Fund Symbol|Fund Name|Fund Family Name|Type|Category|Pricing Agent
AAAAX|DWS Alternative Asset Allocation Fund Class A|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
AAADX|Alpine Accelerating Dividend Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AAAGX|Thrivent Large Cap Growth Fund Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AAAIX|American Century Strategic Allocation - Aggressive Instl Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AAANX|Horizon Active Asset Allocation Fd Cl N|AdvisorOne Funds|MS|Z|Gemini Fund Services, LLC
AAAPX|DWS Alternative Asset Allocation Fund Class C|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
AAAQX|DWS Alternative Asset Allocation Fund Class R|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
AAARX|American Century Strategic Allocation Aggressive Cl R|American Century Investments|MS|Z|State Street Bank & Trust Company
AAASX|DWS Alternative Asset Allocation Fund Class S|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
AAATX|American Fds 2010 Target Date Retirement Fd Cl A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AAAZX|DWS Alternative Asset Allocation  Fund Insti Class|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
AABAX|Cavanal Hill Balanced Fd Cl A Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AABBX|American Independence Dynamic Conservative Plus Fund Class A|American Independence Financial Services, LLC|MF|Z|UMB Fund Services
AABCX|Putnam Dynamic Asset Allocation Balanced Class C|Putnam Investments|MF|Z|State Street Bank & Trust Company
AABDX|American Beacon Intermediate Bond Fd Institutional Cl|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AABFX|Thrivent Balanced Fund Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AABNX|American Beacon Balanced Fd AMR Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AABOX|Cavanal Hill Bond Fd Cl A Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AABPX|American Beacon Balanced Fund Investor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AABTX|American Fds 2015 Target Date Retirement Fd Cl A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AACCX|American Century Strategic Allocation: Conservative Class C|American Century Investments|MF|Z|State Street Bank & Trust Company
AACFX|Invesco China Class A|Invesco Funds|MS|Z|AIM Advisors
AACIX|American Beacon Mid-Cap Value Fund Institutional Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AACRX|American Century Strategic Allocation Conservative Class R|American Century Investments|MS|Z|State Street Bank & Trust Company
AACTX|American Fds 2020 Target Date Retirement Fd Cl A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AACXX|Active Assets California Tax-Free Trust|Morgan Stanley Dean Witter Funds|$$|X|State Street Bank & Trust Company
AACYX|Alger Analyst Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AADAX|Invesco Growth  Allocation Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AADBX|American Beacon Balanced Fund Institutional Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AADCX|Invesco Growth Allocation Fund Class C|Invesco Funds|MF|Z|AIM Advisors
AADDX|Alpine Accelerating Dividend Fund|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AADEX|American Beacon Large Cap Value Fund Institutional Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AADIX|Invesco Growth Allocation Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
AADRX|Invesco Growth Allocation Fund Class R|Invesco Funds|MS|Z|AIM Advisors
AADSX|Invesco Growth Allocation Fund Class S|Invesco Funds|MS|Z|AIM Advisors
AADTX|American Fds 2025 Target Date Retirement Fd Cl A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AADYX|Invesco Growth Allocation Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AAEBX|Invesco Growth Allocation Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AAEMX|The Alger Fds II, Alger Emerging Markets Fund Class A|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AAEPX|American Beacon Emerging Markets Fund Investor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AAEQX|Cavanal Hill U.S. Large Cap Equity Cl A Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AAETX|American Fds 2030 Target Date Retirement Fd Cl A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AAFAX|361 Absolute Alpha Fund Class A|Investment Managers Series Trust|MS|Z|UMB Fund Services
AAFIX|361 Absolute Alpha Fund Class I|Investment Managers Series Trust|MS|Z|UMB Fund Services
AAFPX|American Beacon S&P 500 Index Fd Investor Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AAFTX|American Fds 2035 Target Date Retirement Fd Cl A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AAFXX|American Funds Money Market Fund Cl 529-A|American Funds, Inc.|$S|A|Capital Management Services, Inc.
AAGAX|American Beacon Large Cap Value Fund AMR Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AAGIX|ING Core Equity Research Fund Class A|ING Funds|MF|Z|Bank of New York
AAGOX|Alger Portfolios - Alger Growth Portfolio Class I-2|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
AAGPX|American Beacon Large Cap Value Fund Investor Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AAGRX|Forward Aggressive Growth Allocation Fund Insti|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AAGTX|American Fds 2040 Target Date Retirement Fd Cl A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AAGXX|Active Assets Government Securities Trust|Morgan Stanley Dean Witter Funds|$$|G|State Street Bank & Trust Company
AAHMX|Alpine High Yield Managed Duration Muni Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AAHTX|American Fds 2045 Target Date Retirement Fd Cl A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AAHYX|Thrivent Diversified Income Plus Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AAIAX|American Beacon International Equity Fund AMR Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AAIBX|Cavanal Hill Intermediate Bond Fd Cl A Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AAIEX|American Beacon Intl Equity Fund Inst Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AAIIX|Ancora Income Fund Class I|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
AAINX|Thrivent Core Bond Fund Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AAIPX|American Beacon International Equity Fund Investor Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AAISX|American Beacon International Equity Fund Advisor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AAIYX|Alger Analyst Fund Class I|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AALGX|Thrivent Large Cap Stock Fund Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AALIX|Aston/Herndon Large Cap Value Fund Class N|Aston Funds|MS|Z|BNY Mellon Asset Servicing
AALPX|American Beacon Short-Term Bond Fund Investor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AALTX|American Fds 2050 Target Date Retirement Fd Cl A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AALVX|Thrivent Partner Small Cap Value Fund Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AALXX|Thrivent Money Market Fund Institutional Class|Thrivent Funds|$$|A|Thrivent Investment Management Inc.
AAMAAX|Advisors Dis Tr 311 Advisors Corporate tr Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMABX|Advisors Dis Tr 328 Advisors Corporate Trust Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMACX|Advisors Dis Tr 347 Advisors Corporate Trust Non-Financial Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMADX|Advisors Dis Tr 353 Advisors Corporate Trust-Non Financial Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAEX|Advisors Dis Tr 361 Advisors Corporate Trust Non-Financial, Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAFX|Advisors Disp Tr 375, Advisors Corporate Tr - Strategic, Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAGX|Advisor's Disp Tr 383, Advisors Corporate Trust Strategic - Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAHX|Advisor's Disp Tr 384, Advisor's Corporate Tr-Strategic, Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAIX|Advisors Dis Tr 382 Advisors Corp Tr-Navellier/Dial Hi Inc Opp Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAJX|Advisor's Disciplined Tr 381, Advisors Corporate Tr - Strategic Srs 4|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAKX|Advisors Dis Tr 397 Adv Corp Tr Navellier/Dial Hi Inc Oppty Ptf Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMALX|Advisors Dis Tr 405 Adv Corp Tr Navellier/Dial Hi Inc Opp Ptf Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAMX|Advisors Dis Tr 417 Advisors Corp. Tr Navellier/Dial Hi Inc Opp Srs 4|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMANX|Advisors Dis Tr 426 Advisors Corp Tr Navellier/Dial Hi Inc Oppty Srs 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAOX|Advisors Dis Tr 431 Adv Corp Tr Navellier/Dial Hi Inc Oppty Ptf Srs 6|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAPX|Advisors Dis Tr 431 Adv Corp Tr-Navellier/Dial Hi Inc Oppty Srs 7|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAQX|Advisors Dis Tr 437 Adv Corp Tr Navellier/Dial Hi Inc Oppt Srs 8|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMARX|Advisors Dis Tr 444 Adv Corp Tr Navellier/Dial Hi Inc Oppty Ptf Srs 9|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMASX|Advisors Dis Tr 450 Adv Corp.Tr Navellier/Dial Hi Inc Oppty Srs 10|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMATX|Advisors Dis Tr 419 Adv Corp Tr Navellier/Dial Hi Inc Oppt Ptf Srs 11|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAUX|Advisors Dis Tr 430 Adv Corp Tr Navellier/Dial Hi Inc Oppt Ptf Srs 12|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAVX|Advisors Dis Tr 463 Adv Corp Tr Navellier/Dial Hi Inc Opp Ptf Srs 13|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAWX|Advisors Dis Tr 469 Tr Navellier/Dial Hi Inc Oppt Ptf Sr 14|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAYX|Advisors Dis Tr 488 Navellier/Dial Hi Inc Oppty Ptf Srs 15|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMAZX|Advisors Disp Tr 489,Adv Crp Tr,Navillier/Dial High Inc Opp Ptf Srs 16|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBAX|Advisor's Disp Tr 376, Build America Bond Ptf Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBBX|Advisor's Disciplined Tr 387, Build America Bd Pft Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBCX|Advisors Dis Tr 420 Build America Bond Portfolio, Series 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBDX|Advisors Dis Tr 433 Build America Bond Ptf Srs 4|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBEX|Advisors Dis Tr 448 Build America Bond Ptf Series 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBFX|Advisor's Disp Tr 456, Build America Bond Portfolio, Srs 6|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBGX|Advisors Dis Tr 473 Build America Bond Ptf Srs 7|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBHX|Advisors Dis Tr 482 Build America Bond Ptf Srs 8|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBIX|Advisors Dis Tr 490 Build America Bond Ptf Srs 9|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBJX|Advisor's Disp Tr 494, Build America Bond Port, Srs 10|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBKX|Advisors Dis Tr 509 Build America Bond Ptf Srs 11 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBMX|Advisors Dis Tr 522 Build America Bond Ptf Srs 12 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBNX|Advisors Dis Tr 539 Build America Bd Ltd Mat Ptf Srs 1 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBOX|Advisors Dis Tr 524 Build America Bd Ptf Srs 13 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBPX|Advisors Dis Tr 541 Build America Bd Ltd Mat Ptf Srs 2 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBQX|Advisors Disp Tr 547,Build America Bd Lim Mat Ptf Srs 3-AnSMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBRX|Advisors Disp Tr 548, Build America Bond Port, Srs 14-An SMC Fim Port|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBSX|Advisors Dis Tr 564 Build America Bd Ltd Mat Ptf Srs 4 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBTX|Advisors Dis Tr 565 Build America Bd Ptf, Srs 15 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBUX|Advisors Dis Tr 592 Build America Bd Ptf Srs 16 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBVX|Advisors Dis Tr 593 Build America Bd Ltd Mat Ptf Srs 5 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBWX|Advisors Dis Tr 602 Build America Ltd Mat Ptf Srs 6 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMBX|Thrivent Municipal Bond Fund  Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AAMBYX|Advisors Dis Tr 606 Build America Bond Ptf Srs 17 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMCGX|Advisors Dis Tr 705 Covered Call & Income Strategies Closed-End Ptfg 2YR Srs 2011-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMCHX|Advisors Disp 778 Covered Call & Income Strategies Closed-End Ptf 2-YR Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMCIX|Advisors Dis Tr 848 Covered Call & Income Strategies Closed-End Ptf 2-Yr Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMCJX|Advisors Disp Tr 929 Covered Call & Income Strategies Closed-End Port 2-Yr Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMCKX|Advisors Disp Tr 954 Hartford Global Dividend Strategy Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMDKX|Advisors Dis Tr 788 High 50 Dividend Strategy Ptf Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMDLX|Advisors Dis Tr 833 High 50 Dividend Strategy Portfolio Series 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMDMX|Advisors Dis Tr 839 High 50 Dividend Strategy Ptf Srs 2012-S|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMDNX|Advisors Dis Tr 864 High 50 Dividend Strategy Ptf Srs 2012-20|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMDOX|Advisors Disp Tr 901 High 50 Dividend Strat Port Ser 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMDPX|Advisors Disp Tr 952 High 50 Dividend Strategy Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMDQX|Advisors Disp Tr 1000 High 50 Dividend Strategy Port Srs 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMEAX|Advisors Dis Tr 288 Insured Tax Exempt Municipal Ptf Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEBX|Advisors Dis Tr 327 Insured Tax Exempt Municipal Ptf Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMECX|Advisors Dis Tr 331 Insured Tax Exempt Muni Ptf Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEDX|Advisors Dis Tr 345 Insured Tax Exempt Municipal Ptf Long Term Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEEX|Advisor's Disc Tr 349, Insured Tax Exempt Muni Pft, Long Term Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEFX|Advisors Dis Tr 354 Insured Tax Exempt Municipal Ptf Long Term Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEGX|Advisor's Disp Tr 364, Insured Tax Exempt Muni Ptf, Long Term Srs 4|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEHX|Advisors Dis Tr 386 Insured Tax Exempt Mun Ptf Lg Term Srs 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEIX|Advisors Dis Tr 360 Insured Tax Exempt Muni Ptf Long Term Srs 6|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEJX|Advisors Dis Tr 408 Insured Tax Exempt Municipal Ptf Long Term Srs 7|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEKX|Advisors Dis Tr 424 Insured Tax Exempt Muni Ptf Long Term Srs 8|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMELX|Advisors Dis Tr 434 Insured Tax Exempt Muni Ptf Long Term Srs 9|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEMX|Advisor's Disp Tr 445,Insured Tax Exempt Muni Port,Long Term Srs 10|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMENX|Advisors Dis Tr 454 Insured Tax Exempt Municipal Ptf Long Term Srs 11|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEOX|Advisors Dis Tr 467 Insured Tax Exempt Muni Ptf Long Term Srs 12|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEPX|Advisor's Disp Tr 491, Insured Tax Exempt Muni Port, Long Trm Srs 13|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMEQX|Advisors Dis Tr 504 Ins Tax Exempt Muni Ptf Lg Term Srs 14, SMC FIM|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMESX|Advisors Disp Tr 843 Enhanced Equity Income Ptf Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMETX|Advisors Dis Tr 859 Enhanced Equity Inc Port Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMEUX|Advisors Disp Tr 878 Enhanced Equity Inc Port Srs 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMEVX|Advisors Disp Tr 942 Enhanced Equity Inc. Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMFMX|Advisors Dis Tr 767 Angels Ptf Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMFNX|Advisors Dis Tr 806 Angels Ptf Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMFOX|Advisors Dis Tr 841 Angels Portfolio Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMFPX|Advisors Disp 873 Angels Port Srs 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMFQX|Advisors Disp Tr 927 Angels Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMGAX|Advisors Dis Tr 832 Peroni Growth Ptf Spring 2012 Series|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMGBX|Advisors Dis tr 864 Peroni Growth Ptf Summer 2012 Srs|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMGCX|Advisors Disp Tr 899 Peroni Growth Port Autumn 2012 Srs|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMGDX|Advisors Disp Tr 953 Peroni Growth Port Winter 2013 Srs|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMGEX|Advisors Disp Tr 991 Peroni Growth Port Spring 2013 Srs|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMHFX|Advisors Dis Tr 680 Health Care Opportunities Ptf Srs 2011-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMHGX|Advisors Dis Tr 700 Health Care Opportunities Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMHHX|Advisors Disp Tr 826 Health Care Opportunities Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMHIX|Advisors Disp Tr 892 Health Care Opportunities Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMIJX|Advisors Dis 761 Dividend Income Value Strategy Ptf Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMIKX|Advisors Dis tr 830 The Dividend Income Value Strategy Portfolio Series 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMILX|Advisors Dis Tr 862 Dividend Income Value Strategy Ptf Srs 2012-20|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMIMX|Advisors Disp Tr 897 Dividend Income Value Strategy Port Srs 2012-30|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMINX|Advisors Disp Tr 949 Dividend Income Value Strategy Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMIOX|Advisors Disp Tr 990 Dividend Income Value Strategy Port Srs 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMJDX|Advisors Disp 717 Global Technology Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMJGX|Advisors Disp Tr 781 International High 30 Dividend Ptf Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMJHX|Advisors Dis Tr 802 Global Technology Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMJIX|Advisors Disp Tr 785 International High 30 Dividend Ptf Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMJJX|Advisors Dis Tr 854 International high 30 Dividend Portfolio Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMJKX|Advisors Disp 875 Global Technology Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMJLX|Advisors Dis Tr  891 International High 30 Dividend Portfolio Series 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMJMX|Advisors Disp Tr 938 International High 30 Dividend Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMKDX|Advisors Dis Tr 734 Bluc Chip Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMKEX|Advisors Dis Tr 813 Blue Chip Ptf Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMKFX|Advisors Dis Tr 886 Blue Chip Ptf Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMKGX|Advisors Disp Tr 909 Texas Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMKHX|Advisors Disp Tr 985 Blue Chip Port Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMLBX|Advisors Dis Tr 860 Tax Exempt Municipal Ptf Invest. Grade march 2012 Series|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMLKX|Advisors Dis Tr 702 Dividend Advantage Ptf Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMNCX|Advisors Dis Tr 584 NASDAQ Q-50 Index Srs 3|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMNDX|Advisors Dis Tr 682 NASDAQ Q-50 Index Series 2011-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMNEX|Advisors Disp 750 NASDAQ Q-50 Index Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMOCX|Advisors Dis Tr 711 Business Development Company Opportunities Ptf Srs 2011-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMODX|Advisors Dis Tr 787 Business Development Company Opportunities Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMOEX|Advisors Dis tr 620 Global Covered Call & Income Strategies Closed-End Portfolio 15 Month Series 201|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMOFX|Advisors Disp Tr 821 Business Development Company Opp Ptf Srs 2012|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMOGX|Advisors Dis Tr 887 Global Covered Call & Income Strategies Closed-End Ptf Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMOHX|Advisors Disp Tr 950 Business Development Company Opp Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMOX|Alger Portfolios - Alger SMidCap Growth Ptf Class I-2|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AAMPCX|Advisors Disp 749 Navellier/Tradewinds Emerging Mkts Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMPDX|Advisors Dis Tr 783 Confluence Hard Assets Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMPEX|Advisors Disp Tr 817 Confluence Hard Asset Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMPFX|Advisors Disp Tr 907 Emerging Markets Dividend Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMPGX|Advisors Dis Tr 884 Confluence Hard Assets Ptf Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMPHX|Advisors Disp Tr 951 Emerging Markets Dividend Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMPX|AllianzGI Micro Cap Fd Cl P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AAMQCX|Advisors Dis Tr 365 Advisors Corporate Trust Strategic Srs 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMQDX|Advisors Dis Tr 493 Advisors Corporate Trust Strategic Series 6|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMQEX|Advisors Dis Tr 540 Adv Corp Tr Cutwater Incm Opportunities Ptf Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMQFX|Advisors Dis Tr 549 Adv Corp Tr Cutwater Inc Oppty Ptf Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMQGX|Advisors Dis Tr 563 Adv Corp Tr Cutwater Inc Opportunities Ptf Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMQHX|Advisors Dis 589 Advisors Corp Tr Cutwater Incm Oppty Ptf Srs 4|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMQIX|Advisors Dis Tr 605 Adv Corp Tr Cutwater Incm Oppty Ptf Srs 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMQJX|Advisors Dis Tr 617 Advisors Corp Tr Cutwater Income Opportunities Ptf Srs 6|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMQLX|Advisors Dis Tr 842 Global Inflation Growth Port Ser 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMQMX|Advisors Dis Tr 851 Strategic Foundations of Growth Portfolio Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMQNX|Advisors Disp Tr 925 Global Inflation Growth Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMQOX|Advisors Disp Tr 934 Strategic Foundations of Growth Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMRIX|Advisors Dis Tr 769 Dividend Ruler Ptf Srs 2011 D|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMRJX|Advisors Dis Trust 795 Dividend Ruler Ptf Series 2012A|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMRKX|Advisors Dis Tr 696 Dividend Ruler Portfolio Series 2012 B|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMRLX|Advisors Disp 876 Dividend Ruler Port Srs 2012C|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMRMX|Advisors Disp Tr 926 Dividend Ruler Port Srs 2012D|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMRX|American Beacon Emerging Mkts Fd AMR Cl|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AAMSDX|Advisors Disp 718 SteelPath/Alerian MLP & Incm Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMSEX|Advisors Disp Tr 794 SteelPath/Alerian MLP and Income Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMSFX|Advisors Dis Tr 868 StellPath/Alerian MLP and Income Portfolio Series 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMSGX|Advisors Dis Tr 885 Atlas Equity Strategy Portfolio Europe Series 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMSHX|Advisors Disp Tr 955 Atlas Equity Strategy Port Europe Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMSIX|Advisors Disp 965 SteelPath/Alerian MLP and Income Port Srs 2012-3|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMTBX|Advisors Dis Tr 363 Tax Exempt Muni Ptf Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTCX|Advisors Dis Tr 574 Tax Exempt Mun Ptf (Insured) Srs 2 An SMC Fim Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTDX|Advisors Dis Tr 367 Tax Exempt Muni Ptf Intermediate Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTEX|Advisor's Disp Tr 377, Tax Exempt Muni Pft, Intermediate Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTFX|Advisor's Disciplined Tr 385, Tax Exempt Muni Pft, Intermediate Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTGX|Advisors Dis Tr 352 Tax Exempt Muni Ptf Intermediate Srs 4|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTHX|Advisors Dis Tr 407 Tax Exempt Municipal Ptf Intermediate Srs 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTIX|Advisors Dis Tr 425 Tax Exempt Muni Ptf Intermediate Srs 6|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTJX|Advisors Dis tr 435 Tax Exempt Muni Ptf Intermediate Srs 7|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTKX|Advisor's Disp Tr 446, Tax Exempt Muni Port, Intermediate Srs 8|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTLX|Advisors Dis Tr 447 Tax Exempt Muni Ptf Intermediate Srs 9|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTMX|Advisors Dis Tr 471 Tax Exempt Muni Ptf Intermediate Srs 10|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTNX|Advisors Dis Tr 492 Tax Exempt Municipal Ptf Intermediate Srs 11|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTOX|Advisors Dis Tr 505 Tax Exempt Mun Ptf Intermediate Srs 12 An SMC FIM|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTPX|Advisors Dis Tr 517 TxE Muni Ptf Intermediate Srs 13 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTQX|Advisors Dis Tr 532 Tax Exempt Ptf Intm Srs 14 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTRX|Advisors Disp Tr 546, Tax Exempt Muni Port, Interm Srs 15-An SMC Port|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTSX|Advisors Dis Tr 566 Tax Exempt Muni Ptf, Intm Srs 16 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTTX|Advisors Dis Tr 472 Tax Exempt Muni Ptf Intm Srs 17 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTUX|Advisors Dis Tr 591 Tax Exempt Muni Ptf Srs 3 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTVX|Advisors Dis Tr 583 Tax Exempt Mun Ptf Intm Srs 18 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMTX|American Funds 2055 Target Date Retirement Fund Class A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AAMTZX|Advisors Dis Tr 618 Tax Exempt Muni Ptf Intm Srs 19 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUAX|Advisors Dis Tr 379 Tax Exempt Securities Tr National Tr 456|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUBX|Advisors Dis Tr 388 Tax Exempt Securities Tr National Trust 457|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUCX|Advisors Dis Tr 418 Tax Exempt Securities Tr Natl Tr 458|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUDX|Advisor's Disp Tr 432, Tax Exempt Securities Tr, National Tr 459|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUEX|Advisors Dis Tr 449 Tax Exempt Securities Tr National Tr 460|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUFX|Advisors Dis Tr 457 Tax Exempt Securities Tr Natl Tr 461|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUGX|Advisors Dis Tr 481 Tax Exempt Securities Tr National Tr 462|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUHX|Advisors Dis Tr 523 Tax Exempt Securities Tr Natl Tr 463|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUIX|Advisors Dis Tr 543 Tax Exempt Securities Tr National Tr 464|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUJX|Advisors Dis Tr 585 Tax Exempt Sec Tr Natl Tr 465|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUKX|Advisors Dis Tr 609, Tax Exempt Sec Tr National Trust 466|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMULX|Advisors Dis Yt 623 Tax Exempt Sec Tr National Tr 467|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUMX|Advisors Dis Tr 646 Tax Exempt Securities Tr National Tr 468|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUNX|Advisors Dis Tr 496 Navellier/Tradewinds International Bond Ptf Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUOX|Advisors Disp Tr 756 Navellier/Tradewinds Intl Bd Ptf Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUPX|Advisors Disp 758 Navellier/Tradewinds Intl Bd Ptf Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUQX|Advisors Dis Tr 759 Navellier/Tradewinds International Bond Ptf Srs 4|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMURX|Advisors Disp 760 Navellier/Tradewinds Intl Bd Ptf Srs 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMUUX|Advisors Dis tr 908 Confluence Utilities Port Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMUVX|Advisors Disp Tr 937 Confluence Utilities Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMVJX|Advisors Dis Tr 812 Dividend Advantage Ptf Srs 2012-Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMVLX|Advisors Dis Tr 846 Dividend Advantage Port Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMVMX|Advisors Disp Tr 877 Dividend Advantage Port Srs 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMVOX|Advisors Disp Tr 930 Dividend Advantage Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWJX|Advisors Disp 777 The Dow Value Ten Ptf Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWKX|Advisors Disp Tr 820 The Dow Value Ten Ptf Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWLX|Advisors Dis Tr 849 The Dow Value Ten Portfolio Series 2012-2q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWMX|Advisors Dis Tr 888 The Dow Value Ten Ptf Srs 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWTX|Advisors Dis Tr 764 Senior Variable Rate and Income Closed-End Ptf 15 mon Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWUX|Advisors Dis Tr 766 Tactical Income Closed-End Ptf 15 Month Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWVX|Advisors Disp Tr 799 Tactical Income Closed-End Ptf 15 Month Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWWX|Advisors Dis Tr 797 Senior Variable Rate and Income Closed-End Ptf 15 mo Series 2012 1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWYX|Advisors Dis tr 516 Tactical Income Closed-End Portfolio 15 Month Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMWZX|Advisors Dis Tr 695 Senior Variable Rate and Closed-End Portfolio 15 month Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXIX|Advisors Dis Tr 762 Balanced Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXJX|Advisors Dis Tr 763 Balanced Ptf 15 month Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXKX|Advisors Dis Tr 775 Inflation Income Strategy Ptf Series 2011-3|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXLX|Advisors Disp Tr 796 Balanced Ptf 15 month Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXMX|Advisors Disp Tr 840 Balanced Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXNX|Advisors Dis Tr 694 Balanced portfolio 15 month Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXOX|Advisors Dis Tr 852 Inflation Income Strategy Portfolio Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXPX|Advisors Disp Tr 903 Balanced Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXQX|Advisors Dis Tr 921 Balanced Portfolio 15 Month Series 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXRX|Advisors Disp Tr 913 Balanced Port 15 Month Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXSX|Advisors Disp Tr 890 Inflation Income Strategy Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMXX|Active Assets Money Trust|Morgan Stanley Dean Witter Funds|$$|A|State Street Bank & Trust Company
AAMYPX|Advisors Dis tr 737 Dividend Ruler Covered Call Ptf Series 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMYQX|Advisors Dis Tr 782 Global Gold Income Ptf Srs 2011-4Q An SMC Ptf|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMYRX|Advisors Dis Tr 805 Dividend Ruler Covered Call Ptf Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMYSX|Advisors Dis Tr 803 Global Gold Income Ptf Srs 2012 1Q An SMC Ptf|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMYTX|Advisors Dis tr 856 Dividend Ruler Covered Call Portfolio Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMYUX|Advisors Dis Tr 855 Global Gold Income Portfolio An SMC Portfolio Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMYVX|Advisors Dis Tr 880 Global Gold Income Port An SMC Portfolio Series 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMYWX|Advisors Dis Tr Dividend Ruler Covered Call Portfolio Series 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMYYX|Advisors Disp Tr 912 Dividend Ruler Covered Call Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMYZX|Advisors Disp Tr 911 Global Gold Income Port-An SMC Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AAMZAX|Advisor's Disp Tr 495, Municipal Opportunities Port, Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZBX|Advisors Dis Tr 510 Advisors Corp Tr Navellier/Dial Hi Inc Opp Srs 17|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZCX|Advisors Dis Tr 514, Adv Corp Tr Navellier/Dial Hi Inc Oppt Srs 18|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZDX|Advisors Dis tr 520 Adv Corp Tr Navellier/Dial Hi Inc Oppty Ptf Srs 19|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZEX|Advisors Dis Tr 545 Adv Corp Tr Navellier/Dial Hi Inc Oppt Ptf Srs 20|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZFX|Advisors Dis Tr 562 Adv Corp Tr Navellier/Dial Hi Inc Oppty Ptf Srs 21|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZGX|Advisors Dis Tr 590 Adv Corp Tr Navellier/Dial Hi Inc Opp Srs 22|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZHX|Advisors Dis Tr 601 Adv Corp Tr Navellier/Dial Hi Inc Opp 23|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZIX|Advisors Dis Tr 607 Adv Corp Tr Navellier/Dial Hi Inc Oppty Ptf Srs 24|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZJX|Advisors Dis Tr 608 Adv Corp Tr Navellier/Dial Hi Inc Oppt Ptf Srs 25A|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZKX|Advisors Dis Tr 530 Adv Corp Tr Navellier/Dial Hi Inc Opp Ptf Srs 26|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZLX|Advisors Dis Tr 631 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 27|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZMX|Advisors Dis Tr 642 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 28|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZNX|Advisors Dis Tr 663 Advisors Corp tr Navellier/Dial High Income Opportunities Ptf Srs 29|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZOX|Advisors Dis Tr 691 Adv Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 30|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZPX|Advisors Dis Tr 693 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 31|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZQX|Advisors Dis Tr 743 Advisors Corporate Trust Navellier/Dial High Income Opportunities Ptf Srs 32|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZRX|Advisors Dis tr 738 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 33|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZSX|Advisors Dis Tr 739 Adv Corp Tr Navellier/Dial Hi Inc Oppourtunities Ptf Srs 34|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZTX|Advisors Dis Tr 742 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 35|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZUX|Advisors Dis Tr 752 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 36|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZVX|Advisors Dis Tr 768 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 37|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZWX|Advisors Dis Tr 780 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 38|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZYX|Advisors Dis tr 790 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 39|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AAMZZX|Advisors Disp 791 Advisors Corporate Tr-Navellier/Dial High Income Opportunities Ptf Srs 40|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
AANNX|AllianceBernstein Market Neutral Strategy Global Cl A Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AANPX|American Beacon Retirement Income & Appreciation Fund Investor Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AANXX|Morgan Stanley New York Municipal Money Market Tr AA Sweep Cl|Morgan Stanley Dean Witter Funds|$S|G|State Street Bank & Trust Company
AAOPX|Cavanal Hill Opportunistic Fd Cl A|Cavanal Hill Funds|MS|Z|Citi Fund Services
AAOXX|American Beacon U.S. Government Money Market Select Fund|American Beacon Funds|$$|G|State Street Bank & Trust Company
AAPAX|American Beacon Retirement Income & Appreciation Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AAPEX|Aberdeen Asia-Pacific (ex-Japan) Equity Fd Inst Svc Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AAPIX|Aberdeen Asia-Pacific (ex-Japan) Equity Fd Inst Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AARBX|Invesco Real Estate Fd Cl B Shs|Invesco Funds|MF|Z|AIM Advisors
AARFX|Quaker Akros Absolute Return  Fund Class A|Quaker Family of Funds|MS|Z|U.S. Bancorp Fund Services, LLC
AARIX|Aston/Fortis Real Estate Fund Class I|Aston Funds|MS|Z|BNY Mellon Asset Servicing
AASAX|Ascentia Alternative Strategies Fund Class A|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
AASBX|American Beacon Short-Term Bond Fd Institutional Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AASCX|Thrivent  Mid Cap Stock Fund Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AASFX|Ascentia Alternative Strategies Fund|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
AASMX|Thrivent  Small Cap Stock Fund Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AASOX|Alger Portfolios - Alger SmallCap Growth Portfolio Class I-2|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
AASPX|American Beacon S&P Index Fund Institutional Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AASSX|American Beacon Small Cap Value Fund Advisor Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AASTX|Cavanal Hill Short Term Income Fd Cl A Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AASVX|American Beacon Small Cap Value Fd - AMR Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AATCX|Ancora/Thelen Small Mid-Cap Fund Class C|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
AATFX|Cavanal Hill Intermediate Tax Free Bond Fd Cl A Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AATIX|Ancora/Thelen Small Mid-Cap Fund Class I|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
AATXX|Active Assets Tax-Free Trust|Morgan Stanley Dean Witter Funds|$$|X|State Street Bank & Trust Company
AAUPX|AllianzGI Ultra Micro Cap Fd Cl P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AAUTX|Thrivent Large Cap Value Fund Class A|Thrivent Funds|MF|Z|Thrivent Investment Management Inc.
AAVEX|Alternative Avenue Fd Inv Cl|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
AAVIX|Aston Value Fund Class I|Aston Funds|MS|Z|BNY Mellon Asset Servicing
AAXAX|Adaptive Allocation Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
AAXCX|Adaptive Allocation Fund Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
AAZAX|AllianceBernstein Municipal Income Fund II - Arizona Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AAZBX|AllianceBernstein Municipal Income Fund II - Arizona Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AAZCX|AllianceBernstein Municipal Income Fund II - Arizona Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABAAX|Forward Balanced Allocation Fund Insti|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
ABACX|American Beacon Retirement Income and Appreciation Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABAEX|AllianceBernstein Cap Fd, Inc. AB Emerging Markets Multi-Asset Ptf Class A|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ABAFX|Forward Balanced Allocation Fund C Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
ABAGX|AllianceBernstein Trust - AllianceBernstein Global Value Fd - Cl A Shr|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABALX|American Balanced Fund, Class A Shs|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
ABAMX|AllianzGI Retirement 2030 Fund Administrative Fund|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ABARX|Aston/Barings International Fund Cl N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ABASX|AllianceBernstein Discovery Value Fund Class A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABBAX|American Beacon Small Cap Value II Fd A Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABBCX|American Beacon Small Cap Value II Fd C Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABBDX|Columbia Capital Allocation Conservative Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ABBGX|AllianceBernstein Trust - AllianceBernstein Global Value Fd - Cl B Shr|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABBIX|American Beacon Small Cap Value II Fd Instl Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABBSX|AllianceBernstein Trust-AllianceBernstein Discovery Value Fd Cl B Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABBVX|American Beacon Small Cap Value II Fd Inv Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABBYX|American Beacon Small Cap Value II Fd Y Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABCAX|American Beacon The London Company Income Equity Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABCCX|American Beacon Balanced Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABCEX|AllianceBernstein Cap Fd, Inc. AB Emerging Markets Multi-Asset Ptf Cl C|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ABCFX|Invesco China Class B|Invesco Funds|MS|Z|AIM Advisors
ABCGX|AllianceBernstein Trust - AllianceBernstein Global Value Fd - Cl C Shr|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABCIX|American Beacon The London Company Income Equity Fund Institutional Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABCSX|AllianceBernstein Discover Value Fd Class C Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABCVX|American Beacon The London Company Income Equity Fund Investor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABCYX|American Beacon The London Company Income Equity Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABDAX|Columbia Capital Allocation Conservative Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ABDIX|AllianzGI Retirement 2030 Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ABECX|American Beacon The London Company Income Equity Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABEIX|Aberdeen Tax-Free Income Fund, Institutional Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ABEMX|Aberdeen Emerging Markets Fund, Insti Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ABERX|Aberdeen Tax-Free Income Fund, Class R|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ABESX|Aberdeen Tax-Free Income Fund, Institutional Service Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ABEYX|American Beacon International Equity Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABFAX|American Beacon Balanced Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABFCX|AllianceBernstein International Focus 40 Port Cl C|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABFIX|AllianceBernstein International Focus 40 Port Cl I|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABFKX|AllianceBernstein International Focus 40 Port Cl K|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABFRX|AllianceBernstein International Focus 40 Port Cl R|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABFYX|AllianceBernstein International Focus 40 Port Adv Cl|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABGIX|Pioneer Government Income Fund Class B|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
ABGKX|AllianceBernstein Trust: AllianceBernstein Global Value Fund Class K|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABGRX|AllianceBernstein Trust: AllianceBernstein Global Value Fund Class R|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABGYX|AllianceBernstein Global Value Fd - Advisor Class Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABHAX|American Beacon High Yield Bond Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABHFX|American Fds,  American Income Municipal Bond Fund Class F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
ABHIX|American Century High-Yield Bond Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ABHMX|American Fds, American High-Income Municipal Bond Fd, Class B|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
ABHYX|American Century High-Yield Municipal Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ABIAX|AllianceBernstein International Value Fund - Class A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABIBX|AllianceBernstein International Value Fund Class B Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABICX|AllianceBernstein International Value Fund Class C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABIEX|AllianceBernstein Cap Fd, Inc. AB Emerging Markets Multi-Asset Ptf Class I|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ABIIX|Aston/Barings International Fund Class I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ABINX|American Century Balanced - Institutional Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ABIPX|American Beacon Intermediate Bond Fund Investor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABIRX|American Beacon International Equity Fd Retirement Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABISX|Aberdeen Asia Bond Fd Inst Svc Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ABIYX|AllianceBernstein Trust - AllianceBernstein International Value Fd Adv|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABKEX|AllianceBernstein Cap Fd, Inc. AB Emerging Markets Multi-Asset Ptf Class K|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ABKYX|Invesco Moderate Allocation Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ABLAX|AllianzGI Retirement 2030 Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ABLCX|AllianzGI Retirement 2030 Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ABLIX|AllianzGI Retirement 2030 Fund Class R6|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ABLOX|Alger Portfolios - Alger Balanced Portfolio Class I-2|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ABLPX|AllianzGI Retirement 2030 Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ABLRX|AllianzGI Retirement 2030 Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ABLSX|American Beacon Balanced Fund Advisor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABLYX|American Beacon Large Cap Value Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABMAX|American Beacon Mid-Cap Value Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABMIX|Aston/Fairpointe Mid Cap Fund Class I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ABMRX|American Beacon High Yield Bond Fund AMR Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABMXX|Cash Reserves Fd-Prime Srs-Managed Srs|DWS Investments Funds|$S|A|State Street Bank & Trust Company
ABNAX|AllianceBernstein Bond Inflation Strategy Class A Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABNCX|AllianceBernstein Bond Inflation Strategy Class C Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABNDX|The Bond Fund of America, Class A Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
ABNFX|The Bond Fd of America, Class F-2 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
ABNIX|Aberdeen Global Small Cap Fund Insti Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ABNKX|AllianceBernstein Bond Inflation Strategy Class K Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABNOX|AllianceBernstein Bond Inflation Strategy Class 1 Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABNRX|AllianceBernstein Bond Inflation Strategy Class R Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABNTX|AllianceBernstein Bond Inflation Strategy Class 2 Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABNYX|AllianceBernstein Bond Inflation Strategy Advisor Class Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABPAX|AllianceBernstein Ptf AllianceBernstein Conservative Wealth Strat Cl A|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABPBX|AllianceBernstein Ptf AllianceBernstein Conservative Wealth Strat Cl B|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABPCX|AllianceBernstein Ptf AllianceBernstein Conservative Wealth Strat Cl C|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABPRX|AllianceBernstein Large-Cap Growth Fund, Inc. R Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABPXX|Cash Reserves Fd, Inc., Prime Institutional Shares|DWS Investments Funds|$S|A|State Street Bank & Trust Company
ABPYX|AllianceBernstein Ptf AllianceBernstein Conservative Wealth Strat Adv|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABQBX|AllianceBernstein Bond Fd, Inc. - AllianceBernstein Intermediate Bd Pt|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABQCX|AllianceBernstein Bond Fd, Inc. - AllianceBernstein Intermediate Bd Pt|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABQIX|AllianceBernstein Bond Fd, AllianceBernstein Intermediate Bd Ptf Cl I|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABQKX|AllianceBernstein Bond Fd, AllianceBernstein Intermediate Bd Ptf Cl K|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABQRX|AllianceBernstein Bond Fd, Inc.AllianceBernstein Intermediate Bd Ptf C|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABQUX|AllianceBernstein Bond Fund, Inc. Intermediate Bd Ptf Cl A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABQYX|AllianceBernstein Bond Fd, Inc. - AllianceBernstein Intermediate Bd Pt|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABRBX|Invesco Balanced-Risk Allocation Fund Class B|Invesco Funds|MF|Z|AIM Advisors
ABRCX|Invesco Balanced-Risk Allocation Fund Class C|Invesco Funds|MF|Z|AIM Advisors
ABREX|AllianceBernstein Cap Fd, Inc. AB Emerging Markets Multi-Asset Ptf Class R|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ABRFX|America First Absolute Return Fund Class A|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
ABRIX|Invesco Balanced-Risk Allocation Fund Cl R5|Invesco Funds|MF|Z|AIM Advisors
ABRRX|Invesco Balanced-Risk Allocation Fund Class R|Invesco Funds|MS|Z|AIM Advisors
ABRUX|America First Absolute Return Fund Class U|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
ABRWX|America First Absolute Return Fund Class I|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
ABRXX|Alex Brown Cash Reserve Fund - Prime|DWS-ABIM|$S|A|State Street Bank & Trust Company
ABRYX|Invesco Balanced-Risk Allocation Fund Class Y|Invesco Funds|MF|Z|AIM Advisors
ABRZX|Invesco Balanced-Risk Allocation Fund Class A|Invesco Funds|MF|Z|AIM Advisors
ABSAX|American Beacon Small Cap Value Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABSCX|AllianzGI Retirement 2020 Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ABSIX|AllianceBernstein Trust: AllianceBernstein Discovery Value Fd Cl I|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABSKX|AllianceBernstein Trust: AllianceBernstein Discovery Value Fd Cl K|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABSRX|AllianceBernstein Discovery Value Fund Class R Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABSYX|American Beacon Small Cap Value Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABTAX|American Century Government Bond Fd A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ABTCX|American Century Government Bond Fd - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ABTFX|AllianceBernstein High Income Municipal Ptf Class C Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABTHX|AllianceBernstein High Income Municipal Ptf Class A Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABTIX|American Century Government Bond Fd - Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ABTPX|American Beacon Treasury Inflation Protected Securities Fd Inv Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ABTRX|American Century Government Bond Fd - R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ABTYX|AllianceBernstein High Income Municipal Ptf Advisor Class Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABUAX|Columbia Capital Allocation Moderate Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ABVAX|AllianceBernstein Trust - AllianceBernstein Value Fund Class A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABVBX|The AllianceBernstein Trust - AllianceBernstein Value Fund - Class B|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABVCX|AllianceBernstein Trust--AllianceBernstein Value Fund--Class C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABVIX|AllianceBernstein Trust: AllianceBernstein Value Fund Class I|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABVKX|AllianceBernstein Trust: AllianceBernstein Value Fund Class K|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABVRX|AllianceBernstein Value Fund Cl R Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABVYX|AllianceBernstein Value Fd - Advisor Class Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABWAX|AllianceBernstein Balanced Wealth Strategy Cl A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABWBX|AllianceBernstein Balanced Wealth Strategy Cl B Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABWCX|AllianceBernstein Balanced Wealth Strategy Cl C Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABWIX|The AllianceBernstein Ptf: AllianceBernstein Bal Wlth Strategy Cl I|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABWKX|The AllianceBernstein Ptf: AllianceBernstein Bal Wlth Strategy Cl K|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABWRX|AllianceBernstein Ptf AllianceBernstein Balanced Wlth Strategy Cl R Sh|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABWYX|AllianceBernstein Ptf, AllianceBernstein Balanced Wlth Strategy Adv Cl|Alliance Funds|MF|Z|State Street Bank & Trust Company
ABXAX|AllianceBernstein Tax-Managed International Portfolio Class A Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABXBX|AllianceBernstein Tax-Managed International Portfolio Class B Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABXCX|AllianceBernstein Tax-Managed International Portfolio Class C Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ABYEX|AllianceBernstein Cap Fd, Inc. AB Emerging Markets Multi-Asset Ptf Class Advisor|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ABYSX|AllianceBernstein Discovery Value Fund Advisor Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ACAAX|Alger Capital Appreciation Fund Class A|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ACACX|AllianceBernstein Municipal Income Fund, Inc. - CA Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ACAGX|Forward Aggressive Growth Allocation Fund C Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
ACAHX|American Century All Cap Growth Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACAIX|Forward Aggressive Growth Allocation Investor Shares|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
ACAJX|American Century All Cap Growth Fd Intl Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACAPX|Alger Capital Appreciation Fund Class B|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ACAQX|American Century All Cap Growth Fd A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACARX|Alger Capital Appreciation Institutional Fund Class R|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ACASX|Access Capital Community Investment Class A|RBC Funds Trust|MS|Z|BNY Mellon Asset Servicing
ACAWX|American Century All Cap Growth Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACAXX|American Century Prime Money Market Fd - A Class|American Century Investments|$$|A|State Street Bank & Trust Company
ACAZX|The Alger Fds, Alger Capital Appreciation Fund Class Z|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ACBGX|U.S. Global Investors Funds, Holmes Growth Fund|United Services Funds|MF|Z|Brown Brothers Harriman & Co.
ACBHX|Aberdeen Core Income Fund Class R|Aberdeen Funds|MS|Z|Citi Fund Services
ACBIX|Forward Balanced Allocation Fund Investor Shares|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
ACBKX|Aberdeen Core Income Fund Inst Service Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ACBPX|American Century Diversified Bond Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACBVX|American Century Value - Class B|American Century Investments|MS|Z|State Street Bank & Trust Company
ACBXX|Columbia Money Market Fund Class B|Columbia Funds|$$|A|Ameriprise Financial, Inc.
ACBYX|American Beacon Balanced Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ACCAX|American Century Strategic Allocation Conservative A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACCBX|Invesco Corporate Bond Fund Class A|Invesco Funds|MF|Z|AIM Advisors
ACCDX|Invesco Corporate Bond Fund Class B|Invesco Funds|MF|Z|AIM Advisors
ACCEX|Invesco Corporate Bond Fund Class C|Invesco Funds|MF|Z|AIM Advisors
ACCHX|Invesco Corporate Bond Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ACCIX|American Century Strategic Allocation - Conservative Instl Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACCKX|American Century Core Plus Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACCLX|American Century Mid Cap Value Fund - C Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACCNX|American Century Core Plus Fd Investor Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACCOX|American Century International Value Fund Class C|American Century Investments|MS|Z|State Street Bank & Trust Company
ACCPX|American Century Core Plus Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACCQX|American Century Core Plus Fd A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACCSX|Access Capital Community Investment Fund Cl I|RBC Funds Trust|MF|Z|BNY Mellon Asset Servicing
ACCUX|American Century Core Plus Fd Insti Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACCVX|American Century Capital Value Fd A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACCWX|Invesco Corporate Bond Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
ACCXX|Federated Automated Cash Management Trust Cash Series II Shares|Federated Funds|$$|A|State Street Bank & Trust Company
ACCZX|Invesco Corporate Bond Fund Class R|Invesco Funds|MS|Z|AIM Advisors
ACDEX|Alpha Defensive Growth Fund Class I|Advisors Series Trust|MS|Z|U.S. Bancorp Fund Services, LLC
ACDHX|American Century Disciplined Growth Plus Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACDJX|American Century Disciplined Growth Plus Fd Inv Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACDKX|American Century Disciplined Growth Plus Fd Instl Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACDQX|American Century Disciplined Growth Plus Fd A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACDWX|American Century Disciplined Growth Plus Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACECX|American Century Emerging Markets - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACEHX|Invesco Van Kampen Exchange Fund Shs|Invesco Funds|MF|Z|AIM Advisors
ACEIX|Invesco Equity and  Income Fund Class A|Invesco Funds|MF|Z|AIM Advisors
ACEKX|Invesco Equity and Income Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
ACEMX|The Alger Fds II, Alger Emerging Markets Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ACEQX|Invesco Equity and Income Fund Class B|Invesco Funds|MF|Z|AIM Advisors
ACERX|Invesco Equity and  Income Fund Class C|Invesco Funds|MF|Z|AIM Advisors
ACESAX|Advisors Disp Tr 978 Advisors Core Equity Strategy Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ACESBX|Advisors Disp Tr 983 Advisors Core Equity Strategy Port Srs 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ACESCX|Advisors Disp Tr 999 Advisors Core Equity Strategy Port Srs 2013-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ACESX|Invesco Equity and Income Fund Class R|Invesco Funds|MS|Z|AIM Advisors
ACETX|Invesco Equity and Income Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ACEVX|American Century International Value Fund Investor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACEYX|American Beacon Emerging Markets Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ACFCX|American Century Legacy Focused Large Cap Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACFDX|American Century Inv, Legacy Focused Large Cap Fd Adv Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACFFX|Columbia Acorn Tr, Acorn International Select Fd Cl Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ACFIX|The Arbitrage Credit Opportunities Cl I|Arbitrage Funds|MS|Z|Alps Distributors, Inc.
ACFOX|American Century Inv, Legacy Focused Large Cap Fd Inv Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACFSX|American Century  Legacy Focused Large Cap Fd Insti Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACGAX|Forward Growth Allocation Fund Insti|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
ACGCX|American Century Income & Growth - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACGDX|American Century Legacy Large Cap Fund Advisor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACGEX|American Century Legacy Large Cap Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACGGX|American Century Global Gold Fd - A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACGHX|American Century  Legacy Large Cap Fund Institutional Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACGIX|Invesco Growth & Income Fund Class A|Invesco Funds|MF|Z|AIM Advisors
ACGJX|Invesco Growth & Income Fund Class B|Invesco Funds|MF|Z|AIM Advisors
ACGKX|Invesco Growth & Income Fund Inc. Class C|Invesco Funds|MF|Z|AIM Advisors
ACGLX|Invesco Growth and Income Fund Class R|Invesco Funds|MS|Z|AIM Advisors
ACGMX|Invesco Growth and Income Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ACGOX|American Century Legacy Large Cap Fund Investor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACGQX|Invesco Growth and Income Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
ACIAX|AllianceBernstein Ptf AllianceBernstein Tx-Mgd Conser Wealth Strat A|Alliance Funds|MF|Z|State Street Bank & Trust Company
ACIBX|AllianceBernstein Ptf AllianceBernstein Tx-Mgd Conserv Wealth Strat B|Alliance Funds|MF|Z|State Street Bank & Trust Company
ACICX|AllianceBernstein Ptf AllianceBernstein Tx-Mgd Consv Wlth Strat Cl C|Alliance Funds|MF|Z|State Street Bank & Trust Company
ACIDX|American Century International Discovery Fd A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACIEX|Forward International Equity Fund Insti|Forward Management, LLC|MF|Z|Alps Distributors, Inc.
