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Wednesday, April 29, 2015

Futures Regulatory Alert #2015 - 3
Daily Submission of Large Trader, Ownership /Control Reports (“OCR”), and Open Interest Data

Category:

  • System Impact

Markets Impacted:

Contact Information:

Resources:

NFX issues this advisory notice which supersedes the Futures Regulatory Alert #2013-4 posted on November 4, 2013.

NFX Futures Participants and Clearing Futures Participants are reminded of their obligation to report certain positions at or above specific reporting levels as set by the Commission specifically concerning Large Trader Reporting and Open Interest Reporting.

The Ownership/Control Reports (“OCR”) requirements will be effective on September 30, 2015.




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