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| Effective Date | Symbol | Company Name | Issue Event | Downgrade Reason | Old Financial Status | New Financial Status |
|---|---|---|---|---|---|---|
| 2026-10-20 | REVB | Revelation Biosciences, Inc. Common Stock | Name/Symbol Changes | |||
| 2026-10-20 | SATS | Strive, Inc. 15% Series A Perpetual SATS Preferred Stock | Anticipated Security Additions | |||
| 2026-10-20 | SATS | Strive, Inc. 15% Series A Perpetual SATS Preferred Stock | Security Additions | |||
| 2026-10-20 | SCNX | Scienture Holdings, Inc. Common Stock | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-10-20 | SWAGW | Stran & Company, Inc. Warrant | Name/Symbol Changes | |||
| 2026-10-20 | UECG | Leverage Shares 2x Long UEC Daily ETF | Issue Suspensions | |||
| 2026-10-20 | UZX | Linkage Global Inc. Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-10-20 | VALG | Leverage Shares 2X Long VALE Daily ETF | Issue Suspensions | |||
| 2026-10-21 | AHIC | Allspring Short-Term High Income Fund ETF | Anticipated Security Additions | |||
| 2026-10-21 | AHIC | Allspring Short-Term High Income Fund ETF | Security Additions | |||
| 2026-10-21 | AHYM | Allspring High Yield Municipal Bond Fund ETF | Anticipated Security Additions | |||
| 2026-10-21 | AHYM | Allspring High Yield Municipal Bond Fund ETF | Security Additions | |||
| 2026-10-21 | ASTM | Allspring Strategic Municipal Bond Fund ETF | Anticipated Security Additions | |||
| 2026-10-21 | ASTM | Allspring Strategic Municipal Bond Fund ETF | Security Additions | |||
| 2026-10-21 | BETR | Better Home & Finance Holding Company Class A Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-10-21 | BETRW | Better Home & Finance Holding Company Warrant | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-10-21 | BTF | CoinShares Bitcoin and Ether ETF | Issue Suspensions | |||
| 2026-10-21 | DIME | CoinShares Altcoins ETF | Issue Suspensions | |||
| 2026-10-21 | EHGO | Eshallgo Inc. Class A Ordinary Shares | Name/Symbol Changes | |||
| 2026-10-21 | FRTT | Fort Technology Inc. Common Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-10-21 | IDXG | Interpace Biosciences, Inc. Common stock | Anticipated Security Additions | |||
| 2026-10-21 | ITOC | iTonic Holdings Ltd Class A Ordinary Shares | Financial Status Changes | D-Deficient | N-Normal | |
| 2026-10-21 | POM | POMDOCTOR LIMITED Class A Ordinary Shares | Name/Symbol Changes | |||
| 2026-10-21 | TAOP | Taoping Inc. Ordinary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-10-21 | TLCE | Thrivent Large Cap Stock ETF | Anticipated Security Additions | |||
| 2026-10-21 | TLCE | Thrivent Large Cap Stock ETF | Security Additions | |||
| 2026-10-21 | TSIE | Thrivent Securitized Income ETF | Anticipated Security Additions | |||
| 2026-10-21 | TSIE | Thrivent Securitized Income ETF | Security Additions | |||
| 2026-10-22 | ATII | Archimedes Tech SPAC Partners II Co. Ordinary Shares | Issue Suspensions | |||
| 2026-10-22 | ATIIU | Archimedes Tech SPAC Partners II Co. Unit | Issue Suspensions | |||
| 2026-10-22 | ATIIW | Archimedes Tech SPAC Partners II Co. Warrant | Issue Suspensions | |||
| 2026-10-22 | AXNX | Axonex AI Group Limited Class A Ordinary Shares | Name/Symbol Changes | |||
| 2026-10-22 | BBLGW | Bone Biologics Corp Warrants | Issue Deletions | |||
| 2026-10-22 | BEATW | Heartbeam, Inc. Warrant | Name/Symbol Changes | |||
| 2026-10-22 | BFRIW | Biofrontera Inc. Warrants | Name/Symbol Changes | |||
| 2026-10-22 | BLIN | Bridgeline Digital, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-10-22 | CELU | Celularity Inc. Class A Common Stock | Financial Status Changes | E-Delinquent | N-Normal | |
| 2026-10-22 | CGC | Canopy Growth Corporation Common Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-10-22 | CYN | Cyngn Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-10-22 | DAVI | Davion Healthcare Plc Ordinary Shares | Anticipated Security Additions | |||
| 2026-10-22 | DAVI | Davion Healthcare Plc Ordinary Shares | Security Additions | |||
| 2026-10-22 | DKI | DarkIris Inc. Class A Ordinary Shares | Name/Symbol Changes | |||
| 2026-10-22 | EHTH | eHealth, Inc. Common Stock | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-10-22 | EMAG | Emerging Markets AI Mag 3 ETF | Anticipated Security Additions | |||
| 2026-10-22 | EMAG | Emerging Markets AI Mag 3 ETF | Security Additions | |||
| 2026-10-22 | IDXG | Interpace Biosciences, Inc. Common stock | Anticipated Security Additions | |||
| 2026-10-22 | LX | LexinFintech Holdings Ltd. American Depositary Shares | Financial Status Changes | N-Normal | D-Deficient | |
| 2026-10-22 | NANO | Forge Nano Holdings Inc. Common Stock | Anticipated Security Additions | |||
| 2026-10-22 | NANO | Forge Nano Holdings Inc. Common Stock | Security Additions | |||
| 2026-10-22 | NANOW | Forge Nano Holdings Inc. Warrants | Anticipated Security Additions |