ACIGX|Forward Income & Growth Allocation Fund Investor Shares|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
ACIIX|American Century Equity Income Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACIKX|American Century International Core Equity Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACIMX|American Century Inv International Core Equity Fd Investor Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACINX|Columbia Acorn Tr, Acorn International Fd Cl Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ACIOX|American Century International Opportunities - Institutional Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACIQX|American Century International Core Equity Fd A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACIRX|American Century International Core Equity Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACISX|AllianceBernstein Corporate Income Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ACITX|American Century Inflation Adjusted Bond Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACIUX|American Century International Core Equity Fd Insti Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACIXX|American Performance Institutional Cash Management Fund|Cavanal Hill Funds|$S|A|Citi Fund Services
ACIYX|AllianceBernstein Ptf, AllianceBernstein Tx-Mgd Consv Wlth Str Adv Cl|Alliance Funds|MS|Z|State Street Bank & Trust Company
ACKXX|Federated Automated Cash Management Trust R Shs|Federated Funds|$$|A|State Street Bank & Trust Company
ACLAX|American Century Mid Cap Value Fd A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLBX|AllianceBernstein Intermediate California Municipal Ptf B Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ACLCX|American Century  Value -  C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACLDX|American Century Inv, NT Diversified Bond Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLEX|American Century Inv, NT Equity Growth Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLGX|ING Capital Allocation Fd C|ING Funds|MS|Z|Bank of New York
ACLKX|American Century Inv, NT Emerging Markets Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLLX|American Century Inv, NT Large Company Value Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLMX|American Century Inv, NT Mid Cap Value Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLNX|American Century Inv, NT International Growth Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLOX|American Century Inv, NT Small Company Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLSX|American Century Long-Term Tax-Free Fund Institutional Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACLTX|American Century Inv, NT Growth Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLVX|American Century Long-Term Tax-Free Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACLWX|American Century Inv, NT Vista Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACMCX|AllianceBernstein Intermediate California Municipal Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ACMEX|American Century Legacy Multi Cap Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACMFX|American Century Legacy Multi Cap Fund Advisor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACMHX|American Century Legacy Multi Cap Fund Institutional Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACMNX|American Century Legacy Multi Cap Fund Investor|American Century Investments|MF|Z|State Street Bank & Trust Company
ACMTX|AllianceBernstein Real Asset Strategy Cl C Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ACMVX|American Century MidCap Value Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACMXX|Federated Automated Cash Management Tr Svc Shs|Federated Funds|$$|A|State Street Bank & Trust Company
ACMYX|American Beacon Mid-Cap Value Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ACNKX|American Century NT Core Equity Plus Fd Instl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACOAX|American Century Strategic Allocation Moderate A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACOCX|AC ONE China Fund Investor Class|Managed Portfolio Series|MS|Z|U.S. Bancorp Fund Services, LLC
ACOIX|AC ONE China Fund Institutional Class|Managed Portfolio Series|MS|Z|U.S. Bancorp Fund Services, LLC
ACOPX|Alpha Opportunistic Growth Fund Class I|Advisors Series Trust|MS|Z|U.S. Bancorp Fund Services, LLC
ACOYX|American Beacon Short-Term Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ACPHX|American Century Core Equity Plus Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACPIX|American Century Capital Value - Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACPKX|American Century Core Equity Plus Fd Instl Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACPQX|American Century Core Equity Plus A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACPSX|Invesco Core Plus Bond Fund Class A|Invesco Funds|MS|Z|AIM Advisors
ACPVX|American Century Core Equity Plus Fd Inv Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACPWX|American Century Core Equity Plus Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACPXX|Cavanal Hill Fd Tax Free Money Market Premier Shs|Cavanal Hill Funds|$S|X|Citi Fund Services
ACRNX|Columbia Acorn Tr, Acorn Fund Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ACRTX|Aston/Sivercrest Small Cap Fd Cl I Shs|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ACRYX|American Beacon Retirement Income Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ACSAX|Avenue Credit Strategies Fund Investor Class|Avenue Capital Management II,L.P.|MS|Z|State Street Bank & Trust Company
ACSBX|Avenue Credit Strategies Fund Institutional Class|Avenue Capital Management II,L.P.|MS|Z|State Street Bank & Trust Company
ACSCX|American Century Small Cap Value Fd A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACSDX|Invesco Comstock Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ACSHX|Invesco Comstock Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
ACSIX|Forward SMIDPlus Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
ACSKX|American Century Short Duration Fd C Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACSLX|American Century Select - Class C|American Century Investments|MS|Z|State Street Bank & Trust Company
ACSNX|American Century Short Duration Fd Investor Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACSPX|American Century Short Duration Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACSQX|American Century Short Duration Fd A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACSRX|Invesco Comstock Fund Class R|Invesco Funds|MS|Z|AIM Advisors
ACSTX|Invesco Comstock Fund Class A|Invesco Funds|MF|Z|AIM Advisors
ACSUX|American Century Short Duration Fd Insti Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ACSWX|Invesco Comstock Fund Class B|Invesco Funds|MF|Z|AIM Advisors
ACSXX|Invesco Tax-Exempt Cash Fund Class A|Invesco Funds|$$|X|AIM Advisors
ACSYX|Invesco Comstock Fund Class C|Invesco Funds|MF|Z|AIM Advisors
ACTCX|American Century Long-Term Tax-Free Fund Class C|American Century Investments|MS|Z|State Street Bank & Trust Company
ACTDX|Invesco High Yield Municipal Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ACTEX|American Century Zero Coupon 2020  Advisor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ACTFX|Invesco High Yield Municipal Class C|Invesco Funds|MF|Z|AIM Advisors
ACTGX|Invesco High Yld Muni Class B|Invesco Funds|MF|Z|AIM Advisors
ACTHX|Invesco High Yld Muni Cl A|Invesco Funds|MF|Z|AIM Advisors
ACTIX|American Century Capital Value Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACTNAX|Advisors Dis Tr 807 Advisors Corp Trust Navellier/Dial High Income Opportunities Ptf Srs 41|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNBX|Advisors Disp Tr 808 Advisors Corporate Tr Navellier/Dial High Income Opportunities Ptf Srs 42|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNCX|Advisors Disp Tr 809 Advisors Corporate Tr Navellier/Dial High Income Opportunities Ptf Srs 43|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNDX|Advisors Dis Tr 822 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 44|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNEX|Advisors Disp Tr  823, Advisors Corporate Trust-Navellier/Dial High Income Opportunities Ptf, Srs 45|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNFX|Advisors Disp Tr 824 Advisors Corporate Trust-Navellier/Dial High Income Opportunities Ptf Srs 46|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNGX|Advisors Dis Tr 825 Advisors Corp Tr Navellier/Dial High Income Opportunities Ptf Srs 47|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNHX|Advisors Dis Tr 844 Advisors Corp Trust Navellier/Dial High Income Opportunities Ptf Series 48|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNIX|Advisors Dis Tr 845 Advisors Corp Tr Navalier/Dial High Income Opportunities Ptf Srs 49|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNJX|Advisors Dis Tr 857 Advisors Corporate Trust Navellier/Dial High Income Opportunities Portfolio Seri|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNKX|Advisors Dis Tr 858 Advisors Corp Trust Navellier/Dial High Income Opportunities Portfolio Series 51|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNLX|Advisors Dis Tr 882 Advisors Corporate Trust Navellier/Dial-High Income Opportunities Portfolio Seri|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNMX|Advisors Disp Tr 883 Advisors Corporate Tr-Navellier/Dial High Incm Opportunities Ptf Srs 53|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNNX|Advisors Dis Trust 904 Advisors Corporate Trust navellier/Dial high Income Opportunities Ptf Srs 54|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNOX|Advisors Dis Tr 905 Advisors Corp. Trust-Navellier/Dial High Income Opportunities Portfolio Series 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNPX|Advisors Disp 906 Advisors Corp Tr Navellier/Dial High Inc Opportunities Port Srs 56|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNQX|Advisors Disp Tr Advisors Corp Tr Navellier/Dial High Inc Opportunities Ptf Srs 57|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNRX|Advisors Dis Tr 917 Advisors Corp Trust Navellier/Dial High Inc. Opportunities Portfolio Series 58|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNSX|Advisors Dis Tr 918 Advisors Corp Trust Navellier/Dial High Inc. Opportunities Portfolio Series 59|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNTX|Advisors Disp Tr 919 Advisors Corp Tr Navellier/Dial High Inc Opportunities Port Srs 60|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNUX|Advisors Disp Tr 943 Advisors Corp Tr-Navellier/Dial High Inc Opportunities Port Srs 61|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNVX|Advisors Disp 944 Advisors Corp Tr Navellier/Dial High Inc. Opportunities Port Srs 62|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNWX|Advisors Disp Tr 945 Advisors Corp Tr Navellier/Dial High Inc Opportunities Port Srs 63|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNX|Invesco High Yield Municipal Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
ACTNYX|Advisors Disp Tr 946 Advisors Corp Tr Navellier/Dial High Inc Opportunities Port Srs 64|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTNZX|Advisors Disp 947 Advisors Corp Tr-Navellier/Dial High Inc Opportunities Port Srs 65|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTOAX|Advisors Disp Tr 948 Advisors Corp Tr-Navellier/Dial High Inc Opportunities Port Srs 66|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTOBX|Advisors Disp Tr 973 Advisors Corp Trust-Navellier/Dial HighInc Opportunities Port Srs 67|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTOCX|Advisors Disp Tr 974 Advisors Corp Trust Navellier/Dial High Inc. Opportunities Port Srs 68|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTODX|Advisors Disp Tr 975 Advisors Corp Trust Nav/Dial High Income Opportunities Port Srs 69|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTOEX|Advisors Disp Tr Advisors Corp Trust Nav/Dial High Income Opportunities Port Srs 70|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTOFX|Advisors Disp Tr 1034 Advisors Corp Trust Nav/Dial High Income Opportunities Port Srs 71|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ACTTX|American Century Zero Coupon  2015 - Advisor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACTVX|American Century Investment, Zero Coupon 2025 Fund Advisor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACTWX|Columbia Acorn Tr, Acorn Select Fd Cl Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ACTYX|American Beacon Intermediate Bond Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ACUIX|Columbia Dividend Opportunity Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ACUYX|American Beacon Treasury Inflation Protected Sec Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ACVAX|American Century Strategic Allocation Aggressive A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACVBX|American Century Strategic Allocation: Conservative Class B|American Century Investments|MS|Z|State Street Bank & Trust Company
ACVHX|American Century Market Neutral Value Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACVIX|American Century Small Cap Value - Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACVKX|American Century Market Neutral Value Fd Instl Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACVQX|American Century Market Neutral Value Fd A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACVRX|American Century International Value Fund Class R|American Century Investments|MS|Z|State Street Bank & Trust Company
ACVUX|American Century International Value Fund Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACVVX|American Century Market Neutral Value Fd Inv Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACVWX|American Century Market Neutral Value Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ACWDX|Aston Small Cap Growth Fd Cl N|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ACWIX|Aston Small Cap Growth Fd Cl I|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ACXXX|Invesco Money Market Fund Class C5|Invesco Funds|$$|A|AIM Advisors
ACYIX|American Century High Yield Fund Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ACYXX|Invesco Money Market Fund Class B5|Invesco Funds|$$|A|AIM Advisors
ACYYX|American Beacon High Yield Bond Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ACZXX|Invesco Money Market Fund Class A5|Invesco Funds|$$|A|AIM Advisors
ADAAX|AllianceBernstein Dynamic All Market Ptf Class A|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADABX|Alpine Dynamic Balance Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
ADACX|AllianceBernstein Dynamic All Maket Ptf Class C|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADADX|AllianceBernstein Dynamic All Market Ptf Class 1|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADAEX|AllianceBernstein Dynamic All Market Ptf Class 2|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADAFX|Alpine Dynamic Financial Services Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
ADAIX|AQR Diversified Arbitrage Fund Class I|AQR Funds|MF|Z|Chase Global Funds
ADAKX|AllianceBernstein Dynamic All Market Ptf Class K|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADANX|AQR Diversified Arbitrage Fund Class N|AQR Funds|MF|Z|Chase Global Funds
ADARX|AllianceBernstein Dynamic All Market Ptf Class R|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADATX|Alpine Dynamic Tranformations Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
ADAVX|Alpine Dynamic Dividend Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
ADAYX|AllianceBernstein Dynamic All Market Ptf Class Adv|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADBAX|Advance Capital, Inc. - Balanced Fund|Advance Capital, Inc. Funds|MF|Z|Advance Capital, Inc. Funds
ADBLX|Aston/DoubleLine Core Plus Fixed Income Fd Cl N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ADBNX|Advance Capital I, Balanced Fund Insti|Advance Capital, Inc. Funds|MS|Z|Advance Capital, Inc. Funds
ADBYX|Alpine Dynamic Balance Fund|Alpine Management & Research, LLC|MF|Z|State Street Bank & Trust Company
ADCCX|American Century Disciplined Growth Fund C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ADCEX|Advance Capital I, Core Equity Fund Retail Class|Advance Capital, Inc. Funds|MS|Z|Advance Capital, Inc. Funds
ADCIX|American Century Disciplined Growth Fund Institutional Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ADCNX|Advance Capital I, Core Equity Fund Instit Class|Advance Capital, Inc. Funds|MS|Z|Advance Capital, Inc. Funds
ADCVX|American Century Disciplined Growth Fund A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ADEAX|AllianceBernstein International Discovery Equity Ptf Cl A|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADECX|Columbia Diversified Equity Income Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ADEGX|Advance Capital I, Equity Growth Fund|Advance Capital, Inc. Funds|MF|Z|Advance Capital, Inc. Funds
ADEIX|AllianceBernstein International Discovery Equity Ptf Cl I|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADEKX|AllianceBernstein International Discovery Equity Ptf Cl K|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADENX|Advance Capital I, Equity Growth Fund Insti|Advance Capital, Inc. Funds|MS|Z|Advance Capital, Inc. Funds
ADERX|AllianceBernstein International Discovery Equity Ptf Cl R|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADEYX|AllianceBernstein International Discovery Equity Ptf Advisor Cl|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADFAX|American Century Diversified Bond A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ADFIX|American Century Diversified Bond Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ADFSX|Alpine Dynamic Financial Services Fund|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
ADGAX|AllianceBernstein Core Opportunities Fund, Inc. Class A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ADGBX|AllianceBernstein Core Opportunities Fund, Inc. Class B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ADGCX|AllianceBernstein Core Opportunities Fund, Inc. Class C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ADGIX|AllianceBernstein Core Opportunities Fund, Inc. Class I|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADGKX|AllianceBernstein Core Opportunities Fund, Inc. Class K|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADGRX|AllianceBernstein Core Opportunities Fund, Inc. Class R Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADGXX|Advantage Government Liquidity Fd Shs of Dly Incm Fd US Government|Reich & Tang|$$|G|Bank of New York
ADGYX|AllianceBernstein Core Opportunities Fund, Inc. Advisor Class Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADIAX|Alpine Dynamic Innovators Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
ADIIX|Columbia Diversified Equity Income Fund Class I|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ADINX|Alpine Woods Capital Investors, LLC|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
ADIVX|Aston/RiverRoad Dividend All Cap Value Fund II Class I Shares|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ADJEX|Azzad Ethical Fund|Azzad Funds|MS|Z|Mutual Shareholder Services, LLC
ADJPX|AllianzGI NFJ Dividend Value Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ADKSX|The Adirondack Small Cap Fund|Adirondack Funds|MS|Z|Mutual Shareholder Services, LLC
ADLAX|Aberdeen Emerging Markets Debt Local Currency Fd Cl A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ADLCX|Aberdeen Emerging Markets Debt Local Currency Fd Cl C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ADLIX|Aston/DoubleLine Core Plus Fixed Income Fd Cl I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ADLXX|Advantage Primary Liquidity Fund Shs of Dly Incm Fd Money Market Ptf|Reich & Tang|$$|A|Bank of New York
ADMAX|AllianceBernstein Dynamic All Market|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADMCX|AllianceBernstein Dynamic Al Market Plus Ptf Class C|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADMDX|AllianceBernstein Dynamic All Market Plus Ptf Class 1|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADMEX|AllianceBernstein Dynamic All Market Plus Ptf Class 2|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADMIX|AllianceBernstein Dynamic All Market Plus Ptf Class I|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADMKX|AllianceBernstein Dynamic All Market Plus Ptf Class K|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADMRX|AllianceBernstein Dynamic All Market Plus Ptf Class R|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADMXX|Advantage Municipal Liquidity Fund Shs of Dly Incm Fd Municipal Ptf|Reich & Tang|$$|G|Bank of New York
ADMYX|AllianceBernstein Dynamic All Market Plus Ptf Class Adv|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ADNAX|Aston Dynamic Allocation Fund Cl I|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ADOCX|Alger Dynamic Opportunities Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ADOZX|The Alger Fds II, Alger Dynamic Opportunities Fund Class Z|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ADPAX|AllianceBernstein Short Duration Class A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ADPBX|AllianceBernstein Short Duration Class B Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ADPCX|AllianceBernstein Short Duration Class C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ADRIX|Advance Capital I, Inc. - Retirement Income Fund|Advance Capital, Inc. Funds|MF|Z|Advance Capital, Inc. Funds
ADRNX|Advance Capital I, Retirement Income Fund Insti|Advance Capital, Inc. Funds|MS|Z|Advance Capital, Inc. Funds
ADRRX|American Century Disciplined Growth Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ADSIX|American Century Disciplined Growth Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ADTBPX|Advisors Dis Tr 748 Global Basic Materials Ptf Series 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTBQX|Advisors Dis Tr 831 Global Basic Materials Portfolio Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTBRX|Advisors Dis Tr 896 Global Basic Materials Portfolio Series 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTCEX|Corporate Bd Investment Grd Intermediate, Srs 5, Adv Disc Tr,Srs 15|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTCFX|Advisors Disciplined Tr 42, Corp. Bd. Investment Grd Interm Ptf, Srs 6|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTCPX|Advisors Disp Tr 784 Bahl & Gaynor Small Cap Growth & Income Ptf Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTCQX|Advisors Disp Tr 816 Bahl & Gaynor Small Cap Growth and Income Ptf Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTCRX|Advisors Dis Tr 853 Bahl & Gaynor Small Cap Growth and Income Portfolio Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTERX|Advisors Dis Tr 740 Energy Opportunities Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTESX|Advisors Dis Tr 755 Agriculture Opportunity Ptf Series 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTETX|Advisors Disp Tr 815 Energy Opportunitities Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTEUX|Advisors Dis Tr 835 Agriculture Business Opportunities Portfolio Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTEVX|Advisors Dis Tr 837 Energy Opportunities Ptf Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTEWX|Advisors Disp Tr 900 Agriculture Opportunitiy Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTEYX|Advisors Disp Tr 987 Energy Opportunities Port Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTGAX|Advisors Dis Tr 464 GNMA Advantage Income Ptf Srs 13|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGBX|Advisors Dis Tr 554 GNMA Advantage Income Ptf Srs 14|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGCX|Advisors Disciplined Tr 28, GNMA Advantage Income Ptf Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGDX|Advisors Disciplined Tr 46, GNMA Advantage Income Ptf, Srs 4|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGEX|Advisors Disciplined Tr 69, GNMA Advantage Incm Ptf, Srs 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGFX|Advisors Disciplined Tr 95, GNMA Advantage Income Ptf, Srs 6|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGGX|Advisors Disciplined Tr 134, GNMA Advantage Incm Ptf, Srs 7|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGHX|Advisors Dis Tr 166, GNMA Advantage Income Ptf, Srs 8|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGJX|Advisors DisTr 219, GNMA Advantage Income Prft, Srs 9|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGKX|Advisors Dis Tr 268 GNMA Advantage Income Ptf Srs 10|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGLX|Advisors Dis tr 319 GNMA Advantage Income Ptf Srs 11|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGMX|Advisors Dis Tr 394 GNMA Advantage Income Ptf Srs 12|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGNX|GNMA Advantage Income Ptf Ser 2, Adv Disciplined Tr Ser 11|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGPX|Advisors Dis Tr 651 GNMA Advantage Income Ptf Srs 15|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGSX|Advisors Disp 719 GNMA Advantage Income Ptf Srs 16|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGTX|Advisors Dis Tr 800 GNMA Advantage Income Ptf Srs 17|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGUX|Advisors Dis Tr 870 GNMA Advantage Income Portfolio Series 18|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTGVX|Advisors Disp Tr 966 GNMA Advantage Income Port Srs 19|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTHUX|Advisors Dis Tr 703 Strategic Foundations of Growth Ptf Srs 2011-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTHWX|Advisors Dis Tr 770 Global Inflation Growth Ptf Series 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTHYX|Advisors Disp 779 Strategic Foundations of Growth Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTIWX|Advisors Disp Tr 716 Global Closed-End Port Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTIYX|Advisors Disp Tr 793 Global Closed-End Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTIZX|Advisors Dis Tr 869 Global Closed-End Portfolio Series 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTJRX|Advisors Dis Tr 725 Strategic High 80 Ptf Series 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTJTX|Advisors Disp Tr 814 Strategic High 80 Dividend Ptf Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTJUX|Advisors Dis Tr 847 Strategic High 80 Dividend Portfolio Series 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTJVX|Advisors Disp Tr 879 Strategic High 80 Dividend Ptf Srs 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTJWX|Advisors Disp Tr 932 Strategic High 80 Dividend Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKEX|Advisor Dis Tr 193, Taxable Municipal Bond Ptf Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTKKX|Advisors Dis Tr 710 Strategic Higgh 50/Q-50 Dividend and Growth Ptf Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKLX|Advisors Displined Tr 789 Strategic High 50/Q-50 Dividend and Growth Ptf Srs 2012-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKMX|Advisors Disp Tr 834 Strategic High 50/Q-50 Dividend and Growth Ptf Srs 2012-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKNX|Advisors Dis Tr 867 Strategic High 50/Q-50 Dividend and Growth Portfolio Series 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKOX|Advisors Disp Tr 910 Strategic High 50/Q-50 Dividend and Growth Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKPX|Advisors Dis tr 920 Global Covered Call & Income Strategies Closed-End Portfolio 15 Month Series 201|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKQX|Advisors Disp Tr 915 Global Covered Call & Inc Strategies Closed-End Port 15 Month Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKRX|Advisors Disp Tr 931 Strategic High 50/Q-50 Dividend and Growth Port Srs 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKUX|Advisors Disp 721 High Yield Incm Closed-End  Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKVX|Advisors Dis Tr 801 High Yield Income Closed-End Portfolio Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKWX|Advisors Dis Tr 871 High Yield & Income Closed-End Portfolio Series 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTKYX|Advisors Disp Tr 962 High Yield & Income Closed-End Port Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTLAX|Advisors Disciplined Tr 40 CPI Linked Floating Rate Note Ptf, Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTLBX|Advisors Disciplined Tr 64, CPI Linked Note Ptf, Srs 2|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTLCX|Advisors Disciplined Trust 72, CPI Linked Note Ptf, Srs 3|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTLDX|Advisors Disciplined Tr 88, CPI Linked Note Ptf, Srs 4|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTLEX|Advisors Disciplined Tr 101, CPI Linked Note Ptf, Srsb 5|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTLMX|Advisors Dis Tr 619 Build America Bond Ltd Maturity Ptf Srs 7 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTLNX|Advisors Dis Tr 648 Build America Bond Ltd Maturity Ptf Srs 8 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTLOX|Advisors Dis Tr 639, Build America Bond Ltd maturity Ptf Srs 9 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTLPX|Advisors Dis Tr 922 Senior Variable Rate and Closed-End Portfolio 15 Month Series 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTLQX|Advisors Disp Tr 914 Senior Variable Rate and Inc. Closed-End Port 15 Month Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTMLX|Advisors Dis Tr 411 Municipal Closed-End Ptf Srs 12|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTMMX|Advisors Disp Tr 498, Municipal Closed-End Ptf, Srs 13|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTMPX|Advisors Disp 753 Municipal Closed-End Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTMQX|Advisors Dis tr 836 Municipal Closed-end Portfolio Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTMRX|Advisors Dis Tr 894 Municipal Closed-End Portfolio Series 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTNAX|Advisors Disciplined Tr 27, New York Tax Exempt Bd Ptf Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTNJX|Advisors Dis Tr 257 Tax Exempt Securities Tr New York Tr 268|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTNLX|Advisors Disciplined Tr 272 Tax Exempt Securities Tr NY Tr 269|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTNOX|Advisors Dis Tr 325 Tax Exempt Securitiers Tr New York Tr 270|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTNRX|Advisors Dis Tr 351 Tax Exempt Sec Tr, NY Trust 271|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTOVX|Advisors Dis Tr 733 Global Covered Call & Incm Strategies Closed-End Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTOWX|Advisors Dis Tr 765 Global Covered Call & Income Strategies Closed-End Ptf 15 month Srs 2011-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTOYX|Advisors Dis Tr 798 Global Covered Call & Income Strategies Closed-End Ptf 15 month Series 2012 1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTOZX|Advisors Disp Tr 819 Global Covered Call & Income Strategies Closed-End Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTPTX|Advisors Dis Tr 745 Preferred Income Opportunitiers Ptf 2 Yr Series 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTPUX|Advisors Dis Tr 829 Preferred Income Opportunities Portfolio 2-Yr Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTPVX|Advisors Disp Tr 898 Preferred Inc Opportunities Port 20122|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTQIX|Advisors Dis Tr 257 Tax Exempt Securities Tr California Tr 229|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTQLX|Advisors Dis Tr 278 Tax Exempt Securities Tr CA Tr 230|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTQMX|Advisors Dis Tr 298 Tax Exempt Securities Tr California Tr 231|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTQPX|Advisors Dis Tr 810 New Jersey Closed-End Ptf Series 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTQSX|Advisors Dis Tr 861 New Jersey Closed-End Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTQTX|Advisors Disp Tr 902 New Jersey Municipal Closed-End Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTRRX|Advisors Dis Tr 709 Real Estate Income Trust Ptf Srs 2011-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTRTX|Advisors Disp Tr 811 Confluence REIT Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTRUX|Advisors Dis Tr 838 Confluence REIT Portfolio Series 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTRVX|Advisors Disp Tr 928 Confluence REIT Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTRX|Alpine Dynamic Tranformations Fund|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
ADTSNX|Advisors Dis Tr 409 Senior Variable Rate and Inc Closed-End Srs 14|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTSOX|Advisors Dis Tr 480 Senior Variable Rate and Inc Closed-End Ptf Srs 15|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTSQX|Advisors Dis Tr 586 Senior Variable Rate and Inc Closed-End Ptf Srs 17|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTSTX|Advisors Disp Tr 744 Senior Variable Rate & Income Closed-End Ptf Srs 2011-2-2Yr|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTSWX|Advisors Dis Tr 827 Senior Variable Rate and Income Closed-End Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTSYX|Advisors Disp Tr 893 Senior Variable Rate and Income Closed-End 2-Yr Port Srs 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTTMX|Advisors Dis Tr 634 Tax Exempt Muni Ptf Intermediate Srs 20 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTTNX|Advisors Dis Tr 649 Tax Exempt municipal Ptf Intermediate Srs 21 An SMC FIM Ptf|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTTOX|Advisors Dis Tr 723 BRIC Advantage Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTTPX|Advisors Dis Tr 773 UBSThematic Investment Ptf Value Drivers, Series 2011-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTTQX|Advisors Dis Tr 804 BRIC Advantage Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTTRX|Advisors Dis tr 872 BRIC Advantage Portfolio Series 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTTSX|Advisors Dis Tr 923 Tactical Income Closed-End Portfolio 15 Month Series 2012-3Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTTTX|Advisors Disp Tr 924 Tactical Income Closed-End Port 15 Month Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTTUX|Advisors Disp Tr 963 BRIC Advantage Port Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTULX|Advisors Dis Tr 230 Tax Exempt Securities Tr National Tr 445|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTUMX|Advisors Dis Tr 247 Tax Exempt Securities Tr National Tr 446|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTUNX|Advisors Dis tr 707 UBS Thematic Investment Ptf Upside Opportunity Series 2011-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTUOX|Advisors Dis Tr 255 Tax Exempt Securities Tr National Tr 447|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTUPX|Advisors Dis Tr 264 Tax Exempt Securities Tr National Tr 448|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTUQX|Advisors Dis Tr 286, Tax Exempt Securities Tr National Trust 449|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTURX|Advisors Dis Tr 300, Tax Exempt Securities Tr, Natl Tr 450|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTUSX|Advisors Dis Tr 307 Tax Exempt Securities Tr Natl Tr 451|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTUTX|Advisors Dis Tr 326 Tax Exempt Sec Tr Natl Tr 452|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTUVX|Advisors Dis Tr 335 Tax Exempt Securities Tr National Tr 453|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTUWX|Advisors Dis Tr 346 Tax Exempt Securities tr, Natl Tr 454|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTUZX|Advisors Dis Tr 350 Tax Exempt Sec Tr, Natl Tr 455|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTVVX|Advisors Dis tr 754 Convertible and Income Closed-End Ptf Series 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTVWX|Advisors Dis Tr 828 Convertible and Income CE Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTVYX|Advisors Dis Tr 895 Convertible and Income CE Portfolio Series 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTWOX|Advisors Dis Tr 704 Tactical Income Closed-End Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTWPX|Advisors Dis Tr 736 Tactical income Closed-End Ptf Srs 2011-3|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTWQX|Advisors Disp 776 Tactical Income Closed-End Ptf Srs 2011-4|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTWRX|Advisors Disp Tr 818 Tactical Income Closed-End Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTWSX|Advisors Dis tr 850 Tactical Income Closed-End Portfolio Series 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTWTX|Advisors Dis Tr 889 Tactical Income Closed-End Ptf Srs 2012-3|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTWUX|Advisors Disp Tr 935 Tactical Income Closed-End Port Srs 2012-4|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTXAX|Advisors Disciplined Tr 23 Tx Exempt Bd Invest Grd Interm Ptf Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ADTYLX|Advisor Disp Tr 714 Equity Div & Incm Closed-End Ptf Srs 2011-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTYMX|Advisors Disp Tr 792 Equity Dividend & Income Closed-End Ptf Srs 2012-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTYNX|Advisors Dis Tr 865 Equity Dividend & Income Closed-End Portfolio Series 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTYOX|Advisors Disp Tr 939 Equity Dividend & Income Closed-End Port Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTZIX|Advisors Dis Tr 258 Tax Exempt Securities Tr New Jersey Tr 185|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADTZZX|Advisors Dis Tr 786 Peroni Growth Ptf Winter 2012 Srs|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ADVAX|API Tr Efficient Frontier Value Fund Class A Shs|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
ADVDX|Alpine Dynamic Dividend Fund|Alpine Management & Research, LLC|MF|Z|State Street Bank & Trust Company
ADVEX|Advisory Research International All Cap Value Fund|Investment Managers Series Trust|MS|Z|UMB Fund Services
ADVGX|Advisory Research All Cap Value Fund|Investment Managers Series Trust|MF|Z|UMB Fund Services
ADVIX|Advisory Research International Small Cap Value Fund|Investment Managers Series Trust|MF|Z|UMB Fund Services
ADVNX|Advisory Research Strategic Income Fd|Investment Managers Series Trust|MS|Z|UMB Fund Services
ADVRX|American Century Diversified Bond Fund R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ADVTX|Aston/RiverRoad Dividend All Cap Value Fund II Class N Shares|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ADVWX|Advisory Research Global Value Fund|Investment Managers Series Trust|MS|Z|UMB Fund Services
ADYAX|AllianzGI Dynamic Emerging Multi-Asset Fund Class A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ADYCX|AllianzGI Dynamic Emerging Multi-Asset Fund Class C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ADYDX|AllianzGI Dynamic Emerging Multi-Asset Fund Class D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ADYIX|Ariel Discovery Fd Instl Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
ADYNX|AllianzGI Dynamic Emerging Multi-Asset Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ADYPX|AllianzGI Dynamic Emerging Multi-Asset Fund Class P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AEAMX|Alpine Emerging Markets Real Estate Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AEAXX|AllianceBernstein Exchange Reserves A Shares|Alliance Funds|$$|A|State Street Bank & Trust Company
AEBXX|AllianceBernstein Exchange Reserves B Shares|Alliance Funds|$$|A|State Street Bank & Trust Company
AECRX|Aberdeen Emerging Markets Debt Local Currency Fd Cl R|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AECXX|AllianceBernstein Exchange Reserves C Shares|Alliance Funds|$$|A|State Street Bank & Trust Company
AEDAX|Invesco European Growth Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AEDBX|Invesco European Growth Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AEDCX|Invesco European Growth Fund Class C|Invesco Funds|MF|Z|AIM Advisors
AEDFX|The Arbitrage Event Driven Fund Class R|Arbitrage Funds|MS|Z|Alps Distributors, Inc.
AEDIX|Aberdeen Emerging Markets Debt Local Currency Fd Inst Svc Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEDNX|The Arbitrage Event Driven Fund Class I|Arbitrage Funds|MS|Z|Alps Distributors, Inc.
AEDRX|Invesco European Growth Fund Class R Shares|Invesco Funds|MS|Z|AIM Advisors
AEDSX|Aberdeen Emerging Markets Debt Local Currency Fd Inst Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEDYX|Invesco European Growth Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AEEAX|Aberdeen Asia Bond Fund Class A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEEBX|Columbia European Equity Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AEECX|Aberdeen Asia Bond Fund Class C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEEIX|AllianceBernstein Global Real Estate Investment Fd, Inc.Cl I|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AEERX|Aberdeen Asia Bond Fund Class R|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEFCX|Arbitrage Event-Driven Fund Class C|Arbitrage Funds|MS|Z|Alps Distributors, Inc.
AEGAX|AllianzGI U.S. Emerging Growth Fund Cl A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AEGBX|American Funds EuroPacific Growth B|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AEGCX|AllianzGI U.S. Emerging Growth Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AEGDX|AllianzGI U.S. Emerging Growth Fund Class  D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AEGFX|American Funds EuroPacific Growth Cl F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AEGIX|ING Core Equity Research Fund Class I|ING Funds|MF|Z|Bank of New York
AEGPX|AllianzGI U.S. Emerging Growth Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AEGRX|AllianzGI U.S. Emerging Growth Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AEICX|ING Core Equity Research Fund Class C|ING Funds|MS|Z|Bank of New York
AEIEX|AllianceBernstein Emerging Markets Equity Port|Alliance Funds|MS|Z|State Street Bank & Trust Company
AEKBX|American Century Equity Income Fund B Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AEKXX|AllianceBernstein Exchange Reserves Class K|Alliance Funds|$$|A|State Street Bank & Trust Company
AELSX|Aberdeen Equity Long-Short Fund Institutional Service Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEMAX|American Beacon Emerging Markets Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AEMCX|American Beacon Emerging Markets Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AEMDX|Acadian Emerging Markets Debt Fund Insti|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
AEMEX|Alpine Emerging Markets Real Estate Fund|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AEMFX|American Beacon Emerging Mkts Fd Inst Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AEMGX|Acadian Emerging Market Portfolio Instl Cl|Advisors' Inner Circle Funds|MF|Z|SEI Investments Distribution Co.
AEMIX|AllianzGI U.S. Emerging Growth Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AEMMX|American Century Emerging Markets Fd- A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AEMPX|AllianzGI Emerging Markets Opportunites Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AEMRX|American Century Emerging Markets Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AEMSX|Aberdeen Emerging Markets Fund,  Insti Service Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEMTX|Transamerica Emerging Markets Equity Class A|Transamerica Mutual Funds|MS|Z|State Street Bank & Trust Company
AEMXX|ING Money Market Fund Class A|ING Funds|$$|A|Bank of New York
AEPCX|American Funds EuroPacific Growth C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AEPFX|EuroPacific Growth Fund, Class F-2 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AEPGX|American Funds EuroPacific Growth A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AEQAX|Ascendant MultiCap Equity Fd Cl A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
AEQCX|Ascendant MultiCap Equity Fd Cl C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
AEQIX|Ascendant MultiCap Equity Fd Cl I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
AERUX|Aberdeen European Equity Fund, Class R|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AESAX|ING Small Company Fund Class A|ING Funds|MF|Z|Bank of New York
AESGX|ING Small Company Fund Class I|ING Funds|MS|Z|Bank of New York
AEUAX|Aberdeen European Equity Fund, Class A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEUCX|Aberdeen European Equity Fund, Class C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEUIX|Aberdeen European Equity Fund, Institutional Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEURX|American Century Equity Income R Shares|American Century Investments|MF|Z|State Street Bank & Trust Company
AEUSX|Aberdeen European Equity Fund, Institutional Service Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AEVYX|Columbia Equity Value Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
AEYCX|American Century Equity Growth - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AEYIX|American Century Equity Income - C Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AEYRX|American Century Equity Growth Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AEYXX|AllianceBernstein Exchange Reserves Advisor Shares|Alliance Funds|$$|A|State Street Bank & Trust Company
AFAAX|API Efficient Frontier Capital Income Fd Inst Sh Cl|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
AFAXX|American Funds Money Market Fund Cl A|American Funds, Inc.|$$|A|Capital Management Services, Inc.
AFBIX|Access Flex Bear High Yield Fund Investor Class|Access One|MS|Z|Citi Fund Services
AFBSX|Access Flex Bear High Yield Fund Service Class|Access One|MS|Z|Citi Fund Services
AFBXX|American Funds Money Market Fund Cl B|American Funds, Inc.|$S|A|Capital Management Services, Inc.
AFCXX|American Funds Money Market Fund Cl C|American Funds, Inc.|$S|A|Capital Management Services, Inc.
AFDAX|American Century Fundamental Equity Class A|American Century Investments|MF|Z|State Street Bank & Trust Company
AFDBX|American Century Fundamental Equity Class B|American Century Investments|MS|Z|State Street Bank & Trust Company
AFDCX|American Century Fundamental Equity Class C|American Century Investments|MF|Z|State Street Bank & Trust Company
AFDDX|API Efficient Frontier Capital Income Fd Cl L|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
AFDIX|American Century Fundamental Equity Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AFDRX|American Century Fundamental Equity Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AFEIX|American Century Fundamental Equity Fund Institutional Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AFFAX|American Independence Funds Fusion Fund Class A|American Independence Financial Services, LLC|MS|Z|UMB Fund Services
AFFIX|API Efficient Frontier Income Fd Cl L|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
AFFSX|American Independence Funds Fusion Fund Class I|American Independence Financial Services, LLC|MS|Z|UMB Fund Services
AFFXX|American Funds Money Market Fund Cl F-1|American Funds, Inc.|$S|A|Capital Management Services, Inc.
AFGAX|American Century Focused Growth A Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AFGCX|American Century Focused Growth C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AFGGX|API Tr Efficient Frontier Growth Fund Class A Shs|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
AFGNX|American Century Focused Growth Insti Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AFGPX|Alger Large Cap Growth Fund Class B|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
AFGRX|American Century Focused Growth R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AFGXX|American Funds Money Market Fund Cl F-2|American Funds, Inc.|$S|A|Capital Management Services, Inc.
AFIAX|America First Quantitative Strategies Fund Class A|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
AFIBX|Fundamental Investors, Class B Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AFICX|Fundamental Investors, Class C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AFIFX|Fundamental Investors, Class F01 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AFISX|AmericaFirst Quantitative Strategies Fund Class C|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
AFIXX|Wilmington Tax-Exempt  Money Market Fund Administrative Cl|Wilmington Funds|$$|A|Bank of New York
AFJAX|AllianzGI NFJ International Value Fund Class A|Allianz Advisors Funds (NY) 2|MF|Z|State Street Bank & Trust Company
AFJCX|AllianzGI NFJ International Value Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AFJDX|AllianzGI NFJ International Value FundClass D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AFLEX|Anfield Universal Fixed Income Fd Cl A|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
AFLIX|Anfield Universal Fixed Income Fd Cl I|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
AFLKX|Anfield Universal Fixed Income Fd Cl C|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
AFLMX|Anfield Universal Fixed Income Fd Cl A1|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
AFLRX|Anfield Universal Fixed Income Fd Cl R|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
AFMMX|API Efficient Frontier Core Income Fd Cl L|American Pension Investors Funds|MF|Z|Huntington Asset Services, Inc.
AFNAX|AAM/Bahl & Gaynor Income Growth Fd Cl A|Investment Managers Series Trust|MS|Z|UMB Fund Services
AFNCX|American Century LiveStrong 2015 Portfolio - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AFNIX|AAM/Bahl & Gaynor Income Growth Fd Cl I|Investment Managers Series Trust|MS|Z|UMB Fund Services
AFOYX|Ariel Focus Fund Instl Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
AFPAX|America First Income Trends Fund Class A|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
AFPIX|America First Income Trends Fund Class I|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
AFPUX|America First Income Trends Fund Class U|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
AFRAX|Invesco Floating Rate Fund Class A|Invesco Funds|MF|Z|State Street Bank & Trust Company
AFRCX|Invesco Floating Rate Fund Class C|Invesco Funds|MF|Z|State Street Bank & Trust Company
AFRFX|Invesco Floating Rate Fund Cl R6|Invesco Funds|MS|Z|State Street Bank & Trust Company
AFRIX|Invesco Floating Rate Fund Class R5|Invesco Funds|MS|Z|State Street Bank & Trust Company
AFRRX|Invesco Floating Rate Fund Class R|Invesco Funds|MS|Z|State Street Bank & Trust Company
AFRYX|Invesco Floating Rate Fund Class Y|Invesco Funds|MS|Z|State Street Bank & Trust Company
AFSIX|American Century Focused Growth Investor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AFTAX|Invesco Balanced-Risk Retirement 2020 Fund Class A|Invesco Funds|MS|Z|AIM Advisors
AFTBX|Invesco Balanced-Risk Retirement 2020 Fund Class B|Invesco Funds|MS|Z|AIM Advisors
AFTCX|Invesco Balanced-Risk Retirement 2020 Fund Class C|Invesco Funds|MS|Z|AIM Advisors
AFTEX|American Fds, The Tax-Exempt Bond Fund of America, Class A Shs|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AFTFX|American Fds, The Tax-Exempt  Bond Fund of America, Class F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AFTSX|Invesco Balanced-Risk Retirement 2020 Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
AFTYX|Invesco Balanced-Risk Retirement 2020 Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AFVPX|AllianzGI NFJ International Value Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AFXAX|American Beacon Flexible Bond Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AFXCX|American Beacon Flexible Bond Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AFXIX|American Beacon Flexible Bond Fund Insti Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AFXPX|American Beacon Flexible Bond Fund Investor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AFXYX|American Beacon Flexible Bond Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AFYCX|AAM/Bahl & Gaynor Income Growth Fd Cl C|Investment Managers Series Trust|MS|Z|UMB Fund Services
AGAAX|Invesco Global Small & Mid Cap Growth Fund Cl A|Invesco Funds|MF|Z|AIM Advisors
AGABX|Invesco Global Small & Mid Cap Growth Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AGACX|Invesco Global Small & Mid Cap Growth Fund Class C|Invesco Funds|MF|Z|AIM Advisors
AGADX|AllianzGI Global Allocation Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGAEX|American Century Global Allocation Fd A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
AGAFX|American Century Global Allocation Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AGAGX|American Century Global Allocation Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AGAIX|AllianzGI Global Growth Allocation Fund Institutional Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGALX|Forward Growth Allocation Fund  Investor Shares|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AGAMX|AllianzGI Global Allocation Fund Administrative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGANX|American Century Global Allocation Fd Inst Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AGAPX|AllianzGI Global Allocation Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGARX|AllianzGI Global Allocation Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGAVX|American Century Global Allocation Fd Inv Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
AGAXX|Wilmington U.S. Government Money Market Fund Service Cl|Wilmington Funds|$S|G|Bank of New York
AGAYX|Invesco Global Small & Mid Cap Growth Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AGBAX|American Century Global Bond Fd A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AGBBX|AllianceBernstein Growth Fund B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AGBCX|Columbia Global Bond Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
AGBIX|Columbia Global Bond Fund Class I|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AGBNX|American Century Global Bond Fd Inst Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AGBRX|American Century Global Bond Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AGBTX|American Century Global Bond Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AGBVX|American Century Global Bond Fd Inv Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AGCCX|AllianceBernstein Unconstrained Bond Fund, Inc. C Shares|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AGCIX|Aberdeen Global Fixed Income Fund Insti Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AGCRX|Aberdeen Global Fixed Income Fund Class R|Aberdeen Funds|MS|Z|Citi Fund Services
AGCXX|STIT Government & Agency Portfolio Corp Cl|Invesco Funds|$S|G|AIM Advisors
AGDAX|AllianceBernstein High Income Fund, Inc Cl A|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGDBX|AllianceBernstein High Income Fund, Inc. Cl B|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGDCX|AllianceBernstein High Income Fund, Inc. Cl C|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGDIX|AllianceBernstein High Income Fund, Inc. Class I Shs|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGDKX|AllianceBernstein High Income Fund, Inc. Class K Shs|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGDRX|AllianceBernstein High Income Fund, Inc. Class R Shs|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGDYX|AllianceBernstein High Income Fund, Inc. Advisor Class Shs|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGFAX|AllianzGI Gloabl Growth Allocation Fund Administrative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGFCX|Alger Green Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AGFIX|The AllianceBernstein Portfolios: AllianceBernstein Growth Fd Cl I Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AGFKX|The AllianceBernstein Portfolios: AllianceBernstein Growth Fd Cl K Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AGFRX|The AllianceBernstein Portfolios:AllianceBernstein Growth Fd Cl R Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AGGAX|Invesco Global Growth Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AGGBX|Invesco Global Growth Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AGGCX|Invesco Global Growth Fund Class C Shares|Invesco Funds|MF|Z|AIM Advisors
AGGFX|Invesco Global Growth Fund Cl R6|Invesco Funds|MS|Z|AIM Advisors
AGGGX|Forward Growth Allocation Fund C Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AGGIX|American Century Global Growth - Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AGGNX|American Century Global Gold Fund Insti Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AGGRX|American Century Global Growth Fd - A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
AGGWX|American Century Global Gold Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AGGYX|Invesco Global Growth Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AGIAX|AllianceBernstein Ptf AllianceBernstein Tx Mgd Bal Wlth Strategy A|Alliance Funds|MF|Z|State Street Bank & Trust Company
AGIBX|AllianceBernstein Ptf AllianceBernstein Tx Mgd Bal Wlth Strategy B|Alliance Funds|MF|Z|State Street Bank & Trust Company
AGICX|AllianceBernstein Ptf AllianceBernstein Tx Mgd Bal Wlth Strategy C|Alliance Funds|MF|Z|State Street Bank & Trust Company
AGIFX|Alger Green Fund Class I|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AGIGX|Forward Growth & Income Allocation Fund C Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AGIIX|Forward Growth & Income Allocation Fund Investor Shares|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AGINX|ING Core Equity Research Fund Class B|ING Funds|MS|Z|Bank of New York
AGIRX|Alger Mid Cap Growth Institutional Fund Class R|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AGISX|Aberdeen Global Small Cap Fund Insti Serv Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AGIVX|Invesco U.S. Government Fund Investor Class|Invesco Funds|MF|Z|AIM Advisors
AGIXX|AllianzGI Money Market Fd Inst II Cl|Allianz Advisors Funds (NY) 2|$S|A|State Street Bank & Trust Company
AGIYX|AllianceBernstein Ptf AllianceBernstein Tx-Mgd Bal Wlth Strategy Adv|Alliance Funds|MF|Z|State Street Bank & Trust Company
AGIZX|Alger Growth & Income Fd Cl Z|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AGLAX|AllianzGI Retirement 2020 Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGLCX|American Century Global Growth - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AGLDX|AllianzGI Retirement 2020 Fund class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGLIX|AllianceBernstein Unconstrained Bond Fund, Inc. Class I|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AGLMX|AllianzGI Retirement 2020 Fund Administrative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGLOX|Ariel Global Equity Fd Inv Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
AGLPX|AllianzGI Retirement 2020 Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGLRX|AllianzGI Retirement 2020 Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGLYX|Ariel Global Equity Fd Instl Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
AGMAX|ASG Growth Markets Fd Cl A|Natixis Funds|MS|Z|State Street Bank & Trust Company
AGMCX|ASG Growth Markets Fd Cl C|Natixis Funds|MS|Z|State Street Bank & Trust Company
AGMNX|American Century Ginnie Mae Fund Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AGMWX|American Century Ginnie Mae Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AGMXX|Federated Automated Government Money Trust|Federated Funds|$$|G|State Street Bank & Trust Company
AGMYX|ASG Growth Markets Fd Cl Y|Natixis Funds|MS|Z|State Street Bank & Trust Company
AGNIX|AllianzGI Retirement 2020 Fund Class R6|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGOAX|Prudential Jennison Equity Income Fund Class L|Prudential Funds|MF|Z|BNY Mellon Asset Servicing
AGOCX|Prudential Jennison Equity Income Fund Class C|Prudential Funds|MF|Z|BNY Mellon Asset Servicing
AGOIX|Invesco U.S. Government Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
AGORX|American Century Global Growth Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AGOVX|Invesco U.S. Government Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AGOZX|The Alger Fds, Alger Growth Opportunities Fund Class Z|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AGPLX|Trust for Professional Managers, The Appleton Group Plus Fund|Trust for Professional Managers|MF|Z|U.S. Bancorp Fund Services, LLC
AGPXX|AIM Short Term Invts Tr Government & Agency Port - Insti Cl|Invesco Funds|$S|G|AIM Advisors
AGRAX|AllianzGI Retirement Income Fd Cl A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGRBAX|Advisors Disp Tr Agri-Business Opportunities Port Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
AGRBX|The Growth Fund of America Class B Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AGRCX|AllianceBernstein Growth Fund C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AGREX|Invesco Global Real Estate Class A|Invesco Funds|MF|Z|AIM Advisors
AGRFX|AllianceBernstein Growth Fund A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AGRIX|Forward CorePlus Fd Inv Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AGROX|Forward CorePlus Fd Instl Cl|Forward Management, LLC|MF|Z|Alps Distributors, Inc.
AGRPX|AllianzGI Retirement Income Fd Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGRRX|Forward Aggressive Growth Allocation Fund Class A|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AGRXX|AllianceBernstein Government Reserves Port Cl 1|Alliance Funds|$S|G|State Street Bank & Trust Company
AGRYX|AllianceBernstein Growth Fund Advisor Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
AGSAX|AllianceBernstein Unconstrained Bond Fd, Inc. A Shares|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGSBX|AllianceBernstein Unconstrained Bond Fund, Inc. B Shares|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGSCX|Alger Small Cap Growth Fund Class C|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
AGSDX|AllianzGI Global Growth Allocation Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGSIX|AllianceBernstein Unconstrained Bond Fund, Inc. Advisor Shares|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AGSKX|AllianceBernstein Unconstrained Bond Fund, Inc. Class K|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AGSPX|AllianzGI Global Growth Allocation Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AGSRX|AllianceBernstein Unconstrained Bond Fund, Inc. Class R|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AGSXX|Federated Automated Government Cash Reserves Svc Shs|Federated Funds|$$|G|Bank of New York
AGTFX|Ibbotson Aggressive Growth ETF Asset Allocation Ptf Class II|ALPS Variable Investment Trust|MS|Z|Alps Distributors, Inc.
AGTHX|The Growth Fund of America Class A Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AGTIX|AllianceBernstein Global Thematic Growth Fund, Inc. Class I|Alliance Funds|MS|Z|State Street Bank & Trust Company
AGVBX|Invesco U.S. Government Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AGVCX|Invesco U.S. Government Fund Class C|Invesco Funds|MF|Z|AIM Advisors
AGVIX|AllianceBernstein Trust: AllianceBernstein Global Value Fund Class I|Alliance Funds|MF|Z|State Street Bank & Trust Company
AGVRX|Invesco U.S. Government Fund Class R|Invesco Funds|MS|Z|AIM Advisors
AGVYX|Invesco U.S. Government Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AGWAX|Forward Growth & Income Allocation Insti|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AGWRX|American Century Growth R Shares|American Century Investments|MF|Z|State Street Bank & Trust Company
AGYCX|American Century Global Gold Fund C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AHADX|CNI Charter Fds, AHA Diversified Equity Fund Class N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
AHAFX|CNI Charter Fds, AHA Full Maturity Fixed Income Fund Class N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
AHALX|CNI Charter Fds, AHA Limited Maturity Fixed Income Fund Class N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
AHBAX|Forward High Yield Bond Fd Insti|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AHBCX|American Beacon High Yield Bond Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AHBIX|Forward High Yield Bond Fd Investor Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AHDCX|American Century High Yield  -  C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AHDEX|CNI Charter Fds, AHA Diversified Equity Fd Cl I|CNI Charter Funds|MF|Z|SEI Investments Distribution Co.
AHFAX|Aurora Horizons Fd Cl A|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
AHFCX|Aurora Horizons Fd Cl C|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
AHFMX|CNI Charter Fds, AHA Full Maturity Fixed Income Fd Cl I|CNI Charter Funds|MF|Z|SEI Investments Distribution Co.
AHFYX|Aurora Horizons Fd Cl Y|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
AHGCX|American Century Heritage - C Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AHHYX|Invesco High Yield Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AHICX|American Fds,  American High-Income Municipal Bond Fund, Class C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AHIFX|American High-Income Tr, Class F-2 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AHITX|American Funds High-Income Trust A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AHIYX|Invesco High Yield Fund Class R5|Invesco Funds|MF|Z|AIM Advisors
AHLFX|CNI Charter Fds, AHA Limited Maturity Fixed Income Fd Cl I|CNI Charter Funds|MF|Z|SEI Investments Distribution Co.
AHMFX|American Fds, American High-Income Municipal Bond Fund, Class F-2 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AHRAX|CNI Charter Fds, AHA Socially Responsible Equity Fund Class N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
AHRNX|Aston/Herndon Large Cap Value Fd Cl I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
AHSAX|Alger Health Sciences Fund Class A|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AHSBX|Alger Health Sciences Fund Class B|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AHSCX|Alger Health Sciences Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AHSRX|CNI Charter Fds, AHA Socially Responsible Equity Fund Class I|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
AHTBX|American Funds High-Income Trust B|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AHTCX|American Funds High-Income Trust C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AHTFX|American Funds High-Income Trust Cl F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AHYAX|Aegis High Yield Fd Cl A|Aegis Funds|MS|Z|U.S. Bancorp Fund Services, LLC
AHYBX|Invesco High Yield Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AHYCX|Invesco High Yield Fund Class C|Invesco Funds|MF|Z|AIM Advisors
AHYFX|Aegis High Yield Fund|Aegis Funds|MF|Z|U.S. Bancorp Fund Services, LLC
AHYIX|Forward High Yield Bond Fund C Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AHYMX|Alpine High Yield Managed Duration Muni Fd Inst Cl|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AHYPX|American Beacon High Yield Bond Fund Investor Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AHYRX|American Century High-Yield Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AHYVX|American Century High Yield Fd - A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
AIAAX|Forward Income Allocation Fund Insti|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AIACX|Forward Income Allocation Fund C Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AIAFX|Alpine Global Infrastructure Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AIAGX|Alpine Realty Income and Growth Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AIAIX|Forward Income Allocation Fund  Investor Shares|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AIANX|American Century Inflation - Adj. Bond - Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AIARX|American Century Inflation-Adjusted Bond Fd - R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AIAVX|American Century Inflation Adjusted Bond Fd A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
AIAXX|AllianzGI Money Market Fd Class  A|Allianz Advisors Funds (NY) 2|$S|A|State Street Bank & Trust Company
AIBAX|American Funds Int Bond Fd of America A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AIBCX|American Beacon Intermediate Bond Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AIBDX|American Century International Bond Fd - A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AIBLX|Cavanal Hill Balanced Fd Insti Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AIBNX|Cavanal Hill Bond Fund Insti Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AIBRX|American Century International Bond Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AICAX|AllianceBernstein Intermediate California Municipal Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AICBX|American Funds Investment Co of America B|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AICCX|American Funds Investment Co of America C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AICFX|American Funds Investment Co of America Cl F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AICRX|American Century Income & Growth R Shares|American Century Investments|MS|Z|State Street Bank & Trust Company
AICXX|AllianzGI Money Market Fd Cl C|Allianz Advisors Funds (NY) 2|$S|A|State Street Bank & Trust Company
AIDAX|AllianceBernstein Intermediate Diversified Municipal Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AIDBX|AllianceBernstein Intermediate Diversified Municipal Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AIDCX|AllianceBernstein International Discovery Equity Ptf Cl C|Alliance Funds|MS|Z|State Street Bank & Trust Company
AIDIX|American Century International Bond Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AIEAX|American Beacon International Equity Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AIEBX|Invesco International Growth Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AIECX|Invesco International Growth Fund Class C|Invesco Funds|MF|Z|AIM Advisors
AIEMX|The Alger Fds II, Alger Emerging Markets Fund Class I|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AIEQX|Cavanal Hill U.S. Large Cap Equity Fd Inst Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AIERX|Invesco International Growth Fund Class R Shares|Invesco Funds|MS|Z|AIM Advisors
AIEVX|Invesco International Growth Fund Class R5|Invesco Funds|MF|Z|AIM Advisors
AIEXX|AllianceBernstein Exchange Reserves Class I|Alliance Funds|$$|A|State Street Bank & Trust Company
AIFBX|Cavanal Hill Intermediate Bond Insti Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AIFIX|Forward Investment Grade Fixed Income Fund Insti|Forward Management, LLC|MF|Z|Alps Distributors, Inc.
AIFRX|Alpine Global Intrastructure Fund|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AIFXX|Cavanal Hill Inst Tax-Free Money Mkt Fd Select|Cavanal Hill Funds|$S|X|Citi Fund Services
AIGAX|Forward Income & Growth Allocation Insti|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AIGMX|Forward Income & Growth Allocation Fund C Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AIGOX|Alger Portfolios - Alger Income and Growth Portfolio Class I-2|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
AIGPX|AllianzGI Income Class and Growth Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AIGRX|AllianzGI Income and Growth Fd Cl R|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AIGTX|American Century VP Income & Growth Cl III|American Century Investments|MS|Z|State Street Bank & Trust Company
AIGYX|Alpine Realty Income & Growth Fund Class Y|Alpine Management & Research, LLC|MF|Z|State Street Bank & Trust Company
AIIAX|AllianceBernstein International Focus 40 Port Cl A|Alliance Funds|MS|Z|State Street Bank & Trust Company
AIIEX|Invesco International Growth Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AIIIX|American Beacon Intl Equity Index Fd Inst Cl|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AIINX|Forward International Equity Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AIIPX|American Independence U.S. Inflation-Indexed Fd - Premier Class|American Independence Financial Services, LLC|MS|Z|UMB Fund Services
AIIXX|Wilmington  U.S. Government Money Market Fund Administrative Cl|Wilmington Funds|$$|G|Bank of New York
AIIYX|Invesco International Growth Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AILAX|Forward Income Allocation Class A|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AILCX|American Beacon International Equity Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AIMAX|ING SMID Cap Equity Fd A|ING Funds|MS|Z|Bank of New York
AIMCX|AllianceBernstein Intermediate Diversified Municipal Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AIMIX|ING SMID Cap Equity Fd I|ING Funds|MS|Z|Bank of New York
AIMOX|AQR International Momentum Fund Class L|AQR Funds|MF|Z|Chase Global Funds
AIMRX|ING SMID Cap Equity Fd R|ING Funds|MS|Z|Bank of New York
AIMTX|ING Index Plus MidCap Portfolio Class S2|ING Funds|MS|Z|Bank of New York
AIMWX|ING SMID Cap Equity Fd W|ING Funds|MS|Z|Bank of New York
AIMXX|Invesco Money Market Fund Cash Reserve Shares|Invesco Funds|$$|A|AIM Advisors
AINAX|Invesco International Allocation Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AINIX|Ariel International Equity Fd Instl Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
AINNX|AllianceBernstein Market Neutral Strategy Global Cl I Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AINOX|American Century Inflation-Adjusted Bond Fund - C Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AINTX|Ariel International Equity Fd Inv Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
AINYX|Invesco International Allocation Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AIOAX|Columbia Income Opportunities Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AIOBX|Columbia Income Opportunities Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AIOCX|American Century International Opportunities Fd - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AIOIX|American Century Intl Opportunities - Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AIONX|AQR International Momentum Fund - Class N|AQR Funds|MS|Z|Chase Global Funds
AIOPX|Cavanal Hill Opportunistic Fd Insti Cl|Cavanal Hill Funds|MS|Z|Citi Fund Services
AIORX|American Century International Opportunites Fd - R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AIPIX|Columbia Inflation Protected Securites Fund Class I|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AIPTX|American Century VP Inflation Prot Cl II|American Century Investments|MS|Z|State Street Bank & Trust Company
AIQCX|American Century International Bond Fund C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AISTX|Cavanal Hill Short-Term Income Bd Insti Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AISXX|Active Assets Institutional Government Securities Trust|Morgan Stanley Dean Witter Funds|$$|G|State Street Bank & Trust Company
AITAX|American Beacon Intermediate Bond Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AITEX|Cavanal Hill Intermediate Tax-Free Bond Fd Inst Shs|Cavanal Hill Funds|MS|Z|Citi Fund Services
AITFX|Invesco Tax-Free Intermediate Fund Class A2|Invesco Funds|MF|Z|AIM Advisors
AITIX|Forward Investment Grade Fixed Income Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AIUXX|American Performance Institutional U.S. Treasury Fund|Cavanal Hill Funds|$$|G|Citi Fund Services
AIVAX|AllianzGI NFJ International Value Fund Administrative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AIVIX|AllianceBernstein Trust: AllianceBernstein International Value Fd Cl I|Alliance Funds|MF|Z|State Street Bank & Trust Company
AIVKX|AllianceBernstein Trust: AllianceBernstein International Value Fu Cl K|Alliance Funds|MF|Z|State Street Bank & Trust Company
AIVOX|American Century International Opportunities Fd - A Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AIVPX|American Century VP International - Class III|American Century Investments|MS|Z|State Street Bank & Trust Company
AIVRX|AllianceBernstein International Value Fund Cl R Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AIVSX|American Funds Investment Co of America A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AIWCX|American Century International Growth - Class C|American Century Investments|MS|Z|State Street Bank & Trust Company
AIZAX|AllianceBernstein International Portfolio Class A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AIZBX|AllianceBernstein International Portfolio Class B Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AIZCX|AllianceBernstein International Portfolio Class C Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AJLXX|JPMorgan Liquid Assets Money Market Fund Agency Shares|J.P. Morgan|$$|A|Chase Global Funds
AJTXX|JPMorgan US Treasury Plus Money Market Fund Agency Shares|J.P. Morgan|$$|G|Chase Global Funds
AJVAX|AllianzGI NFJ International Small Cap Value Fund Class A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AJVCX|AllianzGI NFJ International Small Cap Value Fund Class C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AJVDX|AllianzGI NFJ International Small Cap Value Fund Class D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AJVIX|AllianzGI NFJ International Small Cap Value Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AJVPX|AllianzGI NFJ International Small Cap Value Fund Class P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AKFAX|Aberdeen Emerging Markets Debt Fd Cl A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AKFCX|Aberdeen Emerging Markets Debt Fd Cl C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AKFIX|Aberdeen Emerging Markets Debt Fd Inst Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AKFRX|Aberdeen Emerging Markets Debt Fd Cl R|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AKFSX|Aberdeen Emerging Markets Debt Fd Inst Service Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AKGXX|Wilmington U.S. Government Money Market Fund Select Cl|Wilmington Funds|$$|G|Bank of New York
AKIRX|Wilmington  Broad Market  Bond Fund Class A Shs|Wilmington Funds|MS|Z|Bank of New York
AKIXX|Wilmington Prime  Money Market Fund Administrative Cl|Wilmington Funds|$$|A|Bank of New York
AKREX|Akre Focus - Retail|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
AKRIX|Akre Focus - Institutional|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
AKXXX|Wilmington Tax-Exempt  Money Market Fund Select Cl|Wilmington Funds|$$|X|Bank of New York
ALAAX|Invesco Income Allocation Fund Class A|Invesco Funds|MS|Z|AIM Advisors
ALABX|Alabama Tax Free Bond Fund (The)|Williamsburg Investment Trust (The)|MF|Z|Confluence Technologies
ALAFX|Alger Capital Appreciation Focus Fund Class A|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ALARX|Alger Capital Appreciation Institutional Fund Class I|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALAYX|Invesco Income Allocation Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ALBAX|Alger Growth & Income  Fund Class A|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALBCX|Alger Growth & Income  Fund Class C|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALBVX|American Century  Large Company Value - Class B|American Century Investments|MS|Z|State Street Bank & Trust Company
ALCAX|AllianceBernstein Municipal Income Fund, Inc. - CA Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALCBX|AllianceBernstein Municipal Income Fund, Inc. - CA Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALCCX|Alger Capital Appreciation Fund Class C|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALCFX|Alger Capital Appreciation Focus Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ALCKX|AllianceBernstein Large Cap Growth Fund, Inc. Class K|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALCPX|AllianzGI NFJ Large-Cap Value Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ALCRX|American Beacon Large Cap Value Fd Retirement Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ALCVX|AllianceBernstein Municipal Incm Fd, Inc. California Ptf, Advisor Cl|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALCZX|The Alger Fds, Alger Large Cap Growth Fund Class Z|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ALDAX|Columbia Limited Duration Credit Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ALDBX|Columbia Limited Duration Credit Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ALDIX|Columbia Limited Duration Credit Fund Class I|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ALEAX|Aberdeen Latin American Equity Fund, Class A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ALECX|Aberdeen Latin American Equity Fund, Class C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ALEFX|ALPS/Alerian Energy Infrastructure Portfolio, Class III|ALPS Variable Investment Trust|MS|Z|Alps Distributors, Inc.
