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Reg SHO Threshold List


REG SHO Overview

As defined in Rule 203(c)(6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is registered under Section 12 of the Exchange Act, or that is required to file reports under Section 15(d) of the Exchange Act (commonly referred to as reporting securities), where, for five consecutive settlement days:

  • There are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more per security;
  • The level of fails is equal to at least one-half of one percent of the issuer’s total shares outstanding; and
  • The security is included on a list published by a self-regulatory organization (SRO).

A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

Market Category Counts

NASDAQ (Q,G,S)
57

File Download

Trade Date Download Link File Creation Timestamp
Thursday, February 12, 2026 Download 2/12/2026 11:00:18 PM

Threshold Security List

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
AAPU DIREXION SHS ETF TR DAILY AAPL G Y N
ABP ABPRO HLDGS INC COM NEW S Y N
AMDD DIREXION SHS ETF TR DAILY AMD G Y N
AMDG THEMES ETF LEVERAGE SHARES 2X G Y N
AMZD DIREXION SHS ETF TR DAILY AMZN G Y N
APPX INVMENT MNGERS SER TR II TRADR G Y N
APRE APREA THERAPEUTICS INC COM NEW S Y N
AREB AMERICAN REBEL HLDGS INC COM S Y N
BOXL BOXLIGHT CORP COM CL A PAR NEW S Y N
BYND BEYOND MEAT INC COM (DE) Q Y N
CDT CDT EQUITY INC COM PAR $0.0001 S Y N
CISS C3IS INC COM NEW JAN 2026 (MHL S Y N
CRCG THEMES ETF TR LEVERAGE SHARES G Y N
CRWG THEMES ETF TR LEVERAGE SHARES G Y N
DRMA DERMATA THERAPEUTICS INC COM P S Y N
ELPW ELONG PWR HLDG LTD SHS CL A (N G Y N
EMPD EMPERY DIGITAL INC. COMMON STO Q Y N
FEED ENVUE MEDICAL, INC. COMMON STO S Y N
GRW TCW ETF TRUST TCW DURABLE GROW G Y N
GXAI GAXOS.AI INC COM PAR $0.0001 ( S Y N
HIMZ TIDAL TR II DEFIANCE DAILY TAR G Y N
HOOX TIDAL TR II DEFIANCE DAILY TAR G Y N
IONZ TIDAL TR II DEFIANCE DAILY TAR G Y N
JTAI JET AI INC COM NEW S Y N
KXIN KAIXIN HLDGS ORD SHS NEW US$1. S Y N
METU DIREXION SHS ETF TR DAILY META G Y N
MNTS MOMENTUS INC CL A PAR $0.00001 S Y N
MRAL GRANITESHARES ETF TR 2X LONG G Y N
MSFU DIREXION SHS ETF TR DAILY MSFT G Y N
MST TIDAL TR II DEFIANCE LEVERAGED G Y N
MSTP GRANITESHARES ETF TR 2X LONG M G Y N
MSTX TIDAL TR II DEFIANCE DAILY TAR G Y N
NOWL GRANITESHARES ETF TR 2X LONG N G Y N
NVDG THEMES ETF TR LEVERAGE SHARES G Y N
OKLL TIDAL TR II DEFIANCE DAILY TAR G Y N
OPPJ WISDOMTREE TR JAPAN OPPORTUNIT G Y N
PBOG TIDAL ETF TR IV PORT BLDG BLK G Y N
PBPH TIDAL ETF TR IV PORT BLDG BLOC G Y N
PLTU DIREXION SHS ETF TR DAILY PLTR G Y N
PLTZ TIDAL TR II DEFIANCE DAILY TAR G Y N
PTORU PRAETORIAN ACQU CORP USD UNITS G Y N
QBTZ TIDAL TR II DEFIANCE DAILY TAR G Y N
RDTL GRANITESHARES ETF TR 2X LONG G Y N
RGTX TIDAL TR II DEFIANCE DAILY TAR G Y N
RGTZ TIDAL TR II DEFIANCE DAILY TAR G Y N
RKLZ TIDAL TR II DEFIANCE DILY TARG G Y N
RVSN RAIL VISION LTD SHS NEW SHS N S Y N
SMCX TIDAL TR II DEFIANCE DAILY TAR G Y N
SMST TIDAL TR II DEFIANCE DAILY TAR G Y N
SOPA SOCIETY PASS INC COM NEW S Y N
SOUX TIDAL TR II DEFIANCE DAILY TAR G Y N
SVRN OCEANPAL INC COM PAR $0.01 NEW S Y N
TENX TENAX THERAPEUTICS INC COM PAR S Y N
TIRX TIAN RUIXIANG HLDGS LTD CLASS S Y N
TSLQ INVT MNRG SR TR II TRDR 2X SHO G Y N
TSLR GRANITESHARES ETF TR 2X LONG T G Y N
VEEE TWIN VEE POWERCATS CO COM NEW S Y N

Effective Monday, November 17, 2014, the Regulation SHO Threshold List for OTC Equities (i.e. OTCBB and Other OTC) will no longer be available on NasdaqTrader.com. From that date forward, it will be available only on the OTC Reporting Facility (ORF) pages of FINRA.org.

Historical Reg SHO Threshold Lists for OTC Equities will continue to be available on NasdaqTrader.com for dates prior to November 17, 2014.

This change does not affect the Reg SHO Threshold list for Nasdaq markets which will continue to be displayed on NasdaqTrader.com.

Questions regarding this notice can be directed to FINRA Operations at (866) 776-0800.