Disciplinary Actions

2016

Enforcement No. Title Date
No. 20100243866-02 Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20120323306-02
WEDB Securities LLC
02/25/2016
No. 20140416264-01 Notice of Acceptance of Letter of Acceptance, Waiver and Consent No. 20140416264-01
WEDB Securities LLC
02/03/2016