ALEGX|ING Capital Allocation Fd I|ING Funds|MS|Z|Bank of New York
ALEIX|Columbia Large Core Quantitative Fund Class I|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ALEMX|ASTON/LMCG Emerging Markets Fund Class N Shares|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ALERX|ALPS/Alerian MLP Infrastructure Index Fund Class A|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
ALESX|Aberdeen Latin American Equity Fund, Institutional Service Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ALFAX|Lord Abbett Securities Trust - Alpha Strategy Fund Class A|Lord Abbett Family of Funds|MF|Z|State Street Bank & Trust Company
ALFBX|Lord Abbett Securities Trust - Alpha Strategy Fund Class B|Lord Abbett Family of Funds|MF|Z|State Street Bank & Trust Company
ALFCX|Lord Abbett Securities Trust  Alpha Strategy Fund Class C|Lord Abbett Family of Funds|MF|Z|State Street Bank & Trust Company
ALFFX|Lord Abbett Alpha Strategy Fd - Cl F|Lord Abbett Family of Funds|MF|Z|State Street Bank & Trust Company
ALFQX|Lord Abbett Alpha Strategy Fd - Cl R2|Lord Abbett Family of Funds|MS|Z|State Street Bank & Trust Company
ALFRX|Lord Abbett Alpha Strategy Fund - Cl R3|Lord Abbett Family of Funds|MS|Z|State Street Bank & Trust Company
ALFYX|Lord Abbett Alpha Strategy Fund Class I|Lord Abbett Family of Funds|MS|Z|State Street Bank & Trust Company
ALGAX|Alger Large Cap Growth Fund Class A|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALGCX|Alger Large Cap Growth Fund Class C|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALGIX|Alger Capital Appreciation Focus Fund Class R|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ALGRX|Alger Capital Appreciation Focus Fund Class I|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALHAX|AllianceBernstein Limited Duration High Income Ptf Class A|Alliance Funds|MS|Z|State Street Bank & Trust Company
ALHCX|AllianceBernstein Limited Duration High Income Ptf Class C|Alliance Funds|MS|Z|State Street Bank & Trust Company
ALHIX|American Century Equity Market Neutral Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ALHKX|AllianceBernstein Limited Duration High Income Ptf Cl K|Alliance Funds|MS|Z|State Street Bank & Trust Company
ALHRX|AllianceBernstein Limited Duration High Income Ptf Class R|Alliance Funds|MS|Z|State Street Bank & Trust Company
ALHYX|AllianceBernstein Limited Duration High Income Ptf Class Adv|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALIAX|American Century Equity Market Neutral Fund A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ALICX|American Century Equity Market Neutral Fund C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ALIEX|Aberdeen Latin American Equity Fund, Institutional Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ALIHX|AllianceBernstein Limited Duration High Income Ptf Class I|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALIRX|American Century Equity Market Neutral Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ALISX|American Century Equity Market Neutral Fd Institutional Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ALLBX|American Century Strategic Allocation Aggressive Class B|American Century Investments|MS|Z|State Street Bank & Trust Company
ALLCX|AllianzGI Multi-Asset Real Return Fund C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALLFX|Invesco Balanced-Risk Allocation Fund Cl R6|Invesco Funds|MS|Z|AIM Advisors
ALLIX|AllianceBernstein Large Cap Growth Fund, Inc. Class I|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALMAX|Alger SMid Cap Growth Fund Class A|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ALMBX|Alger SMid Cap Growth Fund  Class B|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ALMCX|Alger SMid Cap Growth Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ALMEX|ASTON/LMCG Emerging Markets Fund Class I Shares|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ALMIX|Invesco Limited Maturity Treasury Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
ALMRX|Alger Mid Cap Growth Institutional Fund Class I|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALMXX|Federated Alabama Municipal Cash Trust|Federated Funds|$$|X|State Street Bank & Trust Company
ALNBX|AllianceBernstein Municipal Income Fund, Inc. - New York Ptf B Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALNCX|AllianceBernstein Municipal Income Fund, Inc. - National Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALNFX|AllianzGI NFJ  Large-Cap Value Fund Administrative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ALNVX|AllianceBernstein Municipal Income Fd, Inc. New York Ptf Advisor Cl|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALNYX|AllianceBernstein Municipal Income Fund, Inc. - New York Ptf A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALODX|AllianzGI International Small-Cap Fd Cl D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALOIX|AllianzGI International Small-Cap Fd Cl Inst|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALOPX|AllianzGI International Small-Cap Fd Cl P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALORX|AllianzGI International Small-Cap Fd Cl R|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALOVX|AllianzGI International Small-Cap Fd Cl Admin|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALPAX|American Century Large Company Value - A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ALPCX|American Century Large Company Value - C Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ALPHX|Hatteras Alpha Hedged Strategies Fund|Hatteras Alternative Mutual Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
ALPIX|Hatteras Alpha Hedged Strategies Fund Insti Class|Hatteras Alternative Mutual Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
ALQAX|AllianzGI China Equity Fund Class A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALQCX|AllianzGI China Equity Fund Class C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALQDX|AllianzGI China Equity Fund Class D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALQIX|AllianzGIChina Equity Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALQPX|AllianzGI China Equity Fund Class P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALRAX|AllianzGI Multi-Asset Real Return Fund Class A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALRCX|ALPS/Alerian MLP Infrastructure Index Fund Class C|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
ALRDX|AllianzGI Multi-Asset Real Return Fund D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALREX|Aberdeen Latin American Equity Fund, Class R|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
ALRIX|ALPS/Alerian MLP Infrastructure Index Fund Class I|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
ALRNX|AllianzGI Multi-Asset Real Return Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALRPX|AllianzGI Multi-Asset Real Return Fund P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ALSAX|Alger Small Cap Growth Fund Class A|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALSCX|Alger Small Cap Growth Fund Class B|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALSIX|ASTON/RiverRoad Long-Short Class I Shares|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ALSNX|Aston/Lake Partners LASSO Alternative Fund Cl N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ALSOX|Aston/Lake Partners LASSO Alternatives Fund Cl I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ALSQX|361 Long/Short Equity Fd Cl A|Investment Managers Series Trust|MS|Z|UMB Fund Services
ALSRX|Alger Small Cap Growth Institutional Fund Class I|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALSZX|361 Long/Short Equity Fd Cl I|Investment Managers Series Trust|MS|Z|UMB Fund Services
ALTAX|American Century California Long-Term Tax Free Fund A Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ALTBX|AllianceBernstein Municipal Income Fund, Inc. - National Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALTCX|American Century California Long-Term Tax=Free Fund C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ALTEX|Firsthand Alternative Energy Fund|Firsthand Funds|MS|Z|BNY Mellon Asset Servicing
ALTFX|AllianceBernstein Global Thematic Growth Fund, Inc. A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALTHX|AllianceBernstein Municipal Income Fund, Inc. - National Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALTVX|AllianceBernstein Municipal Income Fd, Inc. Natl Ptf Advisor Cl|Alliance Funds|MF|Z|State Street Bank & Trust Company
ALVAX|American Beacon Large Cap Value Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ALVCX|American Beacon Large Cap Value Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ALVIX|American Century Large Company Value Investor Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ALVOX|Alger Portfolios - Alger Capital Appreciation Portfolio Class I-2|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
ALVRX|American Century Large Company Value R Shares|American Century Investments|MS|Z|State Street Bank & Trust Company
ALVSX|American Century Large Company Value - Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ALYBX|ING Capital Allocation Fd B|ING Funds|MS|Z|Bank of New York
ALZFX|Alger Capital Appreciation Focus Fund Class Z|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AMAAX|AllianceBernstein Municipal Income Fund II - MA Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMABX|AllianceBernstein Municipal Income Fund II - MA Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMACX|AllianceBernstein Municipal Income Fund II - MA Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMADX|American Century Income and Growth Fd A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AMAGX|Amana Mutual Funds Trust - Growth Fund|Amana Mutual Funds|MF|Z|Saturna Brokerage Services, Inc
AMAIX|AllianceBernstein Dynamic All Market Ptf Class I|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AMANX|Amana Mutual Funds Trust - Income Fund|Amana Mutual Funds|MF|Z|Saturna Brokerage Services, Inc
AMAXX|PIMCO Government Money Market Fund Cl A|Allianz Advisors Funds (CA)|$S|G|State Street Bank & Trust Company
AMBBX|Invesco Municipal Bond Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AMBCX|Invesco Municipal Bond Fund Class C Shares|Invesco Funds|MF|Z|AIM Advisors
AMBDX|Invesco Municipal Bond Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AMBEX|Aston/Anchor Enhanced Equity Fund Class N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
AMBFX|American Balanced Fund Class F-2 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AMBIX|Invesco Municipal Bond Fund Investor Class|Invesco Funds|MF|Z|AIM Advisors
AMBYX|Invesco  Municipal Bond Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AMCCX|American Beacon Mid-Cap Value Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AMCEX|AllianceBernstein Emerging Markets Equity Port C|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMCFX|AMCAP Fund, Class F-2 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AMCGX|Alger Mid Cap Growth Fund Class B|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
AMCIX|AllianzGI Micro Cap Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AMCMX|Aston/Montag & Caldwell Mid Cap Growth Fund Class N|Aston Funds|MS|Z|BNY Mellon Asset Servicing
AMCPX|AMCAP Fund, Class A Shares A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AMCRX|Wilmington  Mid Cap Growth Fund Class A Shs|Wilmington Funds|MF|Z|Bank of New York
AMCSX|American Beacon Mid-Cap Value Fund - Advisor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AMCUX|AllianceBernstein Market Neutral Strategy U.S. Cl C Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMCXX|ING Money Market Fund Class L|ING Funds|$S|A|Bank of New York
AMCYX|Invesco China Class Class Y|Invesco Funds|MS|Z|AIM Advisors
AMDAX|AMIDEX35 Israel Mutual Fund Class A|Amidex Funds, Inc.|MS|Z|Matrix Capital Group, Inc.
AMDCX|AMIDEX35 Israel Mutual Fund Class C|Amidex Funds, Inc.|MS|Z|Matrix Capital Group, Inc.
AMDEX|AMIDEX35 Israel Mutual Fund|Amidex Funds, Inc.|MS|Z|Matrix Capital Group, Inc.
AMDIX|American Beacon Mid-Cap Value Fund-AMR Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AMDSX|Aston/Anchor Capital Enhanced Equity Fund Cl I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
AMDWX|Amana Developing World Fund|Saturna Capital Corp.|MS|Z|Saturna Brokerage Services, Inc
AMEAX|AllianceBernstein Emerging Markets Equity Port A|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMECX|The Income Fund of America, Class A Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AMEFX|The Income Fund of America, Class F-2 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AMEIX|American Century Equity Growth Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AMEKX|AllianceBernstein Emerging Markets Equity Port K|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMERX|AllianceBernstein Emerging Markets Equity Port R|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMEYX|AllianceBernstein Emerging Markets Equity Port Adv|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMFAX|ASG Managed Futures Strategy Fund Class A|Natixis Funds|MS|Z|State Street Bank & Trust Company
AMFBX|American Mutual Fund, Class B Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AMFCX|American Mutual Fund, Class C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AMFFX|American Mutual Fund, Class F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AMFQX|361 Managed Futures Strategy Fd Cl A|Investment Managers Series Trust|MS|Z|UMB Fund Services
AMFZX|361 Managed Futures Strategy Fd Cl I|Investment Managers Series Trust|MS|Z|UMB Fund Services
AMGAX|Alger Mid Cap Growth Fund Class A|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
AMGCX|Alger Mid Cap Growth Fund Class C|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
AMGEX|Pioneer Government Income Fund Class A|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
AMGIX|American Century Income and Growth Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AMGOX|Alger Portfolios - Alger Mid Cap Growth Portfolio Class I-2|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
AMGXX|PIMCO Government Money Market Fund Cl C|Allianz Advisors Funds (CA)|$S|G|State Street Bank & Trust Company
AMHIX|American Fds, American High-Income Municipal Bond Fd, Class A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AMHYX|Invesco High Yield Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AMIAX|AllianceBernstein Municipal Income Fund II - MI Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMIBX|AllianceBernstein Municipal Income Fund II - MI Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMICX|AllianceBernstein Municipal Income Fund II - MI Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMKAX|Invesco Moderate Allocation Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AMKBX|Invesco Moderate Allocation Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AMKCX|Invesco Moderate Allocation Fund Class C|Invesco Funds|MF|Z|AIM Advisors
AMKIX|American Century Emerging Markets Institutional Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
AMKRX|Invesco Moderate Allocation Fund Class R|Invesco Funds|MS|Z|AIM Advisors
AMKSX|Invesco Moderate Allocation Fund Class S|Invesco Funds|MS|Z|AIM Advisors
AMLCX|AlphaMark Large Cap Growth Fund|AlphaMark Investment Trust|MS|Z|Confluence Technologies
AMLIX|Invesco Moderate Allocation Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
AMLPX|MainGate MLP Fund Class A|MainGate MLP Fund|MS|Z|U.S. Bancorp Fund Services, LLC
AMMXX|Thrivent Money Market Fund Class A|Thrivent Funds|$$|A|Thrivent Investment Management Inc.
AMNAX|AllianceBernstein Municipal Income Fund II - MN Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMNBX|AllianceBernstein Municipal Income Fund II - MN Ptf B Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMNCX|AllianceBernstein Municipal Income Fund II - MN Ptf C Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMOAX|Morgan Stanley Focus Growth Fund Class A|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
AMOBX|Morgan Stanley Focus Growth Fund Class B|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
AMOCX|Morgan Stanley Focus Growth Fund Class C|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
AMODX|Morgan Stanley Focus Growth Fund Class I|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
AMOMX|AQR Momentum Fund Class L|AQR Funds|MF|Z|Chase Global Funds
AMONX|AQR Momentum Fund - Class N|AQR Funds|MF|Z|Chase Global Funds
AMPAX|American Beacon Mid-Cap Value Fund Investor Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AMPBX|AMCAP Fund, Class B Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AMPCX|AMCAP Fund, Class C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AMPFX|AMCAP Fund,  Class F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AMRAX|American Growth Fund, Inc. - Class A|American Growth Fund, Inc.|MS|Z|Commonwealth Fund Accounting Inc.
AMRBX|American Growth Fund, Inc. - Class B|American Growth Fund, Inc.|MS|Z|Commonwealth Fund Accounting Inc.
AMRCX|American Growth Fund, Inc. - Class C|American Growth Fund, Inc.|MS|Z|Commonwealth Fund Accounting Inc.
AMREX|American Growth Fund Series Two Class E|American Growth Fund, Inc.|MS|Z|Commonwealth Fund Accounting Inc.
AMRFX|American Mutual Fund, Class F-2 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AMRGX|American Growth Fund, Inc. - Class D|American Growth Fund, Inc.|MF|Z|Commonwealth Fund Accounting Inc.
AMRHX|American Growth Fund Series Two Class F|American Growth Fund, Inc.|MS|Z|Commonwealth Fund Accounting Inc.
AMRMX|American Mutual Fund Class A Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AMSBX|American Fds, Short-Term Fund of America, Class B Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
AMSCX|AlphaMark Small Cap Growth Fund|AlphaMark Investment Trust|MS|Z|Confluence Technologies
AMTAX|AllianceBernstein Real Asset Strategy Cl A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMTCX|Columbia Capital Allocation Moderate Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AMTIX|AllianceBernstein Real Asset Strategy Cl I Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMTKX|AllianceBernstein Real Asset Strategy Cl K Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMTOX|AllianceBernstein Real Asset Strategy Cl 1 Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMTRX|AllianceBernstein Real Asset Strategy Cl R Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMTTX|AllianceBernstein Real Asset Strategy Cl 2 Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMTYX|AllianceBernstein Real Asset Strategy Adv Cl Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AMUAX|AllianceBernstein Market Neutral Strategy U.S. Cl A Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMUIX|AllianceBernstein Market Neutral Strategy U.S. Cl I Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMUKX|AllianceBernstein Market Neutral Strategy U.S.Cl K Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMURX|AllianceBernstein Market Neutral Strategy U.S. Cl R Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMUSX|American Funds U.S. Govt Securities A (Income Series)|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AMUXX|Alpine Municipal Money Market Fund|Alpine Management & Research, LLC|$$|G|State Street Bank & Trust Company
AMUYX|AllianceBernstein Market Neutral Strategy U.S. Adv Cl Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AMVAX|Columbia Mid Cap Value Opportunity Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AMVBX|Columbia Mid Cap Value Opportunity Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AMVCX|Columbia Mid Cap Value Opportunity Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AMVIX|American Century Veedot Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AMVRX|American Century Mid Cap Value Fund R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AMWCX|ALPS/WMC Disciplined ValueFund Cl C|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
AMWIX|ALPS/WMC Disciplined Value Fund Cl I|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
AMWYX|ALPS/WMC Disciplined Value Fund Class A|Financial Investors Trust|MF|Z|Alps Distributors, Inc.
ANABX|AllianceBernstein Global Bond Fund, Inc. Cl B|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
ANACX|AllianceBernstein Global Bond Fund, Inc. Cl C|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
ANAGX|AllianceBernstein Global Bond Fund, Inc Cl A|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
ANAIX|AllianceBernstein Global Bond, Inc. Class I Shs|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
ANAKX|AllianceBernstein Global Bond, Inc. Class K Shs|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ANAMX|AllianzGI Retirement 2050 Fund Administative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANARX|AllianceBernstein Global Bond, Inc. Class R Shs|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
ANAYX|AllianceBernstein Global Bond, Inc. Advisor Class Shs|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
ANBIX|AllianceBernstein Bond Inflation Strategy Class I Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ANCAX|AllianzGI International Managed Volatility Fd Admin Cl|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANCCX|Ancora Microcap Fund Class C|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
ANCFX|Fundamental Investors, Class A Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
ANCIX|Ancora Microcap Fund Class I|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
ANCMX|AllianzGI Convertible Class P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ANCPX|AllianzGI U.S. Managed Volatility Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANDAX|AllianzGI NFJ Dividend Value Fund Adminstrative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANDIX|AQR International Defensive Equity Cl I|AQR Funds|MS|Z|Chase Global Funds
ANDNX|AQR International Defensive Equity Cl N|AQR Funds|MS|Z|Chase Global Funds
ANEFX|American Funds New Economy Fund A|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
ANFBX|American Funds New Economy Fund B|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
ANFCX|American Funds New Economy Fund C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
ANFFX|American Funds New Economy Fund Cl F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
ANFPX|AllianzGI  NFJ All-Cap Value Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANGCX|Angel Oak Multi-Strategy Income Fd Cl C|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
ANGIX|Angel Oak Multi-Strategy Income Fd Inst Shs|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
ANGLAX|Advisors Disp Tr 956 Angels Port Srs 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ANGLBX|Advisors Disp Tr 1008, Angels Portfolio, Srs 2013-2Q`|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
ANGLX|Angel Oak Multi-Strategy Income Fd Cl A|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
ANIAX|AllianceBernstein Intermediate New York Municipal Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ANICX|Ancora Income Fund Class C|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
ANIPX|AllianzGI International Managed Volatility Fd Cl P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANIRX|AllianzGI International Managed Volatility Fd Cl R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANIXX|Forward U.S. Government Money Fund Z Class|Forward Management, LLC|$S|G|Alps Distributors, Inc.
ANJAX|AllianceBernstein Municipal Income Fund II - NJ Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ANJBX|AllianceBernstein Municipal Income Fund II - NJ Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ANJCX|AllianceBernstein Municipal Income Fund II - NJ Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ANJIX|AllianzGI NFJ International Value Institutional Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANJRX|AllianzGI NFJ International Value Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANLRX|AllianzGI NFJ Large-Cap Value Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANMCX|AllianceBernstein Intermediate New York Municipal Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ANNAX|AllianzGI Convertible Fund Administrative Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ANNCX|AllianceBernstein Market Neutral Strategy Global Cl C Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ANNKX|AllianceBernstein Market Neutral Strategy Global Cl K Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ANNPX|AllianzGI Convertible Fund Institutional|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ANNRX|AllianceBernstein Market Neutral Strategy Global Cl R Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ANNYX|AllianceBernstein Market Neutral Strategy Global Adv Cl Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
ANOAX|American Century Small Cap Growth Fund - Class A|American Century Investments|MF|Z|State Street Bank & Trust Company
ANOBX|American Century Small Cap Growth Fund - Class B|American Century Investments|MS|Z|State Street Bank & Trust Company
ANOCX|American Century Small Cap Growth Fund - Class C|American Century Investments|MS|Z|State Street Bank & Trust Company
ANOIX|American Century Small Cap Growth Fund - Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ANONX|American Century Small Cap Growth Fund - Inst Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ANORX|American Century Small Cap Growth Fund - R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ANQCX|Ancora Equity Fund Class C|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
ANQIX|Ancora Equity Fund Class I|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
ANRPX|AllianzGI NFJ Mid-Cap Value  Fund Class  P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ANSAX|American Beacon Short-Term Bond Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ANSCX|Ancora Special Opportunity Fund Class C|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
ANSIX|Ancora Special Opportunity Fund Class I|Ancora Trust|MS|Z|Mutual Shareholder Services, LLC
ANUAX|AllianzGI NFJ Global Dividend Value Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANUCX|AllianzGI NFJ Global Dividend Value Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANUDX|AllianzGI NFJ Global Dividend Value Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANUIX|AllianzGI NFJ Global Dividend Value Fund Institutional Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANUPX|AllianzGI NFJ Global Dividend Value Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANVIX|AllianzGI NFJ Large-Cap Value Fund Institutional Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ANVPX|American Century VP International - Class II|American Century Investments|MS|Z|State Street Bank & Trust Company
ANWFX|New Perspective Fund, Class F-2 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
ANWPX|New Perspective Fund, Class A Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
ANYBX|AllianceBernstein Intermediate New York Municipal Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ANYCX|AllianceBernstein Municipal Income Fund, Inc. - New York Ptf C Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ANZAX|AllianzGI Convertible Fund Class A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ANZCX|AllianzGI Convertible Fund Class C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ANZDX|AllianzGI Convertible Fund Class D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ANZRX|AllianzGI Convertible Fund Class R|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AOBAX|Forward Balanced Allocation Fund Class A|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AOBLX|Pioneer Classic  Balanced Fund Class A|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
AOCIX|American Century One Choice Portfolio: Conservative Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AOCPX|AllianzGI Opportunity Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AOCXX|BlackRock Cash Fds, Institutional Aon Captives Shares|BlackRock Funds III|$S|A|State Street Bank & Trust Company
AOFAX|Alger Growth Opportunities Fund Class A|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AOFCX|Alger Growth Opportunities Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AOFIX|Alger Growth Opportunities Fund Class I|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
AOFOX|Absolute Opportunites Fd Inst Cl|Forum Funds|MS|Z|Atlantic Accounting Services LLC
AOGAX|Forward  Growth Allocation Fund Class A|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AOGIX|American Century One Choice Portfolio: Aggressive Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AOGPX|AllianzGI Focused Growth Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AOHAX|AllianceBernstein Municipal Income Fund II - Ohio Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AOHBX|AllianceBernstein Municipal Income Fund II - Ohio Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AOHCX|AllianceBernstein Municipal Income Fund II - Ohio Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AOIAX|Forward Growth & Income Allocation Fund Class A|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AOLAX|Forward Income & Growth Allocation Class A|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
AOMAX|AlphaOne Micro Cap Equity Fd Inv Cl|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
AOMCX|AlphaOne Micro Cap Equity Fd Cl I|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
AOMIX|American Century One Choice Portfolio: Moderate Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AONIX|American Century One Choice Portfolio: Very Conservative Investor Clas|American Century Investments|MF|Z|State Street Bank & Trust Company
AOOIX|American Century LiveStrong 2045 Portfolio Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AOORX|AllianzGI Opportunity Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AOPAX|AllianzGI International Small-Cap Fd Cl A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AOPCX|AllianzGI International Small-Cap Fd Cl C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AOPIX|Columbia Income Opportunities Fund Class I|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AOTAX|AllianzGI Emerging Markets Opportunities Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AOTCX|AllianzGI Emerging Markets Opportunities Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AOTDX|AllianzGI Emerging Markets Opportunities Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AOTIX|AllianzGI Emerging Markets Opportunities Fd Insti Cl|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AOVIX|American Century One Choice Portfolio: Very Aggressive Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
APAAX|AllianceBernstein Municipal Income Fund II - PA Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
APABX|AllianceBernstein Municipal Income Fund II - PA Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
APACX|AllianceBernstein Municipal Income Fund II - PA Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
APBAX|Cavanal Hill Balanced Fund No Load Inv Shs|Cavanal Hill Funds|MF|Z|Citi Fund Services
APBDX|Cavanal Hill Bond Fund No Load Inv Shs|Cavanal Hill Funds|MF|Z|Citi Fund Services
APBXX|Cavanal Hill Tax Free Money Market Fund Administrative Shs|Cavanal Hill Funds|$S|X|Citi Fund Services
APCAX|Aberdeen Asia-Pacific Smaller Companies Fd Cl A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
APCCX|Aberdeen Asia-Pacific Smaller Companies Fd Cl C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
APCIX|Aberdeen Asia-Pacific Smaller Companies Fd Insti Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
APCRX|Aberdeen Asia-Pacific Smaller Companies Fd Cl R|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
APCSX|Aberdeen Asia-Pacific Smaller Companies Fd Insti Svc Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
APCXX|Cavanal Hill Cash Management Fund Administrative Shs|Cavanal Hill Funds|$$|A|Citi Fund Services
APDXX|Cavanal Hill Tax Free Money Market Fund Service Shs|Cavanal Hill Funds|$S|X|Citi Fund Services
APECX|Columbia High Yield Bond Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
APEQX|Cavanal Hill U. S. Large Cap Equity Fund No Load Inv Shs|Cavanal Hill Funds|MF|Z|Citi Fund Services
APEXX|Cavanal Hill Tax Free Money Market Insti Shs|Cavanal Hill Funds|$S|X|Citi Fund Services
APFAX|Cohen & Steers Emerging Markets Real Estate Fd, Inc. Cl A|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
APFBX|Cavanal Hill Intermediate Bond Fund No Load Inv Shs|Cavanal Hill Funds|MF|Z|Citi Fund Services
APFCX|Cohen & Steers Emerging Markets Real Estate Fd, Inc. Cl C|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
APFIX|Cohen & Steers Emerging Markets Real Estate Fd, Inc. Cl I|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
APFXX|Cavanal Hill Cash Management Fund Service Shs|Cavanal Hill Funds|$S|A|Citi Fund Services
APGAX|AllianceBernstein Large-Cap Growth Fund, Inc. A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
APGBX|AllianceBernstein Large-Cap Growth Fund, Inc. B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
APGCX|AllianceBernstein Large-Cap Growth Fund, Inc C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
APGPX|AllianzGI Global Commodity Equity Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
APGXX|Cavanal Hill U.S. Treasury Fund Administrative Shs|Cavanal Hill Funds|$$|G|Citi Fund Services
APGYX|AllianceBernstein Large-Cap Growth Fund, Inc Advisor Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
APHAX|Hatteras Alpha Hedged Strategies Fd Cl A|Hatteras Alternative Mutual Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
APHCX|Hatteras Alpha Hedged Strategies Fund Class C Shares|Hatteras Alternative Mutual Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
APHEX|Artisan Emerging Markets Fund Insti Shares|Artisan Funds|MF|Z|State Street Bank & Trust Company
APHGX|Artisan Global Value Fd Inst Shs|Artisan Funds|MS|Z|State Street Bank & Trust Company
APHIX|Artisan International Fd Insti Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
APHKX|Artisan International Value Fd Insti Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
APHLX|Artisan Value Fd Insti Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
APHMX|Artisan Mid Cap Fd Insti Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
APHQX|Artisan Mid Cap Value Fd Inst Shs|Artisan Funds|MS|Z|State Street Bank & Trust Company
APHRX|Artisan Global Opportunities Fd Insti Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
APHSX|Artisan Small Cap Fund Institutional Shares|Artisan Funds|MS|Z|State Street Bank & Trust Company
APHVX|Artisan Small Cap Value Fd Inst Shs|Artisan Funds|MS|Z|State Street Bank & Trust Company
APHXX|Cavanal Hill Cash Management Fund Insti Shs|Cavanal Hill Funds|$S|A|Citi Fund Services
APIFX|API Master Allocation Fund - Cl A|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
APIGX|API Efficient Frontier Capital Income Fd Cl A|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
APIIX|API Efficient Frontier Income Fund Institutional Share Class|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
APILX|API Master Allocation Fund - Cl L|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
APIMX|API Efficient Frontier Core Income Fd Cl A|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
APISX|American Century Short Duration Inflation Protection Bond Fund Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
APITX|API Efficient Frontier Growth Fd Cl L|American Pension Investors Funds|MF|Z|Huntington Asset Services, Inc.
APIUX|API Efficient Frontier Income Fd Cl A|American Pension Investors Funds|MS|Z|Huntington Asset Services, Inc.
APJAX|Aberdeen Asia-Pacific (ex-Japan Equity Fund Class A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
APJCX|Aberdeen Asia-Pacific (ex-Japan) Equity Fund Class C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
APJRX|Aberdeen Asia-Pacific (ex-Japan) Equity Fund Class R|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
APJXX|Cavanal Hill U.S. Treasury Fund Service Shs|Cavanal Hill Funds|$S|G|Citi Fund Services
APKXX|Cavanal Hill U.S. Treasury Fund Insti Shs|Cavanal Hill Funds|$S|G|Citi Fund Services
APMBX|ING SMID Cap Equity Fd B|ING Funds|MS|Z|Bank of New York
APMCX|ING SMID Cap Equity Fd C|ING Funds|MS|Z|Bank of New York
APOAX|American Century Short Duration Inflation Protection Bond Fund Class A|American Century Investments|MF|Z|State Street Bank & Trust Company
APOBX|American Century Short Duration Inflation Protection Bond Fund Class B|American Century Investments|MS|Z|State Street Bank & Trust Company
APOCX|American Century Short Duration Inflation Protection Bond Fund Class C|American Century Investments|MF|Z|State Street Bank & Trust Company
APOIX|American Century Short Duration Inflation Protection Bond Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
APOPX|Cavanal Hill Opportunistic Fd Inv Cl|Cavanal Hill Funds|MS|Z|Citi Fund Services
APORX|American Century Short Duration Inflation Protection Bond Fund Class R|American Century Investments|MF|Z|State Street Bank & Trust Company
APPDX|AllianzGI Opportunity Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
APPIX|Appleseed Fund Institutional Class|Unified Funds|MS|Z|Huntington Asset Services, Inc.
APPLX|Appleseed Fund|Unified Funds|MS|Z|Huntington Asset Services, Inc.
APPRX|AllianceBernstein Ptf AllianceBernstein Conservative Wealth Strat Cl R|Alliance Funds|MS|Z|State Street Bank & Trust Company
APPXX|Cavanal Hill Funds Cash Management Premier Shs|Cavanal Hill Funds|$S|A|Citi Fund Services
APSAX|Columbia Inflation Protected Securities Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
APSBX|Columbia Inflation Protected Securities Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
APSGX|APEXcm Small/Mid Cap Growth Fund|Ultimus Managers Trust|MS|Z|Confluence Technologies
APSTX|Cavanal Hill Short Term Income Fund No Load Inv Shs|Cavanal Hill Funds|MF|Z|Citi Fund Services
APTFX|Cavanal Hill Intermediate Tax Free No Load Inv Shs|Cavanal Hill Funds|MF|Z|Citi Fund Services
APTIX|American Century VP Inflation Protection Fund Class I|American Century Investments|MS|Z|State Street Bank & Trust Company
APVCX|Columbia Multi-Advisor Small Cap Value Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
APVTX|American Century VP Vista Fund Class II|American Century Investments|MS|Z|State Street Bank & Trust Company
APWIX|AllianceBernstein Ptf:AllianceBernstein Conservative Wealth Strat Cl I|Alliance Funds|MS|Z|State Street Bank & Trust Company
APWKX|AllianceBernstein Ptf:AllianceBernstein Conservative Wealth Strategy K|Alliance Funds|MS|Z|State Street Bank & Trust Company
AQBLX|LKCM Aquinas Small Cap Fund|LKCM Funds|MS|Z|U.S. Bancorp Fund Services, LLC
AQEAX|Columbia Large Core Quantitative Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AQEBX|Columbia Large Core Quantitative Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AQEGX|LKCM Aquinas Growth Fund|LKCM Funds|MF|Z|U.S. Bancorp Fund Services, LLC
AQEIX|LKCM Aquinas Value Fund|LKCM Funds|MF|Z|U.S. Bancorp Fund Services, LLC
AQGIX|AQR Global Equity Fund Class I|AQR Funds|MS|Z|Chase Global Funds
AQGNX|AQR Global Equity Fund Class N|AQR Funds|MS|Z|Chase Global Funds
AQGYX|AQR Global Equity Fund Class Y|AQR Funds|MS|Z|Chase Global Funds
AQIIX|AQR International Equity Fund Class I|AQR Funds|MF|Z|Chase Global Funds
AQINX|AQR International Equity Fund Class N|AQR Funds|MS|Z|Chase Global Funds
AQIYX|AQR International Equity Fund Class Y|AQR Funds|MS|Z|Chase Global Funds
AQMIX|AQR Managed Futures Strategy Fund Class I|AQR Funds|MF|Z|Chase Global Funds
AQMNX|AQR Managed Futures Strategy Fund Class N|AQR Funds|MF|Z|Chase Global Funds
AQRIX|AQR Risk Parity Fund Class I|AQR Funds|MF|Z|Chase Global Funds
AQRNX|AQR Risk Parity Fund Class N|AQR Funds|MF|Z|Chase Global Funds
AQVIX|AQR Risk-Balanced Commodities Strategy LV Fd Cl I|AQR Funds|MS|Z|Chase Global Funds
AQVNX|AQR Risk-Balanced Commodities Strategy LV Fd Cl N|AQR Funds|MS|Z|Chase Global Funds
ARAIX|Ariel Fund Instl Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
ARAMX|AllianzGI Retirement Income Fd Cl Admin|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARBAX|Wilmington Strategic Allocation Moderate Fund Class A Shs|Wilmington Funds|MF|Z|Bank of New York
ARBCX|Arbitrage Fund Class C|Arbitrage Funds|MS|Z|Alps Distributors, Inc.
ARBFX|The Arbitrage Fund Class R|Arbitrage Funds|MF|Z|Alps Distributors, Inc.
ARBMX|American Century LiveStrong 2020 Ptf A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ARBNX|The Arbitrage Fund  Class I|Arbitrage Funds|MF|Z|Alps Distributors, Inc.
ARBRAX|Advisors Disp 972 Advisors Reference Bond Return Port Srs 1|Advisors Asset Management, Inc.|US|D|Advisors Asset Management Inc
ARBRX|American Century LiveStrong 2020 Ptf R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARBSX|American Century LiveStrong 2020 Ptf Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARBVX|American Century LiveStrong 2020 Ptf Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARCCX|The Arbitrage Credit Opportunities Cl C|Arbitrage Funds|MS|Z|Alps Distributors, Inc.
ARCFX|The Arbitrage Credit Opportunities Fund Cl R|Arbitrage Funds|MS|Z|Alps Distributors, Inc.
ARCHX|Archer Balanced Fund|Archer Investment Series Trust|MS|Z|Mutual Shareholder Services, LLC
ARCIX|AQR Risk-Balanced Commodities Fd Cl I|AQR Funds|MF|Z|Chase Global Funds
ARCMX|American Century LiveStrong 2030 Ptf A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ARCNX|AQR Risk-Balanced Commodities Fd Cl N|AQR Funds|MS|Z|Chase Global Funds
ARCRX|American Century LiveStrong 2030 Ptf R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARCSX|American Century LiveStrong 2030 Ptf Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARCVX|American Century LiveStrong 2030 Ptf Investoc Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARCXX|American Century Prime Money Market - C Class|American Century Investments|$S|A|State Street Bank & Trust Company
ARCZX|Pioneer Absolute Return Credit Fd Cl Z|Pioneer Management Corp.|MS|Z|Brown Brothers Harriman & Co.
ARDAX|AllianzGI Disciplined Equity Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARDCX|AllianzGI Disciplined Equity Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARDDX|AllianzGI Disciplined Equity Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARDEX|Aston/River Road Dividend All Cap Value Fund Class N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ARDFX|Ariel Discovery Fund Investor Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
ARDIX|AllianzGI Disciplined Equity Fund Insitutional Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARDMX|American Century LiveStrong 2040 Ptf A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ARDNX|Arden Alternative Strategies Fund Class I|Arden Investment Series Trust|MS|Z|Chase Global Funds
ARDPX|AllianzGI Disciplined Equity Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARDRX|American Century LiveStrong 2040 Ptf R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARDSX|American Century LiveStrong 2040 Ptf Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARDVX|American Century LiveStrong 2040 Ptf Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AREAX|AllianceBernstein Global Real Estate Investment Fd, Inc. Cl A|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AREBX|AllianceBernstein Global Real Estate Investment Fd, Inc Cl B|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
ARECX|AllianceBernstein Global Real Estate Investment Fd, Inc. Cl C|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AREEX|American Century Real Estate Fd - A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AREFX|American Century LiveStrong 2055 Port C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AREMX|American Century LiveStrong 2055 Port A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ARENX|American Century LiveStrong 2055 Port Insti Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AREOX|American Century LiveStrong 2055 Port R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AREVX|American Century LiveStrong 2055 Port Inv Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
AREWX|American Century Real Estate Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AREXX|AllianceBernstein Exchange Reserves Class R|Alliance Funds|$S|A|State Street Bank & Trust Company
ARFAX|American Century LiveStrong 2015 Portfolio A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ARFCX|Aston/Fortis Real Estate Fund Class N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ARFDX|American Century LiveStrong 2050 Portfolio - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ARFFX|Ariel Focus Fund Investor Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
ARFIX|American Century LiveStrong 2015 Portfolio Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARFMX|American Century LiveStrong 2050 Ptf A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ARFRX|American Century LiveStrong 2015 Portfolio R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARFSX|American Century LiveStrong 2050 Ptf Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARFVX|American Century LiveStrong 2050 Ptf Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARFWX|American Century LiveStrong 2050 Ptf R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ARGFX|Ariel Fund Investor Cl|Ariel Investments, LLC|MF|Z|State Street Bank & Trust Company
ARGIX|Wilmington Strategic Allocation Moderate Fund  I Shs|Wilmington Funds|MF|Z|Bank of New York
ARGYX|Invesco Global Real Estate Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ARIDX|Aston/River Road Dividend All Cap Value Fund Class I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ARIFX|Wilmington  Intermediate-Term Bond Fund  I Shs|Wilmington Funds|MF|Z|Bank of New York
ARIIX|Alliance Inst.Fds,  AllianceBernstein Glb Real Estate Inv Fd II Cl I|Alliance Funds|MF|Z|State Street Bank & Trust Company
ARIMX|Aston/River Road Select Value Fund Class I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ARINX|Archer Income Fund|Archer Investment Series Trust|MS|Z|Mutual Shareholder Services, LLC
ARIVX|Aston/River Road Independent Value Fd Cl N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ARKIX|Wilmington Broad Market Bond Fund I Shs|Wilmington Funds|MF|Z|Bank of New York
ARLCX|American Century LiveStrong 2035 Portfolio - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ARLIX|American Century LiveStrong 2035 Portfolio Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARLPX|AllianzGI Large-Cap Growth Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARLSX|Aston/River Road Long-Short Fd Cl N|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ARMAX|AllianzGI Global Commodity Equity Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARMCX|AllianzGI Global Commodity Equity Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARMDX|AllianzGI Global Commodity Equity Fund Cl D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARMEX|Wilmington  Mid Cap Growth Fund  I Shs|Wilmington Funds|MF|Z|Bank of New York
ARMFX|Armour Tactical Flex Fund|Cottonwood Mutual Funds|MS|Z|Mutual Shareholder Services, LLC
ARMGX|Western Asset Adjustable Rate Income Fund Class C1|Legg Mason Funds|MF|Z|State Street Bank & Trust Company
ARMPX|AllianzGI Mid-Cap Fd Cl P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ARMRX|Wilmington  Maryland Municipal  Bond Fund Class A Shs|Wilmington Funds|MF|Z|Bank of New York
ARMTX|Wilmington  Maryland Municipal Bond Fund  I Shs|Wilmington Funds|MF|Z|Bank of New York
ARMXX|Wilmington  U.S. Treasury Money Market Fund Administrative Cl|Wilmington Funds|$$|G|Bank of New York
ARMZX|Western Asset Adjustable Rate Income Fund Class A|Legg Mason Funds|MF|Z|State Street Bank & Trust Company
ARNCX|American Century LiveStrong 2020 Portfolio - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ARNIX|American Century LiveStrong 2015 Portfolio Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARNOX|American Century LiveStrong 2040 Portfolio - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AROAX|American Century LIveStrong 2045 Portfolio A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
AROCX|American Century LiveStrong 2045 Portfolio - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AROIX|American Century LiveStrong 2045 Portfolio Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARORX|American Century LiveStrong 2045 Portfolio R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARPAX|Wilmington Small Cap Growth Fund Class A Shs|Wilmington Funds|MF|Z|Bank of New York
ARPEX|Wilmington Small Cap Growth Fund I Shs|Wilmington Funds|MF|Z|Bank of New York
ARQIX|Nuveen International Class R|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
ARRAX|AllianzGI Redwood Fd Cl A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARRCX|AllianzGI Redwood Fd Cl C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARRDX|AllianzGI Redwood Fd Cl D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARRIX|AllianzGI Redwood Fd Insti Cl|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARRKX|AllianceBernstein Global Real Estate Investment Fd, Inc. Cl K|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ARRPX|AllianzGI REdwood Fd Cl P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARRRX|AllianceBernstein Global Real Estate Investment Fd, Inc. Cl R|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ARSBX|Nuveen Small Cap Select Cl B|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
ARSCX|Nuveen Small Cap Index Class R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
ARSIX|Aston River Road Small Cap Value Class I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ARSKX|Archer Stock Fund|Archer Investment Series Trust|MS|Z|Mutual Shareholder Services, LLC
ARSMX|Aston/River Road Select Value Fund Class N|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ARSOX|Aristotle/Saul Opportunity Fd Cl I|Investment Managers Series Trust|MS|Z|UMB Fund Services
ARSPX|AllianzGI Global Small-Cap Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARSRX|American Century LiveStrong Income Portfolio R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARSTX|Nuveen Small Cap Select Cl I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
ARSVX|Aston River Road Small Cap Value Class N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ARSYX|AllianceBernstein Global Real Estate Investment Fd Inc. Advisor Cl|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
ARTAX|American Century LiveStrong Income Portfolio A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ARTCX|AllianzGI Retirement Income Fd Cl C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARTDX|AllianzGI Retirement Income Fd Cl D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARTGX|Artisan Global Value Fund Investor Shares|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTHX|Artisan Global Equity Fund Investor Shares|Artisan Funds|MS|Z|State Street Bank & Trust Company
ARTIX|Artisan International Fund Inv Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTJX|Artisan International Small Cap Fund - Investor Shares|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTKX|Artisan International Value Fund Investor Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTLX|Artisan Value Fund Inv Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTMX|Artisan Mid Cap Fund Inv Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTOX|American Century LiveStrong Income Portfolio Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARTPX|AllianzGI Technology Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ARTQX|Artisan Mid Cap Value Fd Investor Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTRX|Artisan Global Opportunities Fund Inv Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTSX|Artisan Small Cap Fund Inv Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTVX|Artisan Small Cap Value Inv Shs|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARTZX|Artisan Emerging Markets Fd - Advisor Shares|Artisan Funds|MF|Z|State Street Bank & Trust Company
ARVIX|Aston/River Road Independent Value Fund Cl I Shs|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ARWAX|American Century LiveStrong 2025 Portfolio A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ARWCX|American Century LiveStrong 2025 Portfolio - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ARWFX|American Century LiveStrong 2025 Portfoilio Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARWIX|American Century LiveStrong 2025 Portfolio Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARWOX|American Century LiveStrong 2030 Portfolio - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ARWRX|American Century LiveStrong 2025 Portfolio R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARYAX|American Century LiveStrong 2035 Portfolio A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ARYCX|American Century Real Estate Fund C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ARYIX|American Century LiveStrong 2035 Portfolio Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARYMX|American Century Global Real Estate Fd A Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ARYNX|American Century Global Real Estate Insti Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ARYRX|American Century LiveStrong 2035 Portfolio R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ARYTX|American Century Global Real Estate Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ARYVX|American Century Global Real Estate Fd Inv Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ARYWX|American Century Global Real Estate Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ARZIX|Avatar Absolute Return Fund - Class I|Northern Lights Fund Trust III|MS|Z|Gemini Fund Services, LLC
ARZNX|Avatar Absolute Return Fund - Class N|Northern Lights Fund Trust III|MS|Z|Gemini Fund Services, LLC
ASACX|AllianzGI Global Growth Allocation Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASAFX|Forward Strategic Alternatives Fund Insti|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
ASAIX|AQR Multi Strategy Alternative Fund Class I|AQR Funds|MF|Z|Chase Global Funds
ASAMX|American Century Strategic Allocation - Moderate Instl Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ASANX|AQR Multi Strategy Alternative Fund Class N|AQR Funds|MF|Z|Chase Global Funds
ASARX|AMF Ultra Short Mortgage Fund|Asset Management Funds|MF|Z|Northern Trust Securities, Inc.
ASBAX|American Fds, Short-Term Bond Fund of America, Class A Shs|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
ASBBX|Pioneer  Classic Balanced Fund Class B|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
ASBCX|American Fd, Short-Term Bond Fund of America, Class C Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
ASBFX|American Fd, Short-Term Fund of America, Class F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
ASCCX|ING Small Company Fund Class C|ING Funds|MS|Z|Bank of New York
ASCGX|Forum Funds - Adams Harkness Small Cap Growth|Forum Funds|MS|Z|Atlantic Accounting Services LLC
ASCIX|American Beacon Small Cap Index Fd Inst Cl|American Beacon Funds|MF|Z|State Street Bank & Trust Company
ASCLX|AllianceBernstein Cap Fund, Inc - AllianceBernstein Select US Long-Short Portfolio C|Alliance Funds|MS|Z|State Street Bank & Trust Company
ASCPX|AMF Intermediate Mortgage Fund|Asset Management Funds|MF|Z|Northern Trust Securities, Inc.
ASCQX|American Century Small Company - Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ASCRX|American Century Small Company R Shares|American Century Investments|MS|Z|State Street Bank & Trust Company
ASCTX|Aston/Sivercrest Small Cap Fd Cl N Shs|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ASCVX|American Beacon Small Cap Value Fd Retirement Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ASCZX|Alger Small Cap Growth Fund Class Z|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ASEIX|Nuveen Small Cap Select Class R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
ASENX|Aston Dynamic Allocation Fund Class N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ASERX|American Century Select Fund R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ASETX|Nuveen Small Cap Index Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
ASFAX|Absolute Strategies R Shares|Forum Funds|MF|Z|Atlantic Accounting Services LLC
ASFCX|ASG Managed Futures Strategy Fund Class C|Natixis Funds|MS|Z|State Street Bank & Trust Company
ASFFX|Arrow Alternative Solutions Fd - A Shrs|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
ASFIX|Absolute Strategies Insti Shares|Forum Funds|MF|Z|Atlantic Accounting Services LLC
ASFNX|Arrow Alternative Solutions Fd Inst Shs|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
ASFRX|AllianzGI Global Growth Allocation Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASFTX|Arrow Alternative Solutions Fund Class C|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
ASFYX|ASG Managed Futures Strategy Fund Class Y|Natixis Funds|MS|Z|State Street Bank & Trust Company
ASGAX|AllianzGI Global Growth Allocation Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASGTX|Transamerica Small Cap Growth Class A|Transamerica Mutual Funds|MS|Z|State Street Bank & Trust Company
ASHAX|AllianzGI Short Duration High Income Fd Cl A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ASHCX|AllianzGIShort Duration High Income Fd Cl C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ASHDX|AllianzGI Short Duration High Income Fd Cl D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ASHIX|AllianzGI Short Duration High Income Fd Insti Cl|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ASHPX|AllianzGI Short Duration High Income Fd Cl P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
ASIAX|Invesco Asian Pacific Growth Fund Class A|Invesco Funds|MF|Z|AIM Advisors
ASIBX|Invesco Asian Pacific Growth Fund Class B|Invesco Funds|MF|Z|AIM Advisors
ASICX|Invesco Asian Pacific Growth Fund Class C|Invesco Funds|MF|Z|AIM Advisors
ASIDX|American Century Strategic Inflation Opportunities Fd A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ASILX|AllianceBernstein Cap Fund, Inc - AllianceBernstein US Long-Short Portfolio I|Alliance Funds|MF|Z|State Street Bank & Trust Company
ASIMX|Alger SMid Cap Growth Fund Class I|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ASINX|American Century Strategic Inflation Opportunities Fd Insti Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ASIOX|American Century Strategic Inflation Opportunities Fd Investor Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ASIRX|Alger Small Cap Growth Institutional Fund Class R|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ASITX|AMF Short U.S. Government Fund|Asset Management Funds|MF|Z|Northern Trust Securities, Inc.
ASIUX|American Century Strategic Inflation Opportunities Fd R Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ASIYX|Invesco Asia Pacific Growth Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ASIZX|American Century Strategic Inflation Opportunities Fd C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
ASLAX|AllianceBernstein Cap Fund, Inc AllianceBernstein Select US Long-Short Portfolio A|Alliance Funds|MS|Z|State Street Bank & Trust Company
ASLKX|AllianceBernstein Cap Fund, Inc - AllianceBernstein US Long-Short Portfolio K|Alliance Funds|MS|Z|State Street Bank & Trust Company
ASMCX|Forward SMIDPlus Fund Insti Class|Forward Management, LLC|MF|Z|Alps Distributors, Inc.
ASMLX|ING Small Company Fund Class B|ING Funds|MS|Z|Bank of New York
ASMMX|Invesco Summit Fund Class A|Invesco Funds|MS|Z|AIM Advisors
ASMNX|AQR Small Cap Momentum Fund - Class N|AQR Funds|MS|Z|Chase Global Funds
ASMOX|AQR Small Cap Momentum Fund Class L|AQR Funds|MF|Z|Chase Global Funds
ASMRX|American Century Strategic Allocation Moderate R Shares|American Century Investments|MF|Z|State Street Bank & Trust Company
ASMTX|AMF U.S. Government Mortgage Fund|Asset Management Funds|MF|Z|Northern Trust Securities, Inc.
ASMYX|Invesco Summit Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ASMZX|Alger SMid Cap Growth Fund Class Z|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ASNAX|AllianzGI Retirement 2050 Funds Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASNCX|AllianzGI Retirement 2050 Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASNDX|AllianzGI Retirement 2050 Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASNIX|AllianzGI Retirement 2050 Fund Class R6|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASNPX|AllianzGI Retirement 2050 Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASNRX|AllianzGI Retirement 2050 Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASPCX|Alger Spectra Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ASPGX|Astor S.T.A.R. ETF Fd Cl A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ASPIX|Alger Spectra Fund Class I|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ASPZX|The Alger Fds II, Alger Spectra Fund Class Z|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
ASQAX|American Century Small Company A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
ASQCX|American Century Small Company Fd - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ASQIX|American Century Small Company Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ASRAX|Invesco Global Real Estate Income Fund Class A|Invesco Funds|MS|Z|AIM Advisors
ASRCX|Invesco Global Real Estate Income Fund Class C|Invesco Funds|MS|Z|AIM Advisors
ASRFX|Invesco Global Real Estate Income Fd Cl R6|Invesco Funds|MS|Z|AIM Advisors
ASRIX|Invesco Global Real Estate Income Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
ASRLX|AllianceBernstein Cap Fund, Inc - AllianceBernstein Select US Long-Short Portfolio R|Alliance Funds|MS|Z|State Street Bank & Trust Company
ASRRX|AllianzGI Retirement Income Fd Cl R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASRXX|American Beacon Money Market Select Fund|American Beacon Funds|$$|A|State Street Bank & Trust Company
ASRYX|Invesco Global Real Estate Income Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ASTAX|American Century Strat Allocation - Aggressive C Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ASTBX|American Century Strategic Allocation: Moderate Class B|American Century Investments|MF|Z|State Street Bank & Trust Company
ASTCX|American Century Strat Allocation - Moderate C Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ASTEX|American Funds Short-Term Tax-Exempt Bd Fd Cl A Shs|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
ASTFX|American Funds Short-Term Tax-Exempt Bd Fd Cl F-2 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
ASTIX|Astor Long/Short ETF Fund Class I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ASTLX|Astor Long/Short ETF Fd Cl A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ASTRX|Astor Long/Short ETF Fund Class R|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ASTTX|Wilmington Short Duration Government Bond Fund Cl A Shs|Wilmington Funds|MS|Z|Bank of New York
ASTZX|Astor Long/Short ETF Fund Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ASVAX|Columbia Multi-Advisor Small Cap Value Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ASVBX|Columbia Multi-Advisor Small Cap Value Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ASVCX|American Beacon Small Cap Value Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ASVIX|American Century Small Cap Value Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ASVNX|American Century Small Cap Value Fund - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ASVPX|AllianzGI NFJ Small-Cap Value Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
ASVRX|American Century Small Cap Value Fund - R Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ASYLX|AllinaceBernstein Cap Fund, Inc - AllianceBernstein Select US Long-Short Portfolio ADV|Alliance Funds|MS|Z|State Street Bank & Trust Company
ATACX|ATAC Inflation Rotation Fd Inv Cl|Managed Portfolio Series|MS|Z|U.S. Bancorp Fund Services, LLC
ATAFX|American Trust Allegiance Fund|Advisors Series Trust|MF|Z|U.S. Bancorp Fund Services, LLC
ATASX|Aston TAMRO Small Cap Fund Class N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ATBAX|Ascendant Balanced Fd Cl A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ATBCX|American Beacon Short Term Bond Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ATBIX|Ascendant Balanced  Fd Cl I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ATBTX|Ascendant Balanced Fd Cl C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ATBXX|ING Money Market Fund Class B|ING Funds|$S|A|Bank of New York
ATDAX|Invesco Endeavor Fund Class A Shares|Invesco Funds|MF|Z|AIM Advisors
ATDBX|Invesco Endeavor Fund Class B Shares|Invesco Funds|MS|Z|AIM Advisors
ATDCX|Invesco Endeavor Fund Class C Shares|Invesco Funds|MS|Z|AIM Advisors
ATDEX|Aston/TAMRO Diversified Equity Fd Cl I Shs|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ATDFX|Invesco Endeavor Fund Cl R6|Invesco Funds|MS|Z|AIM Advisors
ATDIX|Invesco Endeavor Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
ATDRX|Invesco Endeavor Fund Class R  Shares|Invesco Funds|MS|Z|AIM Advisors
ATDYX|Invesco Endeavor Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ATEBX|AllianceBernstein Global Thematic Growth Fund, Inc. B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ATECX|AllianceBernstein Global Thematic Growth Fund, Inc. C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ATEKX|AllianceBernstein Global Thematic Growth Fund, Inc. Class K|Alliance Funds|MS|Z|State Street Bank & Trust Company
ATERX|AllianceBernstein Global Thematic Growth Fund, Inc. R Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
ATEYX|AllianceBernstein Global Themaic Growth Fund, Inc. Advisor Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
ATFAX|Invesco Tax-Free Intermediate Fund Class A|Invesco Funds|MF|Z|AIM Advisors
ATFIX|Invesco Tax-Free Intermediate Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
ATFRX|Invesco Balanced-Risk Retirement 2020 Fund Class R|Invesco Funds|MS|Z|AIM Advisors
ATFXX|Wilmington Tax-Exempt Money Market Fund Service Cl|Wilmington Funds|$$|X|Bank of New York
ATFYX|Invesco Tax-Free Intermediate Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ATGAX|Aquila Three Peaks Opportunity Growth Fund Class A Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
ATGCX|Aquila Three Peaks Opportunity Growth Fund Class C Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
ATGIX|Pioneer Government Income Fund Class Y|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
ATGRX|American Century International Growth R Shares|American Century Investments|MS|Z|State Street Bank & Trust Company
ATGYX|Aquila Three Peaks Opportunity Growth Fund Class Y Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
ATHAX|American Century Heritage Fd A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ATHBX|American Century Heritage Fund B Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ATHIX|American Century Heritage-Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ATHWX|American Century Heritage Fund R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ATIAX|Invesco Select Companies Fd A Shs|Invesco Funds|MF|Z|AIM Advisors
ATIBX|Invesco Select Companies Fd B Shs|Invesco Funds|MS|Z|AIM Advisors
ATICX|Invesco Select Companies Fd C Shs|Invesco Funds|MF|Z|AIM Advisors
ATIIX|Invesco Select Companies Fd Cl R5|Invesco Funds|MS|Z|AIM Advisors
ATIMX|AQR Tax-Managed International Momentum Fd Cl L|AQR Funds|MS|Z|Chase Global Funds
ATIPX|Aquila Three Peaks High Income Fund Class I|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
ATIRX|Invesco  Select Companies Fd R Shares|Invesco Funds|MS|Z|AIM Advisors
ATIYX|Invesco Select Companies Fd Y Shs|Invesco Funds|MS|Z|AIM Advisors
ATLAX|ING Capital Allocation Fd A|ING Funds|MS|Z|Bank of New York
ATLVX|Aston/TAMRO Diversified Equity Fund Cl N|Aston Funds|MS|Z|BNY Mellon Asset Servicing
ATMAX|PIMCO Unconstrained Tax Managed Bond Fund Class A|Allianz Advisors Funds (CA)|MS|Z|State Street Bank & Trust Company
ATMCX|PIMCO Unconstrained Tax Managed Bond Fund Class C|Allianz Advisors Funds (CA)|MS|Z|State Street Bank & Trust Company
ATMDX|PIMCO Unconstrained Tax Managed Bond Fund Class D|Allianz Advisors Funds (CA)|MS|Z|State Street Bank & Trust Company
ATMNX|AQR Tax-Managed Momentum Fund - Class N|AQR Funds|MS|Z|Chase Global Funds
ATMOX|AQR Tax-Managed Momentum Fd Cl L|AQR Funds|MS|Z|Chase Global Funds
ATNNX|AQR Tax-Managed International Momentum Fund - Class N|AQR Funds|MS|Z|Chase Global Funds
ATNXX|ING Money Market Fund Class I|ING Funds|$$|A|Bank of New York
ATOAX|Alpine Tax Optimized Income Fd Adviser Cl|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
ATOIX|Alpine Tax Optimized Income Fund|Alpine Management & Research, LLC|MF|Z|State Street Bank & Trust Company
ATPAX|Aquila Three Peaks High Income Fund Class A|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
ATPCX|Aquila Three Peaks High Income Fund Class C|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
ATPIX|American Beacon  Treasury Inflation Protected Securities Fd Insti C|American Beacon Funds|MF|Z|State Street Bank & Trust Company
ATPYX|Aquila Three Peaks High Income Fund Class Y|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
ATRIX|Aquila Three Peaks Opportunity Growth Fund Class I Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
ATSAX|American Beacon Treasury Inflation Protected Securities Fd A Cl|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ATSCX|American Beacon Treasury Inflation Protected Secutities Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
ATSIX|Aston TAMRO Small Cap Fund  Cl I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
ATSMX|AQR Tax-Managed Small Cap Momentum Fd Cl L|AQR Funds|MS|Z|Chase Global Funds
ATSNX|AQR Tax-Managed Small Cap Momentum Fund - Class N|AQR Funds|MS|Z|Chase Global Funds
ATTCX|American Century LiveStrong Income Portfolio - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
ATTIX|American Century LiveStrong Income Portfolio Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
ATTRX|Transamerica Tactical Rotation Class A|Transamerica Mutual Funds|MS|Z|State Street Bank & Trust Company
ATWAX|AllianceBernstein Tax Managed Wealth Appreciation Strategy Cl A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
ATWBX|AllianceBernstein Ptf, AllianceBernstein Tx-Mgd Wlth Apprec Strategy B|Alliance Funds|MF|Z|State Street Bank & Trust Company
ATWCX|AllianceBernstein Ptf, AllianceBernstein Tx-Mgd Wlth Apprec Strategy C|Alliance Funds|MF|Z|State Street Bank & Trust Company
ATWYX|AllianceBernstein Tax Managed Wealth Appreciation Strategy Adv Cl Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AUBAX|Invesco International Total Return Fund Class A|Invesco Funds|MS|Z|AIM Advisors
AUBBX|Invesco International Total Return Fund Class B|Invesco Funds|MS|Z|AIM Advisors
AUBCX|Invesco International Total Return Fund Class C|Invesco Funds|MS|Z|AIM Advisors
AUBFX|Invesco International Total Return Fund Cl R6|Invesco Funds|MS|Z|AIM Advisors
AUBIX|Invesco International Total Return Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
AUBYX|Invesco International Total Return Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AUCXX|Forward U.S. Government Money Fund C Class|Forward Management, LLC|$S|G|Alps Distributors, Inc.
AUDAX|Aberdeen Ultra Short Duration Bond Fd Cl A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AUDIX|Aberdeen Ultra Short Duration Bond Fd Insti Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AUEIX|AQR U.S. Defensive Equity Fd Cl I|AQR Funds|MS|Z|Chase Global Funds
AUENX|AQR U.S. Defensive Equity Fd Cl N|AQR Funds|MS|Z|Chase Global Funds
AUERX|Auer Growth Fund|Unified Funds|MS|Z|Huntington Asset Services, Inc.
