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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2024-08-01 | GPRF | Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF | Anticipated Security Additions | |||
| 2024-08-01 | GPRF | Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF | Security Additions | |||
| 2024-08-01 | MBAVU | M3-Brigade Acquisition V Corp. Units | Anticipated Security Additions | |||
| 2024-08-01 | MKDW | MKDWELL Tech Inc. Ordinary Share | Anticipated Security Additions | |||
| 2024-08-01 | MKDW | MKDWELL Tech Inc. Ordinary Share | Security Additions | |||
| 2024-08-01 | MKDWW | MKDWELL Tech Inc. Warrants | Anticipated Security Additions | |||
| 2024-08-01 | MKDWW | MKDWELL Tech Inc. Warrants | Security Additions | |||
| 2024-08-01 | NEWTL | NewtekOne, Inc. 5.75% Notes due 2024 | Issue Suspensions | |||
| 2024-08-01 | OCTA | Octane All-Cap Value Energy ETF | Anticipated Security Additions | |||
| 2024-08-01 | OCTA | Octane All-Cap Value Energy ETF | Security Additions | |||
| 2024-08-01 | QQQY | Tidal Trust II Defiance Nasdaq 100 Enhanced Options Income ETF | Name/Symbol Changes | |||
| 2024-08-01 | VWE | Vintage Wine Estates, Inc. Common Stock | Financial Status Changes | D-Deficient | G-Deficient and Bankrupt | |
| 2024-08-01 | VWEWW | Vintage Wine Estates, Inc. Warrants | Financial Status Changes | N-Normal | Q-Bankrupt | |
| 2024-08-01 | ZAPP | Zapp Electric Vehicles Group Limited Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-08-01 | ZCARW | Zoomcar Holdings, Inc. Warrants | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-08-02 | AEAE | AltEnergy Acquisition Corp. Class A Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-08-02 | AENT | Alliance Entertainment Holding Corporation Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-08-02 | AENTW | Alliance Entertainment Holding Corporation Warrants | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-08-02 | CERE | Cerevel Therapeutics Holdings, Inc. Common Stock | Issue Suspensions | |||
| 2024-08-02 | FLD | FTAC Emerald Acquisition Corp. Class A Common Stock | Name/Symbol Changes | |||
| 2024-08-02 | FLDDU | FTAC Emerald Acquisition Corp. Unit | Name/Symbol Changes | |||
| 2024-08-02 | FLDDW | FTAC Emerald Acquisition Corp. Warrant | Name/Symbol Changes | |||
| 2024-08-02 | GBBK | Global Blockchain Acquisition Corp. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-08-02 | LUCY | Innovative Eyewear, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-08-02 | MCBC | Macatawa Bank Corporation Common Stock | Issue Suspensions | |||
| 2024-08-02 | NCPL | Netcapital Inc. Common Stock | Name/Symbol Changes | |||
| 2024-08-02 | SYTA | Siyata Mobile, Inc. Common Shares | Name/Symbol Changes | |||
| 2024-08-02 | TCBC | TC Bancshares, Inc. Common Stock | Issue Suspensions | |||
| 2024-08-02 | VWE | Vintage Wine Estates, Inc. Common Stock | Issue Suspensions | |||
| 2024-08-02 | VWEWW | Vintage Wine Estates, Inc. Warrants | Issue Suspensions | |||
| 2024-08-02 | WTMA | Welsbach Technology Metals Acquisition Corp. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-08-02 | WTMAR | Welsbach Technology Metals Acquisition Corp. one right to receive 1/10th of a share of common stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-08-02 | WTMAU | Welsbach Technology Metals Acquisition Corp. Unit | Financial Status Changes | D-Deficient | N-Normal | |
| 2024-08-02 | XAIX | Xtrackers Artificial Intelligence and Big Data ETF | Anticipated Security Additions | |||
| 2024-08-02 | XAIX | Xtrackers Artificial Intelligence and Big Data ETF | Security Additions | |||
| 2024-08-02 | ZAPP | Zapp Electric Vehicles Group Limited Ordinary Shares | Market Class Changes | Was Global Market. Now Capital Market, Company Request | ||
| 2024-08-05 | BCDAW | BioCardia, Inc. Warrant | Issue Suspensions | |||
| 2024-08-05 | BTCY | Biotricity, Inc. Common Stock | Issue Suspensions | |||
| 2024-08-05 | CACO | Caravelle International Group Ordinary Shares | Financial Status Changes | E-Delinquent | H-Deficient and Delinquent | |
| 2024-08-05 | CONN | Conn's, Inc. Common Stock | Financial Status Changes | E-Delinquent | J-Delinquent and Bankrupt | |
| 2024-08-05 | GNLN | Greenlane Holdings, Inc. Class A Common Stock | Name/Symbol Changes | |||
| 2024-08-05 | GPAK | Gamer Pakistan Inc. Common Stock | Issue Suspensions | |||
| 2024-08-05 | HIBB | Hibbett, Inc. Common Stock | Issue Deletions | |||
| 2024-08-05 | HOLI | Hollysys Automation Technologies, Ltd. Common Shares (British Virgin Islands) | Issue Deletions | |||
| 2024-08-05 | HOUR | Hour Loop, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2024-08-05 | HPAI | Helport AI Limited Ordinary Shares | Anticipated Security Additions | |||
| 2024-08-05 | HPAI | Helport AI Limited Ordinary Shares | Security Additions | |||
| 2024-08-05 | HPAIW | Helport AI Limited Warrants | Anticipated Security Additions | |||
| 2024-08-05 | HPAIW | Helport AI Limited Warrants | Security Additions | |||
| 2024-08-05 | MOR | MorphoSys AG American Depositary Shares | Issue Deletions |
