Search:
   

Tuesday, June 30, 2026

Equity Trader Alert #2026 - 34
Limit Up/Limit Down Exchange Traded Product Tier 1 List Update

Category:

  • Industry Announcement

Markets Impacted:

Contact Information:

Resources:

ETPs eligible for Tier 1 of the Limit Up/Limit Down Plan (LULD Plan) will be updated effective Wednesday, July 1, 2026.

Nasdaq in conjunction with other listing exchanges has updated the list of ETPs eligible for Tier 1 of the LULD Plan. The current list of Tier 1 ETPs can be found here and will be updated for Wednesday, July 1, 2026.

The following Nasdaq listed symbols will move from Tier 2 to Tier 1:

CORO iShares International Country Rotation Active ETF
IALT iShares Systematic Alternatives Active ETF
BLCR BlackRock ETF Trust iShares Large Cap Core Active ETF
IDEF iShares Defense Industrials Active ETF
BFLX iShares Flexible Equity Active ETF
FTXO First Trust Nasdaq Bank ETF
FTXR First Trust Nasdaq Transportation ETF
THYP 21Shares Hyperliquid ETF
FTXN First Trust Nasdaq Oil & Gas ETF
ETHB iShares Staked Ethereum Trust ETF
ICOP iShares Copper and Metals Mining ETF
AAAP Pacer Barings CLO Market Flex ETF
PBSC Pacer Barings Secured Credit Flex ETF
AGIX KraneShares Public-Private AI & Technology ETF
COPP Sprott Copper Miners ETF
EMEQ Nomura ETF Trust Nomura Focused Emerging Markets Equity ETF
ORR Militia Long/Short Equity ETF
PDBA Invesco Agriculture Commodity Strategy No K-1 ETF
PTF Invesco Dorsey Wright Technology Momentum ETF
COPJ Sprott Junior Copper Miners ETF
ROCQ JPMorgan Nasdaq Equity Premium Yield ETF
PBOG Portfolio Building Block Integrated Oil and Gas and Exploration and Production Index ETF
PBPH Portfolio Building Block World Pharma and Biotech Index ETF
BITA The iShares Bitcoin Premium Income ETF
ORBX Global X Space Tech ETF
MYCH SSGA Active Trust State Street My2028 Corporate Bond ETF
WARP VanEck Space ETF
UFOX Defiance Connective Technologies ETF
PBEU Portfolio Building Block European Banks Index ETF
CHPX Global X AI Semiconductor & Quantum ETF
NIKL Sprott Nickel Miners ETF
OPPJ WisdomTree Trust WisdomTree Japan Opportunities Fund
ROCY JPMorgan Equity Premium Yield ETF
CALI BlackRock ETF Trust II iShares Short-Term California Muni Active ETF
FEM First Trust Emerging Markets AlphaDEX Fund
DRNZ REX Drone ETF
FYX First Trust Small Cap Core AlphaDEX Fund
MODL VictoryShares WestEnd U.S. Sector ETF
GLDI UBS AG ETRACS Gold Shares Covered Call ETNs due February 2, 2033
USOY Defiance Oil Enhanced Options Income ETF
FMTM MarketDesk Focused U.S. Momentum ETF
NUIF Nuveen US Infrastructure ETF
KOID KraneShares Trust KraneShares Global Humanoid Robotics and Physical AI Index ETF
BGGG Baillie Gifford Long Term Global Growth ETF
CXSE WisdomTree China ex-State-Owned Enterprises Fund
HYDR Global X Hydrogen ETF
TTEQ T. Rowe Price Technology ETF
TDI Touchstone Dynamic International ETF
BMOP BNY Mellon Municipal Opportunities ETF
REXC Sprott Rare Earths Ex-China ETF
GEME Pacific North of South EM Equity Active ETF
EMSC Sophus Capital Emerging Market Small Cap ETF
AVXC Avantis Emerging Markets ex-China Equity ETF
TISC Thrivent International Small Cap ETF
FEX First Trust Large Cap Core AlphaDEX Fund
HYPG Grayscale Hyperliquid Staking ETF
FNY First Trust Mid Cap Growth AlphaDEX Fund
BSCZ Invesco BulletShares 2035 Corporate Bond ETF
UNIY WisdomTree Voya Yield Enhanced USD Universal Bond Fund
EMEM Sophus Capital Emerging Market ETF
VOTE TCW Transform 500 ETF
PSCE Invesco S&P SmallCap Energy ETF
WAMA WisdomTree US Adaptive Moving Average Fund
FRWD Nomura Transformational Technologies ETF
FINX Global X Funds Global X FinTech ETF
BKMI BNY Mellon Municipal Intermediate ETF
LRND New York Life Investments ETF Trust NYLI U.S. Large Cap R&D Leaders ETF
SEEM SEI Select Emerging Markets Equity ETF
FAD First Trust Multi Cap Growth AlphaDEX Fund
WRTH Worth Charting Options Income ETF
DRIV Global X Autonomous & Electric Vehicles ETF
UTHY US Treasury 30 Year Bond ETF
WSML iShares MSCI World Small-Cap ETF
TXUE Thornburg International Equity ETF
CHPS Xtrackers Semiconductor Select Equity ETF
TRUD VanEck Consumer Discretionary TruSector ETF
OBIL US Treasury 12 Month Bill ETF
BAFE Brown Advisory Flexible Equity ETF
IBTO iShares iBonds Dec 2033 Term Treasury ETF
FCA First Trust China AlphaDEX Fund
PSCT Invesco S&P SmallCap Information Technology ETF
WOOD iShares Global Timber & Forestry ETF
PID Invesco International Dividend Achievers ETF
FEP First Trust Europe AlphaDEX Fund
LITP Sprott Lithium Miners ETF
BUFC AB Conservative Buffer ETF
PCMM BondBloxx Private Credit CLO ETF

The following Nasdaq listed symbols will move from Tier 1 to Tier 2:

SFLO VictoryShares Small Cap Free Cash Flow ETF
KBWP Invesco KBW Property & Casualty Insurance ETF
QBUF Innovator Nasdaq-100 10 Buffer ETF Quarterly
NFXS Direxion Shares ETF Trust Direxion Daily NFLX Bear 1X ETF
QQXT First Trust NASDAQ - 100 Ex-Technology Sector Index Fund
BNDP Vanguard Core-Plus Bond Index ETF
GTOP Goldman Sachs Technology Opportunities ETF
FCTE SMI 3Fourteen Full-Cycle Trend ETF
QABA First Trust NASDAQ ABA Community Bank Index Fund
PRMR PeakShares RMR Prime Equity ETF
KRMA Global X Conscious Companies ETF
MEMA Man Active Emerging Markets Alternative ETF
VOTE TCW Transform 500 ETF

Please follow Nasdaq on Facebook RSS and Twitter.

Nasdaq (Nasdaq: NDAQ) is a leading global provider of trading, clearing, exchange technology, listing, information and public company services. Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business vision with confidence, using proven technologies that provide transparency and insight for navigating today's global capital markets. As the creator of the world's first electronic stock market, its technology powers more than 90 marketplaces in 50 countries, and 1 in 10 of the world's securities transactions. Nasdaq is home to approximately 3,900 total listings with a market value of approximately $13 trillion. To learn more, visit: business.nasdaq.com.

View NASDAQTrader.com Mobile