AUGAX|Columbia U.S. Government Mortgage Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AUGBX|Columbia U.S. Government Mortgage Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AUGCX|Columbia U.S. Government Mortgage Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
AUIAX|AllianceBernstein Equity Income Fund, Inc. Class A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AUIBX|AllianceBernstein Equity Income Fund, Inc. Class B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AUICX|AllianceBernstein Equity Income Fund, Inc. Class C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AUIIX|AllianceBernstein Equity Income Fund, Inc. Class I Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
AUIKX|AllianceBernstein Equity Income Fund, Inc. Class K Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
AUIRX|AllianceBernstein Equity Income Fund, Inc. Class R Shares|Alliance Funds|MS|Z|State Street Bank & Trust Company
AUIXX|Forward U.S. Government Money Fund Investor Class|Forward Management, LLC|$S|G|Alps Distributors, Inc.
AUIYX|AllianceBernstein Equity Income Fund, Inc. Advisor Class Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AULRX|American Century Ultra R Shares|American Century Investments|MS|Z|State Street Bank & Trust Company
AULTX|AMF Ultra Short Fund|Asset Management Funds|MF|Z|Northern Trust Securities, Inc.
AUMIX|AllianzGI Ultra Micro Cap Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AUNAX|AllianceBernstein Municipal Bond Inflation Strategy Class A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AUNCX|AllianceBernstein Municipal Bond Inflation Strategy Class C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AUNOX|AllianceBernstein Municipal Bond Inflation Strategy Class 1 Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AUNTX|AllianceBernstein Municipal Bond Inflation Strategy Class 2 Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AUNYX|AllianceBernstein Municipal Bond Inflation Strategy Advisor Class|Alliance Funds|MF|Z|State Street Bank & Trust Company
AURAX|AllianceBernstein U.S. Strategic Research Ptf Class A Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AURBX|Columbia Capital Allocation Moderate Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AURCX|AllianceBernstein U.S. Strategic Research Ptf Class C Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AURIX|AllianceBernstein U.S. Strategic Research Ptf Class I Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AURKX|AllianceBernstein U.S. Strategic Research Ptf Class K Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AURRX|AllianceBernstein U.S. Strategic Research Ptf Class R Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
AURYX|AllianceBernstein U.S. Strategic Research Ptf Advisor Class Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AUSAX|Columbia Acorn Tr, Acorn USA Fd Cl Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AUSIX|Aberdeen Ultra Short Duration Bond Fd Insti Svc Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AUSXX|Forward U.S. Government Money Fund Insti|Forward Management, LLC|$$|G|Alps Distributors, Inc.
AUUAX|AllianceBernstein Select US Equity Class A|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AUUCX|AllianceBernstein Select US Equity Class C|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AUUIX|AllianceBernstein Select US Equity Class I|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AUUKX|AllianceBernstein Select US Equity Class K|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AUURX|AllianceBernstein Select US Equity Class R|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AUUYX|AllianceBernstein Select US Equity Class Adv|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AUXAX|Auxier Focus Fund A Shs|Forum Funds|MS|Z|Atlantic Accounting Services LLC
AUXFX|Auxier Focus Fd Investor Shares|Forum Funds|MF|Z|Atlantic Accounting Services LLC
AUXIX|Auxier Focus Fund Institutional Shares|Forum Funds|MS|Z|Atlantic Accounting Services LLC
AUYAX|Aberdeen U.S. High Yield Bond Fund Class A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AUYCX|Aberdeen U.S. High Yield Bond Fund Class C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AUYIX|Aberdeen U.S. High Yield Bond Fund Institutional Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AUYRX|Aberdeen U.S. High Yield Bond Fund Class R|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AUYSX|Aberdeen U.S. High Yield Bond Fund Institutional Service Class|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
AVAAX|AllianceBernstein Municipal Income Fund II - VA Ptf A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AVABX|AllianceBernstein Municipal Income Fund II - VA Ptf B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AVACX|AllianceBernstein Municipal Income Fund II - VA Ptf C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
AVALX|Aegis Value Fd Inc|Aegis Funds|MF|Z|U.S. Bancorp Fund Services, LLC
AVAMX|AllianzGI Retirement 2040 Fund Administrative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVASX|American Beacon Large Cap Value Fund Advisor Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AVBIX|American Century VP Balanced - Investor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AVCIX|American Century VP Capital Appreciation - Investor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AVDIX|American Century  Veedot - Institutional Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AVEDX|Ave Maria Rising Dividend Fund|Schwartz Funds|MF|Z|Confluence Technologies
AVEFX|Ave Maria Bond Fund  Class R|Schwartz Funds|MF|Z|Confluence Technologies
AVEGX|Ave Maria Growth Fund|Schwartz Funds|MF|Z|Confluence Technologies
AVEIX|Aston/Veredus Small Cap Growth Fd Cl I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
AVEMX|Ave Maria Catholic Values Fund|Schwartz Funds|MF|Z|Confluence Technologies
AVESX|Ave Maria Opportunity Fund|Schwartz Funds|MF|Z|Confluence Technologies
AVEWX|Ave Maria World Equity Fund|Schwartz Funds|MF|Z|Confluence Technologies
AVFIX|American Beacon Small Cap Value Fd Inst Cl|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AVGAX|Advantage Fds, Inc. Global Alpha Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
AVGCX|Advantage Fds, Inc. Global Alpha Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
AVGIX|American Century VP Income & Growth - Investor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AVGRX|Advantage Fds, Inc. Global Alpha Fund Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
AVIIX|American Century VP International - Investor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AVIPX|American Century VP Mid Cap Value Fund Class 1|American Century Investments|MS|Z|State Street Bank & Trust Company
AVISX|Aston Veredus Select Growth Fund Class I|Aston Funds|MS|Z|BNY Mellon Asset Servicing
AVIXX|Active Assets Institutional Money Trust|Morgan Stanley Dean Witter Funds|$$|A|State Street Bank & Trust Company
AVLIX|American Century Value Institutional Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AVMTX|American Century VP Mid Cap Value Class II|American Century Investments|MS|Z|State Street Bank & Trust Company
AVNCX|American Century Vista Fund - C Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AVOAX|Arin Large Cap Theta Fund Advisor Class|Starboard Investment Trust|MS|Z|The Nottingham Company
AVOLX|Arin Large Cap Theta Fund Institutional Class|Starboard Investment Trust|MS|Z|The Nottingham Company
AVOWX|Arin Large Cap Theta Fund Wirehouse Class|Starboard Investment Trust|MS|Z|The Nottingham Company
AVPAX|American Beacon Small Cap Value Fund Investor Class|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AVPGX|American Century VP Income & Growth - Class II|American Century Investments|MS|Z|State Street Bank & Trust Company
AVPIX|American Century VP Value - Investor Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AVPLX|American Century VP International Fund Class IV|American Century Investments|MS|Z|State Street Bank & Trust Company
AVPSX|American Century VP Ultra Fund - Class II|American Century Investments|MS|Z|State Street Bank & Trust Company
AVPTX|American Century VP Value - Class III|American Century Investments|MS|Z|State Street Bank & Trust Company
AVPUX|American Century VP Ultra Fund - Class I|American Century Investments|MS|Z|State Street Bank & Trust Company
AVPVX|American Century VP Value - Class II|American Century Investments|MS|Z|State Street Bank & Trust Company
AVRIX|AllianzGI Retirement Income Fund Class R6|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVSAX|AllianzGI Retirement 2040 Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVSCX|AllianzGI Retirement 2040 Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVSDX|AllianzGI Retirement 2040 Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVSGX|Aston Veredus Select Growth Fund Class N|Aston Funds|MS|Z|BNY Mellon Asset Servicing
AVSIX|American Century VP Vista Cl I|American Century Investments|MS|Z|State Street Bank & Trust Company
AVSPX|AllianzGI Retirement 2040 Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVSRX|AllianzGI Retirement 2040 Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVTIX|AllianzGI Retirement 2040 Fund Class R6|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVTRX|American Century Vista Fund R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AVUAX|American Century Mid Cap Value Fund Instit Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AVURX|American Century Value Fund R Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AVUTX|American Century VP Ultra - Class III|American Century Investments|MS|Z|State Street Bank & Trust Company
AVVIX|American Century Large Company Value Fund Class 1|American Century Investments|MS|Z|State Street Bank & Trust Company
AVVTX|American Century VP Large Company Value Class II|American Century Investments|MS|Z|State Street Bank & Trust Company
AVYAX|AllianzGI Global Managed Volatility Fd Cl A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVYCX|AllianzGI Global Managed Volatility Fd Cl C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVYDX|AllianzGI Global Managed Volatility Fd Cl D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVYIX|AllianzGI Global Managed Volatility Fd Instl Cl|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AVYPX|AllianzGI Global Managed Volatility Fd Cl P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AWAAX|AllianceBernstein Wealth Appreciation Strategy Cl A Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AWABX|AllianceBernstein Wealth Appreciation Strategy Cl B Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AWACX|AllianceBernstein Wealth Appreciation Strategy Cl C Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AWAIX|The AllianceBernstein Ptf: AllianceBernstein Wlth Ptf Appreciation Cl|Alliance Funds|MS|Z|State Street Bank & Trust Company
AWAKX|The AllianceBernstein Ptf: AllianceBernstein Wlth Appreciation Cl K|Alliance Funds|MS|Z|State Street Bank & Trust Company
AWARX|AllianceBernstein Ptf AllianBerstein Wlth Appreciation Strategy Cl R S|Alliance Funds|MS|Z|State Street Bank & Trust Company
AWAYX|AllianceBernstein Wealth Appreciation Strategy Adv Cl Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
AWCAX|Alpine Global Consumer Growth Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AWCGX|Alpine Global Consumer Growth Fund|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
AWEIX|Invesco Disciplined Equity Fund Class Y|Invesco Funds|MF|Z|AIM Advisors
AWPAX|AllianceBernstein International Growth Fund, Inc. Class A Shares|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AWPBX|AllianceBernstein International Growth Fund, Inc. Class B Shares|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AWPCX|AllianceBernstein International Growth Fund, Inc. Class c Shares|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AWPIX|AllianceBernstein International Growth Fund, Inc. Class I Shares|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AWPKX|AllianceBernstein International Growth Fund, Inc. Class K Shares|Alliance Funds|MS|Z|Brown Brothers Harriman & Co.
AWPRX|AllianceBernstein International Growth Fund, Inc. Class R Shares|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AWPYX|AllianceBernstein International Growth Fund, Inc. Advisor Class Shares|Alliance Funds|MF|Z|Brown Brothers Harriman & Co.
AWREX|American Century VP Growth Fd Cl II|American Century Investments|MS|Z|State Street Bank & Trust Company
AWRIX|American Century VP Growth Fd Cl I|American Century Investments|MS|Z|State Street Bank & Trust Company
AWSAX|Invesco Global Core Equity Fund Class A|Invesco Funds|MF|Z|AIM Advisors
AWSBX|Invesco Global Core Equity Fund Class B|Invesco Funds|MF|Z|AIM Advisors
AWSCX|Invesco Global Core Equity Fund Class C|Invesco Funds|MF|Z|AIM Advisors
AWSHX|Washington Mutual Invs Fd Cl A Shs|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
AWSIX|Invesco Global Core Equity Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
AWSRX|Invesco Global Core Equity Fund Class R|Invesco Funds|MS|Z|AIM Advisors
AWSYX|Invesco Global Core Equity Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
AWTAX|AllianzGI Global Water Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AWTCX|AllianzGI Global Water Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AWTDX|AllianzGI Global Water Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AWTIX|AllianzGI Global Water Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AWTPX|AllianzGI Global Water Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AXAIX|Astor Active Income ETF Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
AXBAX|Columbia Capital Allocation Aggressive Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AXBIX|American Century Intermediate-Term Tax-Free Bond Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AXEAX|Columbia European Equity Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AXGOX|Prudential Jennison Equity Income Fund Class X|Prudential Funds|MF|Z|BNY Mellon Asset Servicing
AXPBX|Columbia Credit Allocation Aggressive Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
AYBAX|AllianzGI High Yield Bond Fund Class A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AYBCX|AllianzGI High Yield Bond Fund Class C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AYBDX|AllianzGI High Yield Bond Fund Class D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AYBFX|American Beacon High Yield Bond Fd Inst Cl|American Beacon Funds|MF|Z|State Street Bank & Trust Company
AYBIX|AllianzGI High Yield Bond Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AYBLX|Pioneer Classic Balanced Fund Class Y|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
AYBPX|AllianzGI High Yield Bond Fund Class P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AYBRX|AllianzGI High Yield Bond Fund Class R|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AYBVX|AllianzGI High Yield Bond Fund Administrative Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AYMAX|American Century High Yield Municipal - Class A|American Century Investments|MF|Z|State Street Bank & Trust Company
AYMCX|American Century High Yield  Municipal - C Class|American Century Investments|MF|Z|State Street Bank & Trust Company
AYMIX|American  Century High-Yield Municipal Fd - Insti Class|American Century Investments|MS|Z|State Street Bank & Trust Company
AZAMX|AllianzGI Retirement 2015 Fund Administrative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZEIX|AQR Emerging Defensive Equity Fd Cl I|AQR Funds|MS|Z|Chase Global Funds
AZENX|AQR Emerging Defensive Equity Fd Cl N|AQR Funds|MS|Z|Chase Global Funds
AZFAX|AllianzGI Behavioral Advantage Large Cap Fd Cl A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZFCX|AllianzGI Behavioral Advantage Large Cap Fd Cl C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZFDX|AllianzGI Behavioral Advantage Large Cap Fd Cl D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZFIX|AllianzGI Behavioral Advantage Large Cap Fd Cl I|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZFPX|AllianzGI Behavioral Advantage Large Cap Fd Cl P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZGAX|AllianzGI Retirement 2015 Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZGCX|AllianzGI Retirement 2015 Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZGDX|AllianzGI Retirement 2015 Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZGIX|AllianzGI Retirement 2015 Fund Class R6|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZGPX|AllianzGI Retirement 2015 Fund Class P|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZGRX|AllianzGI Retirement 2015 Fund Class R|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZIAX|AllianzGI Structured Alpha Fund Class A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZICX|AllianzGI Structured Alpha Fund Class C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZIDX|AllianzGI Structured Alpha Fund Class D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZIIX|AllianzGI Structured Alpha Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZIPX|AllianzGI Structured Alpha Fund Class P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZLAX|American Beacon Zebra Global Equity Fd A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZLCX|American Beacon Zebra Global Equity Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZLIX|American Beacon Zebra Global Equity Fd Insti Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZLPX|American Beacon Zebra Global Equity Fd Investor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZLRX|American Beacon Zebra Large Cap Equity Fd Retirement Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZLYX|American Beacon Zebra Global Equity Fd Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZMAX|AllianzGI NFJ Emerging Markets Value Fund Class A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZMCX|AllianzGI NFJ Emerging Markets Value Fund Class C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZMDX|AllianzGI NFJ Emerging Markets Value Fund Class D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZMIX|AllianzGI NFJ Emerging Markets Value Institutional  Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZMPX|AllianzGI NFJ Emerging Markets Value Fund Class P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZNAX|AllianzGI Income Class and Growth Fund Class A|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZNCX|AllianzGI Income Class and Growth Fund Class C|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZNDX|AllianzGI Income Class and Growth Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZNIX|AllianzGI Income and Growth Fund Insti Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
AZSAX|American Beacon Zebra Small Cap Equity Fd A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZSCX|American Beacon Zebra Small Cap Equity Fund C Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZSIX|American Beacon Zebra Small Cap Equity Fd Insti Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZSPX|American Beacon Zebra Small Cap Equity Fd Investor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZSRX|American Beacon Zebra Small Cap Equity Fd Retirement Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZSYX|American Beacon Zebra Small Cap Equity Fd Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
AZTCX|Tax-Free Trust of Arizona Class C Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
AZTFX|Tax-Free Trust of Arizona Class A|Aquila Group of Funds|MF|Z|SEI Investments Distribution Co.
AZTIX|Tax-Free Trust of Arizona Class I Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
AZTYX|Tax-Free Trust of Arizona, Class Y Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
AZUAX|AllianzGI U.S. Equity Hedged Fund Class A|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZUCX|AllianzGI U.S. Equity Hedged Fund Class C|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZUDX|AllianzGI U.S. Equity Hedged Fund Class D|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZUIX|AllianzGI U.S. Equity Hedged Fund Institutional Class|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
AZUPX|AllianzGI U.S. Equity Hedged Fund Class P|Allianz Advisors Funds (NY)|MS|Z|State Street Bank & Trust Company
BAAPX|BlackRock Aggressive Growth Prepared Ptf Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BABAX|Boston Advisors Broad Allocation Strategy Fund Class A|FundVantage|MS|Z|BNY Mellon Asset Servicing
BABDX|BlackRock Global Dividend Income Ptf Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BABFX|Bread & Butter Fund|Bread & Butter Fund Inc.|MS|Z|Mutual Shareholder Services, LLC
BABIX|Boston Advisors Broad Allocation Strategy Fd Insti Cl|FundVantage|MS|Z|BNY Mellon Asset Servicing
BACAX|BlackRock Fds, All-Cap Energy & Resources Ptf Investor A Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BACBX|BlacklRock Fds, All-Cap Energy & Resources Ptf Investor B Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BACCX|BlackRock Fds, All-Cap Energy & Resources Ptf Investor C Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BACHX|BlackRock Fds, BlackRock China Fund Investor A Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BACIX|BlackRock Fds, All-Cap Energy & Resources Ptf Insti Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BACPX|BlackRock Conservative Prepared Ptf, Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BACSX|BlackRock Fds, All-Cap Energy & Resources Ptf Service Class|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BADAX|Brown Advisory Equity Income Fd Adv Shs|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BAEDX|BlackRock Emerging Market Local Debt Portfolio of BlackRock Funds II Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAEIX|Sterling Capital Equity Income Fund Class A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BAEQX|Sterling Capital Equity Index Fund Class A|Sterling Capital Funds|MS|Z|State Street Bank & Trust Company
BAERX|Sterling Capital  Equity Income Fund Class R|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BAFAX|Brown Advisory Flexible Value Fd Adv Shs|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BAFDX|Brown Advisory Equity Income Fund - Institutional Shares|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BAFFX|Brown Advisory Flexible Value Fund - Institutional Shares|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BAFGX|Brown Advisory Growth Equity Fd - Institutional Shares|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BAFQX|Brown Advisory Emerging Markets Fund - Institutional Shares|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BAFSX|Brown Advisory Small Cap Growth Fund  Inst Shares|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BAFUX|Brown Advisory Small-Cap Fundamental Value Fund - Institutional Shares|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BAFVX|Brown Advisory Value Equity Fund - Institutional Shares|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BAFWX|Brown Advisory Winslow Sustainability Fd Inst Shs|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BAFXX|American Funds Money Market Fund Cl 529-B|American Funds, Inc.|$S|A|Capital Management Services, Inc.
BAGAX|Brown Advisory Growth Equity Adv Shares|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BAGIX|Baird Aggregate Bond Fund Institutional Class|Baird Funds, Inc.|MF|Z|U.S. Bancorp Fund Services, LLC
BAGPX|BlackRock Growth Ptf Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAGSX|Baird Aggregate Bond Fd Investor Class|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BAIAX|Brown Advisory Intermediate Income Fund Adv Shares|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BAICX|BlackRock Funds II, BlackRock Multi-Asset Income Ptf Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAINX|BlackRock India Fd Investor A Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BALAAX|Advisors Disp Tr 957 Blanced Port 15 Month Srs 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
BALABX|Advisors Disp Tr 1009, Balanced Port - 15 Month, Srs 2013-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
BALBAX|Advisors Disp Tr 941, Balanced Portfolio, Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
BALBX|American Balanced Fund, Class B Shs|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
BALCX|American Balanced Fund, Class C Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BALFX|American Funds American Balanced Fund, Class F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BALPX|BlackRock Large Cap Srs Fds, BlackRock Large Cap Core Plus Fd A Shs|BlackRock Funds (NJ)|MS|Z|BNY Mellon Asset Servicing
BAMGX|Sterling Capital Strategic Allocation Balanced Fund Class A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BAMPX|BlackRock Moderate Prepared Ptf, Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BANAX|Bandon Isolated Alpha Fixed Income Fd Cl A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BANCX|Diamond Hill Financial Long-Short  Fund Class A|Diamond Hill Funds|MF|Z|Citi Fund Services
BANIX|Bandon Isolated Alpha Fixed Income Fund Inv Cl|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BANRX|Bandon Isolated Alpha Fixed Income Fd Cl R|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BAPBX|LifePath Active 2015 Portfolio Cl A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAPCX|LifePath Active 2020 Portfolio Cl A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAPDX|LifePath active 2025 Portfolio Cl A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAPEX|LifePath Active 2030 Portfolio Cl A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAPGX|LifePath Active 2035 Portfolio Cl A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAPHX|LifePath Active 2040 Portfolio Cl A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAPJX|LifePath Active 2045 Portfolio Cl A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAPKX|LifePath Active 2050 Portfolio Cl A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAPLX|LifePath Active 2055 Portfolio - Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAQAX|Brown Advisory Emerging Markets Fund - Advisor Shares|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BARAX|Baron Asset Fund|Baron Funds|MF|Z|State Street Bank & Trust Company
BAREX|BlackRock Real Estate Securities Fund - Investor A Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BARIX|Baron Asset Fund Inst Shs|Baron Funds|MF|Z|State Street Bank & Trust Company
BASAX|Brown Advisory Small Cap Growth Adv Shares|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BASCX|Sterling Capital  South Carolina Intermediate Tax Free Fd Cl A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BASIX|BlackRock Funds II, Strategic Income Opportunities Ptf Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BASSX|Boston Advisors US Small Cap Equity Fund|FundVantage|MS|Z|BNY Mellon Asset Servicing
BATBX|Brown Advisory Tactical Bond Fund Advisor Shares|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BATPX|BlackRock  Allocation Target Shares Series P Portfolio|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BAUAX|Brown Advisory Small-Cap Fundamental Value Fund Advisor Shs|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BAVAX|Brown Advisory Value Equity Adv Shares|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BAWAX|Brown Advisory Winslow Sustainablity Fd Adv Shs|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BBALX|Northern Global Tactical Asset Allocation Fd|Northern Institutional Funds|MF|Z|Northern Trust Securities, Inc.
BBBIX|BBH Limited Duration Fund Class I|BBH  Funds|MS|Z|Brown Brothers Harriman & Co.
BBBMX|BBH  Limited Duration Fund Class N|BBH  Funds|MF|Z|Brown Brothers Harriman & Co.
BBEQX|Sterling Capital  Equity Index Fd Cl B|Sterling Capital Funds|MS|Z|State Street Bank & Trust Company
BBFIX|WmBlair Bond Fund Institutional Class Shs|Wm Blair Funds|MS|Z|State Street Bank & Trust Company
BBGNX|BBH Global Core Select - Class N|BBH  Funds|MS|Z|Brown Brothers Harriman & Co.
BBGPX|BlackRock GNMA Portfolio - BlackRock Class|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BBGRX|BBH Global Core Select - Retail Class|BBH  Funds|MS|Z|Brown Brothers Harriman & Co.
BBGVX|Sterling Capital Intermediate U.S. Government Fund Insti Class|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BBHEX|BBH  International Equity Fund Class N|BBH  Funds|MF|Z|Brown Brothers Harriman & Co.
BBHLX|BBH International Equity Fund Class I|BBH  Funds|MS|Z|Brown Brothers Harriman & Co.
BBIIX|BBH Intermediate Municipal Bond Fund - Class I|BBH  Funds|MS|Z|Brown Brothers Harriman & Co.
BBINX|BBH Intermediate Municipal Bond Fund - Class N|BBH  Funds|MS|Z|Brown Brothers Harriman & Co.
BBIRX|BBH Intermediate Municipal Bond Fund - Retail Class|BBH  Funds|MS|Z|Brown Brothers Harriman & Co.
BBISX|Sterling Capital Select Equity Fund Insti Class|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BBMGX|Sterling Capital Strategic Allocation Balanced Fund Class B|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BBMXX|BBH Money Market Fund|BBH  Funds|$$|A|Brown Brothers Harriman & Co.
BBNCX|Sterling Capital North Carolina Intermediate Tax-Free Fd Cl C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BBNTX|Sterling Capital Noth Carolina Intemediate Tax-Free Fund Insti Class|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BBSCX|Sterling Capital Short Term Bond Fd Cl C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BBSGX|Sterling Capital Short-Term Bond Fund Insti Class|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BBSOX|BlackRock Short Obligations Fund of BlackRock Funds - BlackRock Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BBSXX|BBH Money Market Fund Insti Shs|BBH  Funds|$$|A|Brown Brothers Harriman & Co.
BBTEX|BBH Core Select Fund Class N|BBH  Funds|MF|Z|Brown Brothers Harriman & Co.
BBTGX|Sterling Capital Select Equity Fund Class A|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BBTRX|BBH Core Select Retail Class|BBH  Funds|MS|Z|Brown Brothers Harriman & Co.
BBUSX|BlackRock Ultra-Short Obligations Fund of BlackRock Funds - BlackRock Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCAIX|Boston Common International Fund|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
BCAMX|Boston Common US Equity Fd|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
BCAPX|BlackRock Aggressive Prepared Ptf Investor C|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCAXX|BlackRock Liquidity Fds CA Muni Fd Ptf Priv Client Shs|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BCBAX|BlackRock Core Bond Port A|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BCBCX|BlackRock Core Bond Port C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BCBDX|BlackRock Global Dividend Income Ptf Inverstor C|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCBRX|BlackRock Core Bond Port R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCBXX|BlackRock Liquidity Funds CA Money Fd Ptf - Select Shares|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BCCCX|Sterling Capital Strategic Allocation Conservative Fund Class C Capital Manager Conservative Growth|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BCCHX|BlackRock Fds, BlackRock China Fund Investor C Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCCPX|BlackRock Conservtive Prepared Ptf, Investor C|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCCXX|BlackRock Liquidity Funds California Money Fd Ptf Csh Mgmt Cl|BlackRock Liquidity Funds Group|$S|X|BNY Mellon Asset Servicing
BCEDX|BlackRock Emerging Market Local Debt Portfolio of BlackRock Funds II Investor C|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCEGX|Sterling Capital  Equity Income Fund Class C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BCEQX|Sterling Capital Equity Index Class C|Sterling Capital Funds|MS|Z|State Street Bank & Trust Company
BCFAX|Brandes Credit Focus Yield Fund- Class A|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BCFIX|Brandes Corporate Credit Focus Yield Fund Class I|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BCFXX|BlackRock Liquidity Fds, California Money Fd Cash Reserves Shs|BlackRock Funds (DE)|$S|G|BNY Mellon Asset Servicing
BCGAX|Sterling Capital Strategic Allocation Conservative Fund Class A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BCGBX|Sterling Capital Strategic Allocation Conservative Fund Class B|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BCGCX|Sterling Capital Strategic Allocation Growth Fund Class C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BCGPX|BlackRock Growth Prepared Ptf, Investor C|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCGTX|Sterling Capital Strategic Allocation Balanced Fund Insti Class|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BCGXX|BlackRock Cash Fds, Government Capital Shares|BlackRock Funds III|$S|G|Investors Bank & Trust Company
BCHIX|American Century California High-Yield Municipal Fund - Insti Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BCHTX|Invesco Charter Fund Class B|Invesco Funds|MF|Z|AIM Advisors
BCHXX|BlackRock Liquidity Fds T-Fund Ptf Premier Choice Shs|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BCHYX|American Century California High Yield Municipal Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BCIAX|American Century California Intermediate-Term Tax-Free Bond A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
BCIBX|BlackRock Core Bond Port B|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BCICX|BlackRock Funds II, BlackRock Multi-Asset Income Ptf Investor C|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCIFX|Blue Chip Investor Fund|Blue Chip Investor Fund|MS|Z|Mutual Shareholder Services, LLC
BCIIX|Brown Capital Management International Equity Fd Inv Shs|Brown Capital Management Mutual Funds|MS|Z|Alps Distributors, Inc.
BCINX|BlackRock India Fd Investor C Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BCITX|American Century California Intermediate-Term Tax-Free Bond Inv Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
BCIXX|BlackRock Cash Fds, Institutional Capital Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
BCIYX|American Century California Intermediate-Term Tax-Free Bond C Cl|American Century Investments|MS|Z|State Street Bank & Trust Company
BCLIX|American Century California Long-Term Tax-Free Fund - Insti Class|American Century Investments|MS|Z|State Street Bank & Trust Company
BCLPX|BlackRock Large Cap Srs Fds, BlackRock Large Cap Core Plus Fd C Shs|BlackRock Funds (NJ)|MS|Z|BNY Mellon Asset Servicing
BCLSX|Bushido Capital Long/Short Fd Inv Cl|Managed Portfolio Series|MS|Z|U.S. Bancorp Fund Services, LLC
BCLTX|American Century California Long-Term Tax-Free Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BCMAX|Sterling Capital Strategic Allocation Growth Fund Class ACapital Manager Growth Fd Cl A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BCMBX|Sterling Capital Strategic Allocation Growth Fund Class B|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BCMCX|Sterling Capital Strategic Allocation Balanced Fund Class C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BCMIX|Brown Capital Management Mid-Cap Fd Inst Cl|Brown Capital Management Mutual Funds|MS|Z|Alps Distributors, Inc.
BCMPX|BlackRock Moderate Prepared Ptf, Investor C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BCMSX|Brown Capital Management Mid-Cap Fd Inv Shs|Brown Capital Management Mutual Funds|MS|Z|Alps Distributors, Inc.
BCMTX|Sterling Capital Strategic Allocation Growth Fund Insti Class|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BCMXX|BlackRock Liquidity Funds MuniFund Portfolio Csh Mgmt Cl|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BCOIX|Baird Core Plus Bond Fund Institutional Class|Baird Funds, Inc.|MF|Z|U.S. Bancorp Fund Services, LLC
BCOSX|Baird Core Plus Bond Fund Investor Class|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BCPAX|Brandes Core Plus Fixed Income Fund- Class A|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BCPEX|Brandes Core Plus Fixed Income Fund Class E|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BCPIX|Brandes Core Plus Fixed Income Fd - Cl I|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BCPXX|BlackRock Cash Fds, Prime Capital Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
BCRAX|BlackRock CoreAlpha Bond Fund Investor A Shares|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BCRCX|BlackRock CoreAlpha Bond Fund Investor C Shares|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BCREX|BlackRock Real Estate Securities Fund - Investor C Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCRIX|BlackRock CoreAlpha Bond Fd Insti Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BCRXX|BofA Connecticut Municipal Reserves - Trust|BofA Funds|$S|G|State Street Bank & Trust Company
BCSAX|BlackRock Commodity Strategies Fd Inv A Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCSCX|BlackRock Commodity Strategies Fd Inv C Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BCSIX|Brown Capital Management Small Company Inv Shs|Brown Capital Management Mutual Funds|MF|Z|Alps Distributors, Inc.
BCSSX|Brown Capital Management Small Company Fd Inst Cl|Brown Capital Management Mutual Funds|MS|Z|Alps Distributors, Inc.
BCTIX|American Century California Intermediate-Term Tax-Free Bond Insti Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
BCTXX|American Century California Tax Free Money Market Investor Class|American Century Investments|$$|X|State Street Bank & Trust Company
BCVCX|Sterling Capital Select Equity Fund Class C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BCYXX|BlackRock Cash Fds, Treasury Capital Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
BDAXX|Northern Institutional  Diversified Assets Portfolio|Northern Institutional Funds|$$|A|Northern Trust Securities, Inc.
BDBKX|BlackRock Small Cap index Fund Class K|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BDCXX|Northern Institutional Fds Diversified Assets Portfolio Service Class|Northern Institutional Funds|$S|A|Northern Trust Securities, Inc.
BDDXX|Northern Institutional Fds Diversified Assets Portfolio Premier Class|Northern Institutional Funds|$S|A|Northern Trust Securities, Inc.
BDIAX|BTS Diversified Income Fund - Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BDICX|BTS Diversified Income Fund - Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BDLAX|Lord Abbett Bond Debenture Fund, Inc. Class C|Lord Abbett Family of Funds|MF|Z|State Street Bank & Trust Company
BDMAX|BlackRock Global Long/Short Equity Fund - A Shares|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BDMCX|BlackRock Global Long/Short Equity Fund - C Shares|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BDMIX|BlackRock Global Long/Short Equity Fund - Institutional Shares|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BDMXX|RBB Fund, Inc. - MM Pt Bedford Class|RBB Fund, Inc.|$$|A|BNY Mellon Asset Servicing
BDOAX|BlackRock ACWI ex-US Index Fund Investor A Shares|BlackRock Funds III|MS|Z|State Street Bank & Trust Company
BDOIX|BlackRock ACWI ex-US Index Fund Institutional Shares|BlackRock Funds III|MS|Z|State Street Bank & Trust Company
BDOKX|BlackRock ACWI ex-US Index Fund Investor K Shares|BlackRock Funds III|MS|Z|State Street Bank & Trust Company
BDSAX|BlackRock Disciplined Small Cap Core Fund - A Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BDSCX|BlackRock Disciplined Small Cap Core Fund - C Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BDSIX|BlackRock Disciplined Small Cap Core Fund - Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BDSTX|BlackRock Short-Term Treasury Fund of BlackRock Funds - Institutional Daily Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BEAAX|UBS U.S. Defensive Equity Fd Cl A|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BEACX|UBS U.S. Defensive Equity Fd Cl C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BEARX|Federated Prudent Bear Fund - A|Federated Funds|MF|Z|State Street Bank & Trust Company
BEAYX|UBS U.S. Defensive Equity Fd Cl Y|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BEDCX|BlackRock Equity Dividend Fund Investor C1 Shares|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BEDIX|BlackRock Emerging Market Local Debt Portfolio of BlackRock Funds II Institutional|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BEEAX|BlackRock Emerging Markets Allocation Portfolio Investor A Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BEECX|BlackRock Emerging Markets Allocation Portfolio Investor C Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BEEHX|The Beehive Fund|Forum Funds|MS|Z|Atlantic Accounting Services LLC
BEEIX|BlackRock Emerging Markets Allocation Portfolio Inst Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BEGBX|American Century International Bond Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BEGIX|Sterling Capital  Equity Income Fund Institutional Class|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BEGRX|Mutual Beacon Fd Cl Z  (Series of Franklin Mutual Ser Fd Inc.)|Templeton Funds|MF|Z|Franklin/Templeton Distributors, Inc.
BEIBX|Sterling Capital Equity Income Fund Class B|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BELAX|Belvedere Alternative Income Fd Cl A|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
BELCX|Belvedere Alternative Income Fd Cl C|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
BELIX|Belvedere Alternative Income Fd Cl I|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
BELRX|Belvedere Alternative Income Fd Cl R|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
BEMAX|Brandes Emerging Markets Fund- Class A|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BEMCX|Brandes Emerging Markets Fund Class C|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BEMIX|Brandes Emerging Markets Fund Class I|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BEMXX|BlackRock Liquidity Fds T-Fund Ptf Premier Shs|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BENFX|Baron Energy and Resources Fd Retail Shs|Baron Funds|MS|Z|State Street Bank & Trust Company
BENIX|Baron Energy and Resources Fd Inst Shs|Baron Funds|MS|Z|State Street Bank & Trust Company
BEQAX|American Century Equity Growth Fd A Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BEQGX|American Century Equity Growth Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BERCX|Berwyn Cornerstone Fund (srs of the Berwyn Funds)|Berwyn Funds|MS|Z|Confluence Technologies
BERIX|Berwyn Income Fund|Berwyn Funds|MF|Z|Confluence Technologies
BERWX|Berwyn Fund|Berwyn Funds|MF|Z|Confluence Technologies
BESIX|William Blair Emerging Markets Small Cap Growth Cl I|Wm Blair Funds|MS|Z|State Street Bank & Trust Company
BETFX|Ibbotson Balanced ETF Asset Allocation Ptf Class II|ALPS Variable Investment Trust|MS|Z|Alps Distributors, Inc.
BEXFX|Baron Emerging Markets Fd Retail Shs|Baron Funds|MS|Z|State Street Bank & Trust Company
BEXIX|Baron Emerging Markets Fd Inst Shs|Baron Funds|MS|Z|State Street Bank & Trust Company
BFABX|The Bond Fund of America, Class B Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
BFACX|The Bond Fund of America, Class C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFAFX|The Bond Fund of America, Class F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFBXX|BlackRock Liquidity Funds Fed Fund Portfolio Select Shs|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BFCAX|American Funds Corporate Bond Fund Class A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFCBX|American Funds Corporate Bond Fund - Class B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFCCX|American Funds Corporate Bond Fund - Class C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFCFX|American Funds Corporate Bond Fund - Class F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFCGX|American Funds Corporate Bond Fund - Class F-2|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFDXX|BlackRock Liquidity Fds, Federal Trust Fd Cash Reserves Shs|BlackRock Funds (DE)|$S|G|BNY Mellon Asset Servicing
BFFAAX|Advisors Disp Tr 969 Brands Favorites Focus Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
BFFABX|Advisors Disp Tr 970 Brands Favorites Focus Port Srs 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
BFFACX|Advisors Disp Tr 1014, Brands Favorites Focus Port, Ser. 2013-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
BFFXX|BlackRock Liquidity Fds, FedFund Cash Management Shs|BlackRock Funds (DE)|$S|G|BNY Mellon Asset Servicing
BFGBX|BlackRock Capital Appreciation Fund Inc. BlackRock|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BFGFX|Baron Focused Growth Fund Retail Shs|Baron Funds|MF|Z|State Street Bank & Trust Company
BFGIX|Baron Focused Growth Fund Inst Shs|Baron Funds|MF|Z|State Street Bank & Trust Company
BFIAX|American Funds Inflation Linked Bond Fund - Class A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFIBX|American Funds Inflation Linked Bond Fund - Class B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFICX|American Funds Inflation Linked Bond Fund - Class C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFIFX|American Funds Inflation Linked Bond Fund - Class F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFIGX|American Funds Inflation Linked Bond Fund - Class F-2|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BFLAX|Lord Abbett Investment Trust - Balanced Strategy Fund Class C|Lord Abbett Family of Funds|MF|Z|State Street Bank & Trust Company
BFMCX|BlackRock Core Bond Port Inti|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BFMSX|BlackRock Funds Low Duration Portofolio Institutional|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BFMXX|BlackRock Liquidity Fds, Federal Trust Fd Cash Mgmt Shs|BlackRock Funds (DE)|$S|G|BNY Mellon Asset Servicing
BFNAX|Bennett Conservative Fund Class A|Bennett Group of Funds|MS|Z|Alps Distributors, Inc.
BFOAX|Bennett Growth Fund Class A|Bennett Group of Funds|MS|Z|Alps Distributors, Inc.
BFOCX|Berkshire Focus Fund|Berkshire Funds|MF|Z|Mutual Shareholder Services, LLC
BFONX|Biondo Focus Fund|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BFPXX|BlackRock Liquidity Fds Temp Fd Ptf Premier Shares|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BFRAX|BlackRock Funds II, Floating Rate Income Portfolio Class A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BFRCX|BlackRock Funds II, Floating Rate Income Portfolio Class C|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BFRIX|BlackRock Funds II, Floating Rate Income Portfolio Insti|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BFRPX|BlackRock Fds II, Floating Rate Income Prtf Investor C1 Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BFRXX|BlackRock Liquidity Funds FedFund Portfolio Csh Reserve Cl|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BFTHX|Baron Fifth Avenue Growth Fund|Baron Funds|MF|Z|State Street Bank & Trust Company
BFTIX|Baron Fifth Avenue Growth Fund Inst Shs|Baron Funds|MF|Z|State Street Bank & Trust Company
BFTXX|BlackRock Liquidity Fds Fed Trust Fd Administration Shs|BlackRock Liquidity Funds Group|$$|G|BNY Mellon Asset Servicing
BFWFX|Capital World Bond Fund, Class F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BGAFX|Baron Global Advantage Fd Retail Shs|Baron Funds|MS|Z|State Street Bank & Trust Company
BGAIX|Baron Global Advantage Fd Inst Cl|Baron Funds|MS|Z|State Street Bank & Trust Company
BGBRX|BlackRock US Government Bond Port R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BGCAX|BlackRock Global Long/Short Credit Fd Inv A Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BGCCX|BlackRock Global Long/Short Credit Fd Inv C Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BGCIX|BlackRock Global Long/Short Credit Fd Insti Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BGCXX|Northern Institutional Fds Government Portfolio Service Class|Northern Institutional Funds|$S|G|Northern Trust Securities, Inc.
BGDXX|Northern Institutional Fds Government Portfolio Premier Class|Northern Institutional Funds|$S|G|Northern Trust Securities, Inc.
BGEAX|Brandes Global Equity Fund- Class A|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BGEIX|American Century Global Gold Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BGFAX|UBS Global Frontier Fund Cl A|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BGFCX|UBS Global Frontier Fund Cl C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BGFIX|Wm. Blair Funds Growth Fund Cl I|Wm Blair Funds|MF|Z|State Street Bank & Trust Company
BGFYX|UBS Global Frontier Fund Cl Y|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BGGIX|William Blair Global Leaders Fund Institutional Class Shs|Wm Blair Funds|MS|Z|State Street Bank & Trust Company
BGHAX|Brookfield Global High Yield Fund Class A|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BGHCX|Brookfield Global High Yield Fund Class C|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BGHIX|Brookfield Global High Yield Fund Class I|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BGHYX|Brookfield Global high Yield Fund Class Y|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BGISX|Sterling Capital  Select Equity Fund Class B|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BGIXX|BlackRock Cash Fds, Institutional Institutional Shs|BlackRock Funds III|$$|A|State Street Bank & Trust Company
BGLAX|Brookfield Global Listed Infrastructure Fund Class A|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BGLCX|Brookfield Global Listed Infrastructure Fund Class C|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BGLIX|Brookfield Global Listed Infrastructure Fund Class I|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BGLXX|BlackRock Cash Fds, Institutional Select Shs|BlackRock Funds III|$S|A|State Street Bank & Trust Company
BGLYX|Brookfield Global Listed Infrastructure Fund Class Y|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BGNAX|American Century Ginnie Mae Fd A Cl|American Century Investments|MF|Z|State Street Bank & Trust Company
BGNCX|American Century Ginnie Mae Fd - C Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BGNIX|BlackRock GNMA Portfolio Institutional Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BGNMX|American Century Ginnie Mae Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BGORX|BlackRock Global Opportunities Portfolio Class R Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BGPAX|BlackRock GNMA Portfolio Investor A Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BGPBX|BlackRock GNMA Portfolio Investor B Cl|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BGPCX|BlackRock GNMA Portfolio Investor C Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BGPSX|BlackRock GNMA Portfolio Service Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BGREX|Invesco Global Real Estate Class B|Invesco Funds|MS|Z|AIM Advisors
BGRFX|Baron Growth Fund|Baron Funds|MF|Z|State Street Bank & Trust Company
BGRIX|Baron Growth Fund Inst Shs|Baron Funds|MF|Z|State Street Bank & Trust Company
BGRWX|Barrett Growth Fund|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
BGSAX|BlackRock Science and Technology Opportunities Portf Investor A|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BGSBX|BlackRock Science and Technology Opportunities Portf Investor B|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BGSCX|BlackRock Science and Technology Opportunities Portf Investor C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BGSIX|BlackRock Science & Technology Opportunities Portf Insti Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BGSJX|William Blair Global Small Cap Growth Fund Class Institutional|Wm Blair Funds|MS|Z|State Street Bank & Trust Company
BGSNX|William Blair Global Small Cap Growth Fund Class N|Wm Blair Funds|MS|Z|State Street Bank & Trust Company
BGSRX|BlackRock Science & Technology Opportunity Ptf Class R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BGSXX|Northern Institutional  Government Select|Northern Institutional Funds|$$|G|Northern Trust Securities, Inc.
BGTXX|BlackRock Cash Fds, Institutional Trust Shs|BlackRock Funds III|$S|A|State Street Bank & Trust Company
BGVAX|Sterling Capital  Intermediate U.S. Government  Class A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BGVCX|Brandes Global Equity Fund Class C|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BGVEX|Brandes Global Equity Fund Class E|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BGVIX|Brandes Global Equity Fund Class I|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BHBFX|Madison Dividend Income Fd Cl Y|Madison Funds|MF|Z|State Street Bank & Trust Company
BHFAX|Brookfield High Yield Fund Class A|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BHFCX|Brookfield High Yield Fund Class C|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BHFIX|Brookfield High Yield Fund Class I|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BHFYX|Brookfield High Yield Fund Class Y|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BHGIX|Baird Large Cap Fd Institutional Cl|Baird Funds, Inc.|MF|Z|U.S. Bancorp Fund Services, LLC
BHGSX|Baird Large Cap Fd Investor Cl|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BHIAX|Bishop Street Hawaii Municipal Bond Fd Cl A|Bishop Street Funds|MF|Z|SEI Investments Distribution Co.
BHLXX|BlackRock Money Market Portfolio Hilliard Lyons Cl|BlackRock Funds (DE)|$$|A|BNY Mellon Asset Servicing
BHSRX|BlackRock Health Sciences Opportunities Portfolio Class R Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BHTAX|Beech Hill Total Return Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BHTCX|Beech Hill Total Return Fund Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BHYAX|BlackRock High Yield Bond Portfolio Investor A Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BHYBX|BlackRock High Yield Bond Portfolio Investor B|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BHYCX|BlackRock High Yield Bond Portfolio Investor C Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BHYDX|BlackRock High Yield Bond Ptf Class B1|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BHYEX|BlackRock High Yield Bond Ptf Class C1|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BHYIX|BlackRock High Yield Bond Institutional Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BHYRX|BlackRock High Yield Bond Ptf Class R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BHYSX|BlackRock High Yield Bond Portfolio Service Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BIADX|Brown Advisory Equity Income Fd Investor Shares|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BIAEX|Brown Advisory Tax Exempt Bond Fd Inv Shs|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BIAFX|Brown Advisory Flexible Value Fd Investor Shs|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BIAGX|Brown Advisory Growth Equity Fd Investor Shs|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BIAIX|Brown Advisory Intermediate Income Fd Investor Shs|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BIAMX|Brown Advisory Maryland Bond Fd Investor Shs|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BIAOX|Brown Advisory Opportunity Investor Shares|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BIAPX|BlackRock Aggressive Growth  Prepared Ptf Institutional Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIAQX|Brown Advisory Emerging Markets Fund - Investor Shares|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BIASX|Brown Advisory Small-Cap Growth Fd Investor Shs|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BIAUX|Brown Advisory Small-Cap Fundamental Value Fund Investor Shs|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BIAVX|Brown Advisory Value Equity Investor Shares|Brown Advisory Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BIAWX|Brown Advisory Winslow Sustainability Fd Inv Shs|Brown Advisory Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BIAXX|BlackRock Institutional Funds MuniFund Ptf - Admin Class|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BIBBX|BlackRock International Bond BlackRock Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BIBCX|BlackRock International Bond Investor C Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BIBDX|BlackRock Global Dividend Income Ptf Institutional|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIBTX|Sterling CapitalTotal Return Bond Fund Institutional Class|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BIBXX|BlackRock Liquidity Fds NY Money Fund Ptf Select Shares|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BICAX|Sterling Capital Total Return Bond Fund Class A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BICBX|Sterling Capital Total Return Bond Fund Class B|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BICCX|Sterling Capital Total Return Bond Fund Class C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BICHX|BlackRock Fds, BlackRock China Fund Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BICPX|BlackRock Conservative Prepared Ptf, Institutional|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BICRX|Sterling Capital  Total Return Bond Fund Class R|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BICSX|BlackRock Commodity Strategies Fd Insti Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BICXX|DWS Institutional Fds, Cash Management Fund Institutional|DWS Investments Funds|$$|A|State Street Bank & Trust Company
BIEAX|Brandes International Equity Fund- Class A|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BIECX|Brandes International Equity Fund - Class C|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BIEEX|Brandes International Equity Fund Class E|Brandes Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BIEMX|William Blair Emerging Markets Growth Fund institutional Class|Wm Blair Funds|MF|Z|State Street Bank & Trust Company
BIEQX|Sterling Capital  Equity Index Fund Insti Class|Sterling Capital Funds|MS|Z|State Street Bank & Trust Company
BIFIX|Wm. Blair Funds Income Fund Cl I|Wm Blair Funds|MF|Z|State Street Bank & Trust Company
BIFRX|BlackRock International Fund Class R Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIGBX|BlackRock US Government  Bond Port B|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BIGCX|BlackRock US Government Bond Port C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BIGEX|BlackRock US Government Bond Port B1|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIGFX|Baron International Growth Fund|Baron Funds|MS|Z|State Street Bank & Trust Company
BIGHX|BlackRock US Government Bond Fd C1|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIGIX|Wm. Blair Funds International Growth Fund Cl I|Wm Blair Funds|MF|Z|State Street Bank & Trust Company
BIGLX|BlackRock US Government Bond Port BlackRock|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIGPX|BlackRock Growth Ptf Institutional|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIGRX|American Century Income and Growth Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BIIAX|BlackRock International Bond - Investor  A Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BIIBX|BlackRock International Bond - Investor B Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BIICX|BlackRock Funds II, BlackRock Multi-Asset Income Ptf Insti|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIIEX|Brandes International Equity Fund Cl I|Brandes Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BIINX|BlackRock India Fd Insti Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BILPX|BlackRockLarge Cap Srs Fds, BlackRock Large Cap Core Plus Fd Inst Shs|BlackRock Funds (NJ)|MS|Z|BNY Mellon Asset Servicing
BIMIX|Baird Intermediate Bond Fd Insti Cl|Baird Funds, Inc.|MF|Z|U.S. Bancorp Fund Services, LLC
BIMPX|BlackRock Moderate Prepared Ptf, Institutional|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIMSX|Baird Intermediate Bond Fd Investor Cl|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BINCX|Brandes International Small Cap Fund Class C|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BINIX|Baron International Growth Fund Inst Shs|Baron Funds|MS|Z|State Street Bank & Trust Company
BIOIX|Baron Opportunity Fund Inst Shs|Baron Funds|MF|Z|State Street Bank & Trust Company
BIONX|Biondo Growth Fund Investor Class|Biondo Growth Fund|MS|Z|Gemini Fund Services, LLC
BIOPX|Baron Opportunity Fund Retail Shs|Baron Funds|MF|Z|State Street Bank & Trust Company
BIPBX|LifePath Active 2015 Portfolio Class K|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIPCX|LifePath Active 2020 Portfolio Class K|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIPDX|LifePath Active 2025 Portfolio Class K|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIPEX|LifePath Active 2030 Portfolio Class K|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIPGX|LifePath Active 2035 Portfolio Class K|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIPHX|LifePath Active 2040 Portfolio Class K|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIPIX|Biotechnology UltraSector ProFund, Investor|ProFunds|MF|Z|Citi Fund Services
BIPJX|LifePath Active 2045 Portfolio Class K|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIPKX|LifePath Active 2050 Portfolio Class K|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIPLX|LifePath Active 2055 Portfolio- Class K|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIPSX|Biotechnology Ultra Sector Pro Fund, Service|ProFunds|MS|Z|Citi Fund Services
BIREX|BlackRock Real Estate Securities Fund - Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BIRMX|Birmiwal Oasis Fund|Birmiwal Investment Trust|MS|Z|Mutual Shareholder Services, LLC
BIRXX|DWS Institutional Fds, Cash Reserves Fund Institutional|DWS Investments Funds|$$|A|State Street Bank & Trust Company
BISAX|Brandes International Small Cap Fund- Class A|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BISCX|UBS U.S. Small Cap Growth Fund Class Y|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BISIX|BlackRock International Opportunities Portfolio Institutional Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BISMX|Brandes International Small Cap Equity Fd Cl I|Brandes Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BISTX|BlackRock Short-Term Treasury Fund of BlackRock Funds Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BITXX|BlackRock Liquidity Funds Treasury Trust Fund Portfolio Admin Cl|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BIUCX|Sterling Capital Intermediate U.S. Government  Fund Class C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BJBGX|Aberdeen Total Return Bond Fund Class A|Aberdeen Funds|MF|Z|State Street Bank & Trust Company
BJBHX|Aberdeen Global High Income Fund Class A|Aberdeen Funds|MF|Z|State Street Bank & Trust Company
BJBIX|Aberdeen Select International Equity Fd Cl A|Aberdeen Funds|MF|Z|State Street Bank & Trust Company
BJGQX|Aberdeen Global Select Opportunities Fund Inc Class A|Aberdeen Funds|MF|Z|State Street Bank & Trust Company
BKCAX|Sterling Capital Kentucky Intermediate Tax-Free Fd Cl C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BKITX|Sterling Capital  Kentucky Intermediate Tax-Free Fd Institutional Shares|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BKPIX|Banks UltraSector ProFund, Investor Class|ProFunds|MS|Z|Citi Fund Services
BKPSX|Banks UltraSector ProFund, Service Class|ProFunds|MS|Z|Citi Fund Services
BKTAX|Sterling Capital Kentucky Intermediate Tax-Free  Fd Class A Shares|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BLADX|BlackRock Long Duration Bond Portfolio Investor A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLAFX|Lord Abbett Balanced Strategy Fd - Cl F|Lord Abbett Family of Funds|MS|Z|State Street Bank & Trust Company
BLAIX|LifePath Active 2015 Portfolio Institutional Class|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLAQX|Lord Abbett Balanced Strategy Fd - Cl R2|Lord Abbett Family of Funds|MS|Z|State Street Bank & Trust Company
BLARX|Lord Abbett Balanced Strategy Fd - Cl R3|Lord Abbett Family of Funds|MS|Z|State Street Bank & Trust Company
BLAXX|BlackRock Liquidity Fds, TempCash Admin Sh|BlackRock Funds (DE)|$S|A|BNY Mellon Asset Servicing
BLBIX|LifePath Active 2020 Portfolio Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLBXX|BlackRock Liquidity Fnds CA Muni Fd Ptf Premier Shs|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BLCIX|LifePath Active 2025 Portfolio Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLCXX|BlackRock Liquidity Funds California Money Fund Ptf Administration Cl|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BLDAX|BlackRock Low Duration Bond Portfolio Investor A Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BLDBX|BlackRock Low Duration Investor B Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BLDCX|BlackRock Low Duration Bond Portfolio Investor C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BLDFX|BlackRock Low Duration Bond Portfolio Investor C3 Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLDGX|BlackRock Low Duration Bond Portfolio Investor B3 Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLDIX|BlackRock Long Duration Bond Portfolio Institutional Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLDPX|BlackRock Low Duration Bond Portfolio Class R Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLDRX|BlackRock Long Duration Bond Portfolio BlackRock Shs|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BLEIX|LifePath Active 2030 Portfolio Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLFXX|BlackRock Liquidity Funds FedFund Portfolio|BlackRock Liquidity Funds Group|$$|G|BNY Mellon Asset Servicing
BLGIX|LifePath Active 2035 Portfolio Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLHIX|LifePath Active 2040 Portfolio Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLIAX|Invesco Income Allocation Fund Class B|Invesco Funds|MS|Z|AIM Advisors
BLJIX|LifePath Active 2045 Portfolio Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLKIX|LifePath Active 2050 Portfolio Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLLIX|LifePath Active 2055 Portfolio- Institutional|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BLMXX|BlackRock Liquidity Fds, TempCash Cash Mgmt Shs|BlackRock Funds (DE)|$S|A|BNY Mellon Asset Servicing
BLNXX|BlackRock Liquidity Funds New York Money Fund Ptf Administration Cl|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BLPAX|American Funds Balanced Portfolio Class A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BLPBX|American Funds Balanced Portfolio Class B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BLPCX|American Funds Balanced Portfolio Class C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BLPEX|American Funds Balanced Portfolio Class F-2|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BLPFX|American Funds Balanced Portfolio Class F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
BLPIX|Bull ProFund Investor Class|ProFunds|MF|Z|Citi Fund Services
BLPSX|Bull ProFund Service|ProFunds|MS|Z|Citi Fund Services
BLRAX|Brookfield Global Listed Real Estate Fund Class A|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BLRCX|Brookfield Global Listed Real Estate Fund Class C|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BLRIX|Brookfield Global Listed Real Estate Fund Class I|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BLRXX|BlackRock Liquidity Fds, TempCash Cash Reserve Shs|BlackRock Funds (DE)|$S|G|BNY Mellon Asset Servicing
BLRYX|Brookfield Global Listed Real Estate Fund Class Y|Brookfield Investment Management Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BLSAX|BlackRock Emerging Markets Long/Short Equity Fd Inv A Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BLSCX|BlackRock Emerging Markets Long/Short Equity Fd  Inv C Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BLSIX|BlackRock Emerging Markets Long/Short Equity Fd Insti Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BLSXX|BlackRock Liquidity Funds MuniFund Ptf Prem Shs|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BLUEX|Brandywine Blue Fund, Inc.|Brandywine Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BLVIX|William Blair Large Cap Value Cl I|Wm Blair Funds|MS|Z|State Street Bank & Trust Company
BLYXX|BlackRock Liquidity Funds New York Money Fd Ptf Csh Management Cl|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BMAAX|Sterling Capital Maryland Intermediate Tax-Free Fd Class A Shares|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BMAIX|Sterling Capital Maryland Intermediate Tax-Free Fd Institutional Shares|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BMAXX|BlackRock Liquidity Fds, MuniCash Admin Shs|BlackRock Funds (DE)|$S|A|BNY Mellon Asset Servicing
BMBIX|Baird Intermediate Municipal Bond Fund - Institutional Class|Baird Funds, Inc.|MF|Z|U.S. Bancorp Fund Services, LLC
BMBSX|Baird Intermediate Municipal Bond Fund - Investor Class|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BMBXX|BlackRock Liquidity Funds MuniFund Ptf Select Shs|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BMCAX|BlackRock Flexible Equity Fd Cl A|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMCCX|BlackRock Flexible Equity Fd Cl C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMCIX|BlackRock U.S. Opportunities Portfolio Institutional Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMCRX|BlackRock Flexible Equity Fd Cl R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BMCSX|BlackRock U.S. Opportunities Portfolio Service Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMCVX|BlackRock Flexible Equity Fd Cl B|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMCXX|BlackRock Money Market Portfolio Investor C Class|BlackRock Funds (DE)|$S|A|BNY Mellon Asset Servicing
BMDCX|Sterling Capital Maryland Intermediate Tax-Free Fd Cl C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BMDIX|Baird MidCap Fd Inst Cl|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BMDSX|Baird MidCap Fd Investor Cl|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BMEAX|BlackRock U.S. Opportunities Portfolio Investor A Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMECX|BlackRock U.S. Opportunities Portfolio Investor C Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMFXX|BlackRock Liquidity Fund MuniFund Cash Reserve|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BMGAX|BlackRock Mid Cap Growth Equity Portfolio Investor Cl A|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMGBX|BlackRock Mid Cap Growth Equity Portfolio Investor Cl B|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMGCX|BlackRock Mid Cap Growth Equity Portfolio Investor Cl C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMGEX|Beck, Mack & Oliver Global Fund|Forum Funds|MF|Z|Atlantic Accounting Services LLC
BMGTX|Sterling Capital Strategic Allocation Conservative Fund Insti Class|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BMHXX|BlackRock Municipal Money Market Portfolio Hilliard Lyons Cl|BlackRock Funds (DE)|$$|A|BNY Mellon Asset Servicing
BMLEX|Mount Lucas US Focused Equity Fund Cl I Shs|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
BMMXX|BofA Massachusetts Municipal Reserves - Trust|BofA Funds|$S|G|State Street Bank & Trust Company
BMNAX|UBS Equity Long-Short Multi-Strategy Fd Cl A|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BMNCX|UBS Equity Long-Short Multi-Strategy Fd Cl C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BMNYX|UBS Equity Long-Short Multi-Strategy Fd Cl Y|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BMOAX|BlackRock Bond Index Fund Investor A|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BMOIX|BlackRock Bond Index Fund Institutional Shares|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BMPAX|Managed Account Series US Mortgage Ptf Investor A Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BMPCX|Managed Account Series US Mortgage Ptf Investor C Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BMPEX|Beck, Mack & Oliver Partners Fund|Forum Funds|MS|Z|Atlantic Accounting Services LLC
BMPIX|Basic Materials UltraSector ProFund, Investor Class|ProFunds|MF|Z|Citi Fund Services
BMPSX|Basic Materials UltraSector ProFund, Service Class|ProFunds|MS|Z|Citi Fund Services
BMPXX|BlackRock Liquidity Fds Muni Fd Ptf Priv Client Shs|BlackRock Liquidity Funds Group|$$|G|BNY Mellon Asset Servicing
BMRRX|BlackRock Mid-Cap Growth Equity Ptf Class R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BMRXX|BlackRock Liquidty Fds, MuniCash Cash Reserve Shs|BlackRock Funds (DE)|$S|G|BNY Mellon Asset Servicing
BMSAX|BlackRock Funds II, Secured Credit Portfolio Class A|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMSCX|BlackRock Funds II, Secured Credit Portfolio Class C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMSIX|BlackRock Funds II, Secured Credit Portfolio Institutional|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BMSXX|Northern Institutional Fds Municipal Portfolio Service Class|Northern Institutional Funds|$S|A|Northern Trust Securities, Inc.
