026-01-29 | BLCN | Siren ETF Trust Siren NexGen Economy ETF | Name/Symbol Changes | |||
| 2026-01-29 | DSAC | Daedalus Special Acquisition Corp. Class A Ordinary Shares | Anticipated Security Additions | |||
| 2026-01-29 | DSAC | Daedalus Special Acquisition Corp. Class A Ordinary Shares | Security Additions | |||
| 2026-01-29 | DSACW | Daedalus Special Acquisition Corp. Warrant | Anticipated Security Additions | |||
| 2026-01-29 | DSACW | Daedalus Special Acquisition Corp. Warrant | Security Additions | |||
| 2026-01-29 | HUBC | Hub Cyber Security Ltd. Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-01-29 | HUBCW | Hub Cyber Security Ltd. Warrant 2/27/28 | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-01-29 | HUBCZ | Hub Cyber Security Ltd. Warrant | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-01-29 | KTWOU | K2 Capital Acquisition Corporation Units | Anticipated Security Additions | |||
| 2026-01-29 | LIFE | Ethos Technologies Inc. Class A Common Stock | Anticipated Security Additions | |||
| 2026-01-29 | LIFE | Ethos Technologies Inc. Class A Common Stock | Security Additions | |||
| 2026-01-29 | NEWTO | NewtekOne, Inc. 8.50% Fixed Rate Senior Notes due 2031 | Anticipated Security Additions | |||
| 2026-01-29 | NEWTO | NewtekOne, Inc. 8.50% Fixed Rate Senior Notes due 2031 | Security Additions | |||
| 2026-01-29 | NXL | Nexalin Technology, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-01-29 | PICS | Picpay Holdings Netherlands N.V. Class A Common Shares | Anticipated Security Additions | |||
| 2026-01-29 | PICS | Picpay Holdings Netherlands N.V. Class A Common Shares | Security Additions | |||
| 2026-01-29 | RPTX | Repare Therapeutics Inc. Common Shares | Issue Suspensions | |||
| 2026-01-29 | TNXT | T. Rowe Price Innovation Leaders ETF | Anticipated Security Additions | |||
| 2026-01-29 | TNXT | T. Rowe Price Innovation Leaders ETF | Security Additions | |||
| 2026-01-29 | VSTA | Vasta Platform Limited Class A Ordinary Shares | Issue Suspensions | |||
| 2026-01-29 | XSLLU | Xsolla SPAC 1 Units | Anticipated Security Additions | |||
| 2026-01-29 | ZSTK | ZeroStack Corp. Common Stock | Name/Symbol Changes | |||
| 2026-01-30 | BMDL | VictoryShares WestEnd Economic Cycle Bond ETF | Issue Suspensions | |||
| 2026-01-30 | BMGL | Basel Medical Group Ltd Ordinary Shares | Financial Status Changes | E-Delinquent | H-Deficient and Delinquent | |
| 2026-01-30 | CIL | VictoryShares International Volatility Wtd ETF | Issue Suspensions | |||
| 2026-01-30 | EEE | CYBER HORNET S&P 500 and Ethereum 75/25 Strategy ETF | Anticipated Security Additions | |||
| 2026-01-30 | EEE | CYBER HORNET S&P 500 and Ethereum 75/25 Strategy ETF | Security Additions | |||
| 2026-01-30 | FYBR | Frontier Communications Parent, Inc. Common Stock | Issue Deletions | |||
| 2026-01-30 | GV | Visionary Holdings Inc. Common Shares | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-01-30 | HEJD | VictoryShares Hedged Equity Income ETF | Issue Suspensions | |||
| 2026-01-30 | IBG | Innovation Beverage Group Limited Ordinary Shares | Name/Symbol Changes |
