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Short Sale Circuit Breaker
The SEC adopted amendments to Regulation SHO with a compliance date of November 10, 2010. Among the rule changes, the SEC introduced Rule 201 (Alternative Uptick Rule), a short sale-related circuit breaker that when triggered, will impose a restriction on prices at which securities may be sold short. The SEC also issued guidance for broker-dealers wishing to mark certain qualifying orders 201cshort exempt.201d For more details, refer to Amendments to Regulation SHO (Release 34-61595).
| Trade Date | Download Link | File Creation Timestamp |
|---|---|---|
| Friday, April 19,2024 | 4/19/2024 4:30:00 PM |