BNAAX|UBS Dynamic Alpha Fund Class A|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BNACX|UBS Dynamic Alphia Fund Class C|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BNAYX|UBS Dynamic Alpha Fund Class Y|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BNBDX|UBS Core Plus Bond Fund Class A|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BNBXX|BlackRock Liquidity Fds NY Money Fd Ptf Premier Shares|BlackRock Liquidity Funds Group|$S|G|BNY Mellon Asset Servicing
BNCAX|Sterling Capital North Carolina Intermediate Tax Free Fd Cl A                                A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BNDCX|UBS Global Bond Fd Class C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BNEQX|UBS U.S. Large Cap Equity Fund Class A|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BNGBX|UBS Global Bond Fund Class A|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BNGLX|UBS Global Allocation Fund Class A|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BNGXX|Northern Institutional  Government Portfolio|Northern Institutional Funds|$$|G|Northern Trust Securities, Inc.
BNICX|UBS International Equity Fund Class C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BNIEX|UBS International Equity Fund Class A|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BNJXX|BlackRock New Jersey Municipal Money Market Portfolio Institutional Cl|BlackRock Funds (DE)|$$|A|BNY Mellon Asset Servicing
BNMCX|UBS U.S. Small Cap Growth Fund Class C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BNMDX|BlackRock National Municipal Fund Investor B1|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BNMLX|BlackRock National Municipal Fund BlackRock Shares|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BNMSX|BlackRock National Municipal Fund Service Shares|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BNOCX|UBS Core Plus Bond Fund Class C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BNPCX|UBS Global Allocation Fund Class C|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BNQCX|UBS U.S. Large Cap Equity Fund Class C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BNRXX|BlackRock Liquidity Fds, New York Money Fd Cash Reserve Shs|BlackRock Funds (DE)|$S|G|BNY Mellon Asset Servicing
BNSAX|State Farm Bond Fund Class A Shares|State Farm|MS|Z|State Farm Investment Management Corp.
BNSBX|State Farm Bond Fund Class B Shares|State Farm|MS|Z|State Farm Investment Management Corp.
BNSCX|UBS U.S. Small Cap Growth Fund Class A|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BNTXX|American Century Tax-Free Money Market Investor Class|American Century Investments|$$|X|State Street Bank & Trust Company
BNUEX|UBS International Equity Fund Class Y|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BNVAX|UBS U.S. Equity Opportunity Fund Class A|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BNVCX|UBS U.S. Equity Opportunity Fund Class C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BNYXX|DWS Advisor Fds, New York Tax Free Money Fund Investment|DWS Investments Funds|$$|X|State Street Bank & Trust Company
BOCXX|BofA Connecticut Municipal Reserve Capital|BofA Funds|$S|G|State Street Bank & Trust Company
BOGIX|Bogle Investment Mgmt Small Cap Growth Fd Instl Cl|RBB Fund, Inc.|MF|Z|BNY Mellon Asset Servicing
BOGLX|Bogle Investment Management Small Cap Growth Fd Investor Cl|RBB Fund, Inc.|MF|Z|BNY Mellon Asset Servicing
BOGSX|Black Oak Emerging Technology Fd|Oak Associates Funds|MF|Z|Alps Distributors, Inc.
BOGXX|BofA Government Plus Reserves Investor II Class|BofA Funds|$S|G|State Street Bank & Trust Company
BOIXX|BofA Cash Reserves Institutional Capital|BofA Funds|$S|G|State Street Bank & Trust Company
BOMXX|BofA Massachusetts Municipal Reserves Capital|BofA Funds|$S|G|State Street Bank & Trust Company
BONDX|DWS U.S. Bond Index Fund - Cl A|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
BONSX|DWS U.S. Bond Index Fund - Cl S|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
BONXX|BofA Connecticut Municipal Reserves Investor|BofA Funds|$S|G|State Street Bank & Trust Company
BOPAX|Sterling Capital Special Opportunities Equity Fund - Class A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BOPBX|Sterling Capital Special Opportunities Fund Class B|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BOPCX|Sterling Capital Special Opportunities Equity Fund Class C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BOPIX|Sterling Capital Special Opportunities Equity Fund  Intli Class|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BOPRX|Sterling Capital Special Opportunities Fund Class R|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BOPXX|BofA Government Plus Reserves Investor Class|BofA Funds|$S|G|State Street Bank & Trust Company
BORXX|BofA Municipal Reserves Institutional Capital|BofA Funds|$S|G|State Street Bank & Trust Company
BOSOX|Boston Trust Small Cap Fund|Boston Trust & Walden Funds (The)|MS|Z|Citi Fund Services
BOSVX|Bridgeway Omni Small Cap Value Fund|Bridgeway Funds, Inc.|MS|Z|BNY Mellon Asset Servicing
BOSXX|BofA Massachusetts Municipal Reserves Investor|BofA Funds|$S|G|State Street Bank & Trust Company
BOTSX|Bridgeway Omni-Tax Managed Small Cap Value Fund|Bridgeway Funds, Inc.|MS|Z|BNY Mellon Asset Servicing
BOTXX|BofA Government Plus Reserves Daily|BofA Funds|$S|G|State Street Bank & Trust Company
BOUXX|BofA Treasury Reserves Institutional Capital|BofA Funds|$S|G|State Street Bank & Trust Company
BOYAX|Boyar Value Fund Inc (The)|Boyar Funds|MS|Z|Gemini Fund Services, LLC
BOYXX|BofA New York Tax Exempt Reserves Investor|BofA Funds|$S|X|State Street Bank & Trust Company
BPADX|BPV Core Diversification Fund - Advisor Shares|BPV Family of Funds|MF|Z|Alps Distributors, Inc.
BPAIX|Robeco Boston Partners All-Cap Value Fd Insti Class|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
BPAPX|BPV Wealth Preservation Fd - Advisor Shares|BPV Family of Funds|MF|Z|Alps Distributors, Inc.
BPAVX|Robeco Boston Partners All-Cap Value Fd Investor Cl|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
BPBDX|UBS Core Plus Bond Fund Class Y|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BPDXX|BlackRock Liquidituy Funds New York Money Fund Ptf  Dollar Cl|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BPEQX|UBS U.S. Large Cap Equity Fund Class Y|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BPEXX|BlackRock Cash Fds, Prime Trust Shares|BlackRock Funds III|$S|A|State Street Bank & Trust Company
BPFAX|PTA Comprehensive Alternatives Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BPFCX|PTA Comprehensive Alternatives Fund Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BPFIX|PTA Comprehensive Alternatives Fund Class I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BPGBX|UBS Global Bond Fund  Class Y|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BPGIX|Robeco Boston Partners Global Equity Fd Inst Cl|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
BPGLX|UBS Global Allocation Fund class Y|UBS Global Asset Management (Americas) Inc.|MF|Z|Chase Global Funds
BPGRX|Robeco Boston Partners Global Equity Fd Inv Cl|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
BPIBX|BlackRock Inflation Protected Bond Portfolio Investor B Class|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BPINX|Bluepoint Trust Class I|Bluepoint Trust|MS|Z|BNY Mellon Asset Servicing
BPIRX|Robeco Boston Partners Long/Short Research Fd Insti Cl|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
BPIXX|BlackRock Cash Fds, Prime Institutional Shares|BlackRock Funds III|$S|A|State Street Bank & Trust Company
BPLBX|BlackRock Inflation Protected Bond Portfolio BlackRock Class|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BPLEX|Robeco Boston Partners Long/Short Equity Fd Investor Cl|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
BPLSX|Robeco Boston Partners Long/Short Equity Fund Insti Cl|RBB Fund, Inc.|MF|Z|BNY Mellon Asset Servicing
BPLXX|BlackRock Cash Fds, Prime Select Shares|BlackRock Funds III|$S|A|State Street Bank & Trust Company
BPMXX|American Century Prime Money Market - Class B|American Century Investments|$S|A|State Street Bank & Trust Company
BPQIX|Robeco Boston Partners International Equity Fd Inst Cl|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
BPQRX|Robeco Boston Partners International Equity Fd Inv Cl|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
BPRAX|BlackRock Inflation Protected Bond Portfolio Investor A Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BPRCX|BlackRock Inflation Protected Bond Portfolio Investor C Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BPRIX|BlackRock Inflation Protected Bond Portfolio Institutional Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BPRRX|Robeco Boston Partners Long/Short Research Fd Inv Cl|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
BPRSX|BlackRock Inflation Protected Bond Portfolio Service Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BPRXX|American Century Prime Money Market Fund Investor Class|American Century Investments|$$|A|State Street Bank & Trust Company
BPSCX|Robeco Boston Partners Small Cap Value Fd II Investor Cl|RBB Fund, Inc.|MF|Z|BNY Mellon Asset Servicing
BPSIX|Robeco Boston Partners Small Cap Value Fd II Insti Cl|RBB Fund, Inc.|MF|Z|BNY Mellon Asset Servicing
BPSXX|BlackRock Cash Fds, Prime Premium Shares|BlackRock Funds III|$S|A|State Street Bank & Trust Company
BPTAX|Bluepoint Trust Class A|Bluepoint Trust|MS|Z|BNY Mellon Asset Servicing
BPTCX|Bluepoint Trust Class C|Bluepoint Trust|MS|Z|BNY Mellon Asset Servicing
BPTIX|Baron Partners Fund Inst Shs|Baron Funds|MF|Z|State Street Bank & Trust Company
BPTRX|Baron Partners Fund|Baron Funds|MF|Z|State Street Bank & Trust Company
BPTWX|Bluepoint Trust Class W|Bluepoint Trust|MS|Z|BNY Mellon Asset Servicing
BPTXX|BlackRock Liquidity Funds T-Fund Portfolio Csh Mgmt Cl|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BPVDX|BPV Core Diversification Fund - Institutional Shares|BPV Family of Funds|MF|Z|Alps Distributors, Inc.
BPVPX|BPV Wealth Preservation Fund - Institutional Shares|BPV Family of Funds|MF|Z|Alps Distributors, Inc.
BPVXX|BlackRock Liquidity Fds T-Fund Ptf Private Client Shs|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BQLCX|Bright Rock Quality Large Cap Fund Insti Class Shs|Trust for Professional Managers|MF|Z|U.S. Bancorp Fund Services, LLC
BQLIX|Bright Rock Quality Large Cap Fund Investor Class Shs|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
BQMGX|Bright Rock Mid Cap Growth Fund Insti Class Shs|Trust for Professional Managers|MF|Z|U.S. Bancorp Fund Services, LLC
BQMIX|Bright Rock Mid Cap Growth Fund Investor Class Shs|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
BRACX|BlackRock Allocation Target Shares Series C Portfolio|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRAGX|Bridgeway Fund Aggressive Investors 1|Bridgeway Funds, Inc.|MF|Z|BNY Mellon Asset Servicing
BRAMX|BlackRock Allocation Target Shares Series M Portfolio|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRAPX|BlackRock Aggressive Growth Prepared Ptf Investor R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRASX|BlackRock Allocation Target Shares Series S Portfolio|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRAVX|Braver Tactical Opportunity Fd Cl N|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
BRBCX|BlackRock Managed Volatility Portfolio Class C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BRBLX|BearlyBullish Fd Investor Cl|Investment Managers Series Trust|MS|Z|UMB Fund Services
BRBPX|Bridgeway Managed Volatility Fund|Bridgeway Funds, Inc.|MF|Z|BNY Mellon Asset Servicing
BRCAX|Invesco Balanced-Risk Commodity Strategy Fund Class A|Invesco Funds|MS|Z|AIM Advisors
BRCBX|Invesco Balanced-Risk Commodity Strategy Fund Class B|Invesco Funds|MS|Z|AIM Advisors
BRCCX|Invesco Balanced-Risk Commodity Strategy Fund Class C|Invesco Funds|MS|Z|AIM Advisors
BRCFX|BRC Large Cap Focus Equity Fd Cl A|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
BRCIX|BRC Large Cap Focus Equity Fd Cl I|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
BRCNX|Invesco Balanced-Risk Commodity Strategy Fund  Class R5|Invesco Funds|MS|Z|AIM Advisors
BRCPX|BlackRock Conservative Prepared Ptf, Investor R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRCRX|Invesco Balanced-Risk Commodity Strategy Fund Class R|Invesco Funds|MS|Z|AIM Advisors
BRCYX|Invesco Balanced-Risk Commodity Strategy Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
BREAX|BlackRock International Opportunities Portf Investor A CL|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BREBX|BlackRock International Opportunities Portf Investor B Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BRECX|BlackRock International Opportunities Portf Investor C Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BREDX|BlackRock Emerging Market Local Debt Portfolio of BlackRock Funds II BlackRock|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BREFX|Baron Real Estate Fd Retail Shs|Baron Funds|MS|Z|State Street Bank & Trust Company
BREIX|Baron Real Estate Fd Insti Shs|Baron Funds|MS|Z|State Street Bank & Trust Company
BRESX|BlackRock International Opportunities Portf Service Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BRFOX|Sentinel Growth Leaders Fund Class A|Sentinel Funds|MS|Z|State Street Bank & Trust Company
BRGAX|BlackRock Fds III BlackRock Russell 1000 Index Fd Investor A Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BRGIX|Bridges Investment Fund, Inc.|Bridges Investment Fund|MF|Z|U.S. Bancorp Fund Services, LLC
BRGKX|BlackRock Fds III, BlackRock Russell 1000 Index Fd Class K Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BRGNX|BlackRock Fds III BlackRock Russell 1000Index Fund Insti Shs|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BRGPX|BlackRock Growth Prepared Ptf, Investor R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRGRX|Sentinel Capital Growth Fund Class A|Sentinel Funds|MF|Z|State Street Bank & Trust Company
BRHYX|BlackRock High Yield Bond Portfolio BlackRock Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BRIXX|BlackRock Cash Fds, Treasury Institutional Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
BRLGX|Bridgeway Large Cap Growth Fd Cl N|Bridgeway Funds, Inc.|MF|Z|BNY Mellon Asset Servicing
BRLIX|Bridgeway Blue Chip 35 Index Fund|Bridgeway Funds, Inc.|MF|Z|BNY Mellon Asset Servicing
BRLVX|American Beacon Bridgeway Large Cap Value Fd Inst Cl|American Beacon Funds|MF|Z|State Street Bank & Trust Company
BRMBX|BlackRock U.S. Opportunities Portfolio Investor B Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BRMPX|BlackRock Moderate Prepared Ptf Investor R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BROAX|BlackRock Global Opportunities Portfolio Investor A Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BROBX|BlackRock Global Opportunities Portfolio Investor B Class|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BROCX|BackRock Global Opportunities Portolio Investor C Class|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BROIX|BlackRock Global Opportunities Portfolio Institutional Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
BROSX|BlackRock Global Opportunities Portfolio Service Class|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPBX|LifePath Active 2015 Portfolio Cl R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPCX|LifePath Active 2020 Portfolio Cl R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPDX|LifePath Active 2025 Portfolio  Cl R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPEX|LifePath Active 2030 Portfolio Cl R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPGX|LifePath Active 2035 Portfolio Cl R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPHX|LifePath Active 2040 Portfolio Cl R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPIX|Bear ProFund Investor Class|ProFunds|MF|Z|Citi Fund Services
BRPJX|LifePath Active 2045 Portfolio Cl R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPKX|LifePath Active 2050 Portfolio Cl R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPLX|LifePath Active 2055 Portfolio -Class R|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRPSX|Bear ProFund Service|ProFunds|MS|Z|Citi Fund Services
BRPXX|BlackRock Liquidity Fds Fed Fd Ptf Priv Client Shs|BlackRock Liquidity Funds Group|$$|G|BNY Mellon Asset Servicing
BRRAX|BlackRock Multi-Asset Real Return Fund of BlackRock Funds - Investor A Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRRCX|BlackRock Multi-Asset Real Return Fund of BlackRock Funds - Investor C Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRRIX|BlackRock Multi-Asset Real Return Fund of BlackRock Funds - Institutional Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BRRXX|BlackRock Liquidity Funds TempFund Cash Reserve|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BRSGX|Bridgeway Small Cap Growth Fd Cl N|Bridgeway Funds, Inc.|MF|Z|BNY Mellon Asset Servicing
BRSIX|Bridgeway Ultra- Small Company Market Fund|Bridgeway Funds, Inc.|MF|Z|BNY Mellon Asset Servicing
BRSMX|Bridgeway Small-Cap Momentum Fund|Bridgeway Funds, Inc.|MS|Z|BNY Mellon Asset Servicing
BRSVX|Bridgeway Small Cap Value Fd Cl N|Bridgeway Funds, Inc.|MF|Z|BNY Mellon Asset Servicing
BRSXX|BlackRock Cash Fds, Treasury Select Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
BRTNX|Bretton Fund|PFS Funds|MS|Z|Mutual Shareholder Services, LLC
BRTXX|BlackRock Liquidity Funds TempFund Portfolio Cash Mgmt|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BRUFX|Bruce Fund, Inc.|Unified Funds|MF|Z|Huntington Asset Services, Inc.
BRUSX|Bridgeway Fund Ultra-Small Company|Bridgeway Funds, Inc.|MF|Z|BNY Mellon Asset Servicing
BRWIX|Brandywine Fd Inc.|Brandywine Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BSBAX|Northern Funds Short Bond Fund|Northern Funds|MF|Z|Northern Trust Securities, Inc.
BSBIX|Baird Short Term Bond Fund Institutional Class|Baird Funds, Inc.|MF|Z|U.S. Bancorp Fund Services, LLC
BSBSX|Baird Short-Term Bond Fd Inv Cl|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BSCCX|Sterling Capital South Carolina Intermediate Tax-Free Fd Cl C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BSCFX|Baron Small Cap Fund|Baron Funds|MF|Z|State Street Bank & Trust Company
BSCIX|Sterling Capital South Carolina Intermediate Tax Free Insti Class|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BSCVX|Bernzott U.S. Small Cap Value Fund|Investment Managers Series Trust|MS|Z|UMB Fund Services
BSCXX|Northern Institutional Fds Government Select Portfolio Service Class|Northern Institutional Funds|$S|G|Northern Trust Securities, Inc.
BSDXX|Northern Institutional Fds Government Select Portfolio Premier Class|Northern Institutional Funds|$S|G|Northern Trust Securities, Inc.
BSFIX|Baron Small Cap Fund Inst Shs|Baron Funds|MF|Z|State Street Bank & Trust Company
BSGAX|Sterling Capital Short -Term Bond Fund Cl A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BSGCX|Diamond Hill Financial Long-Short Fund Class C|Diamond Hill Funds|MS|Z|Citi Fund Services
BSHGX|Bishop Street High Grade Income Fund Insti Class|Bishop Street Funds|MF|Z|SEI Investments Distribution Co.
BSHIX|Bishop Street Hawaii Municipal Bond Fund|Bishop Street Funds|MF|Z|SEI Investments Distribution Co.
BSICX|BlackRock Funds II, Strategic Income Opportunities Ptf Investor C|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BSIIX|BlackRock Funds II, Strategic Income Opportunities Ptf Institutional|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BSLGX|Smith Group Large Cap Core Growth Fund Class I Shs|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
BSLIX|Bishop Street Dividend Value Fund Class I|Bishop Street Funds|MS|Z|SEI Investments Distribution Co.
BSLXX|BlackRock Liquidity Fds T-Fund Ptf Select Shs|BlackRock Liquidity Funds Group|$S|A|BNY Mellon Asset Servicing
BSMMX|Invesco Summit Fund Class B|Invesco Funds|MS|Z|AIM Advisors
BSMNX|William Blair Small-Mid Cap Value Fd Cl N|Wm Blair Funds|MS|Z|State Street Bank & Trust Company
BSOCX|Dreyfus S&P Stars Opportunities Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
BSPAX|BlackRock S&P 500 Stock Fund Investor A Shares|BlackRock Funds III|MS|Z|State Street Bank & Trust Company
BSPIX|BlackRock S&P 500 Stock Fund Institutional|BlackRock Funds III|MS|Z|State Street Bank & Trust Company
BSPSX|BlackRock S&P 500 Stock Fund Service|BlackRock Funds III|MS|Z|State Street Bank & Trust Company
BSPXX|BlackRock Cash Fds, Treasury Premium Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
BSPZX|BlackRock S&P 500 Stock Fund Investor C1|BlackRock Funds III|MS|Z|State Street Bank & Trust Company
BSRIX|Bishop Street Strategic Growth Fund Institutional Class|Bishop Street Funds|MF|Z|SEI Investments Distribution Co.
BSSXX|BlackRock Cash Fds, Institutional Premium Shs|BlackRock Funds III|$S|A|State Street Bank & Trust Company
BSTAX|BlackRock Market Advantage Fd A Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BSTCX|BlackRock Market Advantage Fd C Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BSTIX|BlackRock Market Advantage Fd Inst Shs|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BSTSX|BlackRock Science & Technology Opportunities Portf Serv Cl|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BSTXX|Bishop Street Treasury Money Market Fund|Bishop Street Funds|$$|G|SEI Investments Distribution Co.
BSVIX|Baird SmallCap Value Fd Inst Cl|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BSVSX|Baird SmallCap Value Fd Inv Cl|Baird Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
BTAEX|DWS Advisor Fds II, DWS EAFE Equity Index Fd Institutional|DWS Investments Funds|MF|Z|State Street Bank & Trust Company
BTAXX|BlackRock Liquidity Funds T-Fund Portfolio Administration Cl|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BTBFX|Boston Trust  Asset Management Fd|Boston Trust & Walden Funds (The)|MF|Z|Citi Fund Services
BTBXX|BlackRock Liquidity Funds TempFund Ptf Select Shares|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BTCXX|BlackRock Liquidity Funds Treasury Trust Fd Ptf Csh Mgmt|BlackRock Liquidity Funds Group|$$|G|BNY Mellon Asset Servicing
BTEAX|DWS Advisor Fds, DWS Mid Cap Growth Fund Institutional Cl|DWS Investments Funds|MF|Z|State Street Bank & Trust Company
BTEFX|Boston Trust Equity Fund|Boston Trust & Walden Funds (The)|MF|Z|Citi Fund Services
BTEXX|Northern Institutional  Tax-Exempt Portfolio|Northern Institutional Funds|$$|X|Northern Trust Securities, Inc.
BTFTX|American Century Zero Coupon  2015 Fd Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BTFXX|BlackRock Liquidity Fds, Treasury Tr Fd Cash Reserve Shs|BlackRock Funds (DE)|$S|G|BNY Mellon Asset Servicing
BTIAX|Northern Funds U.S Treasury Index Fd|Northern Funds|MF|Z|Northern Trust Securities, Inc.
BTIEX|DWS Insti Fds, DWS Equity 500 Index Fd Class S|DWS Investments Funds|MF|Z|State Street Bank & Trust Company
BTIIX|DWS Institutional Fds, DWS  Equity 500 Index Fd Institutional|DWS Investments Funds|MF|Z|State Street Bank & Trust Company
BTMFX|Boston Trust Midcap Fund|Boston Trust & Walden Funds (The)|MS|Z|Citi Fund Services
BTMKX|BlackRock International Index Fund Class K|BlackRock Funds (DE)|MS|Z|State Street Bank & Trust Company
BTMXX|BlackRock Liquidity Funds TempFund Portfolio Admin Cl|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BTPIX|Broadmark Tactical Plus Fund - Institutional Class|Broadmark Funds|MS|Z|Confluence Technologies
BTPNX|Broadmark Tactical Plus Fund - Investor Class|Broadmark Funds|MS|Z|Confluence Technologies
BTRXX|BlackRock Liqiuidity Fds, T-Fund Cash Reserve Shs|BlackRock Funds (DE)|$S|G|BNY Mellon Asset Servicing
BTSAX|BTS Bond Asset Allocation Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BTSCX|BTS Bond Asset Allocation Fund Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
BTSMX|Boston Trust SMID Cap Fund|Boston Trust & Walden Funds (The)|MS|Z|Citi Fund Services
BTSXX|Northern Institutional Fds Tax Exempt Portfolio Service Class|Northern Institutional Funds|$S|X|Northern Trust Securities, Inc.
BTTRX|American Century Zero Coupon 2025 Fund Investor Cla|American Century Investments|MF|Z|State Street Bank & Trust Company
BTTTX|American Century Zero Coupon Fd 2020 Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BTTXX|DWS Advisor Fds, Tax Free Money Fund Investment - Inst Shs|DWS Investments Funds|$S|X|State Street Bank & Trust Company
BTUSX|DWS Advisor Fds II, DWS U.S. Bond Index Fd Institutional Cl|DWS Investments Funds|MF|Z|State Street Bank & Trust Company
BTVXX|BlackRock Liquidity Fds Temp Fd Priv Client Shs|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BTXXX|DWS Advisor Fds, Tax Free Money Fund Investment Premier Shs|DWS Investments Funds|$$|X|State Street Bank & Trust Company
BUFBX|Buffalo Flexible Income Fund|Buffalo Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BUFCX|Buffalo China Fund|Buffalo Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BUFDX|Buffalo Dividend Focus Fund|Buffalo Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BUFEX|Buffalo Large Cap Fund, Inc.|Buffalo Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BUFGX|Buffalo Growth Fund|Buffalo Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BUFHX|Buffalo High Yield Fund, Inc.|Buffalo Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BUFIX|Buffalo International Fund|Buffalo Funds|MS|Z|U.S. Bancorp Fund Services, LLC
BUFMX|Buffalo Mid Cap Fund|Buffalo Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BUFOX|Buffalo Micro Cap Fund|Buffalo Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BUFSX|Buffalo Small Cap Fund Inc.|Buffalo Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BUFTX|Buffalo Science & Technology Fund|Buffalo Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BULIX|American Century Utilities Fund Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
BULLX|Roosevelt Multi-Cap Fund Inv Cl|Unified Funds|MS|Z|Huntington Asset Services, Inc.
BULRX|Roosevelt Multi-Cap Fd Inst Cl|Unified Funds|MS|Z|Huntington Asset Services, Inc.
BUNRX|Bullfinch Unrestricted Series|Bullfinch Fund, Inc.|MS|Z|Bullfinch Fund Inc
BUPXX|BlackRock Liquidity Fds Fed Fd Ptf Premier Shares|BlackRock Liquidity Funds Group|$$|G|BNY Mellon Asset Servicing
BURCX|Burham Financial Industries Fund Class C|Burnham Funds|MS|Z|UMB Fund Services
BURFX|Burnham Financial Industries Fund Class A|Burnham Funds|MF|Z|UMB Fund Services
BURHX|Burnham Fd (The)|Burnham Funds|MF|Z|UMB Fund Services
BURJX|Burnham Fund Class C|Burnham Funds|MS|Z|UMB Fund Services
BURKX|Burnham Financial Services Fd Cl A|Burnham Funds|MF|Z|UMB Fund Services
BURNX|Burnham Financial Services Fund Class C|Burnham Funds|MS|Z|UMB Fund Services
BUSGX|Sterling Capital Intermediate U.S. Government Fund Class B|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BUSIX|Sterling Capital Ultra Short Bond Fd Inst Cl|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BUSRX|Sterling Capital Ultra Short Bond Fd Cl A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BUSVX|UBS U.S. Equity Opportunity Fund Class Y|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
BVAAX|Sterling Capital Virginia Intermediate Tax Free Fd Class Al|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BVACX|Sterling Capital Virginia Intermediate Tax-Free Fd Cl C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BVATX|Sterling Capital Virginia Intermediate Tax Free Fund Insti Class|Sterling Capital Funds|MF|Z|BNY Mellon Asset Servicing
BVDIX|Wm. Blair Funds Small Cap Value Fund Class I|Wm Blair Funds|MF|Z|State Street Bank & Trust Company
BVEFX|Becker Value Equity Fd Retail Cl|Professionally Managed Portfolios|MF|Z|U.S. Bancorp Fund Services, LLC
BVEIX|Becker Value Equity Fund Insti Cl|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
BVIXX|BlackRock Cash Fds, Government Institutional Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
BVPXX|BlackRock Cash Fds, Government Premium Shares|BlackRock Funds III|$S|G|Investors Bank & Trust Company
BVSFX|Bridgehampton Value Strategies Fd Cl I|Investment Managers Series Trust|MS|Z|UMB Fund Services
BVSXX|BlacklRockCash Fds, Goernment Select Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
BVTXX|BlackRock Cash Fds, Government Trust Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
BWAFX|Brandywine Advisors Midcap Growth Fund|Brandywine Funds|MF|Z|U.S. Bancorp Fund Services, LLC
BWGAX|BlackRock Funds, World Gold Fund Class A|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BWGCX|BlackRock Funds, World Gold Fund Class C|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BWGIX|BlackRock Funds, World Gold Fund Instititional|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
BWLAX|American Beacon Bridgeway Large Cap Value Fund A Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
BWLCX|American Beacon Bridgeway Large Cap Value Fund Class C|American Beacon Funds|MS|Z|State Street Bank & Trust Company
BWLIX|American Beacon Bridgeway Large Cap Value Fund Investor Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
BWLYX|American Beacon Bridgeway Large Cap Value Fund Y Class|American Beacon Funds|MS|Z|State Street Bank & Trust Company
BWNYX|Bullfinch Western New York Series|Bullfinch Fund, Inc.|MS|Z|Bullfinch Fund Inc
BWVAX|Sterling Capital  West Virginia Intermediate Tax-Free Fund, Class A|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BWVCX|Sterling Capital West Virginia Intermediate Tax-Free Fd Cl C|Sterling Capital Funds|MS|Z|BNY Mellon Asset Servicing
BYMIX|BNY Mellon Corporate Bond Fd Inv Shs|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
BYMMX|BNY Mellon Corporate Bond Fd Cl M|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
BYPXX|BlackRock Liquidity Fds NY Money Fd Ptf Priv Client Shs|BlackRock Liquidity Funds Group|$$|A|BNY Mellon Asset Servicing
BYTXX|BlackRock Cash Fds, Treasury Trust Shares|BlackRock Funds III|$S|G|State Street Bank & Trust Company
CAAAX|Calvert Aggressive Allocation Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CAACX|Calvert Aggresive Allocation Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CAAFX|American Fds, Short-Term Bond Fund of America, Class  529-A Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CAAIX|Ariel Appreciation Fd Instl Cl|Ariel Investments, LLC|MS|Z|State Street Bank & Trust Company
CAALX|Cornerstone Advisors Public Alternatives Fund|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
CAAMX|Invesco Conservative Allocation Fd Class A|Invesco Funds|MS|Z|AIM Advisors
CAAPX|Ariel Appreciation Fund Investor Cl|Ariel Investments, LLC|MF|Z|State Street Bank & Trust Company
CAARX|Columbia Absolute Return Emerging Markets Macro Fd R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAAXX|Cash Account Trust- Government & Agency Portfolio Capital Assets Fund|DWS Investments Funds|$S|G|State Street Bank & Trust Company
CAAYX|Invesco Conservative Allocation Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
CABBX|AllianceBernstein Global Risk Allocation Fund, Inc. B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CABCHX|Guggenheim Def 803 Guggenheim ABC High Dividend Strategy Ptf Sr 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CABCIX|Guggenheim Def 872 Guggenheim ABC High Dividend Strategy Ptf Sr 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CABCJX|Guggenheim Def 908 Guggenheim ABC High Dividend Strategy Ptf Sr 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CABCKX|Guggenheim Def 940 Guggenheim ABC High Dividend Strategy Portfolio Sr 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CABCLX|Guggenheim Def Port Srs 968 Guggenheim ABC High Dividend Strat Port Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CABCMX|Guggenheim Def Port, Srs 1007 Guggenheim ABC High Dividend Strategy Port, Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CABDX|AllianceBernstein Growth and Income Fund, Inc. A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CABIX|AllianceBernstein Global Risk Allocation Fund, Inc. Class I Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
CABNX|AllianceBernstein Global Risk Allocation Fund, Inc. A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CABXX|Cash Account Trust-Tax-Exempt Portfolio Capital Assets Fund Shares|DWS Investments Funds|$S|X|State Street Bank & Trust Company
CABYX|Columbia Absolute Return Currency and Income Fund Class Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CACAAX|Advisors Disp Tr 1002 California Municipal CE Port Ser 2012-2|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
CACEPX|Guggenheim Def 804 Large Cap Core Ptf Srs 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CACEQX|Guggenheim Def 865 Large-Cap Core Ptf Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CACERX|Guggenheim Def 934 Large-Cap Core Portfolio 18|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CACESX|Guggenheim Def Port Srs 1006 Large-Cap Core Port Srs 19|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CACFX|Invesco China Fund Class C|Invesco Funds|MS|Z|AIM Advisors
CACGAX|Guggenheim Def Port Srs 1016 All Cap Growth Strategy Port Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CACIX|Columbia Acorn Select Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CACMX|Invesco Conservative Allocation Fd Class C|Invesco Funds|MS|Z|AIM Advisors
CACOX|Congress All Cap Opportunity Fd Retail Cl|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
CACRX|Columbia Acorn Internaional Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CACXX|Federated California Municipal Cash Trust Svc Shs|Federated Funds|$$|X|State Street Bank & Trust Company
CACZX|Columbia Absolute Return Currency and Income Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CADGX|Calamos Discovery Growth Fund Class A|Calamos Funds|MS|Z|State Street Bank & Trust Company
CAEAX|Columbia Acorn European Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAECX|Columbia Acorn European Fd Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAEEX|Columbia Acorn European Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAEIX|Calvert Global Alternative Energy Fund Class I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CAERX|Columbia Acorn Emerging Market Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAEWX|Columbia Absolute Return Enhanced Multi-Strategy Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAEZX|Columbia Acorn European Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAFAX|AMCAP Fund, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CAFBX|AMCAP Fund, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CAFCX|AMCAP Fund, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CAFEX|AMCAP Fund, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CAFFX|AMCAP Fund, Class 529-F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CAFIX|Columbia Acorn European Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAFRX|Commonwealth Africa Fund|Commonwealth International Series Trust|MS|Z|UMB Fund Services
CAFXX|BofA Fds Srs Tr, BofA Municipal Reserves Fund Capital Class|BofA Funds|$$|X|State Street Bank & Trust Company
CAGAX|Columbia Acorn Emerging Market Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAGEX|Calamos Global Equity Fund-Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CAGLX|Cornerstone Advisors Global Public Equity Fd|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
CAGRX|Columbia Capital Allocation Aggressive Portfolio K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAGXX|Cash Account Trust - Government Securities Portfolio (Kemper)|Cash Account Trust Funds|$S|G|State Street Bank & Trust Company
CAHBX|Calamos High Income Fund Class B|Calamos Funds|MF|Z|State Street Bank & Trust Company
CAIAX|Compass EMP Alternative Asset Fund Class A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CAIBX|Capital Income Builder Cl A Shs|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
CAICX|Compass EMP Alternative Asset Fund Class C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CAIFX|Capital Income Builder Cl F-2 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CAILX|Lord Abbett California Tax-Free Fd Cl I|Lord Abbett Family of Funds|MS|Z|State Street Bank & Trust Company
CAIOX|Cornerstone Advisors Income Opportunities Fund|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
CAIRX|Columbia Acorn International Fund Class R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAITX|Compass EMP Alternative Asset Fund Class T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CAIVX|Columbia Virginia Intermediate Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAIXX|Federated California Municipal Cash Trust Institutional Shares|Federated Funds|$$|A|State Street Bank & Trust Company
CAJAX|Columbia Asia Pacific ex-Japan Fund Class A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAJCX|Columbia Asia Pacific ex-Japan Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAJRX|Columbia Asia Pacific ex-Japan Fund R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAJZX|Columbia Asia Pacific ex-Japan Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CALAX|Lord Abbett Tax-Free Income Fund California Series - Class C|Lord Abbett Family of Funds|MF|Z|State Street Bank & Trust Company
CALBX|Calamos Convertible Fd Cl B|Calamos Funds|MF|Z|State Street Bank & Trust Company
CALCX|Calvert Conservative Allocation Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CALEX|Cutler Trust-Cutler Value Fund|Cutler Trust (The)|MF|Z|Confluence Technologies
CALFX|Cutler Fixed Income Fd|Cutler Trust (The)|MS|Z|Confluence Technologies
CALXX|Federated California Municipal Cash Trust Cash II Shs|Federated Funds|$$|A|State Street Bank & Trust Company
CAMAX|Cambiar Aggressive Value fund Investor Shs|Cambiar Funds|MF|Z|SEI Investments Distribution Co.
CAMBX|Cincinnati Asset Management Funds Broad Market Strategic Income Fd|Ultimus Managers Trust|MS|Z|Confluence Technologies
CAMCX|Camco Investors Fund|Camco Investors Fund|MS|Z|Mutual Shareholder Services, LLC
CAMGX|Cambiar Global Select Fd Inv Cl|Cambiar Funds|MS|Z|SEI Investments Distribution Co.
CAMIX|Cambiar Funds International Equity Fund Investor Class|Cambiar Funds|MF|Z|SEI Investments Distribution Co.
CAMKX|Columbia Capital Allocation Moderate Aggressive Portfolio Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAMLX|Congress Large Cap Growth Fund Retail Class|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
CAMMX|Cambiar Smid 30 Fund Investor Class|Cambiar Funds|MS|Z|SEI Investments Distribution Co.
CAMNX|Calamos Market Neutral Fd Cl B|Calamos Funds|MF|Z|State Street Bank & Trust Company
CAMOX|Cambiar Opportunity Fund Portfolio Investor Class|Cambiar Funds|MF|Z|SEI Investments Distribution Co.
CAMRX|Columbia Absolute Return Enhanced Multi-Strategy Fd Cl R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAMSX|Cambiar Small Cap Fund Investor Cl|Cambiar Funds|MF|Z|SEI Investments Distribution Co.
CAMWX|Camibar Opportunity Fund Institutional Class|Cambiar Funds|MF|Z|SEI Investments Distribution Co.
CAMXX|Cash Account Trust Money Market Portfolio Capital Assets Fund Shares|DWS Investments Funds|$S|A|State Street Bank & Trust Company
CAMYX|Cambiar International Equity Fund Institutional Class|Cambiar Funds|MS|Z|SEI Investments Distribution Co.
CAMZX|Cambiar Small Cap Fund - Insti Cl|Cambiar Funds|MF|Z|SEI Investments Distribution Co.
CANGX|CAN SLIM Select Growth Fund|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
CANIX|Columbia Acorn Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CANRX|Columbia Acorn Emerging Markets Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAPAX|Federated Capital Income Fund Class A Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
CAPBX|Federated Capital Income Fund Class B Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
CAPCX|Federated Capital Income Fund Class C Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
CAPEX|Eaton Vance Tax-Managed Growth Fund 1.0|Eaton Vance|MF|Z|State Street Bank & Trust Company
CAPFX|Federated Capital Income Fund Class F Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
CAPIX|Columbia Asia Pacific ex-Japan Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAPSX|Federated Capital Income Fd IS shs|Federated Funds|MF|Z|State Street Bank & Trust Company
CAQXX|Cash Account Trust Money Market Ptf Capital Assets Preferred|DWS Investments Funds|$S|A|State Street Bank & Trust Company
CARBX|Columbia Absolute Return Currency & Income B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CARCX|Columbia Absolute Return Currency and Income Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAREX|Cornerstone Advisors Real Asset Fund|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
CARIX|Columbia Acorn International Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CARWX|Columbia Absolute Return Multi-Strategy Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CARXX|Western Asset Institutional Cash Reserves Institutional Shares|Legg Mason Funds|$S|A|State Street Bank & Trust Company
CARZX|Columbia absolute Return Multi-Strategy Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CASAX|Columbia Pacific/Asia Fund Class A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CASCX|Columbia Pacific/Asia Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CASDX|Corporate America CU Short Duration Fd, Insti Cl|Managed Portfolio Series|MS|Z|U.S. Bancorp Fund Services, LLC
CASIX|Columbia Absolute Return Enhanced Multi-Strategy Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CASTX|Castle Focus Fund Class C|PFS Funds|MS|Z|Mutual Shareholder Services, LLC
CATFX|California  Insured Intermediate Fund Class S|Shelton Funds|MF|Z|Alps Distributors, Inc.
CATIX|Columbia Acorn Emerging Markets Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CATRX|Columbia AMT-Free Tax-Exempt Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CATZX|Columbia AMT-Free Tax-Exempt Bond Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAUAX|U.S. Government Securities Fund Class A|Shelton Funds|MS|Z|Alps Distributors, Inc.
CAUIX|Columbia Acorn USA Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAUKX|U.S. Govt Securities Fund Class K|Shelton Funds|MS|Z|Alps Distributors, Inc.
CAUSX|U.S. Goverment Securities Fund Class S|Shelton Funds|MF|Z|Alps Distributors, Inc.
CAVIX|Columbia Multi-Advisor Small Cap Value Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CAXAX|Catalyst/MAP Global Capital Appreciation Fd Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CAXCX|Catalyst/MAP Global Capital Appreciation Fd Cl C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CAXXX|California Tax-Free Money Market Fund Class S|Shelton Funds|$$|X|Alps Distributors, Inc.
CAYAX|American Century CA High-Yield Municipal - Class A|American Century Investments|MF|Z|State Street Bank & Trust Company
CAYCX|American Century CA High-Yield Municipal - Class C|American Century Investments|MF|Z|State Street Bank & Trust Company
CBAAX|American Funds Balanced Portfolio Class 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBACX|AllianceBernstein Global Risk Allocation Fund, Inc. C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CBAEX|American Funds Balanced Portfolio Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBAFX|American Funds Balanced Portfolio Class 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBAIX|Calvert Social Investment Fd Balanced Portfolio Cl I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CBALX|Columbia Fds Srs Tr I, Balanced Fund Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CBAMX|American Fds,  Short-Term Bond Fund of America, Class 529-B Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBANX|Bandon Isolated Alpha Fixed Income Fd Cl C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
CBAYX|Calvert Balanced Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CBBBX|American Funds Balanced Portfolio Class 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBBCX|AllianceBernstein Growth and Income Fund, Inc. C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CBBDX|AllianceBernstein Growth and Income Fund, Inc. B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CBBIX|AllianceBernstein Growth and Income Fund, Inc. Class I|Alliance Funds|MS|Z|State Street Bank & Trust Company
CBBKX|AllianceBernstein Growth and Income Fund, Inc. Class K|Alliance Funds|MS|Z|State Street Bank & Trust Company
CBBRX|AllianceBernstein Growth and Income Fund, Inc. Cl R Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
CBBYX|AllianceBernstein Growth and Income Fund, Inc. Advisor Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CBCAX|Calamos Blue Chip Fund Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CBCBX|Calamos Blue Chip Fund Class B|Calamos Funds|MS|Z|State Street Bank & Trust Company
CBCHAX|Guggenheim Def 950 Blue Chip Growth Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBCHBX|Guggenheim Def Port Srs 1003 BlueChip Growth Port Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBCIX|Calamos Blue Chip Fund Class I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CBCRX|Calamos Blue Chip Fund-Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CBDBX|Calvert Social Investment Fd Bond Portfolio Cl B|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CBDGX|Calamos Discovery Growth Fund Class B|Calamos Funds|MS|Z|State Street Bank & Trust Company
CBDIX|Calvert Social Investment Fd Bond Portfolio Cl I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CBDRX|Columbia Balanced Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBDWX|Columbia Bond Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBDYX|Columbia Balanced Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBEAX|Wells Fargo Advantage C&B Large Cap Value Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
CBEBX|Wells Fargo Advantage C&B Large Cap Value Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
CBECX|Wells Fargo Advantage C&B Large Cap Value Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
CBEQX|Wells Fargo Advantage C&B Large Cap Value Fund Investor Class|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
CBFAX|American Funds Global Balanced Fd Cl 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBFBX|American Funds Global Balanced Fd Cl 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBFCX|American Funds Global Balanced Fd Cl 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBFEX|American Funds Global Blanaced Fd Cl 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBFFX|American Funds Global Balanced Fd Cl 529- F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBFRX|Columbia Bond Fund Cl R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBFSX|JPMorgan Corporate Bond Fund- Select|J.P. Morgan|MS|Z|Chase Global Funds
CBFVX|JPMorgan Corporate Bond Fund- R6|J.P. Morgan|MS|Z|Chase Global Funds
CBFYX|Columbia Bond Fund Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBGEX|Calamos Global Equity Fund-Class B|Calamos Funds|MS|Z|State Street Bank & Trust Company
CBHAX|Compass EMP Long/Short Fixed Income Fund Class A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CBHCX|Compass EMP Long/Short Fixed Income Fund Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CBHIX|Compass EMP Long/Short Fixed Income Fund Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CBHTX|Compass EMP Long/Short Fixed Income Fund Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CBHYAX|Guggenheim Def Port Srs 990 BulletShares High Yield Low Dur 2015-2018 Bnd Ladder Port of ETFs Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBHYX|Principal Fds, Inc. High Yield Fund Cl B|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CBIBX|BlackRock Funds Managed Volatility Portfolio Class B|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CBINX|Calvert Income Fd Cl B|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CBLAX|Columbia Fds Srs Tr I, Balanced Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CBLBX|Columbia Fds Srs Tr I, Balanced Fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBLCX|Columbia Fds Srs Tr I, Balanced Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBLFX|CornerCap Balanced Fund|CornerCap Funds|MS|Z|Alps Distributors, Inc.
CBLLX|Wells Fargo Advantage C&B Large Cap Value Fund Admin Cl|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
CBLRX|Columbia Balanced Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBLSX|Wells Fargo Advantage C&B Large Cap Value Fund Insti Cl|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
CBMAHX|Guggenheim Def 803 Guggenheim BMAC Commodity Producers Strategy Ptf Sr 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBMAIX|Guggenheim Def 872 guggenheim BMAC Commodity Producers Strategy Ptf Sr 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBMAJX|Guggenheim Def 917 Guggenheim BMAC Commodity Producers Strategy Ptf Srs 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBMAX|Wells Fargo Advantage C&B Mid Cap Value Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
CBMBX|Wells Fargo Advantage C&B Mid Cap Value Fund Class B|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
CBMCX|Wells Fargo Advantage C&B Mid Cap Value Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
CBMDX|Wells Fargo Advantage C&B Mid Cap Value Fund Investor Class|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
CBMIX|Wells Fargo Advantage C&B Mid Cap Value Fund Admin Cl|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
CBMRX|Columbia Capital Allocation Moderate Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBMSX|Wells Fargo Advantage C&B Mid Cap Value Fund Insti Cl|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
CBMZX|Columbia Capital Allocation Moderate Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBNIX|Columbia Bond Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBNRX|Columbia Intermediate Bond Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBOAX|Intermediate Bond Fund of America, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBOBX|Intermediate Bond Fund of America, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBOCX|Intermediate Bond Fund of America, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBOEX|Intermediate Bond Fund of America, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBOFX|Intermediate Bond Fund of America, Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBPCX|American Funds Balanced Portfolio Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CBPSX|RidgeWorth Fds Total Return Bond Fund A Shares|RidgeWorth Funds|MS|Z|State Street Bank & Trust Company
CBRAX|JPMorgan Corporate Bond Fund- A|J.P. Morgan|MS|Z|Chase Global Funds
CBRCX|JPMorgan Corporate Bond Fund- C|J.P. Morgan|MS|Z|Chase Global Funds
CBRFX|Columbia Short-Term Bond Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBRIKX|Guggenheim Def 795 BNY-Mellon Brazil, Russia, India & China Ptf Sr 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBRILX|Guggenheim Def 854 BNY Mellon Brazil, Russia, India & China (BRIC) Ptf Sr 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBRIMX|Guggenheim Def 923 BNY Mellon Brazil, Russia, India & China (BRIC) Ptf Sr 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBRINX|Guggenheim Def Port Srs 1025 BNY Mellon Brazil, Russia, India, & China Port Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBRRX|Columbia Capital Allocation Moderate Portfolio K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBSAX|Columbia Fds Srs Tr I, Mid Cap Growth Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CBSBX|Columbia Fds Srs Tr I, Mid Cap Growth Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CBSKX|AllianceBernstein Global Risk Allocation Fund, Inc. Class K Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
CBSRX|AllianceBernstein Global Risk Allocation Fund, Inc. Cl R Shs|Alliance Funds|MS|Z|State Street Bank & Trust Company
CBSTX|Columbia Fds Srs Tr I, Mid Cap Growth Fund Class T|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CBSYX|AllianceBernstein Global Risk Allocation Fund, Inc. Advisor Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CBUGX|Principal Fds, Inc. - Government & High Quality Bond Fd Cl B|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CBULAX|Guggenheim Def 746 Guggenheim Bullet Shrs 2011-2017 Corp Bd ETF Ladder Allco Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBULBX|Guggeheim Def 817 Guggenheim Bullet Shares 2011-2017 Corp Bd Ladder Portfolio of ETF Sr 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CBURX|Columbia Income Builder Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBUZX|Columbia Income Builder Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBVAX|Compass EMP Balanced Volatility Weighted Fund - Class A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CBVCX|Compass EMP Balanced Volatility Weighted Fund - Class C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CBVIX|Compass EMP Balanced Volatility Weighted Fund - Class I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CBVRX|Columbia Capital Allocation Conservative Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBVTX|Compass EMP Balanced Volatility Weighted Fund - Class T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CBVZX|Columbia Capital Allocation Conservative Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CBXCX|Calamos Blue Chip Fund Class C|Calamos Funds|MS|Z|State Street Bank & Trust Company
CCABX|Columbia  California Tax-Exempt Fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCACX|Calvert Capital Accumulation Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CCAFX|Calvert Capital Accumulation Fund Class A|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CCAKX|Columbia Capital Allocation Moderate Conservative Portfolio Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCAMX|American Fds, Short-Term Bond Fund of America, Class 529-C Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CCAOX|Columbia California Tax-Exempt Fd Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CCARX|Columbia California Tax-Exempt Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCASX|Conestoga Small Cap Fund|Conestoga Funds|MS|Z|Mutual Shareholder Services, LLC
CCAYX|Calvert Capital Accumulation Fund Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CCAZX|Columbia California Tax-Exempt Fund Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CCBAX|CNI Corporate Bond Cl N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CCBBX|BlackRock Core Bond Port BlackRock|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CCBPX|Capital Core Bond Fund|Capital Guardian Trust Company|MS|Z|State Street Bank & Trust Company
CCBRX|Columbia Short Term Bond Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCCAX|Center Coast MLP Focus Fd Cl A|Investment Managers Series Trust|MF|Z|UMB Fund Services
CCCCX|Center Coast MLP Focus Fd Cl C|Investment Managers Series Trust|MF|Z|UMB Fund Services
CCCIAX|Guggenheim Def 911 Covered Call & Income Ptf of CEF Srs 29|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCCIBX|Guggenheim Def Port Srs 981 Covered Call & Income Port of CEFS Srs 30|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCCILX|Claymore Sec Def 519 Closed-End Covered Call and Income Ptf Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCCIVX|Guggenheim Def 789 Closed-End Covered Call & Income Ptf Sr 22|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCCIWX|Guggenheim Def 812 Closed-End Covered Call & Incm Ptf Sr 23|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCCIX|Columbia Contrarian Core Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCCIYX|Guggenheim Def Ptf Srs 834 Covered Call & Income Ptf of CEFs Srs 25|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCCIZX|Guggenheim Def 875 Covered Call & Income Ptf of CEFS Series 27|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCCMX|Capital California Core Municipal Fund|Capital Guardian Trust Company|MS|Z|State Street Bank & Trust Company
CCCNX|Center Coast MLP Focus Fd Cl I|Investment Managers Series Trust|MF|Z|UMB Fund Services
CCCRX|Columbia Contrarian Core Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCCXX|Federated California Municipal Cash Tr Fd Cap Shs|Federated Funds|$$|A|State Street Bank & Trust Company
CCDGX|Calamos Discovery Growth Fund Class C|Calamos Funds|MS|Z|State Street Bank & Trust Company
CCEEEX|Guggenheim DEf 800 Closed-End Equity & Income Ptf Srs 30|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCEEFX|Guggenheim Def Ptf Srs 833 Equity & Income Ptf of CEFs Srs 31|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCEEGX|Guggenheim Def 911 Equity & Income Ptf of CEF Sr 32|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCEEHX|Guggenheim Def Port Srs 981 Equity & Income Port of CEFS Srs 33|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCEIKX|Guggenheim Def Ptf Srs 834 Infrastructure & MLP Ptf of CEFs Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCEILX|Guggenheim Def 895 Infrastructure & MLP Ptf of CEFs Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCEIMX|Guggenheim Def Port Srs 965 Infrastructure & MLP Port of CEFS Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCEINX|Guggenheim Def Port Srs 1028 Infrastructure & MLP Port of CEFS Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCEIX|Columbia Large Cap Enhanced Core Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCERX|Columbia Large Cap Enhanced Core Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCFBX|American Funds College Fd 2024 Cl 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CCFCX|Columbia Marisco Flexible Capital Fd Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCFRX|Columbia Marisco Flexible Capital Fd Cl R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCFXX|American Funds Money Market Fund Cl 529-C|American Funds, Inc.|$S|A|Capital Management Services, Inc.
CCGEX|Calamos Global Equity Fund-Class C|Calamos Funds|MS|Z|State Street Bank & Trust Company
CCGRX|Columbia Large Cap Growth Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCHIX|Principal Fds, Inc. High Yield Fund Cl C|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CCHRX|Columbia Seligman Global Technology Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCHYX|Calamos High Income Fund Class C|Calamos Funds|MF|Z|State Street Bank & Trust Company
CCIBX|Columbia California Intermediate Municipal Fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCICX|Columbia California Intermediate Municipal Bond Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CCILX|Cloud Capital Strategic Large Cap Fd I Shs|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
CCIMX|Cloud Capital Strategic Mid Cap Fd I Shs|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
CCINX|Columbia Greater China Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCIRX|Columbia Acorn International Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCIXX|Calvert Cash Reserves Institutional Prime Fund|Calvert Investments, Inc.|$$|A|State Street Bank & Trust Company
CCIYX|Columbia Commodity Strategy Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCIZX|Columbia Seligman Communications and Information Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCLAX|Calvert Conservative Allocation Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CCLXX|BofA California Tax Exempt Reserves Liquidity Class|BofA Funds|$$|X|State Street Bank & Trust Company
CCMAX|Columbia Marisco Flexible Capital Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCMGX|Conestoga Mid Cap Fd Inv Cl|Conestoga Funds|MS|Z|Mutual Shareholder Services, LLC
CCMIX|Conestoga Mid Cap Fd Inst Cl|Conestoga Funds|MS|Z|Mutual Shareholder Services, LLC
CCMPX|Capital Core Municipal Fund|Capital Guardian Trust Company|MS|Z|State Street Bank & Trust Company
CCMRX|Columbia California Intermediate Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCMZX|Columbia Marisco Flexible Capital Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCNAX|Compass EMP Commodity Long/Short Strategies Fd Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CCNCX|Compass EMP Commodity Long/Short Strategies Fd Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CCNIX|Compass EMP Commodity Long/Short Strategies Fd Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CCNTX|Compass EMP Commodity Long/Short Strategies Fd Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CCOAX|Compass EMP Commodity Strategies Volatility Weighted Fd Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CCOCX|Compass EMP Commodity Strategies Volatility Weighted Fd Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CCOIX|Compass EMP Commodity Strategies Volatility Weighted Fd Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CCOMX|Columbia Commodity Strategy Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCOTX|Compass EMP Commodity Strategies Volatility Weighted Fd Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CCPIX|Calvert World Values Fd, Calvert Cap Accumulation Fd Cl I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CCPLX|Cloud Capital Strategic Large Cap Fd A Shs|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
CCPMX|Cloud Capital Strategic Mid Cap Fd A Shs|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
CCRFX|Columbia Contrarian Core Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCRIX|Columbia Small Cap Growth Fund I Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCRSX|Credit Suisse Commodity Return Strategy Portfolio|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CCRTAX|Guggenheim Def 890 Canadian Energy & income Ptf Series 26|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCRTBX|Guggenheim Def Ptf Srs 956 Canadian Energy & Income Ptf Srs 27|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCRTYX|Guggenheim Def 795 Canadian Energy & Income Port Srs 24|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCRTZX|Guggenheim Def 854 Canadian Energy & Income Ptf Sr 25|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCRZX|Columbia Large Core Quantitative Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCSAX|Columbia Commodity Strategy Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCSCX|Columbia Commodity Strategy Fd Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCSFX|JPMorgan Commodities Strategy Fund- C|J.P. Morgan|MS|Z|Chase Global Funds
CCSIX|Columbia Convertible Securites Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCSRX|Columbia Commodity Strategy Fd Cl R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCSTX|Capital California Short-Term Municipal Fund|Capital Guardian Trust Company|MS|Z|State Street Bank & Trust Company
CCSWX|Columbia Commodity Strategy Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCSXX|Federated California Municipal Cash Trust Fd CS Shs|Federated Funds|$$|G|State Street Bank & Trust Company
CCSZX|Columbia Commodity Strategy Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCTEX|CNI California Tax Exempt Bond Cl N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CCTMX|Columbia Connecticut Intermediate Municpal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCTRX|Columbia Small Cap Value Fund II Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCUGX|Principal Fds, Inc. - Government & High Quality Bond Fd Cl C|Principal Funds, Inc.|MS|Z|Princor Financial Services Corp.
