Calendar of Events


Nasdaq - U.S. Equity and Options Markets Holiday Schedule

2016 Holiday Status
December 26, 2016 Christmas Day (Observed) Closed
2017HolidayStatus
January 2, 2017New Year's Day (Observed)Closed
January 16, 2017Martin Luther King, Jr. DayClosed
February 20, 2017President's Day - U.S.Closed
April 14, 2017Good FridayClosed
May 29, 2017Memorial Day - U.S.Closed
July 3, 2017Early Close - U.S.1:00 p.m.
July 4, 2017Independence Day - U.S.Closed
September 4, 2017Labor Day - U.S.Closed
November 23, 2017Thanksgiving Day - U.S.Closed
November 24, 2017Early Close - U.S.1:00 p.m.
December 25, 2017Christmas DayClosed

* Nasdaq will continue to send alerts to notify customers of days when the Market will close early. Please refer to those alerts for full information, including system operating times.

TradeDate—Settlement Date Schedule

Overview

Pursuant to Sections 220.8(b)(1) and (4) of Regulation T of the Federal Reserve Board, a broker-dealer must promptly cancel or otherwise liquidate a customer purchase transaction in a cash account if full payment is not received within five business days from the date of purchase or, pursuant to Section 220.8(d)(1), make application to extend the time period specified. The date by which members must take such action is shown below in the column titled “Reg. T Date.”

Similarly, SEC Rule 15c3-3 requires member organizations to take prompt steps to obtain possession or control of securities pursuant to paragraph (m) through a buy-in procedure or otherwise if securities are not received within 13 business days from the date of sale or, pursuant to paragraph (n), make application to extend the time period specified. The date by which members must take such action is shown below in the column titled “SEC Extension Date.”

Brokers, dealers and municipal securities dealers should use the settlement dates for purposes of clearing and settling transactions pursuant to the securities exchanges.

2016

Please view the FINRA 2016 Holiday Trade Date, Settlement Date and Margin Extensions Schedule.

2017

Please view the FINRA 2017 Holiday Trade Date, Settlement Date and Margin Extensions Schedule.

More Information

Questions regarding the application of those settlement dates to a particular situation may be directed to the Corporate Data Integrity Department at:

  • +1 877 308 0523
    (U.S and Canada)
  • +1 203 926 3501