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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2026-05-05 | DINE | Simplify Tax Aware Diversified Income Strategy ETF | Security Additions | |||
| 2026-05-05 | DUOG | Themes ETF Trust Leverage Shares 2X Long DUOL Daily ETF | Name/Symbol Changes | |||
| 2026-05-05 | EHGO | Eshallgo Inc. Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-05-05 | FIGG | Themes ETF Trust Leverage Shares 2x Long FIG Daily ETF | Name/Symbol Changes | |||
| 2026-05-05 | FINY | GraniteShares YieldBOOST Financials ETF | Anticipated Security Additions | |||
| 2026-05-05 | FINY | GraniteShares YieldBOOST Financials ETF | Security Additions | |||
| 2026-05-05 | FIYY | GraniteShares YieldBOOST 20Y Treasuries ETF | Anticipated Security Additions | |||
| 2026-05-05 | FIYY | GraniteShares YieldBOOST 20Y Treasuries ETF | Security Additions | |||
| 2026-05-05 | GAINN | Gladstone Investment Corporation 5.00% Notes Due 2026 | Issue Suspensions | |||
| 2026-05-05 | GRDX | GridAI Technologies Corp. Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-05-05 | IMMP | Immutep Limited American Depositary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-05-05 | LQ | Simplify Tax Aware Alternatives ETF | Anticipated Security Additions | |||
| 2026-05-05 | LQ | Simplify Tax Aware Alternatives ETF | Security Additions | |||
| 2026-05-05 | PONO | Pono Capital Four, Inc. Class A Ordinary Shares | Anticipated Security Additions | |||
| 2026-05-05 | PONO | Pono Capital Four, Inc. Class A Ordinary Shares | Security Additions | |||
| 2026-05-05 | PONOR | Pono Capital Four, Inc. Rights | Anticipated Security Additions | |||
| 2026-05-05 | PONOR | Pono Capital Four, Inc. Rights | Security Additions | |||
| 2026-05-05 | REKR | Rekor Systems, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-05-05 | SGMO | Sangamo Therapeutics, Inc. Common Stock | Issue Suspensions | |||
| 2026-05-05 | SKAIU | Sky Acquisition Group Unit | Anticipated Security Additions | |||
| 2026-05-05 | TECY | GraniteShares YieldBOOST Technology ETF | Anticipated Security Additions | |||
| 2026-05-05 | TECY | GraniteShares YieldBOOST Technology ETF | Security Additions | |||
| 2026-05-05 | UHG | United Homes Group, Inc Class A Common Stock | Issue Suspensions | |||
| 2026-05-05 | UHGWW | United Homes Group, Inc. Warrant | Issue Suspensions | |||
| 2026-05-06 | DUSG | U.S. Small Cap Growth Portfolio: ETF Class Shares | Anticipated Security Additions | |||
| 2026-05-06 | DUSG | U.S. Small Cap Growth Portfolio: ETF Class Shares | Security Additions | |||
| 2026-05-06 | FARM | Farmer Brothers Company Common Stock | Issue Suspensions | |||
| 2026-05-06 | MIMI | Mint Incorporation Limited Class A Ordinary Shares | Name/Symbol Changes | |||
| 2026-05-06 | MYPS | PLAYSTUDIOS, Inc. Class A Common Stock | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2026-05-06 | MYPSW | PLAYSTUDIOS, Inc. Warrant | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2026-05-06 | TDIC | Dreamland Limited Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-05-06 | TERN | Terns Pharmaceuticals, Inc. Common Stock | Issue Suspensions | |||
| 2026-05-06 | TOP | TOP Financial Group Limited Class A Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-05-07 | AFJK | Aimei Health Technology Co., Ltd Ordinary Share | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-05-07 | AFJKR | Aimei Health Technology Co., Ltd Right | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-05-07 | AFJKU | Aimei Health Technology Co., Ltd Unit | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-05-07 | BFRI | Biofrontera Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-05-07 | BOT | RoboStrategy, Inc. Common Stock | Anticipated Security Additions | |||
| 2026-05-07 | BOT | RoboStrategy, Inc. Common Stock | Security Additions | |||
| 2026-05-07 | CHSN | Chanson International Holding Class A Ordinary Shares | Name/Symbol Changes | |||
| 2026-05-07 | FOLD | Amicus Therapeutics, Inc. Common Stock | Issue Deletions | |||
| 2026-05-07 | GREE | Greenidge Generation Holdings Inc. Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-05-07 | GREEL | Greenidge Generation Holdings Inc. 8.50% Senior Notes due 2026 | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-05-07 | SRTAW | Strata Critical Medical, Inc. Warrants | Issue Suspensions | |||
| 2026-05-07 | SUJA | Suja Life, Inc. Class A Common Stock | Anticipated Security Additions | |||
| 2026-05-07 | SUJA | Suja Life, Inc. Class A Common Stock | Security Additions | |||
| 2026-05-07 | TCAN | 21Shares Canton Network ETF | Anticipated Security Additions | |||
| 2026-05-07 | TCAN | 21Shares Canton Network ETF | Security Additions | |||
| 2026-05-07 | TOUR | Tuniu Corporation American Depositary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-05-07 | UK | Ucommune International Ltd Class A Ordinary Shares | Name/Symbol Changes |