CCVAX|Calvert Small Cap Value Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CCVCX|Calamos Convertible Fd Cl C|Calamos Funds|MF|Z|State Street Bank & Trust Company
CCVIX|Calamos Convertible Fund Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CCVRX|Calamos Convertible Fund-Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CCWAX|Capital World Bond Fund, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CCWBX|Capital World Bond Fund, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CCWCX|Capital World Bond Fund, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CCWEX|Capital World Bond Fund, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CCWFX|Capital World Bond Fund, Class 529-F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CCWRX|Columbia Select Large Cap Growth Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCXIX|Columbia Large Cap Index Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCYIX|Columbia Acorn International Fd Cl y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CCYXX|Western Asset Connecticut Municipal Money Market Fund Cl I|Legg Mason Funds|$S|A|State Street Bank & Trust Company
CCZIOX|Guggenheim Def Ptf Srs 835 Zacks Income Advantage Strategy Ptf Srs 15|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCZIPX|Guggenheim Def 863 Zacks Income Advantage Strategy Ptf Sr 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCZIQX|Guggenheim Def 897 Zacks Income Advantage Strategy Ptf Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCZIRX|Guggenheim Def 932 Zacks Income Advantage Strategy Portfolio Series 18|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCZISX|Guggenheim Def Port Srs 967 Zacks Income Advantage Strat Port Srs 19|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCZITX|Guggenheim Def Port Srs 1002 Zacks Income Advantage Strategy Port Srs 20|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CCZIUX|Guggenheim Def Port Srs 1030 Zacks Income Advantage Strategy Port Srs 21|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDBBX|American Century Diversified Bond - Class B|American Century Investments|MS|Z|State Street Bank & Trust Company
CDBCX|American Century Diversified Bond - Class C|American Century Investments|MF|Z|State Street Bank & Trust Company
CDCAX|American Independence Cap[ital Defender Class A|American Independence Financial Services, LLC|MS|Z|UMB Fund Services
CDCIX|American Independence Capital Defender Insti Class|American Independence Financial Services, LLC|MS|Z|UMB Fund Services
CDCPAX|Guggenheim Def 937 Diversified Credit Ptf of ETF's Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDCPBX|Guggenheim Def Port Srs 1004 Diversified Credit Port of ETFS Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDCRX|Copeland Risk Managed Dividend Growth Fund Class C|Copeland Trust|MS|Z|Gemini Fund Services, LLC
CDDINX|Guggenheim Def 819 Diversified Dividend & income ptf Sr 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDDIOX|Guggenheim Def 881 Diversified Dividend & income Ptf Srs 15|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDDIPX|Guggenheim Def 949 Diversified Dividend & Income Portfolio Series 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDDIQX|Guggenheim Def Port, Srs 1014 Diversified Dividend & Income Port, Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDDRX|Columbia Dividend Income Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDDYX|Columbia Dividend Income Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDEIX|Columbia Active Portfolios Diversified Equity Income Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDEWX|Columbia Diversified Equity Income Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDEYX|Columbia Diversified Equity Income Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDFFX|Chadwick & D'Amato Fund|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
CDGCX|Crawford Dividend Growth Fd Cl C|Unified Funds|MS|Z|Huntington Asset Services, Inc.
CDGIX|Crawford Dividend Growth Fd Cl I|Unified Funds|MS|Z|Huntington Asset Services, Inc.
CDGPAX|Guggenheim Def 907 Dividend Growth Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDGPBX|Guggenheim Def Port Srs 964 Dividend Growth Port Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDGPCX|Guggenheim Def Port Srs 1031 Dividend Growth Port Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CDGRX|Copeland Risk Managed Dividend Growth Fund Class A|Copeland Trust|MS|Z|Gemini Fund Services, LLC
CDGXX|Cash Account Tr Government & Agency Portf Davidson Cash Equivalent Shs|DWS Investments Funds|$$|G|State Street Bank & Trust Company
CDICX|Calvert Short Duration Income Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CDIRX|Columbia Dividend Income Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDIVX|Risk Managed Dividend Growth Fund Class I|Copeland Trust|MF|Z|Gemini Fund Services, LLC
CDLRX|Columbia Limited Duration Credit Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDOFX|Crawford Dividend Opportunity Fund|Unified Funds|MS|Z|Huntington Asset Services, Inc.
CDORX|Columbia Dividend Opportunity Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDOWX|Columbia Dividend Opportunity Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDOYX|Columbia Dividend Opportunity Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDOZX|Columbia Dividend Opportunity Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDPXX|Cash Account Tr Govt & Agency Portf Davidson Csh Equivalent Plus Shs|DWS Investments Funds|$$|G|State Street Bank & Trust Company
CDSIX|Calvert Short Duration Income Fund Class I (Institutional) Shares|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CDTXX|California Daily Tax-Free Income Fd, Inc. Class B|Reich & Tang|$$|G|Bank of New York
CDVIX|Columbia Dividend Income Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDVWX|Columbia Dividend Income Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDVZX|Columbia Diversified Equity Income Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CDXBX|Calvert Social Investment Fd, Managed Index Fd Cl B|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CEAAX|Catalyst Event Arbitrage Fd Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CEACX|Catalyst Event Arbitrage Fd Cl C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CEAIX|Catalyst Event Arbitrage Fd Cl I|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CEAMX|American Fds, Short-Term Bond Fund of America, Class  529-E Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CEARX|Columbia Acorn Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEAXX|CitizensSelect Treasury Money Market Fund Class A|CitizensSelect Funds|$$|G|Dreyfus Corporation
CEBAX|Compass EMP Enhanced Fixed Income Fd Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CEBCX|Compass EMP Enhanced Fixed Income Fd Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CEBIX|Compass EMP Enhanced Fixed Income  Fd Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CEBMX|Columbia Emerging Markets fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEBRX|Columbia Emerging Market Bond Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEBSX|Columbia Emerging Markets Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEBTX|Compass EMP Enhanced Fixed Income Fd Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CEBXX|CitizensSelect Treasury Money Market Fund Class B|CitizensSelect Funds|$$|G|Dreyfus Corporation
CEBYX|Columbia Emerging Markets Bond Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CECADX|Guggenheim Def Ptf 749 Closed-End California Municipal Ptf Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECAEX|Guggenheim Def 797 Closed-End California Municipal Ptf Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECAFX|Guggenheim Def 852 California Municipal Ptf of CEFS Srs 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECAGX|Guggenheim Def 921 California municipal Ptf of CEFs Series 7|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECAHX|Guggenheim Def Port Srs 997 California Municipal Port of CEFS Srs 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECAIX|Guggenheim Def Port Srs 998 California Municipal Port of CEFS Srs 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECAJX|Guggenheim Def Port Srs 993 California Municipal Port of CEFS Srs 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECIKX|Claymore Sec Def 566 Closed-End Convertible & Incm Ptf Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECILX|Claymore Sec Def 613 Closed-End Convertible & Income Ptf Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECIMX|Claymore Sec Def 672 Closed-End Convertible & Income Ptf Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECINX|Guggenheim Def 832 Convertible & Income Ptf of Funds Series 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECIOX|Guggenheim Def 888 Convertible & Income Portfolio of Funds Series 15|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECIPX|Guggenheim Def Ptf Srs 954 Convertible & Income Ptf of Fds Srs 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECIQX|Guggenheim Def Port Srs 1020 Convertible & Income Port of Funds Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECPAX|Guggenheim Def 906 Guggenheim European Capital Strength Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECPBX|Guggenheim European Capital Strength Port Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECPCX|Guggenheim Def Port Srs 1029 Guggenheim European Capital Strength Port Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CECXX|CitizensSelect Treasury Money Market Fund Class C|CitizensSelect Funds|$S|G|Dreyfus Corporation
CECYX|Columbia Large Cap Enhanced Core Fund Cl Y|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CEDXX|CitizensSelect Funds - CitizensSelect Treasury Money Market Fund Cl D|CitizensSelect Funds|$S|G|Dreyfus Corporation
CEEAX|Security Capital U.S. Core Real Estate Securities Fund Class A|J.P. Morgan|MS|Z|Chase Global Funds
CEECX|Security Capital U.S. Core Real Estate Securities Fund Class C|J.P. Morgan|MS|Z|Chase Global Funds
CEEEX|Columbia Absolute Return Enhanced Multi-Strategy Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEEFX|Security Capital U.S. Core Real Estate Securities Fund Class R5|J.P. Morgan|MS|Z|Chase Global Funds
CEEIX|Columbia European Equity Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEERX|Security Capital U.S. Core Real Estate Securities Fund R6|J.P. Morgan|MS|Z|Chase Global Funds
CEESX|Security Capital U.S. Core Real Estate Securities Fund Select Class|J.P. Morgan|MS|Z|Chase Global Funds
CEETX|Security Capital U.S. Core Real Estate Securities Fund R2|J.P. Morgan|MS|Z|Chase Global Funds
CEEWX|Columbia European Equity Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEEZX|Columbia European Equity Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEFFIX|Guggenheim Def 842 Guggenheim Moderate Asset Allocation Ptf of ETF Sr 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEFFJX|Guggenheim Def 877 Guggenheim Moderate Asset Allocation Ptf of ETFs Sr 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEFFKX|Guggenheim Def 913 Guggenheim Moderate Asset Allocation of ETFs Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEFFLX|Guggenheim Def 945 Guggenheim Moderate Asset Allocation Portfolio of ETF's Sr 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEFFMX|Guggenheim Def Port Srs 983 Guggenheim Moderate Asset Allocation Port of ETFs Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEFFNX|Guggenheim Def Port, Srs 1011 Guggenheim Moderate Asset Allocation Port of ETFs, Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEFFX|Congressional Effect Fund|Congressional Effect Family of Funds|MS|Z|Matrix Capital Group, Inc.
CEFIX|Congressional Effect Fund Insti Shs|Congressional Effect Family of Funds|MS|Z|Matrix Capital Group, Inc.
CEFRX|Congressional Effect Fund Service Shs|Congressional Effect Family of Funds|MS|Z|Matrix Capital Group, Inc.
CEFZX|Columbia Acorn Emerging Markets Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEGBX|Columbia Energy & Natural Resources Fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEGFX|Columbia Energy & Natural Resources Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEGIX|Sentinel Sustainable Mid Cap Opportunties Fd Cl I|Sentinel Funds|MS|Z|State Street Bank & Trust Company
CEHIX|Columbia Emerging Markets Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEIAX|Calvert Equity Income Fd Cl A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CEICX|Calvert Equity Income Fd Cl C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CEIPKX|Claymore Sec Def 509 Closed-End Income Ptf Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIPLX|Claymore Sec Def 572 Closed-End Corporate High Yld & Incm Ptf Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIPMX|Claymore Sec Def 613 Closed-End Corporate High Yld & Inc Ptf Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIPNX|Claymore Securities Def 664 Closed-End Corp Hi Yld & Income Ptf Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIPOX|Claymore Sec Def 701 Closed-End Corp High Yield & Incm Srs 15|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIPPX|Guggenheim Def 761 Closed-End Corporate high Yield & Income Ptf Srs 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIPQX|Guggenheim Def 800 Closed-End Corporae High Yield & Income Ptf Sr 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIPRX|Guggenheim Def 862 Corporate High Yield & Income Ptf of CEF Srs 19|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIPSX|Guggenheim Def 931 Corporate High Yield & Income Portfolio of CEF's Sr 21|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIPTX|Guggenheim Def Port Srs 986 Corporate High Yield & Income Port of CEFS Srs 23|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEIYX|Calvert Equity Income Fd Cl Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CEKMX|Columbia Emerging Markets fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEKRX|Columbia Emerging Markets Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEKYX|Columbia Emerging Markets Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEMAX|Columbia Absolute Return Enhanced Multi-Strategy Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEMBX|Columbia Absolute Return Enhanced Multi-Strategy Fd Cl B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEMCX|Columbia Absolute Return Enhanced Multi-Strategy Fd Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEMDX|Cullen Emerging Markets High Dividend Fd Retail Cl|Cullen Funds|MS|Z|Alps Distributors, Inc.
CEMFX|Cullen Emerging Markets High Dividend Fd Cl I|Cullen Funds|MS|Z|Alps Distributors, Inc.
CEMGX|Cullen Emerging Markets High Dividend Fd Cl C|Cullen Funds|MS|Z|Alps Distributors, Inc.
CEMHX|Columbia Emerging Markets Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEMIX|Causeway Emerging Markets Fund Insti Cl|Causeway Capital Management Trust|MS|Z|SEI Investments Distribution Co.
CEMRX|Columbia Emerging Markets Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEMTX|Transamerica Emerging Markets Equity Class C|Transamerica Mutual Funds|MS|Z|State Street Bank & Trust Company
CEMUAX|Advisors Disp Tr 988 Municipal Closed-End Port Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
CEMUBX|Advisors Disp Tr 1003 Municipal Closed-End Port Srs 2012-3|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
CEMVX|Causeway Emerging Markets Fund Investor Cl|Causeway Capital Management Trust|MS|Z|SEI Investments Distribution Co.
CEMWX|Columbia Emerging Markets Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEMXX|CNI Charter California Tax Exempt Money Market Fund - Class S|CNI Charter Funds|$$|A|SEI Investments Distribution Co.
CEMZX|Columbia Absolute Return Enhanced Multi-Strategy Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CENAX|American Funds College Enrollment Fd Cl 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CENBX|American Funds College Enrollment Fd Cl 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CENCX|American Funds College Enrollment Fd Cl 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CENEX|American Funds College Enrollment Fd Cl 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CENFX|American Funds College Enrollment Fd Cl 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CENJDX|Claymore Sec Def 575 Closed-End New Jersey Municipal Ptf Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENJEX|Claymore Sec Def 634 Closed-End New Jersey Muni Ptf Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENJFX|Claymore Sec Def 661 Closed-End New Jersey Muni Ptf Srs 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENJGX|Guggenheim Def 757 Closed-End New Jersey Municipal Ptf Sr 7|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENJHX|Guggenheim Def 808 Closed-End New Jersey Muni Ptf Srs 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENJIX|Guggenheim Def 852 New Jersey municipal Ptf of CEFS Srs 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENJJX|Guggenheim Def 921 New Jersey Municipal Ptf of CEFs Series 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENJKX|Guggenheim Def Port Srs 998 New Jersey Municipal Port of CEFS Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMMX|Claymore Sec Def 540 Closed-End National Municipal Ptf Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMNX|Claymore Sec Def 561 Closed-End National Municipal Ptf Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMOX|Claymore Sec Def 581 Closed-End National Muni Ptf Srs 15|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMPX|Claymore Sec Def 634 Closed-End National Muni Ptf Srs 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMQX|Claymore Securities Def 678 Closed-End National Muni Ptf Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMRX|Guggenheim Def Ptf Srs 719 Closed-ERnd National Muni Ptf Srs 18|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMTX|Guggenheim Def Ptf Srs 834 National Municipal Ptf of CEFs Srs 20|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMUX|Guggenheim Def 896 National Municipal Ptf of CEFs Srs 21|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMVX|Guggenheim Def Port Srs 964 National Municipal Port of CEFS Srs 22|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMWX|Guggenheim Def Port Srs 992 National Municipal Port of CEFS Srs 23|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENMYX|Guggenheim Def Port Srs 1028 National Municipal Port of CEFS Srs 24|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENPLX|Guggenheim Def 804 Energy Ptf Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENPMX|Guggenheim Def 902 Energy Ptf Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENPNX|Guggenheim Def Port Srs 1006 Energy Port Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENRX|Columbia Energy and Natural Resources Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CENSX|Century Shares Trust Institutional Class|Century Capital Management|MF|Z|Alps Distributors, Inc.
CENYIX|Claymore Sec Def 553 Closed-End New York Municipal Ptf Srs 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYJX|Claymore Sec Def 589 Closed-End New York Muni Ptf Srs 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYKX|Claymore Securities Def 634 Closed-End New York Municipal Ptf Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYLX|Claymore Sec Def 683 Closed-End NY Municipal Ptf Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYMX|Guggenheim Def Ptf Srs 742 Closed-End New York Muni Ptf Sr 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYNX|Guggenheim Def 780 Closed-End New York Mun|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYOX|Guggenheim Def Ptf Srs 833 New York Municipal Ptf of CEFs Srs 15|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYPX|Guggenheim Def 896 New York Municipal Ptf of CEFs Srs 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYQX|Guggenheim Def Port Srs 964 New York Municipal Port of CEFS Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYRX|Guggenheim Def Port 992 New York Municipal of CEFS Srs 18|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CENYSX|Guggenheim Def Port Srs 1026 New York Municipal Port of CEFS Srs 19|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEPDJX|Claymore Sec Def 494 Closed-End Preferred and Incm Ptf Srs 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEPDKX|Claymore Sec Def 551 Closed-End Preferred and Incm Ptf Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEPDLX|Claymore Sec Def 592 Closed-End Preferred & Income Ptf Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEPDMX|Claymore Sec Def 644 Closed-End Preferred & Income Ptf Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEPDNX|Claymore Sec Def 661 Closed-End Preferred & Inc Ptf Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CEPRX|Columbia Income Opportunities Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEQIX|Columbia Equity Value Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEQRX|Columbia European Equity K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CERIX|Columbia Energy and Natural Resources Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CESLQX|Guggenheim Def Ptf Srs 834 Senior Loan & Income Ptf of CEFs Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CESLRX|Guggenheim Def 895 Senior Loan & income Ptf of CEFs Sr 19|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CESLSX|Guggenheim Def Port Srs 989 Senior Loan & Income Port of CEFS Srs 20|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CESLTX|Guggenheim Def Port 992 Senior Loan & Income Port of CEFS Srs 21|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CESLUX|Guggenheim Def Port Srs 1034 Senior Loan & Income Port of CEFS Srs 22|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CESTIX|Guggenheim Def 842 Guggenheim Growth Asset Allocation Ptf of ETF Sr 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CETFX|Ibbotson Convervative ETF Asset Allocation Ptf Class II|ALPS Variable Investment Trust|MS|Z|Alps Distributors, Inc.
CETRX|Columbia Energy and Natural Resources Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEUAX|EuroPacific Growth Fund, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CEUBX|EuroPacific Growth Fund, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CEUCX|EuroPacific Growth Fund, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CEUEX|EuroPacific Growth Fund, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CEUFX|EuroPacific Growth Fund, Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CEVIX|Columbia Strategic Investor Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEVWX|Columbia Equity Value Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEVYX|Columbia Equity Value Fund Class Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEVZX|Columbia Equity Value Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CEYIX|Calvert Social Investment Fd, Equity Portfolio Cl I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CFAAX|The Bond Fund of America,  Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFABX|The Bond Fund of America, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFACX|The Bond Fund of America,  Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFAEX|The Bond Fund of America, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFAFX|The Bond Fund of America, Class 529-F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFAGX|Commerce Funds Midcap Growth Fund, Institutional Cl|Commerce Funds|MF|Z|State Street Bank & Trust Company
CFAMX|American Fds, Short-Term Bond Fund of America, Class 529 F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFAXX|Western Asset CA Tax Free Money Market Fund Class N|Legg Mason Funds|$$|X|State Street Bank & Trust Company
CFBNX|Commerce Funds The Bond Fund|Commerce Funds|MF|Z|State Street Bank & Trust Company
CFCECX|Guggenheim Def 851 Senior Loan & income Ptf of CEFS 15 months Sr 22|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFCHCX|Guggenheim Def 851 Corporate High Yield & Income Ptf of CEFS 15 month Sr 22|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFCIX|Columbia Marisco Flexible Capital Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFCOCX|Guggenheim Def 845 Covered Call & Incm of CEF (15 month Srs 28|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFCODX|Guggenheim Def 873 Covered Call & Income Ptf of CEFs (15-month) Series 30|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFCOEX|Guggenheim Def 909 Covered Call & Income Ptf of CEF's (15-months) Srs 32|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFCRX|Columbia Flexible Capital Income Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFDRX|Columbia Mid Cap Value Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFDXX|California Daily Tax Free Income Fund, Inc. Class A|Reich & Tang|$$|X|Bank of New York
CFERX|Columbia Floating Rate Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFFAX|American Funds College Fd 2015 Cl 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFFCX|American Funds College Fd 2015 Cl 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFFRX|Columbia Small Cap Core Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFGRX|Commerce Funds The Growth Fund|Commerce Funds|MF|Z|State Street Bank & Trust Company
CFIAX|Columbia Flexible Capital Income Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFIBX|American Funds College Fd 2015 Cl 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFICCX|Guggenheim Def 846 Income & Treasury Limited Duration Ptf of Fds 15 month Sr 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFICDX|Guggenheim Def 874 Income & Treasury LTD Duration Ptf of Funds (15-month) Sr 18|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFICEX|Guggenheim Def Ptf Srs 910 Incm Treas LTD Dur Ptf of Fds Sr 20(Tr Trm date 9/9/13)|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFICFX|Guggenheim Def 942 Income & Treasury LTD Duration Portfolio of Funds Sr 22 (Trust term date 12/6/13)|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFICGX|Guggenheim Def Port Srs 979 Income & Treasury LTD Dur Port of FDS Se24(Tr Term dte 3/7/14)|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFICHX|Guggenheim Def Port, Srs 1008 Income & Treasury LTD Duration Port of Fds, Srs 26|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFICX|Calvert Fund Income Pt.|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CFIEX|American Funds College Fd 2015 Cl 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFIFX|American Funds College Fd 2015 Cl 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFIGX|Columbia Flexible Capital Income Fd Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFIIX|Columbia Flexible Capital Income Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFIMX|Clipper Fund Inc.|Clipper Funds|MF|Z|State Street Bank & Trust Company
CFIPX|Legg Mason Batterymarch Global Equity Fund Class A|Legg Mason Funds|MF|Z|State Street Bank & Trust Company
CFIRX|Columbia Flexible Capital Income Fd Cl R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFIWX|Columbia Flexible Capital Income Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFIZX|Columbia Flexible Capital Income Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFLAX|Compass EMP U.S. 500 Volatility Weighted Fund Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CFLCX|Compass EMP U.S. 500 Volatility Weighted Fund Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CFLGX|ClearBridge Tactical Dividend Income Fund Class A|Legg Mason Funds|MF|Z|State Street Bank & Trust Company
CFLIX|Compass EMP U.S. 500 Volatility Weighted Fund Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CFLRX|Columbia Floating Rate Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFLTX|Compass EMP U.S. 500 Volatility Weighted Fund Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CFMOX|Commerce Funds The Missouri Tax-Free Bond Fund|Commerce Funds|MF|Z|State Street Bank & Trust Company
CFNAX|Fundamental Investors, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFNBX|Fundamental Investors, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFNCX|Fundamental Investors, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFNEX|Fundamental Investors, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFNFX|Fundamental Investors, Class 529-F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFNLX|Commerce Funds The National Tax-Free Bond Fund|Commerce Funds|MF|Z|State Street Bank & Trust Company
CFNTX|California Tax-Free Income Fund Class S|Shelton Funds|MF|Z|Alps Distributors, Inc.
CFNXX|Western Asset CT Municipal Money Market Fund Class N|Legg Mason Funds|$$|X|State Street Bank & Trust Company
CFRAX|Catalyst/Princeton Floating Rate Income Fd Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CFRCX|Catalyst/Princeton Floating Rate Income Fd Cl C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CFRDAX|Guggenhem Def Port Srs 1039 Floating Rate & Dividend Growth Port Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFRIX|Catalyst/Princeton Floating Rate Income Fd Cl I|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CFRRX|Columbia Floating Rate Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFRXX|Western Asset Institutional Cash Reserves Class L|Legg Mason Funds|$$|A|State Street Bank & Trust Company
CFRZX|Columbia Floating Rate Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFSICX|Guggenheim Def 851 Strategic Income Ptf 15 month Srs 58|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFSIDX|Guggenheim Def 886 Strategic Income Portfolio (15-Month) Series 60|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFSIEX|Guggenheim Def 920 Strategic Income Ptf (15-month) Series 62|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFSIFX|Guggenheim Def Ptf Srs 952 Strategic Income Ptf (15-month)Srs 64|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFSIGX|Guggenheim Def Port Srs 992 Strategic Income Port (15-month) Srs 66|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFSIHX|Guggenheim Def Port Srs 1019 Strategic Income Port (15-month) Srs 68|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFSIX|Touchstone Sands Capital Select Growth Fund Class Y|Touchstone Funds|MF|Z|BNY Mellon Asset Servicing
CFSRX|Columbia Inflation Protected Securities Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CFSTX|Commerce Funds The Short-Term Government Fund|Commerce Funds|MF|Z|State Street Bank & Trust Company
CFSXX|Western Asset Institutional Cash Reserves Class S|Legg Mason Funds|$$|A|State Street Bank & Trust Company
CFTAX|American Funds College Fd 2024 Cl 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CFTXX|BofA Fds Srs Tr, BofA California T-E Reserved Investor Cl|BofA Funds|$$|X|State Street Bank & Trust Company
CFVLX|Commerce Funds Value Fund, Institutional Shares|Commerce Funds|MF|Z|State Street Bank & Trust Company
CFWACX|Guggenheim Def 845 Diversified Income Wave Ptf 15 months Srs 26|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFWADX|Guggenheim def 873 Diversified Income Wave Ptf (15-month) Series 28|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFWAEX|Guggenheim Def 909 Diversified Income Wave Ptf (15-month) Sr 30|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFWAFX|Guggenheim Def 941 Diversified Income Wave Portfolio (15-month) Sr 32|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFWAGX|Guggenheim Def Port Srs 980 Diversified Income Wave Port (15-month) Srs 34|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFWAHX|Guggenheim Def Port, Srs 1009 Diversified Income Wave Port (15 month) Srs 36|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CFWAX|Calvert Global Water Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CFWCX|Calvert Global Water Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CFWYX|Calvert Global Water Fund Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CFXRX|Columbia Flexible CapitalIncome Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGACX|Calvert Global Alternative Energy Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CGAEX|Calvert Global Alternative Energy Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CGAGAX|Guggenheim Def 786 Global Agriculture Ptf Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGAGBX|Guggenheim Def 837 Global Agriculture Ptf Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGAGCX|Guggenheim Def 853 Global Agriculture Portfolio Series 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGAIX|Causeway Global Absolute Return Fund Institutional Class|Causeway Capital Management Trust|MS|Z|SEI Investments Distribution Co.
CGAVX|Causeway Global Absolute Return Fund Investor Class|Causeway Capital Management Trust|MS|Z|SEI Investments Distribution Co.
CGAYX|Calvert Global Alternative Energy Fund Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CGBAAX|Claymore Sec Def 700,Claymore/Guggenheim Build America Bds Tr Srs 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGBABX|Claymore Sec Def 707 Claymore/Guggenheim Build America Bds Tr Srs 2|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGBACX|Claymore Sec Def 708 Claymore/Guggenheim Build America Bds Tr Srs 3|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGBADX|Claymore Sec Def 709 Claymore/Guggenheim Build America Bds Tr Sr 4|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGBAEX|Guggenheim Def Ptf Srs 710 Guggenheim Build America Bonds Tr Srs 5|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGBAFX|Guggenheim Def 729 Guggenheim Build America Bonds Tr Srs 6|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGBAGX|Guggenheim Def 730 Guggenheim Build America Bonds Tr Srs 7|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGBAX|CNI Government Bond Fund Class N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CGBCX|Aberdeen Global Fixed Income Fd Cl C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
CGBIAX|Guggenheim Def 847 Guggenheim Balanced Income Builder Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGBIBX|Guggenheim Def 938 Guggenheim Balanced Income Builder Ptf Sr 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGBICX|Guggenheim Def Port Srs 996 Guggenheim Balanced Income Builder Port Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGBLAX|Guggenheim Def Port Srs 962 Global Balanced Income Builder Port Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGBRX|Columbia Capital Allocation Moderate Aggressive Portfolio Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGBYX|Columbia Global Bond Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGBZX|Columbia Global Bond Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGCHX|Columbia Greater China Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGCIX|Calamos Global Growth and Income Fund Class I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CGCRX|Columbia Greater China Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGCWX|Columbia Greater China Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGCXX|BofA Fds Srs Tr, BofA Government Reserves Fund Capital Shares|BofA Funds|$$|G|State Street Bank & Trust Company
CGDACX|Guggenheim Def 844 Global High Dividend & Growth Blueprints Select Ptf Sr 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDADX|Guggenheim Def 880 Global High Dividend & Growth Blueprints Select Ptf Sr 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDAEX|Guggenheim Def 916 Blueprints Tactical High Dividend Ptf Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDAFX|Guggenheim Def 948 Blueprints Tactical High Dividend Portfolio Sr 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDAGX|Guggenheim Def Port Srs 987 Blueprints Tactical High Dividend Port Srs 7|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDAHX|Guggenheim Def Port, Srs 1013 Blueprints Tactical High Dividend Port, Srs 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDOAX|Guggenheim Def 860 Guggenheim Discount Opportunity Strategy Ptf of CEFs Sr 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDOBX|Guggenheim Def 894 Guggenheim Discount Opportunity Strategy Ptf of CEFs Sr 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDOCX|Guggenheim Def 930 Guggenheim Discount Opportunity Strategy Portfolio of CEF's Sr 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDODX|Guggenheim Def Port Srs 963 Guggenheim Discount Opp Strat Port of CEFS Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDWAX|Guggenheim Def 885 Global Dow 10 Portfolio Series 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDWBX|Guggenheim Def 915 Global Dow 10 Ptf Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGDWCX|Guggenheim Def 947 Global Dow 10 Portfolio Series 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGEDDX|Guggenheim Def 871 Guggenheim Global Expansion & Divd Ptf Sr 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGEDEX|Guggenheim Def 893 Guggenheim Global Expansion & Dividend Port Sr 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGEDFX|Guggenheim Def Port Srs 995 Guggenheim Global Expansions & Dividend Port Srs 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGEIX|Columbia Global Equity Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGEMAX|Guggenheim Def 884 Guggenheim Emerging Markets Dividend Strategy Ptf Sr 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGEMBX|Guggenheim Def 900 Guggenheim Emerging Markets Dividend Strategy Ptf Sr 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGEMCX|Guggenheim Def 936 Guggenheim Emerging Markets Dividend Strategy Portfolio Sr 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGEMDX|Guggenheim Def Port Srs 971 Guggeheim Emerging Markets Dividend Strat Port Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGEMEX|Guggenheim Def Port Srs 1005 Guggenheim Emerging Mkts Dividend Strategy Port Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGEMFX|Guggenheim Def Port Srs 1031 Guggenheim Emerging Markets Dividend Strategy Port Srs 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGERX|Columbia Global Equity Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGEWX|Columbia Global Equity Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGEZX|Columbia Global Equity Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGFAX|The Growth Fund of America Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGFBX|The Growth Fund of America Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGFCX|The Growth Fund of America Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGFEX|The Growth Fund of America Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGFFX|The Growth Fund of America Class 529-F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGFIX|Aberdeen Global Fixed Income Fd Inst Service Cl|Aberdeen Funds|MF|Z|State Street Bank & Trust Company
CGFYX|Columbia Large Cap Growth Fund Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGGAX|Catalyst/Groesbeck Growth of Income Fund Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CGGBX|American Funds Global Growth Portfolio Class 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGGCX|Catalyst/Groesbeck Growth of Income Fund Cl C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CGGEX|American Funds Global Growth Portolio Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGGFX|American Funds Global Growth Portfolio Class 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGGIDX|Guggenheim Def 871  Guggenheim Global Infrastructure & Dividend Ptf Sr 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGIEX|Guggenheim Def 893 Guggenheim Global Infrastructure & Dividend Ptf Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGIFX|Guggenheim Def Port Srs 995 Guggenheim Global Infrastructure & Dividend Port Srs 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGIX|Catalyst/Groesbeck Growth of Income Fund Class I|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CGGSAX|Guggenheim Derf 860 Guggenheim Growth & Income Strategy Ptf of CEFs Sr 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGSBX|Guggenheim Def 894 Guggenheim Growth & Income Strategy Ptf of CEFs Sr 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGSCX|Guggenheim Def 930 Guggenheim Growth & Incomer Strategy Portfolio of CEFs Sr 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGTHX|Guggenheim Def 802 Guggenheim Global Telecom Strategy Ptf Sr 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGTIX|Guggenheim Def 872 Guggenheim Global Telecome Strategy Ptf Srs 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGTJX|Guggenheim Def 917 Guggenheim Global Telecom Strategy Ptf Srs 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGTKX|Guggenheim Def Port Srs 985 Guggenheim Global Telecome Strategy Port Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGGTX|Columbia Capital Allocation Moderate Aggressive Portfolio Class T|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGGXX|BofA Government Reserves Fund Inst Capital|BofA Funds|$$|G|State Street Bank & Trust Company
CGHAX|Crow Point Hedged Global Equity Income Fund Class A|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
CGHBDX|Guggenheim Def Ptf Srs 836 Guggenheim Bullish Equity Ptf Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGHBEX|Guggenheim Def 864 Guggenheim Bullish Equity Ptf Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGHIX|Crow Point Hedged Global Equity Income Fund Class I|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
CGHRX|Crow Point Hedged Global Equity Income Fund Class R|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
CGIAAX|Guggenheim Def Srs 724 Guggenheim Intermediate Inv Grade Corp Tr Sr 26|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIABX|Guggenheim Def 725 Guggenheim Intm Inv Grd Corp Tr Sr 27|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIACX|Guggenheim Def 726 Guggenheim Intermediate Investment Grade Corp Tr Srs 28|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIADX|Guggenheim Def 727 Guggenheim Inter Investment Grade Corp Trust Sr 29|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIAX|International Growth and Income Fd, Cl 529-A Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGIBX|International Growth and Income Fd, Cl 529-B Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGICX|BlackRock Funds Small Cap Growth Equity Investor C|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CGIDFX|Guggenheim Def  871 Guggenheim Inflation Defense & Dividend Ptf Sr 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGIDGX|Guggenheim Def 889 Guggenheim Inflation Defense & Dividend Ptf Srs 7|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGIDHX|Guggenheim Def 922 Guggenheim Inflation Defense & Dividend Ptf Srs 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGIDIX|Guggenheim Def Ptf Srs 955 Guggenheim Inflation Defense & Dividend Ptf Srs 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGIDJX|Guggenheim Def Port Srs 994 Guggenheim Inflation Defense & Dividend Port Srs 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGIEX|International Growth and Income Fd, Cl 529-E Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGIFX|International Growth and Income Fd, Cl 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGIIAX|Claymore Sec Def 585 Claymore/Guggenheim Intm Inv Grd Corp Tr 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIBX|Claymore Sec Def 586 Claymore/Guggenheim Interm Inv -Grd Corp Tr 2|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIICX|Claymore Sec Def Pft Srs 588 Claymore/Guggenheim Intm Inv Gr Crp Tr 3|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIDX|Claymore Sec Def 595 Claymore/Guggenheim Intm Inv Grd Corp Tr Srs 4|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIEX|Claymore Dec Def 599 Claymore/Guggenheim Intm Inv Grd Corp Tr Srs 5|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIFX|Claymore Sec Def 608 Claymore/Guggenheim Interm-Grd Tr Srs 6|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIGX|Claymore Sec Def 612 Claymore/Guggenheim Intm Inv Grd Corp Tr 6|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIHX|Claymore Sec Def 618 Claymore/Guggenheim Inter Invt-Grd Tr Srs 8|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIIX|Claymore Sec Def 626 Claymore/Guggenheim Inter Invt-Grd Corp Tr Srs 9|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIJX|Claymore Sec Def 628 Claymore/Guggenheim Inter Invt-Grd Corp Tr Srs 10|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIKX|Claymore Sec Def 629 Claymore/Guggenheim Inter Invt-Grade Corp Tr 11|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIILX|Claymore Sec Def 630 Claymore/Guggenheim Inter Invt-Grade Corp Tr 12|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIMX|Claymore Sec Def 631 Claymore/Guggenheim Inter Invt-Grade Corp Tr 13|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIINX|Claymore Sec Def 632 Claymore/Guggenheim Inter Invt-Grade Corp Tr 14|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIOX|Claymore Sec Def 639 Claymore/Guggenheim Int Invst Grd Corp Tr Srs 15|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIPX|Claymore Sec Def 640 Claymore/Guggenheim Int Inv Grd Crp Tr Srs 16|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIQX|Claymore Sec Def 641 Claymore/Guggenheim Int Inv Grd Corp Tr Srs 17|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIRX|Claymore Sec Def 642 Claymore/Guggenheim Int Inv Grd Corp Tr Srs 18|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIISX|Claymore Sec Def Pft Srs 655 Claymore/Guggenheim Int Invt-Gd Cp Srs19|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIITX|Claymore Sec Def Pft,Srs 656 Claymore/Guggenheim Int Invt-Gd Cp Srs 20|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIUX|Claymore Sec Def 657 Claymore/Guggenheim Inter Invest Grd Corp Tr 21|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIVX|Claymore SecDef Ptf Srs 658,Guggenheim/Claymore Intm Inv-Gr Crp Srs 22|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIWX|Claymore Def 690,Claymore/Guggenheim Inter Inv-Grd Crp Tr Srs 23|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIX|Calamos Growth & Income Fund Class I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CGIIYX|Claymore Sec Def 691 Claymore/Guggenheim Inter Inv Grd Corp Tr Sr 24|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIIZX|Claymore Sec Def 692 Claymore/Guggenheim Intm Inv Grd Corp Tr Sr 25|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGIMX|Columbia Georgia Intermediate Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGISAX|Claymore Sec Def Pft, 606 Claymore/Guggenheim Sh Invmt-Gr Crp Tr Srs 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGISBX|Claymore Sec Def 659 Claymore/Guggenheim Sht Int Invt Grd Cp Tr Srs 2|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGLBDX|Guggenheim Def Ptf Srs 836 Guggenheim Defensive Equity Ptf Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGLBEX|Guggenheim Def 864 Guggenheim Def Equity Ptf Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGLOX|Capital Global Equity Fund|Capital Guardian Trust Company|MS|Z|State Street Bank & Trust Company
CGLTAX|Claymore Sec Def 584 Claymore/Guggenheim Long-Term Natl Mun Tr Srs 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGLTBX|Guggenheim Def 739 Guggenheim Long-Term National Municipal Trust, Srs 2|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGLTCX|Guggenheim Def 731 Guggenheim Long Term national municipal Trust Srs 3|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGMCX|Columbia Acorn Emerging Markets Fd Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGMFX|CGM Focus Fund|Capital Growth Management|MF|Z|State Street Bank & Trust Company
CGMRX|CGM Realty Fund|Capital Growth Management|MF|Z|State Street Bank & Trust Company
CGMWX|Columbia U.S. Government Mortgage Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGNAX|American Funds Growth and Income Portfolio Class 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGNBX|American Funds Growth and Income Portfolio Class 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGNCX|American Funds Growth and Income Portfolio Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGNEX|American Funds Growth and Income Portfolio Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGNFX|American Funds Growth and Income Portfolio Class 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGNMBX|Claymore Sec Defined Portfolios Srs 127 GNMA Defined Ptf Series 14|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGNMCX|Claymore Securities DeFined Portfolios, Series 144, GNMA Portf, Ser 15|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGNMDX|Claymore Securities Def Ptf, 197 GNMA Ptf, Series 16|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGNMEX|Claymore Sec Def 268 GNMA Portfolio, Srs 17|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGNMQX|Guggenheim Def 807 GNMA Port Srs 18|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGNMRX|Guggenheim Def Port Srs 969 GNMA Port Srs 19|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGNRX|Calamos Growth and Income Fund-Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CGNTAX|Guggenheim Def 860 Guggenheim Tax-Exempt Strategy Ptf of CEFs Sr 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGNTBX|Guggenheim Def 894 Guggenheim Tax-Exempt Strategy Ptf of CEFs Sr 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGNTCX|Guggenheim Def 930 Diversified Municipal Income Strategy Portfolio Sr 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGNTDX|Guggenheim Def Port Srs 963 Diversified Municipal Income Strat Port Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGNTEX|Guggenheim Def Port Srs 1000 Diversified Municipal Income Strategy Port Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGNTFX|Guggenheim Def Port Srs 1027 Diversified Municipal Income Strategy Port Srs 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGOAX|Columbia Fds Srs Tr  I, Small Cap Growth Fund I Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CGOBX|Columbia Fds Srs Tr I, Small Cap Growth Fund I Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGOCX|Columbia Fds Srs Tr I, Small Cap Growth Fund I Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGOIX|Century Growth Opportunities Fund Instl Shs|Century Capital Management|MS|Z|Alps Distributors, Inc.
CGOLX|Columbia Global Dividend Opportunity Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGPAX|American Funds Growth Portfolio Class 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGPBX|American Funds Growth Portfolio Class 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGPCX|American Funds Growth Portfolio Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGPEX|American Funds Growth Portfolio Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGPFX|American Funds Growth Portfolio Class 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGPRX|Columbia LifeGoal Growth Port Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGPXX|BofA Government Plus Reserves Trust Cl|BofA Funds|$S|G|State Street Bank & Trust Company
CGQBX|Columbia Large Growth Quantitative B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGQRX|Columbia Large Growth Quantitative R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGRAX|Country Growth Fund Class A|Country Mutual Funds|MS|Z|U.S. Bancorp Fund Services, LLC
CGRBX|Oppenheimer Value Fund  Class B|Oppenheimer Funds, Inc.|MF|Z|Brown Brothers Harriman & Co.
CGRCX|Oppenheimer Value Fund Class C|Oppenheimer Funds, Inc.|MF|Z|Brown Brothers Harriman & Co.
CGREX|Invesco Global Real Estate Class C|Invesco Funds|MS|Z|AIM Advisors
CGRIX|Calamos Growth Fd Cl I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CGRNX|Oppenheimer Value Fund Class N|Oppenheimer Funds, Inc.|MF|Z|Brown Brothers Harriman & Co.
CGROFX|Guggenheim Def 804 Dividend Strength Ptf Srs 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGROGX|Guggenheim Def 866 Dividend Strength Ptf Srs 7|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGROHX|Guggenheim Def 934 Dividend Strength Portfolio Series 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGROIX|Guggenheim Def Port Srs 1006 Dividend Strength Port Srs 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGRRX|Calamos Growth Fund-Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CGRTEX|Guggenheim Def 829 Guggenheim REIT Ptf Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGRTFX|Guggenheim Def 892 Guggenheim REIT Portfolio Series 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGRTGX|Guggenheim Def Ptf Srs 957 Guggenheim REIT Ptf Srs 7|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGRTHX|Guggenheim Def Port Srs 1023 Guggenheim REIT Port Srs 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGRUX|Columbia LifeGoal Growth Portfolio Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGRWX|Oppenheimer Value Fund Class A|Oppenheimer Funds, Inc.|MF|Z|Brown Brothers Harriman & Co.
CGRYX|Oppenheimer  Value Fund Class Y|Oppenheimer Funds, Inc.|MF|Z|Brown Brothers Harriman & Co.
CGSHAX|Claymore Sec Def 686 Claymore/Guggenheim Hi Yld Tr Srs 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHBX|Claymore Securities Def 693 Claymore/Guggenheim Hi Yld Tr Srs 2|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHCX|Claymore Sec Def 699,Claymore/Guggenheim High Yield Tr Srs 3|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHDX|Claymore Sec Def 704 Claymore/Guggenheim Short Dur High Yld Tr Srs 4|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHEX|Claymore Sec Def 705 Claymore/Guggenheim Sht Dur Hi Yld Tr Srs 5|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHFX|Guggenheim Def Ptf Srs 734 Guggenheim Sht Dur Hi Yld Tr Srs 6|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHGX|Guggenheim Def 735 Guggenheim Short Duration High Yield Tr Sr 7|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHHX|Guggenheim Def 736 Guggenheim Short Duration High Yield Trust Series 8|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHIX|Guggenheim Def 737 Guggenheim Short Duration High Yield Trust Series 9|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHJX|Guggenheim Def 738 Guggenheim Sho0rt Duration High Yield Trust Sr 10|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHKX|Guggenheim Def 858 Guggenheim Short Duration High Yield Tr Srs 11|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHLX|Guggenheim Def 859 Guggenheim Short Duration High Yield Trust Sr 12|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHMX|Guggenheim Def 867 Guggenheim Short Duration High Yield Trust Sr 13|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHNX|Guggenheim Def 868 Guggenheim Short Duration High Yield Trust Series 14|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHOX|Guggenheim Def 869 Guggenheim Short Duration Hi Yld tr Srs 15|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHPX|Guggenheim Def 870 Guggenheim Short Duration High Yield Tr Sr 16|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHQX|Guggenheim Def 926 Guggenheim Short Duration high Yield Trust Series 17|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHRX|Guggenheim Def 927 Guggenheim Short Duration High Yield Trust Srs 18|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHSX|Guggenheim Def 928 Guggenheim Short Duration High Yield Trust Series 19|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHTX|Guggeheim Def Port Srs 929 Guggenheim Short Duration High Yield Tr Srs 20|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHUX|Guggenheim Def Port Srs 974 Guggenheim Short Duration High Yield Tr Srs 21|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHVX|Guggenheim Def Port Srs 975 Guggenheim Short Duration High Yield Tr Srs 22|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHWX|Guggenheim Def Port Srs 976 Guggenheim Short Duration High Yield Tr Srs 23|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHYX|Guggenheim Def Port Srs 977 Guggenheim Short Duration High Yield Tr Srs 24|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGSHZX|Guggenheim Defined Port Srs 1035 Guggenheim Short Duration High Yield Trust Srs 25|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CGTAX|The American Funds Income Srs (US Govt Securities Fd) Cl 529-A Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGTBX|The American Funds Income Srs (US Govt Securities Fd) Cl 529-B Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGTCX|The American Funds Income Srs (US Govt Securities Fd) Cl 529-C Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGTEX|The American Funds Income Srs (US Govt Securities Fd) Cl 529-E Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGTFX|The American Funds Income Srs - US Govt Securities Fd Cl 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CGTRX|Columbia Select Large Cap Growth Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGVAX|Calvert Government Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CGVCX|Calvert Government Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CGVIX|Causeway Global Value Fd Instl Cl|Causeway Capital Management Trust|MS|Z|SEI Investments Distribution Co.
CGVRX|Columbia U.S. Government Mortgage Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CGVVX|Causeway Global Value Fund Investor Class|Causeway Capital Management Trust|MS|Z|SEI Investments Distribution Co.
CGWETX|Guggenheim Def 783 Global Water Equities Ptf Srs 20|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGWEUX|Guggenheim Def Ptf Srs 837 Global Water Equities Ptf Srs 21|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGWEVX|Guggenheim Def 899 Global Water Equities Ptf Srs 22|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGWEWX|Guggenheim Def Port Srs 970 Global Water Equities Port Srs 23|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGWEYX|Guggenheim Def Port Srs 1029 Global Water Equities Port Srs 24|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CGWRX|Columbia Large Cap Growth Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CHAAX|Charioteer Mortgage Income Fund Class A|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
CHACX|Charioteer Mortgage Income Fund Class C|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
CHAEX|Charioteer Mortgage Income Fund Class A1|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
CHAIX|Chase Growth Fund Inst Cl|Advisors Series Trust|MF|Z|U.S. Bancorp Fund Services, LLC
CHAMX|Chase Mid-Cap Growth Fund Class N|Advisors Series Trust|MF|Z|U.S. Bancorp Fund Services, LLC
CHAOX|Charioteer Mortgage Income Fund Class I|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
CHARX|Charioteer Mortgage Income Fund Class R|Two Roads Shared Trust|MS|Z|Gemini Fund Services, LLC
CHASX|Chase Growth Fund|Advisors Series Trust|MF|Z|U.S. Bancorp Fund Services, LLC
CHBAX|CNI High Yield Bond Cl N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CHBCX|Calvert High Yield Bond Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CHBRX|Columbia High Yield Bond R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CHCBX|AllianceBernstein Discovery Growth Fund, Inc. B Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CHCCX|AllianceBernstein Discovery Growth Fund, Inc. C Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CHCGX|Chesapeake Core Growth Fd|The Gardner Lewis Investment Trust|MF|Z|Confluence Technologies
CHCIX|AllianceBernstein Discovery Growth Fund, Inc. Class I|Alliance Funds|MS|Z|State Street Bank & Trust Company
CHCKX|AllianceBernstein Discovery Growth Fund, Inc. Class K|Alliance Funds|MS|Z|State Street Bank & Trust Company
CHCLX|AllianceBernstein Discovery Growth Fund, Inc. A Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CHCRLX|Guggenheim Def 783 Health Care Portfolio Series 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CHCRMX|Guggenheim Def 866 Health Care Ptf Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CHCRNX|Guggenheim Def Port Srs 972 Health Care Port Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CHCRX|AllianceBernstein Discovery Growth Fund, Inc. Class R|Alliance Funds|MS|Z|State Street Bank & Trust Company
CHCYX|AllianceBernstein Discovery Growth Fund, Inc. Advisor Shares|Alliance Funds|MF|Z|State Street Bank & Trust Company
CHDEX|Cullen High Dividend Equity Fund Retail Class|Cullen Funds|MF|Z|Alps Distributors, Inc.
CHDPX|Cullen High Dividend Equity Fund Class R 2|Cullen Funds|MS|Z|Alps Distributors, Inc.
CHDRX|Cullen High Dividend Equity Fund Class R 1|Cullen Funds|MS|Z|Alps Distributors, Inc.
CHDVX|Cullen High Dividend Equity Fund Class I|Cullen Funds|MF|Z|Alps Distributors, Inc.
CHDXX|Cash Account Trust Tax-Exempt Portf Davidson Cash Equivalent Shs|DWS Investments Funds|$$|X|State Street Bank & Trust Company
CHEAX|Chesapeake Growth Fund Investor Shs|The Gardner Lewis Investment Trust|MS|Z|Confluence Technologies
CHESX|Chesapeake Growth Fund Institutional|The Gardner Lewis Investment Trust|MS|Z|Confluence Technologies
CHFAX|American Funds Global High-Income Opportunities Fund - Class 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CHFBX|American funds Global High-Income Opportunities Fund - Class 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CHFCX|American Funds Global High-Income Opportunities Fund Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CHFEX|American Funds Global High-Income Opportunities Fund - Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CHFFX|American Funds Global High-Income Opportunities Fund - Class 529-F|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CHFTX|Invesco + Charter Fund Cl R6|Invesco Funds|MS|Z|AIM Advisors
CHHRX|Columbia Small Cap Growth Fd I Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CHIAX|Credit Suisse High Income Fund Class A|Credit Suisse Asset Management|MF|Z|State Street Bank & Trust Company
CHICX|Credit Suisse High Income Fund Class C|Credit Suisse Asset Management|MF|Z|State Street Bank & Trust Company
CHIMX|Chase Mid-Cap Growth Fd Inst Cl|Advisors Series Trust|MS|Z|U.S. Bancorp Fund Services, LLC
CHIYX|Columbia High Yield Municpal Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CHKCX|Churchill Tax-Free Fd of Kentucky Class C|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
CHKIX|Churchill Tax-Free Fund of Kentucky Class I Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
CHKYX|Churchill Tax-Free Fund of Kentucky  Class Y Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
CHLAX|Compass EMP Long/Short Strategies Fund Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CHLCX|Compass EMP Long/Short Strategies Fund Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CHLIX|Compass EMP Long/Short Strategies Fund Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CHLTX|Compass EMP Long/Short Strategies Fund Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CHMBX|Columbia Fds Tr Srs Tr I, Columbia High Yield Municipals Fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CHMCX|Columbia Fds Srs Tr I, High Yield Municipals Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CHMYX|Columbia High Yield Municipal Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CHNAX|Clough China Fund Class A|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
CHNCX|Clough China Fund Class C|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
CHNDX|Prudential Jennison Small Company Fund Class B|Prudential Funds|MF|Z|Bank of New York
CHNIX|Clough China Fund Class I|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
CHNTX|Chestnut Street Exchange Fund|Chestnut Street Exchange Fund|MF|Z|BNY Mellon Asset Servicing
CHOBX|Credit Suisse High Income Fund Class B|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CHOEX|Chou Opportunity Fund|Chou America Mutual Funds|MS|Z|Atlantic Accounting Services LLC
CHOIX|Chou Income Fund|Chou America Mutual Funds|MS|Z|Atlantic Accounting Services LLC
CHRRX|Invesco Charter Fund Class R|Invesco Funds|MS|Z|AIM Advisors
CHRSX|Invesco Charter Fund Class S|Invesco Funds|MS|Z|AIM Advisors
CHSAX|Compass EMP US Small Cap 500 Volatility Weighted Fd Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CHSCX|Compass EMP US Small Cap 500 Volatility Weighted Fd Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CHSIX|Compass EMP US Small Cap 500 Volatility Weighted Fd Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CHSTX|Compass EMP US Small Cap 500 Volatility Weighted Fd Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CHSXX|Cash Account Trust: Tax-Exempt Portfolio Service Shares II|DWS Investments Funds|$S|X|State Street Bank & Trust Company
CHTBX|Aston TCH Fixed Income Fund Class N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
CHTCX|Invesco Charter Fund Class C|Invesco Funds|MF|Z|AIM Advisors
CHTFX|Churchill Tax-Free Fd of Kentucky Class A|Aquila Group of Funds|MF|Z|SEI Investments Distribution Co.
CHTRX|Invesco Charter Fund Class A|Invesco Funds|MF|Z|AIM Advisors
CHTTX|Aston/Fairpointe Mid Cap  Fund Class N|Aston Funds|MF|Z|BNY Mellon Asset Servicing
CHTVX|Invesco Charter Fund Class R5|Invesco Funds|MF|Z|AIM Advisors
CHTYX|Invesco Charter Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
CHUCX|Alger China U.S. Growth Fund Class C|Alger Funds|MS|Z|Brown Brothers Harriman & Co.
CHUSX|Alger China U.S. Growth Fund Class A|Alger Funds|MF|Z|Brown Brothers Harriman & Co.
CHVCX|Cullen High Dividend Equity Fund Class C|Cullen Funds|MS|Z|Alps Distributors, Inc.
CHWRX|Columbia Capital Allocation Moderate Conservative Portfolio Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CHYDX|Calamos High Income Fund Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CHYIX|CNI High Yield Bond Servicing Cl|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CHYRX|Calamos High Income  Fund Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CHYYX|Columbia High Yield Bond Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CHYZX|Columbia High Yield Bond Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIAAX|Catalyst Insider Long/Short Fd Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CIACX|Catalyst Insider Long/Short Fd Cl C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CIAOX|Capital Advisors Growth Fd, a series of Advisors Series Trust|Advisors Series Trust|MS|Z|U.S. Bancorp Fund Services, LLC
CIBBX|Capital Income Builder Cl B Shs|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
CIBCX|Capital  Income Builder Cl C Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIBFX|Capital  Income Builder Cl F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIBIX|Columbia International Bond Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIBKX|Columbia Intermediate Bond Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIBRX|Columbia Fds Srs Tr I, Intermediate Bond Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIBWX|Columbia Intermediate Bond Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIBXX|BlackRock Funds Money Market Portfolio Investor B|BlackRock Funds (DE)|$$|A|BNY Mellon Asset Servicing
CICAX|The Investment Company of America, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CICBX|The Investment Company of America, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CICCX|The Investment Company of America, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CICEMX|Guggenheim Def 788 Closed-End Income & Treasury Limited Duration Ptf Sr 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CICENX|Guggenheim Def 813  Income & Treasury Ltd Dur Ptf of FundsSrs 15|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CICEOX|Guggenheim Def 840 Income & Treasury Limited Duration Ptf of Funds Sr 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CICEPX|Guggenheim Def 876 Income & Treasury LTD Duration Prd of Funds Sr 19|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CICEQX|Guggenheim Def 912 Income & Treasury Ltd Ptf of Funds Srs 21|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CICERX|Guggenheim Def 944 Income & Treasury LTD Duration Portfolio of Fds Series 23|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CICESX|Guggenheim Def Port Srs 982 Income & Treasury LTD Duration Port of Funds Srs 25|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CICETX|Guggenheim Def Port, Srs 1010 Income & Treasury LTD Duration Port of Funds, Srs 27|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CICEX|The Investment Company of America, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CICFX|The Investment Company of America, Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CICRX|Calvert Income Fund Class R|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CICVX|Calamos Convertible Fd Cl I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CIDBX|Columbia Small Cap Index Fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIDGX|Calamos Discovery Growth Fund Class I|Calamos Funds|MS|Z|State Street Bank & Trust Company
CIDIX|Columbia Mid Cap Index Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIDPX|Natixis Diversified Income Fund Class C|Natixis Funds|MS|Z|State Street Bank & Trust Company
CIDUX|Columbia Small Cap index Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIERX|Columbia MultiAdvisor International Equity Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIEYX|Calvert Social Investment Fund Equity Ptf Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CIFCX|The Calvert Fd, Income Fund Cl C|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CIFIX|BlackRock International Bond Portfolio Service Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CIFRX|Columbia Corporate Income Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIFXX|Western Asset Institutional Tax Free Reserves Institutional Shares|Legg Mason Funds|$$|X|State Street Bank & Trust Company
CIFYX|Calvert Income Fund Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CIGAX|BlackRock US Government Bond Port A|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CIGBX|Calamos International Growth fund Class B|Calamos Funds|MF|Z|State Street Bank & Trust Company
CIGCAX|Claymore Sec Def Ptf Srs 126 Investment Grade Corp Defined Ptf Srs 3|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIGCCX|Claymore Sec Defined Ptf Srs 141: Inv Gr Corp Def Prf (long trm) Srs 5|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIGCX|Calamos International Growth Fund Class C|Calamos Funds|MF|Z|State Street Bank & Trust Company
CIGEX|Calamos Global Equity Fund-Class I|Calamos Funds|MS|Z|State Street Bank & Trust Company
CIGFX|Calamos International Growth Fund-Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CIGIX|Calamos International Growth Fund Class I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CIGRX|Calamos International Growth Fund Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CIGTX|Cutwater Investment Grade Bond Fund Class C|FundVantage|MS|Z|BNY Mellon Asset Servicing
CIHCX|Cullen International High Dividend Fund Class C|Cullen Funds|MS|Z|Alps Distributors, Inc.
CIHDX|Cullen International High Dividend Fund Retail Class|Cullen Funds|MF|Z|Alps Distributors, Inc.
CIHIX|Cullen International High Dividend Fund Class I|Cullen Funds|MS|Z|Alps Distributors, Inc.
CIHPX|Cullen International High Dividend Fund Class R 2|Cullen Funds|MS|Z|Alps Distributors, Inc.
CIHRX|Cullen International High Dividend Fund Class R 1|Cullen Funds|MS|Z|Alps Distributors, Inc.
CIHYX|Calamos High Income Fund Class I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CIICX|International Growth and Income Fd, Cl 529-C Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIITFX|Claymore Sec Def 252 Claymore Municipal Portfolio (2015-2020) Series 6|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIIXX|Western Asset Instiutional US Treasury Reserves Institutional Shares|Legg Mason Funds|$$|G|State Street Bank & Trust Company
CILRX|Columbia Acorn International Select Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CILXX|Western Asset Institutional Liquid Reserves Institutional Shares|Legg Mason Funds|$$|A|State Street Bank & Trust Company
CIMAX|The Income Fund of America, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIMBX|The Income Fund of America, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIMCX|The Income Fund of America, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIMEX|The Income Fund of America, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIMFX|The Income Fund of America, Class 529-F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIMIX|Columbia Intermediate Bond Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIMRX|Columbia Intermediate Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIMXX|Western Asset Premium U.S. Treasury Reserves|Legg Mason Funds|$$|G|State Street Bank & Trust Company
CINCX|Calvert Income Fd Cl I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CINSX|BlackRock Funds International Bond Portfolio Institutional Shares|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CIOAX|Calvert International Opportunities Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CIOBX|Columbia Corporate Income Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CIOCX|Columbia Corporate Income Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIOIX|Causeway International Opportunities Fund Insti Class|Causeway Capital Management Trust|MS|Z|SEI Investments Distribution Co.
CIORX|Columbia Income Opportunities Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIOVX|Causeway International Opportunities Fund Investor Class|Causeway Capital Management Trust|MS|Z|SEI Investments Distribution Co.
CIOWX|Columbia Income Opportunities Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIOYX|Columbia Income Opportunities Fund Class Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIOZX|Columbia Income Opportunities Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIPAX|American Funds Income Portfolio Class 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIPBX|American Funds Income Portfolio Class 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIPCX|American Funds Income Portfolio Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIPEX|American Funds Income Portfolio Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIPFX|American Funds Income Portfolio Class 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIPIX|Champlain Mid Cap Fund Insti Cl|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
CIPMX|Champlain Mid Cap Fund|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
CIPRX|Columbia Income Builder Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIPSX|Champlain Small Company Fund|Champlain Small Company Fund|MF|Z|SEI Investments Distribution Co.
CIPXX|Western Asset Premium Liquid Reserves|Legg Mason Funds|$$|A|State Street Bank & Trust Company
CIPZX|Columbia Inflation Protected Securities Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIQCAX|Claymore Sec Def Unit 184 IQ/California Muniicipal Ptf (10-15 yrs), Sr|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQFAX|Claymore Sec Def Ptf, Unit 188 IQ/Claymore Florida Mun (10-15yrs)Srs 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQIAX|Claymore Sec Def, Unit 199 IQ/Claymore Municipal Portf 6-10 yrs, Srs 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQIBX|Claymore Sec Def Srs 202, Municipal Portfolio (2011-2015), Srs 2|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQICX|Claymore Sec Def Municipal Ptf(2011-2015), Srs 3|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQMAX|Claymore Securities Def Srs 181, IQ/Claymore Laddered Mun Ptf (Interm)|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQMBX|Claymore Sec Def Ptf, Unit 186 IQ/Claymore Muni Ptf (10-15yrs) Srs 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQMCX|Claymore Securities Def, 196 IQ/Claymore Muni Ptf (10-15yrs), Srs 2|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQMDX|Claymore Sec Def, Unit 199 IQ/Claymore Municipal Portf 10-15 yrs, Srs|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQMEX|Claymore Sec Def Srs 202, Municipal Ptf (2015-2020), Srs 4|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQMFX|Claymore Sec Def Municipal Ptf(2015-2020), Srs 5|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQNAX|Claymore Sec Def Unit 184 IQ Claymore New York Muni Ptf 10 15 yrs Srs|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQNBX|Claymore Sec Def Ptf Unit 188 IQ/Claymore NY Mun Ptf (10-15yrs), Srs 2|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQNCX|Claymore Sec Def, Unit 199 IQ/Claymore New York Muni Portf 10-15 yrs,|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIQTAX|Claymore Sec Def Ptf Unit 188 IQ/Claymore Texas Mun Ptf (10-15yrs) 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CIRAX|Capital Income Builder Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIRBX|Capital Income Builder Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIRCX|Capital Income Builder Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIREX|Capital Income Builder  Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIRFX|Capital Income Builder Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIRXX|Western Asset Liquid Reserves Class N|Legg Mason Funds|$$|A|State Street Bank & Trust Company
CISGX|Touchstone Sands Capital Insti Growth Fd|Touchstone Funds|MF|Z|BNY Mellon Asset Servicing
CISIX|Calvert Social Index Fd Cl I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CISRX|Columbia Inflation Protected Securities K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CISXX|Western Asset U.S. Treasury Reserves Class N|Legg Mason Funds|$$|G|State Street Bank & Trust Company
CISYX|Calvert Social Index Fd Cl Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CITAX|American High-Income Trust, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CITBX|American High-Income Trust, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CITCX|American High-Income Trust, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CITEX|American High-Income Trust, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CITFX|American High-Income Trust, Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CIVFX|Croft Value Fund Class I|Croft Funds Corporation|MS|Z|Mutual Shareholder Services, LLC
CIVIX|Causeway International Value Fund - Institutional Class|Causeway Capital Management Trust|MF|Z|SEI Investments Distribution Co.
CIVRX|Columbia International Value Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CIVVX|Causeway International Value Fund - Investor Class|Causeway Capital Management Trust|MF|Z|SEI Investments Distribution Co.
CIXXX|Western Asset Tax Free Reserves Class N|Legg Mason Funds|$$|X|State Street Bank & Trust Company
CIYXX|Western Asset New York Tax Free Money Market Fund Class N|Legg Mason Funds|$$|X|State Street Bank & Trust Company
CIZIAX|Guggenheim Def 883 Zacks International Income Advantage Str Ptf Sr 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CIZIBX|Guggenheim Def 901 Zacks International Income Advantage Strategy Ptf Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CIZICX|Guggenheim Def 935 Zacks International Income Advantage Strategy Portfolio Sr 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CJLXX|JPMorgan Liquid Assets Money Market Fund Capital Shares|J.P. Morgan|$S|A|Chase Global Funds
CJPXX|JPMorgan Prime Money Market Fund Capital Shares|J.P. Morgan|$S|A|Chase Global Funds
CJTXX|JPMorgan 100% US Treasury Securities Money Market Fund Capital Shares|J.P. Morgan|$S|G|Chase Global Funds
CKKRX|Columbia Income Builder Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLACX|AdvisorOne Select Appreciation Fd Cl N|AdvisorOne Funds|MS|Z|Gemini Fund Services, LLC
CLARX|ING Real Estate Fund Class A|ING Funds|MF|Z|Bank of New York
CLBAX|American Balanced Fund, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CLBBX|American Balanced Fund, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CLBCX|American Balanced Fund, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CLBEX|American Balanced Fund, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CLBFX|American Balanced Fund, Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CLBLX|AdvisorOne Select Allocation Fund Class N|AdvisorOne Funds|MS|Z|Gemini Fund Services, LLC
CLBRX|Columbia Capital allocation Moderate Aggressive Portfolio Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLBWX|Columbia International Bond Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLCBX|Legg Mason ClearBridge Diversified Large Cap Growth Fd Cl B|Legg Mason Funds|MF|Z|State Street Bank & Trust Company
CLCCX|AdvisorOne Amerigo Fund Class C|AdvisorOne Funds|MS|Z|Gemini Fund Services, LLC
CLCQX|Columbia Large Core Quantitative Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLCRX|Columbia Large Cap Core Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLCWX|Columbia Large Cap Core Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLDAX|Calvert Group, TCF Long Duration Income fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CLDBX|BlackRock Funds Low Duration Bond BlackRock Shares|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CLDCX|BlackRock Low Duration Bond Ptf Class C2|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CLDEX|AdvisorOne Descartes Fund|AdvisorOne Funds|MS|Z|Gemini Fund Services, LLC
CLDRX|Columbia Limited Duration Credit K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLDYX|Columbia Limited Duration Credit Fund Class Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLDZX|Columbia Limited Duration Credit Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLEIX|AdvisorOne Enhanced Income Fd Cl N|AdvisorOne Funds|MS|Z|Gemini Fund Services, LLC
CLERX|AdvisorOne Clermont Fund Class N|AdvisorOne Funds|MF|Z|Gemini Fund Services, LLC
CLFAX|Invesco California Tax-Free Income Fund Class A|Invesco Funds|MS|Z|AIM Advisors
CLFBX|Invesco California Tax-Free Income Fund Class B|Invesco Funds|MF|Z|AIM Advisors
CLFCX|Invesco California Tax-Free Income Fund Class C|Invesco Funds|MS|Z|AIM Advisors
CLFDX|Invesco California Tax-Free Income Fund Class Y|Invesco Funds|MF|Z|AIM Advisors
CLFLX|AdvisorOne Flexible Income Fd Cl N|AdvisorOne Funds|MS|Z|Gemini Fund Services, LLC
CLFRX|Columbia Marsico International Opportunities Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLGEX|Columbia Large Cap Growth Fund Class E|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLGFX|Columbia Large Cap Growth Fund Class F|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLGIX|Columbia Large Cap Growth Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLGRX|Columbia Life Goal Growth Portfolio Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLGWX|Columbia Large Cap Growth Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLHAX|AdvisorOne Liahona Fund|AdvisorOne Funds|MS|Z|Gemini Fund Services, LLC
CLHRX|Columbia Capital Allocation Moderate Aggressive Portfolio Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLIAX|Invesco Income Allocation Fund Class C|Invesco Funds|MS|Z|AIM Advisors
CLIBX|Columbia Large Cap index Fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLIDX|Cheswold Lane International High Dividend Fund|Cheswold Lane Funds|MF|Z|UMB Fund Services
CLINX|Croft-Leominster Income Fund|Croft Funds Corporation|MS|Z|Mutual Shareholder Services, LLC
CLIRX|Columbia Capital Allocation Moderat Conservative Portfolio Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLLAX|Collins Alternative Solutions Fd Cl A|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
CLLIX|Collins Alternative Solutions Fd Inst Cl|Trust for Professional Managers|MF|Z|U.S. Bancorp Fund Services, LLC
CLLRX|Columbia Small Cap Core Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLMPX|Columbia California Tax-Exempt Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CLNRX|Columbia Global Opportunities Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLONX|Columbia Minnesota Tax-Exempt Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLPIX|Columbia Large Cap Core Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLQIX|Columbia Large Value Quantitative Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLQRX|Columbia Large Core Quantitative R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLQXX|BofA Government Plus Reserves Liquidity|BofA Funds|$S|G|State Street Bank & Trust Company
CLQZX|Columbia Large Growth Quantitative Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLREX|Columbia Balanced Fund Class R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLRFX|Columbia Balanced Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLRRX|Columbia Capital Allocation Moderate Conservative Portfolio Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLRTX|Clarity Fund, Inc.|Clarity Fund, Inc.|MS|Z|Mutual Shareholder Services, LLC
CLRUX|Columbia Large Cap Growth Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLRVX|Clear River Fund|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
CLSAX|AdvisorOne Amerigo Fund Class N|AdvisorOne Funds|MF|Z|Gemini Fund Services, LLC
CLSBX|Columbia Fds SrsTr I, Strategic Income Fd Cl B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CLSCX|Columbia Fds Srs Tr I, Strategic Income Fd Cl C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CLSHX|AdvisorOne Shelter Fund Class N|AdvisorOne Funds|MS|Z|Gemini Fund Services, LLC
CLSIX|CBRE Clarion Long/Short Fd Inst Cl|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
CLSPX|Columbia Fds Srs Tr I, Mid Cap Growth Fund Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CLSVX|CBRE Clarion Long/Short Fd Inv Cl|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
CLSYX|Columbia Strategic Investor Fund Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLTAX|Catalyst/Lyons Tactical Allocation Fd Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CLTCX|Catalyst/Lyons Tactical Allocation Fd Cl C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CLURX|Columbia Small Cap Value Fd II Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLVAX|Calvert Large Cap Value Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CLVBX|RidgeWorth Fds Moderate Allocation Strategy I Shares|RidgeWorth Funds|MF|Z|State Street Bank & Trust Company
CLVCX|Calvert Large Cap Value Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CLVFX|Croft Value Fd Cl R|Croft Funds Corporation|MS|Z|Mutual Shareholder Services, LLC
CLVGX|RidgeWorth Fds Growth Allocaion Strategy I Shares|RidgeWorth Funds|MF|Z|State Street Bank & Trust Company
CLVIX|Columbia Select Large-Cap Value Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLVLX|RidgeWorth Fds Aggressive Growth Allocation Strategy C Shares|RidgeWorth Funds|MS|Z|State Street Bank & Trust Company
CLVRX|Columbia International Value Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLVYX|Calvert Large Cap Value Fund Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CLWFX|Columbia Large Cap Growth Fund Class R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLXRX|Columbia Large Cap Index Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CLYCX|Calvert Large Cap Core Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CLZRX|ING Real Estate Fd Cl R6|ING Funds|MS|Z|Bank of New York
CMAAX|Calvert Moderate Allocation Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CMACX|Calvert Moderate Allocation Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CMAFX|CM Advisors Fund Cl I|CM Advisors Family of Funds|MF|Z|Confluence Technologies
CMAIX|Invesco Conservative Allocation Fd Cl R5|Invesco Funds|MS|Z|AIM Advisors
CMANX|Columbia Massachusetts Intermediate Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMARX|Invesco Conservatve Allocation Fd Class R|Invesco Funds|MS|Z|AIM Advisors
CMASX|Invesco Conservative Allocation Fund Class S|Invesco Funds|MS|Z|AIM Advisors
CMAWX|Columbia Multi-Advisor International Equity Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMAXX|BIF Tax-Exempt Fund|BlackRock Funds (DE)|$$|X|State Street Bank & Trust Company
CMAZX|Columbia Multi-Advisor Small Cap Value Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMBAX|Invesco Conservative Allocation Fd Class B|Invesco Funds|MS|Z|AIM Advisors
CMBBX|Columbia Emerging Markets Bond B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMBFX|Columbia Fds Srs Tr I, Oregon Intermediate Municipal Bond Fund Cl Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMBRX|Columbia Emerging Markets Bond Cl R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMBZX|Columbia Emerging Markets Bond Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMCAX|Van Eck CM Commodity Index Fd Cl A|Van Eck Funds|MS|Z|State Street Bank & Trust Company
CMCBX|BlackRock Core Bond Port Svc|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CMCCX|Columbia Fds Srs Tr I, Mid Cap Growth Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMCIX|Capital Management Mid-Cap Fund Investor Shares|Capital Management Assoicates, Inc.|MS|Z|Matrix Capital Group, Inc.
CMCKX|Columbia Mid Cap Growth Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMCOX|CM Advisors Small Cap Value Fd Cl C|CM Advisors Family of Funds|MS|Z|Confluence Technologies
CMCPX|Columbia Active Portfolios Multi-Manager Core Plus Bd Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMCRX|CornerCap Large/Mid Cap Value Fd|CornerCap Funds|MS|Z|Alps Distributors, Inc.
CMCYX|Van Eck CM Commodity Index Fd Cl Y|Van Eck Funds|MS|Z|State Street Bank & Trust Company
CMDGX|Coldstream Dividend Growth Fund|Advisors Series Trust|MS|Z|U.S. Bancorp Fund Services, LLC
CMDMX|Columbia Maryland Intermediate Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMDRX|Columbia Short Term Bond Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMDTX|RidgeWorth Fds Short-Term  Municipal Bond Fund I Shares|RidgeWorth Funds|MF|Z|State Street Bank & Trust Company
CMEAAX|Guggenheim Defined Port Srs 1050 MERGERS & Acquisitions Port Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMEFX|Columbia Multi-Advisor International Equity Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMEIX|Capital Management Mid-Cap Fd Institutional Shs|Capital Management Assoicates, Inc.|MS|Z|Matrix Capital Group, Inc.
CMERX|Columbia Masters International Equity Portfolio Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMEXX|BIF Money Fund|BlackRock Funds (DE)|$$|A|State Street Bank & Trust Company
CMFAX|American Funds Mortgage Fund Class 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMFBX|American Funds Mortgage Fund Class 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMFCX|American Funds Mortgage Fund Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMFEX|American Funds Mortgage Fund Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMFFX|American Funds Mortgage Fund Class 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMFIX|CM Advisors Fixed Income Fund|CM Advisors Family of Funds|MF|Z|Confluence Technologies
CMFRX|CM Advisors Fd Cl R|CM Advisors Family of Funds|MS|Z|Confluence Technologies
CMFXX|BlackRock Funds New Jersey Municipal Money Fund|BlackRock Funds (DE)|$$|X|BNY Mellon Asset Servicing
CMGAX|BlackRock Low Duration Bond Ptf Class A1|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CMGBX|BlackRock Funds Low Duration Portofolio Service|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CMGIX|BlackRock Funds Mid-Cap Growth Equity Portfolio Institutional Shares|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CMGOX|CMG Absolute Strategies Fund Cl I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
CMGRX|Columbia Fds Srs Tr I, Mid Cap Growth Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMGSX|BlackRock Funds Mid-Cap Growth Equity Service Shares|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
CMGTX|CMG Absolute Return Strategies Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
CMGUX|Columbia Fds Insti Tr, CMG Ultra Short Term Bond Fund|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMGVX|Columbia Mid Cap Growth Fund Class R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMGXX|BIF Government Securities Fund|BlackRock Funds (DE)|$$|G|State Street Bank & Trust Company
CMGYX|Columbia Mid Cap Growth Fund Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMHAX|Compass EMP Managed Futures Strategies Fd Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CMHCX|Compass EMP Managed Futures Strategies Fd Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CMHIX|Compass EMP Managed Futures Strategies Fd Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CMHTX|Compass EMP Managed Futures Strategies Fd Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CMHXX|BIF MA Municipal Money Fund|BlackRock Funds (DE)|$$|X|State Street Bank & Trust Company
CMIBX|Principal Fds, Inc. Income Fund Class B|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CMICX|Calvert Social Investment Fd, Managed Index Fd Cl C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CMIDX|Congress Mid Cap Growth Fd Retail Cl|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
CMIFX|Calvert Social Investment Fund, Managed Index Portfolio Class A|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CMIIX|Calvert Managed Index Portfolio Class I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CMITDX|Claymore Sec Def,  219 Claymore Municipal Ptf (2011-2015), Srs 4|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CMITEX|Claymore Sec Def, Claymore Municipal Ptf (2011-2015), Srs 5|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CMITFX|Claymore Sec Def 228 Municipal Portfolio (2011-2015), Srs 6|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CMITGX|Claymore Sec Def 233 Claymore Municipal Portfolio (2011-2015), Srs 7|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CMITHX|Claymore Sec Def  239 Municipal Portfolio (2011-2015), Srs 8|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CMITIX|Claymore Sec Def, 246 Claymore Municipal Portfolio (2011-2015), Srs 9|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CMIYX|Columbia Multi-Advisor International Equity Fund Class Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMJXX|BIF NJ Municipal Money Fund|BlackRock Funds (DE)|$$|X|State Street Bank & Trust Company
CMKAX|Compass EMP Emerging Market 500 Volatility Weighted Fd Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CMKCX|Compass EMP Emerging Market 500 Volatility Weighted Fd Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CMKIX|Compass EMP Emerging Market 500 Volatility Weighted Fd Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CMKRX|Columbia Emerging Markets Bond Fund - Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMKTX|Compass EMP Emerging Market 500 Volatility Weighted Fd Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CMLAX|American Mutual Fund, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMLBX|American Mutual Fund, , Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMLCX|American Mutual Fund, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMLEX|American Mutual Fund,  Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMLFX|American Mutual Fund,  Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CMLIX|Congress Large Cap Growth Fund Institutional Class|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
CMLPAX|Guggenheim Def 959 MLP Portfolio Series 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMLPBX|Guggenheim Def Port, Srs 1015 MLP & Energy Funds Port, Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMLPX|The Cushing MLP Infrastructure Fund|The Cushing MLP Infrastructure Fund|MS|Z|U.S. Bancorp Fund Services, LLC
CMLTAX|Claymore Sec Def, Claymore 221 Municipal Portfolio (Long-Term), Srs 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CMLXX|BIF CA Municipal Money Fund|BlackRock Funds (DE)|$$|X|State Street Bank & Trust Company
CMMAX|Columbia Absolute Return Emerging Markets Macro Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMMBX|Columbia Absolute Return Emerging Markets Macro Fd Cl B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMMCX|Columbia Absolute Return Emerging Markets Macro Fd Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMMIX|Columbia Absolute Return Emerging Markets Macro Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMMRX|Columbia Absolute Return Emerging Markets Macro Fd Cl R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMMWX|Columbia Absolute Return Emerging Markets Macro Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMMZX|Columbia Absolute Return Emerging Markets Macro Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMNBX|Principal Fds, Inc.- Principal Capital Appreciation Fund Cl B|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CMNCX|Principal Fds, Inc.- Principal Capital Appreciation Fund Cl C|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CMNIX|Calamos Market Neutral Fd Cl I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CMNRX|Columbia Strategic Income Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMNTAX|Guggenheim Def Ptf 806 Multinational Titans Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMNTBX|Guggenheim Def 891 Multinational Titans Poetfolio Series 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMNTCX|Guggenheim Def Ptf Srs 958 Multinational Titans Ptf Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMNTDX|Guggenheim Def Port Srs 1024 Multinational Titans Port Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMNWX|Principal Fds, Inc. - Principal Capital Appreciation Fund Cl A|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CMNZX|Columbia Minnesota Tax-Exempt Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMOIX|Columbia Marsico International Opportunities Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMORX|Columbia Marsico International Opportunities Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMOVX|CM Advisors Small Cap Value Fund Cl I|CM Advisors Family of Funds|MS|Z|Confluence Technologies
CMOZX|Columbia Mid Cap Value Opportunity Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMPCX|Compak Dynamic Asset Allocation Fund Class C|FundVantage|MS|Z|BNY Mellon Asset Servicing
CMPDX|Compak Dynamic Asset Allocation Fund Class D|FundVantage|MS|Z|BNY Mellon Asset Servicing
CMPGX|Principal Fds, Inc.- Government & High Quality Bond Fd Cl A|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CMPIAX|Guggenheim Def Port Srs 1017 ML TOP Picks for 2013|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMPIX|Principal Fds, Inc. Income Fd Cl A|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CMPKX|Compak Dynamic Asset Allocation Fund Class A|FundVantage|MS|Z|BNY Mellon Asset Servicing
CMPMX|Compak Dynamic Asset Allocation Fund Class I|FundVantage|MS|Z|BNY Mellon Asset Servicing
CMPPKX|Guggenheim Def 793 Multiple Asset Ptf Plus Srs 38|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMPPLX|Guggenheim Def 827 Multiple Asset Portfolio Plus, Series 39|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMPPMX|Guggenheim Def 856 Multiple Asset Ptf Plus Srs 40|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMPPNX|Guggenheim Def 887 Multiple Asset Portfolio Plus Series 41|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMPPOX|Guggenheim Def 921 Multiple Asset Portfolio Plus Series 42|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMPPPX|Guggenheim Def Ptf Srs 953 Multiple asset Ptf Plus Srs 43|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMPPQX|Guggenheim Def Port Srs 993 Multiple Asset Port Plus Srs 44|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMPPRX|Guggenheim Def Port Srs 1021 Multiple Asset Port Plus Srs 45|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMRIX|Columbia Marsico Focused Equities Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMRVX|CM Advisors Small Cap Value Fd Cl R|CM Advisors Family of Funds|MS|Z|Confluence Technologies
CMRWX|Columbia Mid Cap Growth Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMRXX|Columbia Money Market Fund Class R5|Columbia Funds|$S|A|Ameriprise Financial, Inc.
CMSAX|Columbia Absolute Return Multi-Strategy Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMSBX|Columbia Absolute Return Multi-Strategy Fd Cl B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMSCX|Columbia Fds Srs Tr I, Small Cap Growth Fund I Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMSIX|Columbia Absolute Return Multi-Strategy Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMSRX|Columbia Absolute Return Multi-Strategy Fd Cl r|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMSSX|Capital Management Small Cap Fund Institutional Shares|Capital Management Assoicates, Inc.|MS|Z|Matrix Capital Group, Inc.
CMSVX|Capital Management Small Cap Fund Investor Shares|Capital Management Assoicates, Inc.|MS|Z|Matrix Capital Group, Inc.
CMSWX|Columbia Marsico Growth Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMSXX|Federated Municipal Cash Series|Federated Funds|$$|X|State Street Bank & Trust Company
CMTAX|Columbia Masters International Equity Portfolio Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMTBX|Columbia Masters International Equity Portfolio Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMTCX|Columbia Masters International Equity Portfolio Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMTFX|Columbia Fds Srs Tr I, Technology Fund  Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMTIX|Columbia Mid Cap Growth Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMTRX|Columbia Marsico 21st Century Fund Class R|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMTXX|BIF Treasury Fund|BlackRock Funds (DE)|$$|G|State Street Bank & Trust Company
CMTZX|Columbia Masters International Equity Portfolio Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMUAX|Columbia Mid Cap Value Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMUBX|Columbia Mid Cap Value Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMUCX|Columbia Mid Cap Value Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMUFX|Columbia Mid Cap Value Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMUWX|Columbia Mid Cap Value Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMVIX|BlackRock Flexible Equity Fd Inst Cl|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CMVPNX|Guggenheim Def 850 Guggenheim International Divd Strategy Ptf Sr 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMVPOX|Guggenheim Def Ptf Srs 879 Guggenheim International Dividend Strategy Ptf Srs 15|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMVPPX|Guggenheim Def 919 Guggenheim International Dividend Strategy Ptf Sr 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMVPQX|Guggenheim Def Ptf Srs 951 Guggenheim International Dividend Strategy Ptf  Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMVPRX|Guggenheim Def Port Srs 991 Guggenheim International Dividend Strategy Srs 18|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMVPSX|Guggenheim Def Port Srs 1018 Guggenheim International Dividend Strategy Port Srs 19|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CMVRX|Columbia Mid Cap Value Fund Class R|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CMVSX|BlackRock Flexible Equity Fd Service Cl|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
CMVUX|Columbia Mid Cap Value Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMVYX|Columbia Mid Cap Value Fund Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMWIX|Columbia Marsico Growth Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMWRX|Columbia Marsico Growth Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CMYXX|BIF NY Municipal Money Fund|BlackRock Funds (DE)|$$|X|State Street Bank & Trust Company
CNAXX|BlackRock Funds North Carolina Municipal M M Portfolio Investor A Class|BlackRock Funds (DE)|$S|A|BNY Mellon Asset Servicing
CNBAX|Columbia International Bond Fund Class A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNBCX|Columbia International Bond Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNBIX|CNI Government Bond Fd Servicing Cl|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNBRX|Columbia California Intermediate Municipal Bond Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNBZX|Columbia International Bond Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNCEX|Columbia North Carolina Intermediate Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNCFX|RidgeWorth Fds North Carolina Tax-Exempt Bond Fund I Shs|RidgeWorth Funds|MS|Z|State Street Bank & Trust Company
CNCIX|CNI Corporate Bond Fd Servicing Cl|CNI Charter Funds|MF|Z|SEI Investments Distribution Co.
CNCXX|BlackRock Funds North Carolina Muni Money Market Service Shares|BlackRock Funds (DE)|$S|A|BNY Mellon Asset Servicing
CNDAX|Columbia Bond Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CNDBX|Columbia Bond Fund Class B|Columbia Funds|MS|Z|State Street Bank & Trust Company
CNDCX|Columbia Bond Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNDRX|Columbia Bond Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNDTX|Columbia Bond Fund Class T|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNEAX|American Funds College Fd 2018 Cl 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNEBX|American Funds College Fd 2018 Cl 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNECX|American Funds College Fd 2018 Cl 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNEEX|American Funds College Fd 2018 Cl 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNEFX|American Funds College Fd 2018 Cl 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNEXX|CNI Charter California Tax Exempt Fund Class N|CNI Charter Funds|$$|A|SEI Investments Distribution Co.
CNFRX|Columbia Bond Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNFXX|CNI Charter Govt Money Market Fund Class S|CNI Charter Funds|$$|A|SEI Investments Distribution Co.
CNGAX|The New Economy Fund, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNGBX|The New Economy Fund, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNGCX|The New Economy Fund, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNGEX|The New Economy Fund, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNGFX|The New Economy Fund, Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNGLX|Commonwealth Global Fund|Commonwealth International Series Trust|MS|Z|UMB Fund Services
CNGPAX|Guggenheim Def 960 Natural Gas Portfolio Series 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CNGPBX|Guggenheim Def Port, Srs 1014 Natural Gas Port, Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CNGRX|Fidelity Congress Street Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
CNGXX|CNI Charter Government Fund Class N|CNI Charter Funds|$$|X|SEI Investments Distribution Co.
CNIAX|CNI Multi-Asset Fund Class N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNIGX|CNI Government Bond Fd Inst Cl|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNIHX|CNI High Yield Bond Fd Inst Cl|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNIIX|CNI Multi-Asset Fund Servicing Cl|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNIMBX|Claymore Sec Defined Ptf, Srs 120 National Insured Muni Bd Ptf, Srs 94|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CNIMCX|Claymore Secs Def Ptf Srs 125 National Insured Muni Bond Ptf Srs 95|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CNIMX|CNI Multi-Asset Inst Cl|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNIXX|CNI Charter Govt Money Market Fund Servicing Class|CNI Charter Funds|$$|G|SEI Investments Distribution Co.
CNJFX|Commonwealth Japan Fund|Commonwealth International Series Trust|MS|Z|UMB Fund Services
CNJXX|BlackRock Funds New Jersey Municipal Money Market Portfolio Investor A|BlackRock Funds (DE)|$$|A|BNY Mellon Asset Servicing
CNLAX|American Funds Inflation Linked Bond Fund - Class 529A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNLBX|American Funds Inflation Linked Bond Fund - Class 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNLCX|American Funds Inflation Linked Bond Fund - Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNLEX|American Funds Inflation Linked Bond Fund - Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNLFX|American Funds Inflation Linked Bond Fund - Class 529-F|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNMCX|Principal Fds, Inc. Income Fund Class C|Principal Funds, Inc.|MS|Z|Princor Financial Services Corp.
CNMRX|Columbia Income Builder Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNMXX|CNI Charter Prime Money Market Fund Servicing Class|CNI Charter Funds|$$|A|SEI Investments Distribution Co.
CNNRX|Columbia Short Term Municipal Bond Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNNXX|Western Asset Connecticut Municipal Money Market Fund Class A|Legg Mason Funds|$S|A|State Street Bank & Trust Company
CNPAX|New Perspective Fund, Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNPBX|New Perspective Fund, Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNPCX|New Perspective Fund, Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNPEX|New Perspective Fund, Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNPFX|New Perspective Fund, Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNPIX|Consumer Goods Ultra Sector ProFund Investor|ProFunds|MS|Z|Citi Fund Services
CNPSX|Consumer Goods Ultra Sector ProFund Service|ProFunds|MS|Z|Citi Fund Services
CNPXX|CNI Charter Prime Money Market Fund Class N|CNI Charter Funds|$$|A|SEI Investments Distribution Co.
CNREX|Commonwealth Real Estate Securities Fund|Commonwealth International Series Trust|MS|Z|UMB Fund Services
CNRRX|Columbia Energy and Natural Resources Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNRUX|U.S. Core Equuity Fund - Institutional Class|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNRVX|U.S. Core Equity Fund - Servicing Class|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNRWX|U.S. Core Equity Fund - Class N|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNRXX|Prime Money Market Fund Inst Cl|CNI Charter Funds|$S|A|SEI Investments Distribution Co.
CNSAX|Invesco Convertible Securities Fund Class A|Invesco Funds|MS|Z|AIM Advisors
CNSBX|Invesco Convertible Securities Fund Class B|Invesco Funds|MF|Z|AIM Advisors
CNSCX|Invesco Convertible Securities Fund Class C|Invesco Funds|MS|Z|AIM Advisors
CNSDX|Invesco Convertible Securities Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
CNSFX|Invesco Convertible Securities Fund Cl R6|Invesco Funds|MS|Z|AIM Advisors
CNSIX|Invesco Convertible Securities Fund Cl R5|Invesco Funds|MS|Z|AIM Advisors
CNSXX|CNI Charter Prime Money Market Fund Class S|CNI Charter Funds|$$|A|SEI Investments Distribution Co.
CNTIX|CNI California Tax Exempt Bond Fd Servicing Cl|CNI Charter Funds|MS|Z|SEI Investments Distribution Co.
CNTXX|CNI Charter California Tax Exempt Money Market Fund Servicing Class|CNI Charter Funds|$$|X|SEI Investments Distribution Co.
CNUSX|Capital Non U.S. Equity Fund|Capital Guardian Trust Company|MS|Z|State Street Bank & Trust Company
CNWAX|New World Fund, Inc., Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNWBX|New World Fund, Inc., Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNWCX|New World Fund, Inc., Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNWDX|Calamos New World Growth Fund Class C|Calamos Funds|MS|Z|State Street Bank & Trust Company
CNWEX|New World Fund, Inc., Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNWFX|New World Fund, Inc., Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CNWGX|Calamos Evolving World Growth Fund Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CNWIX|Calamos New World Growth Fund Class I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CNWRX|Calamos New World Growth Fund Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CNWZX|Calamos New World Growth Fund Class B|Calamos Funds|MS|Z|State Street Bank & Trust Company
CNYBX|Columbia Fds Srs Tr I, New York Tax Exempt Fd Cl B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CNYCX|Columbia Fds Srs Tr I, New York Tax Tax-Exempt Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNYEX|Columbia New York Tax-Exempt Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNYIX|Columbia New York Intermediate Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNYRX|Columbia New York Tax-Exempt Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNYZX|Columbia New York Tax-Exempt Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CNZLX|Commonwealth Australia/New Zealand Fund|Commonwealth International Series Trust|MS|Z|UMB Fund Services
COAGX|Caldwell & Orkin Market Opportunity Fund|Caldwell & Orkin Funds|MF|Z|Alps Distributors, Inc.
COAVX|Columbia Overseas Value Fund Class A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COBAX|American Funds Corporate Bond Fund - Class 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
COBBX|American Funds Corporate Bond Fund - Class 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
COBCX|American Funds Corporate Bond Fund - Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
COBEX|American Funds Corporate Bond Fund - Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
COBFX|American Funds Corporate Bond Fund Class 529-F|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
COBVX|Columbia Overseas Value Fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COBYX|The Cook & Bynum Fund|Cook & Bynum Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
COCRX|Columbia Convertible Securities Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COCVX|Columbia Overseas Value Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CODRX|Columbia Oregon Intermediate Municipal Bond Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COEAX|Columbia Fds Srs Tr I, Oregon Intermediate Municipal Bond Fund Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COEBX|Columbia Fds Srs Tr I, Oregon Intermediate Municipal Bond Fund Cl B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COFAX|Compass EMP Ultra Short-Term Fixed Income Fd Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
COFIX|Compass EMP Ultra Short-Term Fixed Income Fd Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
COFRX|Columbia Contrarian Core Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COFYX|Columbia Contrarian Core Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COGAX|Columbia Marsico Global Fund Class A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COGCX|Columbia Marsico Global Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COGIX|Cognios Market neutral Large Cap Fund - Institutional Class|ALPS Series Trust|MS|Z|Alps Distributors, Inc.
COGMX|Cognios Market Neutral Large Cap Fund - Investor Class|ALPS Series Trust|MS|Z|Alps Distributors, Inc.
COGRX|Columbia Marsico Global Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COGZX|Columbia Marsico Global Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COHXX|BlackRock Funds Ohio Municipal MM Portfolio Investor A|BlackRock Funds (DE)|$$|A|BNY Mellon Asset Servicing
COICX|Calvert International Opportunities Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
COIIX|Calvert International Opportunities Fund Class I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
COINX|Madison Corporate Bond Fd Cl Y|Madison Funds|MS|Z|State Street Bank & Trust Company
COIXX|BlackRock Funds Ohio Municipal Money Market Portfolio Institutional Sh|BlackRock Funds (DE)|$$|A|BNY Mellon Asset Servicing
COKVX|Columbia Overseas Value Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COLCX|Columbia Tax Exempt Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
COLLX|The Collar Fund|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
COLNX|Columbia Fds Srs Tr I, New York Tax-Exempt Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
COLTX|Columbia Tax Exempt Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
COMIX|Van Eck CM Commodity Index Fd Cl I|Van Eck Funds|MS|Z|State Street Bank & Trust Company
COMVX|Gabelli Comstock Capital Value Fund Class AAA|Gabelli & Company, Inc.|MS|Z|BNY Mellon Asset Servicing
CONPAX|Guggenheim Def Port Srs 988 Onefolio Private Select Srs 35|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CONVAX|Adivsors Disp Tr Convertible and Income CE Port Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
CONVX|Concorde Value Fd|Concorde Funds, Inc|MS|Z|U.S. Bancorp Fund Services, LLC
COPLX|Copley Fd Inc|Copley Financial Services|MF|Z|Gemini Fund Services, LLC
COPRX|Columbia Income Opportunities Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COPUNX|Guggenheim Def 796 Utilities Ptf Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
COPUOX|Guggenheim Def 857 Utilities Ptf Srs 15|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
COPUPX|Guggenheim Def 924 Utilities Portfolio Series 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
COPUQX|Guggenheim Def Port Srs 995 Utilities Port Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CORAX|CCA Core Return Fund - Investor Class|CCA Investments Trust|MS|Z|Mutual Shareholder Services, LLC
CORCX|Columbia Fds Srs Tr I, Oregon Intermediate Municipal Bond Fund Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CORIX|CCA Core Return Fund - Institutional Class|CCA Investments Trust|MS|Z|Mutual Shareholder Services, LLC
CORMX|Columbia Oregon Intermediate Munipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CORRX|Columbia Contrarian Core Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COSIX|Columbia Fds Srs Tr I, Strategic Income Fd Cl A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
COSZX|Columbia Overseas Value Fund Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COTCX|Tax-Free Fund of Colorado, Class C Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
COTFX|Tax-Free Fund of Colorado Class A|Aquila Group of Funds|MF|Z|SEI Investments Distribution Co.
COTIX|Tax-Free Fund of Colorado Class I Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
COTYX|Tax-Free Fund of Colorado, Class Y Shares|Aquila Group of Funds|MS|Z|SEI Investments Distribution Co.
COTZX|Columbia Acorn Trust, Thermostat Fund Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
COVAX|Columbia Small Cap Value Fund II Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
COVBX|Columbia Small Cap Value Fund II Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COVCX|Columbia Small Cap Value Fund II Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
COVIX|Columbia Overseas Value Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COVRX|Columbia Convertible Securities Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
COVWX|Columbia Overseas Value Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPARX|Columbia Credit Allocation Aggressive Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPASX|Columbia Active Portfolios Multi-Manager Alternative Strategies Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPAWX|Columbia Pacific Asia Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPAXX|BlackRock Funds Municipal Money Market Portfolio Investor A Class|BlackRock Funds (DE)|$S|A|BNY Mellon Asset Servicing
CPAZX|Columbia Capital Allocation Aggressive Portfolio Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPBBX|Invesco Core Plus Bond Fund Class B|Invesco Funds|MS|Z|AIM Advisors
CPBFX|Invesco Core Plus Bond Fund Cl R6|Invesco Funds|MS|Z|AIM Advisors
CPBRX|Invesco Core Plus Bond Fund Class R|Invesco Funds|MS|Z|AIM Advisors
CPBXX|JPMorgan Prime MM Fund  Class B|J.P. Morgan|$S|A|Chase Global Funds
CPBYX|Invesco Core Plus Bond Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
CPCCX|Comstock Capital Value Fund  Class C|Gabelli & Company, Inc.|MS|Z|BNY Mellon Asset Servicing
CPCFX|Invesco Core Plus Bond Fund Class C|Invesco Funds|MS|Z|AIM Advisors
CPCIX|Columbia Pacific Asia Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPCRX|Comstock Capital Value Fund  Class R|Gabelli & Company, Inc.|MS|Z|BNY Mellon Asset Servicing
CPEAX|Catalyst/CP Core Equity Fd Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CPECX|Catalyst/CP Core Equity Fd Cl C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CPFRX|Columbia Small Cap Core Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPFXX|American Century Capital Preservation Fund Investor Class|American Century Investments|$$|A|State Street Bank & Trust Company
CPGAX|American Funds Global Growth Portfolio Class 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CPGCX|American Funds Global Growth Portfolio Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CPGRX|Columbia Mid Cap Growth Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPHPAX|Claymore Sec Defined Ptf Srs 133 Pharm & Preserv Def Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPHYX|Principal Fds, Inc. High Yield Fd Cl A|Principal Funds, Inc.|MF|Z|Princor Financial Services Corp.
CPIIX|Invesco Core Plus Bond Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
CPIRX|Columbia Corporate Income Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPIWX|Columbia Corporate Income Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPLXX|BofA Fds Srs Tr, BofA Treasury Reserves Fund Capital Class|BofA Funds|$$|G|State Street Bank & Trust Company
CPMMAX|Guggenheim Def Ptf 805 Precious Metals & Miners Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPMMBX|Guggenheim Def 891 Precious metals & Miners Portfolio Series 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPMMCX|Guggenheim Def Ptf Srs 958 Precious Metals & Miners Ptf Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPMMDX|Guggenheim Def Port Srs 1024 Precious Metals & Miners Port Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPMPX|Changing Parameters Fund|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
CPMXX|BofA Cash Reserve Fund Capital Class|BofA Funds|$$|A|State Street Bank & Trust Company
CPNXX|BIF PA Municipal Money Fund|BlackRock Funds (DE)|$$|X|State Street Bank & Trust Company
CPOAX|Morgan Stanley Capital Opportunities Trust A|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
CPOBX|Morgan Stanley Capital Opportunities Trust B|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
CPOCX|Morgan Stanley Capital Opportunities Trust C|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
CPODX|Morgan Stanley Capital Opportunities Trust I|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
CPOIX|Columbia Small Cap Core Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPPAX|American Funds Preservation Portfolio Class 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CPPBX|American Funds Preservation Portfolio Cl 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CPPCX|American Funds Preservation Portfolio Class 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CPPEX|American Funds Preservation Portfolio Class 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CPPFX|Americasn Funds Preservation Portfolio Class 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CPPRX|Columbia Income Opportunities Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPRAX|Columbia Pacific/Asia Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPRCX|Camelot Premium Return Fd Cl C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CPREAX|Guggenheim Def 839 Flaherty & Crumrine Preferred Ptf Srs 26|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPREBX|Guggenheim Def 882 Flaherty & Crumrine Preferred Ptf Srs 27|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPRECX|Guggenheim Def 903 Flaherty & Crumrine Preferred Portfolio Series 28|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPREDX|Guggenheim Def 939 Flaherty & Crumrine Preferred Ptf Srs 29|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPREEX|Guggenheim Def Port Srs 973 Flaherty & Crumrine Preferred Port Srs 30|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPREFX|Guggenheim Def Port Srs 1001 Flaherty & Crumrine Preferred Port Srs 31|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPRENX|Claymore Sec Def 558 Flaherty & Crumrine Preferred Ptf Srs 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPREPX|Claymore Sec Def 577 Flaherty & Crumrine PFD Ptf Srs 16|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPREQX|Claymore Sec Def 583 Flaherty & Crumrine Preferred Ptf Srs 17|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPRERX|Claymore Sec Def Prft, Srs 607 Flaherty & Crmrine Pref Prft Srs 18|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPRESX|Claymore Sec Def 625 Flaherty & Crumrine Preferred Ptf Srs 19|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPRETX|Claymore Sec Def 638 Flaherty & Crumrine Preferred Ptf Srs 20|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPREUX|Claymore Sec Def 654 Flaherty & Crumrine Preferred Ptf  Srs 21|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPREVX|Claymore Sec Def 669 Flaherty & Crumrine Preferred Ptf Srs 22|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPREZX|Guggenheim Def 798 Flaherty & Crumrine Preferred Ptf Srs 25|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPRFX|Camelot Premium Return Fd Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CPSPMX|Claymore Sec Def 490 Preferred Securities & Income Ptf Srs 13|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CPTIX|Columbia Corporate Income Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPTNX|American Century Government Bond Investor Class|American Century Investments|MF|Z|State Street Bank & Trust Company
CPUAX|AAM/Cutwater Select Income Fund Cl A|Investment Managers Series Trust|MS|Z|UMB Fund Services
CPUCX|AAM/Cutwater Select Income Fund Cl C|Investment Managers Series Trust|MS|Z|UMB Fund Services
CPUIX|AAM/Cutwater Select Income Fund Cl I|Investment Managers Series Trust|MS|Z|UMB Fund Services
CPUMAX|Claymore Sec Def Ptf Srs 130 PA Invest Grade Muni Def Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|D|Claymore Securities, Inc.
CPVCX|Aberdeen Global Small Cap Fd Cl C|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
CPVRX|Columbia Capital Allocation Conservative K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CPXAX|Cohen & Steers Preferred Securities and Income Funds Inc. Class A|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CPXCX|Cohen & Steers Preferred Securities and Income Fund Inc. Class C|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CPXIX|Cohen & Steers Preferred Securities and Income Fund Inc. Class I|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CPXRX|Columbia Mid Cap Index Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CQQRX|Columbia Multi-Advisor International Equity Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CQTRX|Columbia Thermostat Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CQURX|Columbia Large Growth Quantitative Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CQYRX|Columbia Multi-Advisor International Equity Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRAAX|Columbia Risk Allocation Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRACX|Columbia Risk Allocation Fd Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRAENX|Guggenheim Def 830 Renewable & Alterative Energy Portfolio Series 14|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CRAIX|Community Reinvestment Act Qualified Investment Fd|Community Reinvestment Act Qualified Investment Fd (The)|MF|Z|SEI Investments Distribution Co.
CRANX|Community Reinvestment Act Qualified Investment Fd Insti Shs|Community Reinvestment Act Qualified Investment Fd (The)|MS|Z|SEI Investments Distribution Co.
CRARX|ING Real Estate Fund-Class I|ING Funds|MF|Z|Bank of New York
CRATX|Community Reinvestment Act Qualified Investment Fd Retail Shs|Community Reinvestment Act Qualified Investment Fd (The)|MS|Z|SEI Investments Distribution Co.
CRAWX|Columbia Risk Allocation Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRAZX|Columbia Risk Allocation Fd Cl Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRBCX|ING Real Estate Fund Class B|ING Funds|MS|Z|Bank of New York
CRBDGX|Guggenheim Def 843 Dow Jones Value RBP Dividend Focus Ptf Sr 7|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CRBDHX|Guggenheim Def 878 Dow jones Value RBP Dividend Focus Ptf Srs 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CRBDIX|Guggenheim Def 9014 Dow Jones Value RBP Dividend Focus Ptf Srs 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CRBDJX|Guggenheim Def 946 Dow Jones Value RBP Dividend Focus Portfolio Sr 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CRBDKX|Guggenheim Def Port Srs 984 Dow Jone Value RBP Dividend Focus Port Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CRBDLX|Guggenheim Def Port, Srs 1012 Dow Jones Value RBP Dividend Focus Port, Srs 12|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CRBRX|Columbia Acorn Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRBXX|Oppenheimer Cash Reserves Class B|Oppenheimer Funds, Inc.|$$|A|Brown Brothers Harriman & Co.
CRBYX|Columbia Acorn Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRCAX|Credit Suisse Commodity ACCESS Strategy Fd Cl A|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CRCCX|Credit Suisse Commodity ACCESS Strategy Fd Cl C|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CRCIX|Credit Suisse Commodity ACCESS Strategy Fd Cl I|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CRCRX|ING Real Estate Fund Class C|ING Funds|MS|Z|Bank of New York
CRDGX|Calamos Discovery Growth Fund Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CRDRX|Columbia Risk Allocation Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CREAX|Columbia Fds Srs Tr I, Real Estate Equity Fund Inc Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CREBX|Columbia Fds Srs Tr I, Real Estate Equity Fund Inc Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CRECX|Columbia Fds Srs Tr I, Real Estate Equity Fund, Inc. Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CREEX|Columbia Fds Srs Tr 1, Real Estate Equity Fund Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CREIX|Columbia Real Estate Equity Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRERX|Columbia Real Estate Equity Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CREWX|Columbia Real Estate Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRFRX|Columbia Risk Allocation Fd Cl K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRGEX|Calamos Global Equity Fund-Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CRIAX|CRM Small/Mid Cap Value Fund Insti Cl|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRIEX|CRM All Cap Value Fund Institutional Class|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRIGX|CRM Large Cap Opportunity Fund Institutional Class|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRIIX|CRM International Opportunity Fd - Insti Shs|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRIMX|CRM Mid Cap Value Fund-Institutional Shares|CRM Funds|MF|Z|BNY Mellon Asset Servicing
CRIRX|Columbia Acorn International Select Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRISX|CRM Small Cap Value Fund Institutional Shares|CRM Funds|MF|Z|BNY Mellon Asset Servicing
CRIWX|CRM Global Opportunity Fd - Insti Shs|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRIYX|Columbia Corporate Income Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRIZX|Columbia Recovery and Infrastructure Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRJXX|MFS Cash Reserve Fund Class R3|MFS Investment Management|$S|A|State Street Bank & Trust Company
CRKRX|Columbia Risk Allocation Fd Cl R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRKXX|MFS Cash Reserve Fund Class R4|MFS Investment Management|$S|A|State Street Bank & Trust Company
CRMAX|CRM Small/Mid Cap Value Fd Investor Class|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRMCX|Columbia Absolute Return Multi-Strategy Fd Cl C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRMEX|CRM All Cap Value Fund Investor Class|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRMGX|CRM Large Cap Opportunity Fund Investor Class|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRMIX|CRM International Opportunity Fd - Investor Shs|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRMMX|CRM Mid Cap Value Investor Shares|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRMRX|Columbia Absolute Return Multi-Strategy Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRMSX|CRM Funds - CRM Small Cap Value Fund|CRM Funds|MF|Z|BNY Mellon Asset Servicing
CRMWX|CRM Global Opportunity Fd - Investor Shs|CRM Funds|MS|Z|BNY Mellon Asset Servicing
CRMXX|MFS Cash Reserve Fund Class R2|MFS Investment Management|$S|A|State Street Bank & Trust Company
CRRFX|Columbia Real Estate Equity Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRRIX|Columbia Recovery and Infrastructure Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRRRX|Columbia Small Cap Value Fd II Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRRVX|Columbia Real Estate Equity Fund Class R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRRYX|Columbia Small Cap Value Fd II Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRSAX|Credit Suisse Commodity Return Strategy Fund Class A|Credit Suisse Asset Management|MF|Z|State Street Bank & Trust Company
CRSCX|Credit Suisse Commodity Return Strategy Fund Class C|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CRSGX|Cortina Small Cap Growth Fund|Cortina Funds, Inc.|MS|Z|Alps Distributors, Inc.
CRSIX|Columbia Acorn International Select Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRSOX|Credit Suisse Commodity Return Strategy Fund Common Class|Credit Suisse Asset Management|MF|Z|State Street Bank & Trust Company
CRSRX|Columbia Real Estate Equity Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CRSVX|Cortina Small Cap Value Fund|Cortina Funds, Inc.|MS|Z|Alps Distributors, Inc.
CRSXX|Oppenheimer Cash Reserves|Oppenheimer Funds, Inc.|$$|A|Brown Brothers Harriman & Co.
CRVTX|RidgeWorth Fds Virginia Intermediate Municipal Bond Fund Class I|RidgeWorth Funds|MF|Z|State Street Bank & Trust Company
CRVXX|MFS Cash Reserve Fund Class R1|MFS Investment Management|$S|A|State Street Bank & Trust Company
CRWRX|ING Real Estate Fd Cl R|ING Funds|MS|Z|Bank of New York
CRZAX|The Cushing Renaissance Advantage Fund Class A|Cushing Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
CRZCX|The Cushing Renaissance Advantage Fund Class C|Cushing Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
CRZZX|The Cushing Renaissance Advantage Fund Class I|Cushing Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
CSAAX|Credit Suisse Managed Futures Strategy Fd Cl A|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSABX|Aberdeen Asia Bond Fd Inst Cl|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
CSACX|Credit Suisse Managed Futures Strategy Fd Cl C|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSAFX|JPMorgan Commodities Strategy Fund- A|J.P. Morgan|MS|Z|Chase Global Funds
CSAIX|Credit Suisse Multialternative Strategy Fd Cl I|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSARX|Columbia Global Opportunities R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSAXX|Cash Account Trust - Money Market Portfolio|Cash Account Trust Funds|$S|A|State Street Bank & Trust Company
CSAZX|Columbia Global Opportunities Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSBCX|Calvert Social Investment Fd Bond Portfolio Cl C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CSBIX|Cohen & Steers Realty Income Fund Class B|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSBRX|Columbia Short Term Bond Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSBWX|Columbia Short Term Bond Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSBYX|Columbia Short Term Bond Fund Cl Y|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CSCAX|CSC Small Cap Value Fd Inst Cl|CNI Charter Funds|MS|Z|U.S. Bancorp Fund Services, LLC
CSCBX|Calvert Small Cap Fund Class B|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CSCCX|Calvert Small Cap Value Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CSCEX|Columbia Active Portfolios Multi-Manager Small Cap Equity Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSCIX|Cohen & Steers Realty Income Fund Class C|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSCKX|Columbia Small Cap Growth Fund I Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSCRX|Columbia Small Cap Growth Fund I Class R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSCSX|CSC Small Cap Value Fd Inv Cl|CNI Charter Funds|MS|Z|U.S. Bancorp Fund Services, LLC
CSCVX|CornerCap Small Cap Value Fund|CornerCap Funds|MS|Z|Alps Distributors, Inc.
CSCWX|Columbia Small Cap Core Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSCXX|Oppenheimer Cash Reserves Class C|Oppenheimer Funds, Inc.|$$|A|Brown Brothers Harriman & Co.
CSCZX|Columbia Fds Srs Tr I,  Small Cap Value Fund I Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CSDAX|Calvert Short Duration Income Fund Class A|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CSDIX|Cohen & Steers Realty Income Fund Class I|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSDRX|Columbia Global Opportunities Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSDXX|Cash Account Tr-Money Market Ptf Davidson Csh Equivalent Shs|DWS Investments Funds|$$|A|State Street Bank & Trust Company
CSDYX|Calvert Short Duration Income Fund Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CSEBX|Calvert Social Investment Fd Equity Portfolio Cl B|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CSECX|Calvert Social Investment Fund Equity Class C|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CSEFX|Contravisory Strategic Equity Fd Investor Cl|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
CSEIX|Cohen & Steers Realty Income Fund Class A|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSERX|Columbia Select Larg-Cap Value Fd R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSFAX|Cohen & Steers Global Realty Shares, Inc Class A|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSFBX|Cohen & Steers Global Realty Shares, Inc Class B|Cohen & Steers Funds|MS|Z|State Street Bank & Trust Company
CSFCX|Cohen & Steers Global Realty Shares, Inc Class C|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSFFX|Arrow Commodity Strategy Fund Cl A|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
CSFIX|Columbia Seligman Communication & Information Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSFNX|Arrow Commodity Strategy Fd Inst Shs|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
CSFRX|Columbia Marsico Focused Equities Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSFSX|JPMorgan Commodities Strategy Fund- Select|J.P. Morgan|MS|Z|Chase Global Funds
CSFTX|Arrow Commodity Strategy Fund Cl C|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
CSFVX|JPMorgan Commodities Strategy Fund- R6|J.P. Morgan|MS|Z|Chase Global Funds
CSGBX|BlackRock Funds Small Cap Growth Equity Portfolio Investor B|BlackRock Funds (DE)|MS|Z|BNY Mellon Asset Servicing
CSGCX|Calvert Social Investment Fund Managed Growth Portfolio Class C|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CSGEX|BlackRock Funds Small Cap Growth Equity Portfolio Investor A Class|BlackRock Funds (DE)|MF|Z|BNY Mellon Asset Servicing
CSGRX|Columbia Strategic Investor Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSGTX|Transamerica Small Cap Growth Class C|Transamerica Mutual Funds|MS|Z|State Street Bank & Trust Company
CSGYX|Columbia Small Cap Growth Fund I Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSGZX|Columbia Seligman Global Technology Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSHAX|The Cushing MLP Premier Fund Class A Shs|The Cushing MLP Total Return Fund|MS|Z|U.S. Bancorp Fund Services, LLC
CSHCX|The Cushing MLP Premier Fund Class C Shs|The Cushing MLP Total Return Fund|MS|Z|U.S. Bancorp Fund Services, LLC
CSHIX|Credit Suisse High Income Fund Common|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSHTX|AllianceBernstein Taxable Multi-Sector Income Shs|Alliance Funds|MF|Z|State Street Bank & Trust Company
CSHZX|The Cushing MLP Premier Fund Class Insti Shs|The Cushing MLP Total Return Fund|MS|Z|U.S. Bancorp Fund Services, LLC
CSIBX|Calvert Social Investment Fund Bond Pt.|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CSICX|Columbia South Carolina Intermediate Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSIEX|Calvert Social Investment Fund Equity Pt. Class A|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CSIFX|Calvert Social Investment Fund Managed Growth Pt. Class A|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CSIIX|Columbia Small Cap Index Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSIPBX|Guggenheim Def 789 Strategic Income Ptf Sr 52|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPCX|Guggenheim Def 800 Strategic Income Ptf Srs 53|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPDX|Guggenheim Def 827 Strategic Income Portfolio Series 55|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPEX|Guggenheim Def 841 Strategic Income Ptf Srs 57|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPFX|Guggenheim Def 862 Strategic Income Ptf Srs 59|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPGX|Guggenheim Def 887 Strategic Income Portfolio Series 61|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPHX|Guggenheim Def 911 Strategic Income Ptf Srs 63|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPIX|Guggenheim Def 931 Strategic Income Portfolio Series 65|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPJX|Guggenheim Def Ptf Srs 953 Strategic Income Ptf Srs 67|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPKX|Guggeheim Def Port Srs 981 Strategic Income Port Srs 69|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPLX|Guggenheim Def Port Srs 986 Strategic Income Port Srs 71|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIPMX|Guggenheim Def Port Srs 1021 Strategic Income Port Srs 73|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSIRX|Columbia Acorn International Select Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSITX|Invesco Constellation Fund Class R5|Invesco Funds|MF|Z|AIM Advisors
CSIVX|Columbia Strategic Income Fund Class K|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSIXX|Calvert Social Investment Fund|Calvert Investments, Inc.|$$|A|State Street Bank & Trust Company
CSIYX|Calvert Social Investment Fund Bond Ptf Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CSLBX|Calvert Social Investment Fd Balanced Portfolio Cl B|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CSLGX|Columbia Active Portfolios Select Large Cap Growth Fd Cl A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSLIX|Columbia Small Cap Value Fund II Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSLRX|Columbia Acorn Select Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSLWX|Columbia Select Large Cap Growth Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSLYX|Columbia Acorn Select Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSMCX|Century Small Cap Select Institutional Class|Century Capital Management|MF|Z|Alps Distributors, Inc.
CSMHCX|Guggenheim Def 855 Guggenheim US SMID High Dividend Strategy Ptf Sr 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSMHDX|Guggenheim Def 889 Guggenheim US SMID High Dividend Strategy Ptf Sr 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSMHEX|Guggenheim Def 922 Guggenheim US SMID High Dividend Strategy Ptf Srs 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSMHFX|Guggenheim Def Ptf Srs 955 Guggenheim US SMID High Dividend Strategy Ptf Srs 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSMHGX|Guggenheim Def Port Srs 994 Guggenheim US SMid High Dividend Strategy Port Srs 7|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSMHHX|Guggenheim Def Port Srs 1022 Guggenheim US SMID High Dividend Strategy Port Srs 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSMIX|Columbia Fds Srs Tr I, Small Cap Value Fund I Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CSMMX|Invesco Summit Fund Class C|Invesco Funds|MS|Z|AIM Advisors
CSMTX|Columbia Short-Term Municipal Bond Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSMVX|Century Small Cap Select Investor Class|Century Capital Management|MF|Z|Alps Distributors, Inc.
CSNRX|Columbia Strategic Income Fund Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSNXX|Oppenheimer Cash Reserves Class N|Oppenheimer Funds, Inc.|$$|A|Brown Brothers Harriman & Co.
CSOAX|Credit Suisse Strategic Income Fd Cl A|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSOCX|Credit Suisse Strategic Income Fd Cl C|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSOIX|Credit Suisse Strategic Income Fd Cl I|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSOSAX|Guggenheim Def 918 Shale & Oil Sands Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CSPAX|SMALLCAP World Fund, Inc., Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CSPBX|SMALLCAP World Fund, Inc., Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CSPCX|SMALLCAP World Fund, Inc., Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CSPEX|SMALLCAP World Fund, Inc., Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CSPFX|SMALLCAP World Fund, Inc., Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CSPGX|Astor S.T.A.R. ETF Fd Cl C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
CSPIX|Columbia Select Large Cap Growth Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSPRX|Columbia Slect Smaller-Cap Value Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSPXX|Cash Account Tr Money Market Ptf Davidson Cash Equivalent Plus Shs|DWS Investments Funds|$$|A|State Street Bank & Trust Company
CSQAX|Credit Suisse Multialternative Strategy Fd Cl A|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSQCX|Credit Suisse Multialternative Strategy Fd Cl C|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSQIX|Credit Suisse Multialternative Strategy Fd Cl I|Credit Suisse Asset Management|MS|Z|State Street Bank & Trust Company
CSRCX|Columbia Fds Srs Tr I, Strategic Investors Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CSRIX|Cohen & Steers Institutional Realty Shs Inc|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSRRX|Columbia Select Large Cap Growth Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSRSX|Cohen & Steers Realty Shares, Inc.|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSSBX|Columbia Fds Srs Tr I, Small Cap Value Fund I Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CSSCX|Columbia Fds Srs Tr I, Small Cap Value Fund I Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CSSFX|Contravisory Strategic Equity Fund Insti Cl|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
CSSIX|Columbia Select Smaller-Cap Value Fd Cl  I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSSPX|Cohen & Steers Global Realty Shares, Inc Class I|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSSRX|Columbia Acorn Select Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSSZX|Columbia Select Smaller-Cap Value Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSTAX|American Funds College Fd 2027 Cl 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CSTBX|Invesco Constellation Fund Class B|Invesco Funds|MF|Z|AIM Advisors
CSTCX|Invesco Constellation Fund Class C|Invesco Funds|MF|Z|AIM Advisors
CSTGX|Invesco Constellation Fund Class A|Invesco Funds|MF|Z|AIM Advisors
CSTMX|Capital Short-Term Municipal Fund|Capital Guardian Trust Company|MS|Z|State Street Bank & Trust Company
CSTRX|Invesco Constellation Fund Class R|Invesco Funds|MS|Z|AIM Advisors
CSTYX|Invesco Constellation Class Y|Invesco Funds|MS|Z|AIM Advisors
CSUAX|Cohen & Steers Global Infrastructure Fund Inc Class A|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSUBX|Cohen & Steers Global Infrastructure Fd Inc Class B|Cohen & Steers Funds|MS|Z|State Street Bank & Trust Company
CSUCX|Cohen & Steers Global Infrastructure Fd Inc Class C|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSUIX|Cohen & Steers Global Infrastructure Fund Inc Class I|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
CSVAX|Columbia Fds Srs Tr , Strategic Investor Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CSVBX|Columbia Fds Srs Tr I, Strategic Investor Fund  Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CSVFX|Columbia Fds Srs Tr I, Strategic Investor Fund Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CSVIX|Calvert Small Cap Value Fund Class I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CSVRX|Columbia Small Cap Value Fund I Class R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSVWX|Columbia Select Large-Cap Value Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSVYX|Columbia Small Cap Value Fund I Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSVZX|Columbia Select Large-Cap Value Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSWIX|Columbia Small Cap Growth Fund I Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CSXAX|Calvert Social Index Srs, Calvert Social Index Fd Cl A|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CSXBX|Calvert Social Index Fd Cl B|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CSXCX|Calvert Social Index Srs. Calvert Social Index Fd Cl C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CSYIX|Columbia Seligman Global Technology Fd Cl I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTAAX|Witherspoon Managed Furtures Strategy Fd Cl A|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
CTACX|Witherspoon Managed Furtures Strategy Fd Cl C|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
CTAIX|Witherspoon Managed Furtures Strategy Fd Cl I|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
CTANX|Witherspoon Managed Furtures Strategy Fd Cl N|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
CTBIX|Aston TCH Fixed Income Fund Class I|Aston Funds|MF|Z|BNY Mellon Asset Servicing
CTBRX|Columbia Intermediate Bond Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTBYX|Columbia Intermediate Bond Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTCAX|Columbia Fds Srs Tr I, Technology Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CTCBX|Columbia Fds Srs Tr I, Technology Fund Class B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTCXX|Federated Connecticut Municipal Cash Trust Fd CS Shs|Federated Funds|$$|G|State Street Bank & Trust Company
CTEBX|Columbia Tax Exempt Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CTECIX|Guggenheim Def 831 Technology Portfolio Series 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTECJX|Guggenheim Def 891 Technology Portfolio Series 10|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTECKX|Guggenheim Def Ptf Srs 958 Technology Ptf Srs 11|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTERX|Columbia Tax-Exempt Fund Class R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTESX|Virtus CA Tax Exempt Bond Fund Class A|Virtus Investment Partners, Inc|MF|Z|BNY Mellon Asset Servicing
CTEXX|Advantage California Tax Exempt Liquidity Fund|Reich & Tang|$$|X|Bank of New York
CTEZX|Columbia Tax Exempt Fund Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CTFAX|Columbia Acorn Trust, Thermostat Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CTFBX|Columbia Acorn Trust, Thermostat Fund Class B|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CTFCX|American Funds College Fd 2024 Cl 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTFDX|Columbia Acorn Trust, Thermostat Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CTFEX|American Funds College Fd 2024 Cl 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTFFX|American Funds College Fd 2024 Cl 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTFRX|Columbia Marsico 21st Century Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTGRX|Columbia Marsico Growth Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTGXX|Federated Government Cash Series|Federated Funds|$$|G|State Street Bank & Trust Company
CTHAX|American Funds College Fd 2030 Cl 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTHBX|American Funds College Fd 2030 Cl 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTHCX|Columbia Fds Srs Tr I, Technology Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
CTHEX|American Funds College Fd 2030 Cl 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTHFX|American Funds College Fd 2030 Cl 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTHRX|Columbia Technology Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTIAX|Compass EMP International 500 Volatility Weighted Fd Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CTICX|Compass EMP International 500 Volatility Weighted Fd Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CTIIX|Compass EMP International 500 Volatility Weighted Fd Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CTITX|Compass EMP International 500 Volatility Weighted Fd Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CTIVX|Columbia Strategic Income Fund Class R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTIWX|Columbia U.S. Treasury Index Fd Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTLAX|Country Bond Fund Class A|Country Mutual Funds|MS|Z|U.S. Bancorp Fund Services, LLC
CTLRX|Columbia Limited Duration Credit Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTMAX|Compass EMP Multi-Asset Asset Balanced Fund Class A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CTMCX|Compass EMP Multi-Asset Balanced Fund Class C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CTMIX|Columbia Short Term Bond Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTMRX|Columbia Intermediate Municipal Bond Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTMTX|Compass EMP Multi-Asset Balanced Fund Class T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CTMXX|Calvert Tax-Free Reserves - Money Market Portfolio|Calvert Investments, Inc.|$$|X|State Street Bank & Trust Company
CTOAX|American Funds College Fd 2021 Cl 529-A|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTOBX|American Funds College Fd 2021 Cl 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTOCX|American Funds College Fd 2021 Cl 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTOEX|American Funds College Fd 2021 Cl 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTOFX|American Funds College Fd 2021 Cl 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTORX|Columbia Thermostat Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTPLAX|Guggenheim Def 925 Blueprints TriplePlay Portfolio Series 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTPLBX|Guggenheim Define Ptf Srs 951 Blueprints Triple Play Port Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTPLCX|Guggenheim Def Port Srs 991 Blueprints Trip Play Port Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTPLDX|Guggenheim Def Port Srs 1018 Blueprints Triple Play Port Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTPPAX|Claymore Sec Defined Ptf Srs 133 Tech & Preserv Def Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTPXX|Federated Prime Cash Series|Federated Funds|$$|A|State Street Bank & Trust Company
CTRAX|Calamos Total Return Bond Fd - Cl A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CTRCX|Calamos Total Return Bond Fd - Cl C|Calamos Funds|MF|Z|State Street Bank & Trust Company
CTRIX|Calamos Total Return Bond Fd - Cl I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CTRRX|Calamos Total Return Bond Fd - Cl R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CTRWX|Columbia Contrarian Core Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTSAX|Caritas All-Cap Growth Fund|Starboard Investment Trust|MS|Z|The Nottingham Company
CTSBX|American Funds College Fd 2027 Cl 529-B|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTSCX|American Funds College Fd 2027 Cl 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTSEX|American Funds College Fd 2027 Cl 529-E|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTSFX|American Funds College Fd 2027 Cl 529-F-1|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTTLX|Calvert Tax-Free Reserves Long Term|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CTTRX|Transamerica Tactical Rotation Class C|Transamerica Mutual Funds|MS|Z|State Street Bank & Trust Company
CTTWX|Columbia Strategic Income Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTTXX|Federated Treasury Cash Series|Federated Funds|$$|A|State Street Bank & Trust Company
CTUHAX|Guggenheim Def 849 Guggenheim U.S. High Divd Strategy Ptf 2 Yr Sr 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTUHBX|Guggenheim Def 933 Guggenheim US High Dividend Strategy Portfolio (2-yr) Series 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTUHCX|Guggenheim Def Port Srs 1003 Guggenheim US High Dividend Strategy Port (2-yr) Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTVAX|Catalyst Value Fd - Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CTVCX|Catalyst Value Fd  Class C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CTVIX|Catalyst Value Fund Class I|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
CTVWX|Columbia Strategic Investor Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTWXX|Federated Treasury Cash Series II Shs|Federated Funds|$$|A|State Street Bank & Trust Company
CTXBX|Calamos Total Return Bond Fd - Cl B|Calamos Funds|MS|Z|State Street Bank & Trust Company
CTXEX|Virtus CA Tax-Exempt Bond Fund Class I|Virtus Investment Partners, Inc|MF|Z|BNY Mellon Asset Servicing
CTXRX|Columbia Marsico Flexible Capital Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTYCX|American Funds College Fd 2030 Cl 529-C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CTYGX|Country Growth Fund, Inc.|Country Mutual Funds|MF|Z|U.S. Bancorp Fund Services, LLC
CTYLX|COUNTRY  Bond Fund|Country Mutual Funds|MF|Z|U.S. Bancorp Fund Services, LLC
CTYRX|Columbia Technology Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CTZIAX|Guggenheim Def 848 Zacks Income Advantage Strategy Ptf 2 Yr Sr 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTZIBX|Guggenheim Def 904 Zacks Income Advantage Strategy Ptf (2-year) Sr 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTZICX|Guggenheim Def Port Srs 966 Zacks Income Advantage Strat Port (2 yr) Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CTZIDX|Guggenheim Def Port Srs 1030 Zacks Income Advantage Strategy Port (2-yr)Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUAIX|Columbia Multi-Advisor International Equity Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CUAXX|BlackRock Funds U.S. Treasury Money Market Portfolio Investor A|BlackRock Funds (DE)|$$|A|BNY Mellon Asset Servicing
CUCAAX|Guggenheim Def 905 Guggenheim US Capital Strength Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUCABX|Guggenheim Def Port Srs 970 Guggenheim US Capital Strength Port Srs 2|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUCACX|Guggenheim Def Port Srs 1029 Guggenheim US Capital Strength Port Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUGAX|Aberdeen Global Fixed Income Fd Cl A|Aberdeen Funds|MS|Z|State Street Bank & Trust Company
CUGZX|Columbia U.S. Government Mortgage Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CUHAX|Compass EMP U.S. 500 Enhanced Volatility Weighted Fund Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CUHCX|Compass EMP U.S. 500 Enhanced Volatility Weighted Fund Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CUHIX|Compass EMP U.S. 500 Enhanced Volatility Weighted Fund Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CUHRAX|Guggenheim Def Port Srs 1033 US Housing Recovery Port Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUHTX|Compass EMP U.S. 500 Enhanced Volatility Weighted Fund Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CULAX|Calvert Ultra-Short Floating Income Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CULOAX|Guggenheim Def Port Srs 961 US Low Volatility Strategy Port Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CULOBX|Guggenheim Def Port Srs 999 US Low Volatility Strategy Srs 9|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CULOCX|Guggenheim Def Port Srs 1026 US Low Volatility Strategy Port Srs 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CULYX|Calvert Ultra-Short Income Fund Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CURAX|The Cushing Royalty Energy Income Fd Cl A|Cushing Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
CURCX|The Cushing Royalty Energy Income Fd Cl C|Cushing Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
CURZX|The Cushing Royalty Energy Income Fd Cl I|Cushing Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
CUSAX|Columbia Acorn USA Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CUSCX|Cullen Small Cap Value Fund Class C|Cullen Funds|MS|Z|Alps Distributors, Inc.
CUSEX|Capital U.S. Equity Fund|Capital Guardian Trust Company|MS|Z|State Street Bank & Trust Company
CUSHCX|Guggenheim Def 855 Guggenheim US High Dividend Strategy Ptf Sr 3|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUSHDX|Guggenheim Def 889 Guggenheim US high Dividend Strategy Ptf Srs 4|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUSHEX|Guggenheim Def 922 Guggenheim US High Dividend Strategy Ptf Series 5|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUSHFX|Guggenheim Def Ptf Srs 955 Guggenheim US High Dividend Strategy Ptf Srs 6|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUSHGX|Guggenheim Def Port Srs 994 Guggenheim US High Dividend Strategy Port Srs 7|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUSHHX|Guggenheim Def Port Srs 1022 Guggenheim US High Dividend Strategy Port Srs 8|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CUSIX|Cullen Small Cap Value Fund Class I|Cullen Funds|MS|Z|Alps Distributors, Inc.
CUSRX|Cullen Small Cap Value Fund Retail Class|Cullen Funds|MS|Z|Alps Distributors, Inc.
CUSSX|Cullen Small Cap Value Fund Class R1|Cullen Funds|MS|Z|Alps Distributors, Inc.
CUSTX|Cullen Small Cap Value Fund Class R2|Cullen Funds|MS|Z|Alps Distributors, Inc.
CUSYX|Columbia Acorn USA Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CUTIX|Columbia U.S. Treasury Index Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CUTRX|Columbia U.S. Treasury Index Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CUURX|Columbia Small Cap Value Fd I Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CUVRX|Columbia U.S. Government Mortgage Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVAAX|Calamos Value Fund - Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVABX|Calamos Value Fund  Class B|Calamos Funds|MS|Z|State Street Bank & Trust Company
CVACX|Calamos Value Fund  Class C|Calamos Funds|MS|Z|State Street Bank & Trust Company
CVAIX|Calamos Value Fund  Class I|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVALX|Sentinel Sustainable Core Opportunities Fd Cl I|Sentinel Funds|MS|Z|State Street Bank & Trust Company
CVAPAX|Claymore Sec Defined Ptf Srs 128 Value & Preservation Def Ptf Srs 1|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CVARX|Calamos Value Fund-Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CVASX|CV Asset Allocation Fund|Starboard Investment Trust|MS|Z|The Nottingham Company
CVBRX|Columbia Convertible Securities Cl R|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVBWX|Columbia Convertible Securities Cl W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVCAX|Compass EMP Conservative Volatility Weighted Fund - Class A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVCCX|Compass EMP Conservative Volatility Weighted Fund - Class C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVCFX|Pioneer Fundamental Value Fd Cl C|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
CVCIX|Compass EMP Conservative Volatility Weighted Fund - Class I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVCRX|Columbia Value and Restructuring Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVCTX|Compass EMP Conservative Volatility Weighted Fund - Class T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVERX|Columbia Mid Cap Value Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVFBX|Pioneer Fundamental Value Fd Cl B|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
CVFCX|Pioneer Fundamental Value Fd Cl A|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
CVFRX|Columbia International Value Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVFYX|Pioneer Fundamental Value Fd Cl Y|Pioneer Management Corp.|MF|Z|Brown Brothers Harriman & Co.
CVFZX|Pioneer Fundamental Value Fd Cl Z|Pioneer Management Corp.|MS|Z|Brown Brothers Harriman & Co.
CVGBX|Calamos Growth Fd Cl B|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVGCX|Calamos Growth Fd Cl C|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVGIX|Calvert Government Fd Cl I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CVGRX|Calamos Growth Fd Cl A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVGXX|BofA Money Market Reserves Fund Inst Capital|BofA Funds|$$|G|State Street Bank & Trust Company
CVHAX|Compass EMP International 500 Enhanced Volatility Weighted Fund Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVHCX|Compass EMP International 500 Enhanced Volatility Weighted Fund Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVHIX|Compass EMP International 500 Enhanced Volatility Weighted Fund Fd Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVHTX|Compass EMP International 500 Enhanced Volatility Weighted Fund Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVIAX|RidgeWorth Fds Virginia Intermediate Municipal Bond Fund Class A|RidgeWorth Funds|MS|Z|State Street Bank & Trust Company
CVIRX|Columbia Dividend Income Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVIXX|BofA Government Plus Reserves Institutional|BofA Funds|$$|G|State Street Bank & Trust Company
CVLCX|Calamos Global Growth and Income Fund Class C|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVLDX|Calamos Global Growth and Income Fund Class B|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVLEX|Cullen Value Fd Retail Cl|Cullen Funds|MS|Z|Alps Distributors, Inc.
CVLFX|Cullen Value Fd Cl C|Cullen Funds|MS|Z|Alps Distributors, Inc.
CVLIX|Columbia International Value Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVLOX|Calamos Global Growth and Income Fund Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVLRX|Calamos Global Growth and Income Fund-Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CVLVX|Cullen Value Fd Cl I|Cullen Funds|MS|Z|Alps Distributors, Inc.
CVMAX|Calvert Emerging Markets Equity Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CVMCX|Calvert Emerging Markets Equity Fund Class C|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CVMGX|RidgeWorth Fds Aggressive Growth Allocation Strategy I Shares|RidgeWorth Funds|MF|Z|State Street Bank & Trust Company
CVMIX|Calvert Emerging Markets Equity Fund Class I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CVMYX|Calvert Emerging Markets Equity Fund Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CVOWX|Columbia Mid Cap Value Opportunity Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVQBX|Columbia Large Value Quantitative B|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVQTX|Columbia Large Value Quantitative Fd Cl T|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVQZX|Columbia Large Value Quantitative Fund Class Z|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVREX|CV Sector Rotational Fund Retail Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
CVRFX|Pioneer Fundamental Value Fd Cl R|Pioneer Management Corp.|MS|Z|Brown Brothers Harriman & Co.
CVRIX|Columbia Value & Restructuring Fund Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVRRX|Columbia Value and Restructuring Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVRWX|Columbia Value & Restructuring Fund Class W|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVRYX|Columbia Value and Restructuring Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVSCX|Calamos Market Neutral Fd Cl C|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVSIX|Calamos Market Neutral Fund Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVSRX|Calamos Market Neutral Income Fund-Class R|Calamos Funds|MS|Z|State Street Bank & Trust Company
CVSTX|CV Sector Rotational Fund Inst Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
CVTCX|Calamos Growth & Income Fund Class C|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVTRX|Calamos Growth & Income Fund Class A|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVTWAX|Advisors Disp Tr 1025 Covered Call & Income Strategies Closed-End Port 2-YR Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
CVTXX|BofA Government Plus Reserves Fund G Trust|BofA Funds|$$|G|State Street Bank & Trust Company
CVTYX|Calamos Growth & Income Fund Class B|Calamos Funds|MF|Z|State Street Bank & Trust Company
CVUIX|Columbia Small Cap Value Fund I Class I|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVVRX|Columbia Small Cap Value Fd I Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CVWAX|Compass EMP Growth Volatility Weighted Fund - Class A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVWCX|Compass EMP Growth Volatility Weighted Fund - Class C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVWIX|Compass EMP Growth Volatility Weighted Fund - Class I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CVWTX|Compass EMP Growth Volatility Weighted Fund - Class T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CWAVAX|Guggenheim Def 895 Diversified Income Wave Ptf Srs 31|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWAVBX|Guggenheim Def 921 Diversified Income Wave Ptf Srs 33|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWAVCX|Guggenheim Def 943 Diversified Income Wave Portfolio Srs 35|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWAVDX|Guggenheim Def Port Srs 965 Diversified Income Wave Port Srs 37|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWAVEX|Guggenheim Def Port Srs 1028 Diversified Income Wave Port Srs 39|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWAVUX|Guggenheim Def 793 Diversified Income Wave Ptf Srs 21|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWAVVX|Guggenheim Def 812 Diversified Income & Wave Ptf Srs 23|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWAVWX|Guggenheim Def Ptf Srs 833 Diversified Income Wave Ptf Srs 25|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWAVYX|Guggenheim Def 856 Diversified Income Wave Ptf Sr 27|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWAVZX|Guggenheim Def 875 Diversified Income Wave Ptf Series 29|Guggenheim Funds Distributors, Inc.|US|E|Claymore Securities, Inc.
CWBCX|Capital World Bond Fund, Class C Shares C|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWBFX|Capital World Bond Fund, Class A Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
CWBIX|Cutwater Investment Grade Bond Fund Institutional Class|FundVantage|MS|Z|BNY Mellon Asset Servicing
CWBNX|Cutwater Investment Grade Bond Fund Class A|FundVantage|MS|Z|BNY Mellon Asset Servicing
CWCBX|Calvert World Values Fd Capital Accumulation Fd Cl B|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CWCFX|Christopher Weil & Company Core Investment Fd|PFS Funds|MS|Z|Mutual Shareholder Services, LLC
CWCIX|CWC Small Cap Aggressive Value Fund Insti Cl|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
CWCRX|CWC Small Cap Aggressive Value Fund Retail Class|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
CWEYX|Calvert World Value Fund International Equity Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CWGBX|American Funds Capital World Growth & Income Fund B Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
CWGCX|American Funds Capital World Growth & Income Fund Class C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWGDX|Christopher Weil & Company Global Dividend Fund|PFS Funds|MS|Z|Mutual Shareholder Services, LLC
CWGFX|American Funds Capital World Growth & Income Fund Class F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWGIX|American Funds Capital World Growth & Income Fund Class A Shares|American Funds, Inc.|MF|Z|Capital Management Services, Inc.
CWIAX|Capital World Growth and Income Fund Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWIBX|Capital World Growth and Income Fund Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWICX|Capital World Growth and Income Fund Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWIEX|Capital World Growth and Income Fund Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWIFX|Capital World Growth and Income Fund Class 529-F-1 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWMAX|Washington Mutual Investors Fund Class 529-A Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWMBX|Washington Mutual Investors Fund Class 529-B Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWMCX|Washington Mutual Investors Fund Class 529-C Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWMEX|Washington Mutual Investors Fund Class 529-E Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWMFX|Washington Mutual Investors Fund Class 529-F-1 Shs|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
CWPRX|Columbia LifeGoal Growth Port Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CWRAX|Compass EMP REC Enhanced Volatility Weighted Fund Fd Cl A|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CWRCX|Compass EMP REC Enhanced Volatility Weighted Fund Cl C|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CWRIX|Compass EMP REC Enhanced Volatility Weighted Fund Cl I|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CWRTX|Compass EMP REC Enhanced Volatility Weighted Fund Cl T|Compass EMP Funds Trust|MS|Z|Gemini Fund Services, LLC
CWSIX|Chartwell Small Cap Value Fd Cl I|Investment Managers Series Trust|MS|Z|UMB Fund Services
CWSRX|Columbia Marsico Growth Fd Cl R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CWSVX|Chartwell Small Cap Value Fund Cl A|Investment Managers Series Trust|MS|Z|UMB Fund Services
CWVBX|Calvert World Values Fd, International Equity Fd Cl B|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CWVCX|Calvert World Values International Equity Fund Class C|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CWVGX|Calvert World Values International Eq Fd Class A|Calvert Investments, Inc.|MF|Z|State Street Bank & Trust Company
CWVIX|Calvert World Values Fd International Equity Fd Cl I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CWVYX|Calvert World Values Fund International Oppoprtunities Cl Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CXAIX|Astor Active Income ETF Fund Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
CXGXX|BofA Tax Exempt Reserves Fund Inst Capital|BofA Funds|$$|X|State Street Bank & Trust Company
CXHYX|Delaware National High Yield Municipal Bond Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
CXPXX|Cash Account Trust Premium Reserve Money Market Shs|Cash Account Trust Funds|$$|A|State Street Bank & Trust Company
CXXRX|Columbia Small Cap Index Fd Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CYBAX|Calvert High Yield Bond Fund Class A|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CYBIX|Calvert High Yield Bond Fund Class I|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CYBYX|Calvert high Yield Bond Fund Class Y|Calvert Investments, Inc.|MS|Z|State Street Bank & Trust Company
CYEXX|Advantage New York Tax Exempt Liquidity Fund|Reich & Tang|$$|X|Bank of New York
CYLRX|Columbia High Yield Bond R4|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CYPIX|Consumer Services Ultra Sector ProFund Investor|ProFunds|MS|Z|Citi Fund Services
CYPSX|Consumer Services Ultra Sector ProFund Service|ProFunds|MS|Z|Citi Fund Services
CYSRX|Columbia Acorn USA Cl R5|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CYYYX|Columbia Thermostat Fd Cl Y|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
CZAXX|CitizensSelect Prime Money Market Fund Class A|CitizensSelect Funds|$$|A|Dreyfus Corporation
CZBXX|CitizensSelect Prime Money Market Fund Class B|CitizensSelect Funds|$$|A|Dreyfus Corporation
CZCXX|CitizensSelect Prime Money Market Fund Class C|CitizensSelect Funds|$$|A|Dreyfus Corporation
CZDXX|CitizensSelect Funds - CitizensSelect Prime Money Market Fund Cl D|CitizensSelect Funds|$S|A|Dreyfus Corporation
CZOAX|Zacks All-Cap Core Fund Class A|Investment Managers Series Trust|MF|Z|UMB Fund Services
CZOCX|Zacks All-Cap Core Fund Class C|Investment Managers Series Trust|MS|Z|UMB Fund Services
DAAIX|Dunham Appreciation & Income Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAALX|Dunham Alternative Income Fd Cl A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAASX|Dunham Alternative Strategy Fund Cl A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAAVX|Dunham Loss Averse Equity Income Cl A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DABAX|Delaware Global  Value Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DABBX|Delaware Global Value Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DABCX|Delaware Globa Value Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DABIX|Delaware Global  Value Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DACGX|Dunham Corporate/Government Bond Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DACSX|AIP Dynamic Alternative Strategies Fund Class C|Morgan Stanley Institutional Funds, Inc.|MS|Z|State Street Bank & Trust Company
DACXX|Dreyfus Cash Mgmt Administrative Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DADGX|Dunham Small Cap Growth Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DADXX|Dreyfus Insti Csh Adv Fds, Institutional Advantage Shares|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DAEMX|Dunham Emerging Markets Stock Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAFGX|Dunham Focused Large Cap Growth Fd Cl A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAFXX|Daily Assets Fund Institutional|DWS Investments Funds|$S|A|State Street Bank & Trust Company
DAGVX|Dreyfus Strategic Value Fund Class  A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DAGXX|Dreyfus Govt Cash Mgmt Administrative Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DAHYX|Dunham High-Yield Bond Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAIBX|DMS India Bank Index Fund Class A|DMS Funds|MS|Z|Mutual Shareholder Services, LLC
DAIMX|DMS India MidCap Index Fd Cl A|DMS Funds|MS|Z|Mutual Shareholder Services, LLC
DAINX|Dunham International Stock Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAISX|AIP Dynamic Alternative Strategies Fund Class IS|Morgan Stanley Institutional Funds, Inc.|MS|Z|State Street Bank & Trust Company
DAIXX|Dreyfus Tax Expemt Cash Mgmt,Dreyfus CA AMT Tax-Free Cash Mgmt Inv|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DALCX|Dean Mid Cap Value Fund No-Load|Unified Funds|MS|Z|Huntington Asset Services, Inc.
DALGX|Dunham Large Cap Growth Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DALVX|Dunham Large Cap Value Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAMDX|Dunham Monthly Distribution Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAMXX|Dreyfus Municipal Cash Mgmt Plus Administrative Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DAPAAX|Advisors Disp Tr 979 Dividend Advantage Port., Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
DAPABX|Advisors Disp Tr 989 Dividend Advantage Port Srs 2013-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
DAPAX|Dreyfus Large Cap Growth Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DAPIX|Dreyfus Large Cap Growth Fund Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DAPLX|DMS Poland Large Cap Index Fund|DMS Funds|MS|Z|Mutual Shareholder Services, LLC
DAPXX|Dreyfus Govt Prime Cash Mgmt Administrative Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DAREX|Dunham Real Estate Stock Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DARXX|Dreyfus Treasury Prime Cash Mgmt Administrative Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DASAX|AIP Dynamic Alternative Strategies Fund Class A|Morgan Stanley Institutional Funds, Inc.|MS|Z|State Street Bank & Trust Company
DASCX|Dean Small Cap Value Fund No-Load|Unified Funds|MS|Z|Huntington Asset Services, Inc.
DASIX|AIP Dynamic Alternative Strategies Fund Class I|Morgan Stanley Institutional Funds, Inc.|MS|Z|State Street Bank & Trust Company
DASVX|Dunham Small Cap Value Fund Class A|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DAVAX|Footprints Discover Value Fd Cl A|Northern Lights Fund Trust III|MS|Z|Gemini Fund Services, LLC
DAVPX|Davenport Core Fund|Williamsburg Investment Trust (The)|MF|Z|Confluence Technologies
DAYXX|Dreyfus New York Municipal Cash Mgmt Administrative Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DBABX|DMS Baltic Index Fund Cl A|DMS Funds|MS|Z|Mutual Shareholder Services, LLC
DBAXX|Dreyfus BASIC Money Market Fund, Inc.|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DBBXX|Cash Account Tr, Government & Agency Sec Ptf, DWS Govt Cash Insti Shs|DWS Investments Funds|$S|G|State Street Bank & Trust Company
DBEAX|Dreyfus/The Boston Company Emerging Markets Core Eq Fd Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DBECX|Dreyfus/The Boston Company Emerging Markets Core Eq Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DBEGX|DoubleLine Equities Growth Fund - Class I|DoubleLine Equity Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DBESX|DoubleLine Equities Small Cap Growth Fund - Class I|DoubleLine Equity Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DBETX|DoubleLine Equities Global Technology Fund - Class I|DoubleLine Equity Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DBFRX|DoubleLine Floating Rate Fund - Class I|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DBIBX|DWS Investments Trust, DWS Diversified Intl Equity Fd Cl B|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DBICX|DWS Investments Trust, DWS Diversified Intl Equity Fd Cl C|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DBIRX|Dreyfus Bond Market Index Fund BASIC Shares|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DBISX|DWS Investments Trust, DWS Diversified Intl Equity Fd Cl A|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DBITX|DWS Investment Tr, DWS Diversified Intl Equity Fund Class R|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DBIVX|DWS Investment Tr, DWS Diversified Intl Equity Fund Class S|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DBLEX|DoubleLine Emerging Markets Income Fund Class I|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DBLFX|DoubleLine Core Fixed Income Fund Class I|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DBLSX|DoubleLine Low Duration Bond Fund Class I|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DBLTX|DoubleLine Total Return Bond Fund Class I|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DBMAX|Dreyfus/The Boston Company Small/Mid Cap Growth Fd Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DBMCX|Dreyfus/The Boston Company Small/Mid Cap Growth Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DBMIX|Dreyfus Bond Market Index Fund Investor Shares|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DBMXX|Dreyfus Muni Fds, Inc. - Dreyfus BASIC Muni Money Market Fd|Dreyfus Family of Funds|$S|X|Dreyfus Corporation
DBOAX|Dreyfus  Balanced Opportunity Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DBOCX|Dreyfus  Balanced Opportunity Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DBORX|Dreyfus  Balanced Opportunity Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DBOZX|Dreyfus Balanced Opportunity Fd Cl Z|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DBPIX|DWS Advisor Fds, DWS Short Duration Plus Fund Class S|DWS Investments Funds|MF|Z|State Street Bank & Trust Company
DBZAX|Dreyfus Intl Fds, Inc. Dreyfus Brazil Equity Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DBZCX|Dreyfus Intl Fds, Inc. Dreyfus Brazil Equity Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DBZIX|Dreyfus Intl Fds, Inc. Dreyfus Brazil Equity Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DCAAX|Dreyfus California AMT-Free Municipal Bond Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DCACX|Dreyfus California AMT-Free Municipal Bond Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DCAIX|Dunham Appreciation & Income Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCALX|Dunham Alternative Income Fd Cl C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCASX|Dunham Alternative Strategy Fund Cl C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCAVX|Dunham Loss Averse Equity Income Cl C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCBCX|Delaware Core Bond Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DCBIX|Delaware Core Bond Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DCBXX|Delaware Cash Reserve Class B|Delaware Group Trend Funds, Inc.|$S|A|Delaware Distributors, L.P.
DCCAX|Delaware  Small Cap Core Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DCCCX|Delaware Small Cap Core Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DCCGX|Dunham Corporate/Government Bond Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCCIX|Delaware Small Cap Core Fund Institutional|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DCCRX|Delaware Small Cap Core Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DCCXX|Delaware Cash Reserve Class C|Delaware Group Trend Funds, Inc.|$S|A|Delaware Distributors, L.P.
DCDAX|DuPont Capital Emerging Markets Debt Fd Cl A|FundVantage|MS|Z|BNY Mellon Asset Servicing
DCDCX|DuPont Capital Emerging Markets Debt Fd Cl C|FundVantage|MS|Z|BNY Mellon Asset Servicing
DCDDX|DuPont Capital Emerging Markets Debt Fd Cl D|FundVantage|MS|Z|BNY Mellon Asset Servicing
DCDEX|DuPont Capital Emerging Markets Debt Fd Cl I|FundVantage|MS|Z|BNY Mellon Asset Servicing
DCDGX|Dunham Small Cap Growth Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCEMX|Dunham Emerging Markets Stock Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCFGX|Dunham Focused Large Cap Growth Fd Cl C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCFIX|Delaware Pooled Trust Core Focus Fixed Income Portfolio|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DCGTX|Delaware Pooled Trust Focus Smid-Cap Growth Equity|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DCGVX|Dreyfus Strategic Value Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DCHYX|Dunham High-Yield Bond Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCIBX|DFA California Intermediate-Term Municipal Bond Port|DFA Funds|MF|Z|State Street Bank & Trust Company
DCIFX|Delaware International Bond Fd Cl C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DCINX|Dunham International Stock Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCLGX|Dunham Large Cap Growth Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCLVX|Dunham Large Cap Value Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCMDX|Dunham Monthly Distribution Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCMEX|DuPont Capital Emerging Markets Fund Class I|FundVantage|MS|Z|BNY Mellon Asset Servicing
DCMIX|Dreyfus California AMT-Free Municipal Bond Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DCMSX|DFA Commodity Strategy Portfolio|DFA Funds|MS|Z|State Street Bank & Trust Company
DCMXX|Cash Account Tr, Government & Agency Sec Ptf DWS Govt Cash Managed Shs|DWS Investments Funds|$S|G|State Street Bank & Trust Company
DCNJX|Dreyfus New Jersey Municipal Bond Fund, Inc. Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DCPEX|Dreyfus Emerging Markets Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DCPFX|Delaware Pooled Trust Core Plus Fixed Income Portfolio|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DCREX|Dunham Real Estate Stock Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCRXX|Delaware Cash Reserve A Class|Delaware Group Trend Funds, Inc.|$$|A|Delaware Distributors, L.P.
DCSBX|Davis Appreciation and Income Fund Class B|Davis Funds|MF|Z|State Street Bank & Trust Company
DCSCX|Davis Appreciation and Income Fund Class C|Davis Funds|MS|Z|State Street Bank & Trust Company
DCSVX|Dunham Small Cap Value Fund Class C|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DCSXX|Delaware Cash Reserve Consultant Class|Delaware Group Trend Funds, Inc.|$S|A|Delaware Distributors, L.P.
DCSYX|Davis Appreciation and Income Fund Class Y|Davis Funds|MF|Z|State Street Bank & Trust Company
DCVBX|Gabelli Comstock Capital Value Fund Cl B|Gabelli & Company, Inc.|MS|Z|BNY Mellon Asset Servicing
DDBAX|Dreyfus Emerging Markets Debt Local Currency Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DDBCX|Dreyfus Emerging Markets Debt Local Currency Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DDBIX|Dreyfus Emerging Markets Debt Local Currency Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DDCAX|Delaware Invs, Large Cap Core Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDCIX|Delaware Invs, Large Cap Core Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDDAX|13D Activist Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
DDDBX|Delaware Dividend Income Fund Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDDCX|13D Activist Fd Cl C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
DDDIX|13D Activist Fund Class I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
DDDRX|Delaware Dividend Income Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDFAX|Delaware Diversified Floating Rate Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDFCX|Delaware Diversified Floating Rate Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDFFX|Delaware Diversified Floating Rate Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDFIX|Invesco Diversified Dividend Fund Class R5|Invesco Funds|MS|Z|AIM Advisors
DDFLX|Delaware Diversified Floating Rate Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDFRX|Invesco Diversified Dividend Class R|Invesco Funds|MS|Z|AIM Advisors
DDIAX|Delaware Dividend Income Fund Class A|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DDICX|Delaware Dividend Income Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDIIX|Delaware Dividend Income Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDMAX|DWS Disciplined Market Neutral Fund Class A|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DDMCX|DWS Disciplined Market Neutral Fund Class C|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DDMIX|DWS Disciplined Market Neutral Fund Institutional Class|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DDMSX|DWS Disciplined Market Neutral Fund Class S|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DDSTX|Dreyfus/Laurel Fds Inc. Dreyfus Disciplined Stock Fund|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DDTXX|Dreyfus Insti Csh Adv Fds, Administrative Advantage Shares|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DDVAX|Delaware  Value Fd Cl A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDVBX|Delaware  Value Fund Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDVCX|Delaware Value Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDVIX|Delaware Value Fd Cl I|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DDVRX|Delaware Value Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DDVXX|Dreyfus New York AMT-Free Municipal Csh Management Administrative Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DEAAX|Dreyfus Emerging Asia Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DEACX|Dreyfus Emerging Asia Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DEAIX|Dreyfus Emerging Asia Fundd Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DEAXX|Dreyfus Tax Exempt Cash Mgmt Fds-Dreyfus Tax Exempt Cash Mgmt Admn|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DEBRX|Delaware Core Bond Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEEAX|Delaware Extended Duration Bond Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEEBX|Delaware Extended Duration Bond Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEECX|Delaware Extended Duration Bond Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEEIX|Delaware Extended Duration Bond Fund Institutional Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEERX|Delaware Investments, Extended Duration Bond Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEEVX|Delaware SMID Cap Growth Fund Class C|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEFFX|Delaware Tax-Free Minnesota Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEFIX|The Delafield Fund|Tocqueville Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DEGBX|Delaware Core plus Bond Fund Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEGCX|Delaware International Equity Fund C Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEGGX|Delaware Core Plus Bond Fund Class A|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEGIX|Delaware International Equity Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEIEX|Delaware International Equity Fund B Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEIGX|MassMutual Premier Disciplined Growth Fd Cl Y|MassMutual Funds|MF|Z|State Street Bank & Trust Company
DEILX|Prudential International Equity Fund Class L|Prudential Funds|MF|Z|Bank of New York
DEIQX|Prudential International Equity Fund Class X|Prudential Funds|MF|Z|Bank of New York
DEIXX|Dreyfus Tax Exempt Cash Mgmt Fds -Dreyfus Tax Exempt Cash Mgmt Inst|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DELIX|DMC Tax-Free Income Trust - Pennsylvania A|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DELPX|Delaware Pooled Trust, The Labor Select International Equity Portfolio|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEMAX|Delaware Emerging Markets Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEMBX|Delaware Emerging Markets Fund B Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEMCX|Delaware Emerging Markets Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEMIX|Delaware Emerging Markets Fund Institutional Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEMRX|Delaware Emerging Market Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEMSX|DFA Emerging Markets Small Cap Portf|DFA Funds|MF|Z|State Street Bank & Trust Company
DENVX|MassMutual Premier Discipline Value Fd Cl Y|MassMutual Funds|MF|Z|State Street Bank & Trust Company
DEOPX|Davenport Equity Opportunities Fund|Williamsburg Investment Trust (The)|MF|Z|Confluence Technologies
DEPXX|Dreyfus Tax Exempt Cash Mgmt Fds - Dreyfus Tax Exempt Cash Mgmt Part|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DEQAX|Dreyfus Global Equity Income Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DEQCX|Dreyfus Global Equity Income Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DEQIX|Delaware International Equity Fund Institutional Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DERXX|Dreyfus Institutional Reserves Money Fund Premier Shares|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DEUBX|Delaware U.S. Growth Fund B Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEUCX|Delaware U.S. Growth Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEUIX|Delaware U.S. Growth Fund Institutional Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEURX|Delaware U.S. Growth Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEVBX|Delaware Small Cap Value Fund B Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEVCX|Delaware Small Cap Value Fund C Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEVIX|Delaware Small Cap Value Fund Institutional Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DEVLX|Delaware Small Cap Value Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DEVXX|Dreyfus Tax Exempt Cash Mgmt Fds-Dreyfus Tax Exempt Cash Mgmt Inv|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DEYCX|Dreyfus Large Cap Equity Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DFALX|DFA Large Cap International Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFAPX|DFA Investment Grade Portfolio|DFA Funds|MS|Z|State Street Bank & Trust Company
DFAXX|Dreyfus Tax Exempt Cash Mgmt,Dreyfus CA AMT Tax-Free Cash Mgmt-Admin|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DFBAX|Delaware Foundation Moderate Allocation Portfolio Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFBBX|Delaware Foundation Moderate Allocation Portfolio Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFBCX|Delaware Foundation Moderate Allocation Portfolio Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFBIX|Delaware SMID Cap Growth Fund Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFBMX|LWAS/DFA U.S. High Book to Market Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFBRX|Delaware Foundation Moderate Allocation Portfolio Fd Class  R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFCCX|CSTG&E Intl Social Core Equity Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFCEX|DFA  Emerging Markets Core Equity Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFCFX|LWAS/DFA Two-Year Fixed Income Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFCIX|Delaware SMID Cap Growth Fund Class A|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DFCMX|DFA California Short Term Municipal Bond Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFCSX|DFA Continental Small Co Pt.|DFA Funds|MF|Z|State Street Bank & Trust Company
DFCUX|CSTG&E U.S. Social Core Equity 2 Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFCVX|DFA U.S. Large Cap Value Portfolio II|DFA Funds|MF|Z|State Street Bank & Trust Company
DFDIX|Delaware SMID Cap Growth Fund Cl I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFDMX|DF Dent MidCap Growth Fund|Forum Funds|MS|Z|Atlantic Accounting Services LLC
DFDPX|DF Dent Premier Growth Fd|Forum Funds|MF|Z|Atlantic Accounting Services LLC
DFDSX|DF Dent Small Cap Growth Fund|Forum Funds|MS|Z|Atlantic Accounting Services LLC
DFELX|DFA Enhanced U.S. Large Company Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFEMX|DFA Emerging Markets Portfolio I|DFA Funds|MF|Z|State Street Bank & Trust Company
DFEOX|DFA U.S. Core Equity 1 Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFEPX|DFA Emerging Markets Value Ptf Class R2|DFA Funds|MS|Z|State Street Bank & Trust Company
DFEQX|DFA Short-Term Extended Quality Ptf|DFA Funds|MF|Z|State Street Bank & Trust Company
DFESX|DFA Emerging Markets Social Core Equity Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFETX|Emerging Markets Portf II, a series of Dimensional Inv Grp|DFA Funds|MF|Z|State Street Bank & Trust Company
DFEVX|DFA Emerging Markets Value Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFFCX|Davis Financial Fund, Inc. Class C|Davis Funds|MF|Z|State Street Bank & Trust Company
DFFGX|DFA Short-Term Government Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFFIX|Delaware Foundation Moderate Allocation Portfolio Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFFVX|DFA U.S. Targeted Value Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFGAX|Delaware Foundation Growth Allocation  Portfolio A Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFGBX|DFA Five-Year Global Fixed Income Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFGCX|Delaware Foundation Growth Allocation Portfolio Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFGDX|Delaware Foundation Growth Allocation Portfolio Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFGEX|DFA Global Real Estate Securities Ptf|DFA Funds|MF|Z|State Street Bank & Trust Company
DFGFX|DFA Two-Year Global Fixed Income Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFGIX|Delaware Foundation Growth Allocation Portfolio Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFGPX|DFA Global Allocation 25/75 Ptf Class R2|DFA Funds|MS|Z|State Street Bank & Trust Company
DFGRX|Delaware Foundation Growth Allocation Portfolio Fd Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFHBX|LWAS/DFA International High Book to Market Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFIAX|Delaware Foundation Conservative Allocation Portfolio A Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFIBX|Davis Financial Fund, Inc. Class B|Davis Funds|MF|Z|State Street Bank & Trust Company
DFICX|Delaware Foundation Conservative Allocation Portfolio Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFIDX|Delaware Foundation Conservative Allocation Portfolio Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFIEX|DFA International Core Equity Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFIGX|DFA Intermediate Government Fixed Income Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFIHX|DFA One-Year Fixed Income Pt.|DFA Funds|MF|Z|State Street Bank & Trust Company
DFIIX|Dlaware Foundatio Conservative Allocation Portfolio Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFINX|Transamerica Partners Institutional Money Market Fund|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DFIPX|DFA International Val Ptf Class R2|DFA Funds|MS|Z|State Street Bank & Trust Company
DFIRX|Delaware Foundation Conservative Allocation Portfolio Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFISX|DFA International Small Company Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFITX|DFA International Real Estate Securities Ptf|DFA Funds|MF|Z|State Street Bank & Trust Company
DFIVX|DFA International Value Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFJSX|DFA Japan Small Co Pt.|DFA Funds|MF|Z|State Street Bank & Trust Company
DFLVX|DFA U.S. Large Cap Value Portfolio  (The)|DFA Funds|MF|Z|State Street Bank & Trust Company
DFMAX|Davidson Multi-Cap Equity  Fund Cl A|Advisors Series Trust|MS|Z|U.S. Bancorp Fund Services, LLC
DFMCX|Davidson Multi-Cap Equity Fund Class C|Advisors Series Trust|MS|Z|U.S. Bancorp Fund Services, LLC
DFMVX|DFA Tax-Managed U.S. Marketwide Value Portfolio II|DFA Funds|MF|Z|State Street Bank & Trust Company
DFOAX|Destra Focused Equity Fund Class A|Destra Capital Investment LLC|MS|Z|Bank of New York
DFOCX|Destra Focused Equity Fund Class C|Destra Capital Investment LLC|MS|Z|Bank of New York
DFOIX|Destra Focused Equity Fund Class I|Destra Capital Investment LLC|MS|Z|Bank of New York
DFPAX|Dreyfus Diversified International Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DFPCX|Dreyfus Diversified International Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DFPIX|Dreyfus Diversified International Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DFPRX|DFA Global Allocation 60/40 Ptf Class R2|DFA Funds|MS|Z|State Street Bank & Trust Company
DFPXX|Dreyfus Tax Exempt Cash Mgmt,Dreyfus CA AMT Tax-Free Cash Mgmt-Prtcp|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DFQTX|DFA U.S. Core Equity 2 Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFRAX|DWS Floating Rate Fund  Cl A|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DFRCX|DWS Floating Rate Fund  Cl C|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DFREX|DFA Real Estate Securities Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFRIX|Delaware SMID Cap Growth Fund Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFRPX|DWS Floating Rate  Fund  Cl S|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DFRSX|Asia Pacific Small Company Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFRTX|DWS Floating Rate Fund  Insti Cl|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DFSAX|Davidson Small/Mid Equity Fd Cl A|Advisors Series Trust|MS|Z|U.S. Bancorp Fund Services, LLC
DFSCX|DFA U.S. Micro Cap Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFSHX|DFA Selectively Hedged Global Fixed Income Ptf|DFA Funds|MF|Z|State Street Bank & Trust Company
DFSIX|DFA  U.S. Sustainability Core I Ptf|DFA Funds|MF|Z|State Street Bank & Trust Company
DFSMX|DFA Short Term Municipal Bond Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFSOX|Davidson Small/Mid Equity Fd Cl C|Advisors Series Trust|MS|Z|U.S. Bancorp Fund Services, LLC
DFSPX|DFA International Sustainability Core 1 Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFSRX|Delaware Select Growth Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DFSTX|DFA U.S.  Small Cap Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFSVX|DFA U.S. Small Cap Value Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFTCX|DFA T.A. U.S. Core Equity 2 Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFTEX|DFA Intermediate Term Extended Quality Ptf|DFA Funds|MF|Z|State Street Bank & Trust Company
DFTIX|DFA Intermediate Term Municipal Bond Ptf Inst Cl|DFA Funds|MF|Z|State Street Bank & Trust Company
DFTPX|DFA  U.S. Target Value Ptf Class R2|DFA Funds|MS|Z|State Street Bank & Trust Company
DFTSX|DFA Tax Managed U.S. Small Cap Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFTVX|DFA  U.S. Targeted Value Ptf Class R1|DFA Funds|MF|Z|State Street Bank & Trust Company
DFTWX|DFA T.A.World ex U.S. Core Equity Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFUEX|DFA U.S. Social Core Equity 2 Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFUKX|DFA United Kingdom Small Co Pt.|DFA Funds|MF|Z|State Street Bank & Trust Company
DFUSX|DFA US Large Company Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFUVX|DFA U.S Large Cap Value Portfolio III|DFA Funds|MF|Z|State Street Bank & Trust Company
DFVEX|U.S. Vector Equity Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DFVFX|DFA International Value Portfolio IV|DFA Funds|MF|Z|State Street Bank & Trust Company
DFVIX|DFA International Value Portfolio III|DFA Funds|MF|Z|State Street Bank & Trust Company
DFVLX|DFA International Value ex Tobacco Ptf|DFA Funds|MF|Z|State Street Bank & Trust Company
DFVQX|DFA International Vector Equity Ptf|DFA Funds|MF|Z|State Street Bank & Trust Company
DFWIX|World ex U.S. Core Equity Portfolio - Institutional|DFA Funds|MS|Z|State Street Bank & Trust Company
DFWVX|World ex U.S. Value Portfolio Insti Class|DFA Funds|MF|Z|State Street Bank & Trust Company
DFYGX|LWAS/DFA Two-Year Government Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DGACX|DGHM All-Cap Value Fund C Shs|DGHM Investment Trust|MS|Z|Commonwealth Fund Accounting Inc.
DGAGX|Dreyfus Appreciation Fund, Inc.|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DGAIX|DGHM All Cap Institutional Class|DGHM Investment Trust|MS|Z|Commonwealth Fund Accounting Inc.
DGBCX|Dreyfus Global Real Estate Securities Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGCAX|Delaware Corporate Bond Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DGCBX|Delaware Corporate Bond Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DGCCX|Delaware Corporate Bond Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DGCIX|Delaware Corporate Bond Fund Institutional Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DGCRX|Delaware Corporate Bond Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DGCXX|Dreyfus Govt Cash Mgmt Inst Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DGDAX|Dreyfus Global Dynamic Bd Fd Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGDCX|Dreyfus Global Dynamic Bd Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGDIX|Dreyfus Global Dynamic Bd Fd Cl I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGEIX|Dimensional Investment Grp Global Eq Portf Cl I|DFA Funds|MF|Z|State Street Bank & Trust Company
DGERX|DFA Global Equity Portfolio Class R|DFA Funds|MS|Z|State Street Bank & Trust Company
DGFAX|Davis Global Fund Class A|Davis Funds|MS|Z|State Street Bank & Trust Company
DGFBX|Davis Global Fund Class B|Davis Funds|MS|Z|State Street Bank & Trust Company
DGFCX|Davis Global Fund Class C|Davis Funds|MS|Z|State Street Bank & Trust Company
DGFYX|Davis Global Fund Class Y|Davis Funds|MS|Z|State Street Bank & Trust Company
DGGAX|Delaware Focus Global Growth Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DGGCX|Delaware Focus Global Growth Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DGGIX|Delaware Focus Global Growth Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DGGRX|Delaware Focus Global Growth Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DGHCX|AllianzGI Wellness Fund Class D|Allianz Advisors Funds (NY) 2|MF|Z|State Street Bank & Trust Company
DGHMX|DGHM All-Cap Value Fund Investor Shares|DGHM Investment Trust|MF|Z|Commonwealth Fund Accounting Inc.
DGIFX|The Disciplined Growth Investors Fund|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
DGIVX|DGHM V2000  SmallCap Value Fund Insti Shares|DGHM Investment Trust|MS|Z|Commonwealth Fund Accounting Inc.
DGLAX|Dreyfus Prem,Global Stock Fund Cl A Shs, a Srs of Strategic Fds|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGLCX|Dreyfus Prem,Global Stock Fund Cl C Shs, a Srs of Strategic Fds|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGLRX|Dreyfus Prem, Global Stock Fund Cl I Shs, a Srs Strategic Fds|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGMXX|Dreyfus Govt Cash Mgmt Fd-Dreyfus Gov Cash Mgmt Agency Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DGOCX|Davis Opportunity Fd Class C|Davis Funds|MF|Z|State Street Bank & Trust Company
DGOYX|Davis Opportunity Fd Class Y|Davis Funds|MS|Z|State Street Bank & Trust Company
DGPAX|Dreyfus  Global Absolute Return Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGPCX|Dreyfus Global Absolute Return Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGPIX|Dreyfus  Global Absolute Return Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGPXX|Dreyfus Govt Prime Cash Mgmt Participant Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DGQAX|AmericaFirst Defensive Growth Fd Cl A|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
DGQIX|AmericaFirst Defensive Growth Fd Cl I|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
DGQUX|AmericaFirst Defensive Growth Fd Cl U|AmericaFirst Quantitative Funds|MS|Z|Gemini Fund Services, LLC
DGRIX|Dreyfus Growth and Income Fund, Inc.|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DGROX|Delaware Global Real Estate Opportunities Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DGRPX|Delaware Global Real Opportunities Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DGSCX|AllianzGI Global Small Cap Fund Class Institutional|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
DGSIX|DFA Global Allocation 60/40 Portfolio Inst Cl|DFA Funds|MF|Z|State Street Bank & Trust Company
DGSMX|DGHM V2000  SmallCap Value Fund Investor Class|DGHM Investment Trust|MS|Z|Commonwealth Fund Accounting Inc.
DGSNX|AllianzGI Global Small Cap Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
DGSVX|DGHM V2000 SmallCap Value Fund Class C Shares|DGHM Investment Trust|MS|Z|Commonwealth Fund Accounting Inc.
DGTAX|AllianzGI Technology Fd Administrative Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
DGTCX|Dreyfus Large Cap Growth Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGTNX|AllianzGI Technology Fund Class D|Allianz Advisors Funds (NY) 2|MF|Z|State Street Bank & Trust Company
DGTSX|DFA Global Allocation 25/75 Portfolio Class I|DFA Funds|MF|Z|State Street Bank & Trust Company
DGVCX|Davis Government Bond Fd Class C|Davis Funds|MS|Z|State Street Bank & Trust Company
DGVRX|Dreyfus Technology Growth Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DGVXX|Dreyfus Govt Cash Mgmt Investor Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DGVYX|Davis Government Bond Fund Class Y|Davis Funds|MS|Z|State Street Bank & Trust Company
DGYXX|Dreyfus Institutional Reserves Treasury Fund Agency Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DHAAX|Day Hagan Tactical Allocation Fund of ETF Class A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
DHACX|Day Hagan Tactical Allocation Fund of EFT Class C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
DHAMX|Drexel Hamilton Centre American Equity Fd|Drexel Hamilton Mutual Funds|MS|Z|Alps Distributors, Inc.
DHDAX|Destra Dividend Total Return Fund Class A|Destra Capital Investment LLC|MS|Z|Bank of New York
DHDCX|Destra Dividend Total Return Fund Class C|Destra Capital Investment LLC|MS|Z|Bank of New York
DHDIX|Destra Dividend Total Return Fund Class I|Destra Capital Investment LLC|MS|Z|Bank of New York
DHFCX|Diamond Hill  Long-Short Fund Class C|Diamond Hill Funds|MF|Z|Citi Fund Services
DHFSX|Diamond Hill Financial Long-Short Fund Class I|Diamond Hill Funds|MS|Z|Citi Fund Services
DHGAX|Dreyfus Inv Fds, Dreyfus/Standish Glob Fixed Income Fd Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DHGCX|Dreyfus Inv Fds, Dreyfus/Standish Glob Fixed Income Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DHGLX|Drexel Hamilton Centre Global Equity Fd|Drexel Hamilton Mutual Funds|MS|Z|Alps Distributors, Inc.
DHICX|WFA Strategic Municipal Bond Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
DHIRX|Delaware High Yield Opportunities Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DHLAX|Diamond Hill Large Cap Fund-Class A|Diamond Hill Funds|MF|Z|Citi Fund Services
DHLCX|Diamond Hill Large Cap Fund-Class C|Diamond Hill Funds|MF|Z|Citi Fund Services
DHLRX|Diamond Hill Large Cap Fund I Shares|Diamond Hill Funds|MF|Z|Citi Fund Services
DHLSX|Diamond Hill  Long-Short Fund Class I|Diamond Hill Funds|MF|Z|Citi Fund Services
DHLTX|Diamond Hill Select Fund Class I|Diamond Hill Funds|MF|Z|Citi Fund Services
DHLXX|Dreyfus Institutional Reserves Treasury Fund Hamilton Shares|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DHLYX|Diamond Hill Large Cap Fd Cl Y|Diamond Hill Funds|MF|Z|Citi Fund Services
DHMAX|Diamond Hill Small-Mid Cap Fund Class A|Diamond Hill Funds|MS|Z|Citi Fund Services
DHMBX|Dreyfus High Yield Municipal Bond Fund Class Z|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DHMCX|Diamond Hill Small-Mid Cap Fund Class C|Diamond Hill Funds|MS|Z|Citi Fund Services
DHMIX|Diamond Hill Small-Mid Cap Fund Class I|Diamond Hill Funds|MF|Z|Citi Fund Services
DHMRX|Drexel Hamilton Multi-Asset Real Return Fund Investor Class|Drexel Hamilton Mutual Funds|MS|Z|Alps Distributors, Inc.
DHMUX|Drexel Hamilton Multi-Asset Real Return Fund Institutional Class|Drexel Hamilton Mutual Funds|MS|Z|Alps Distributors, Inc.
DHMXX|Dreyfus Institutional Reserves Treasury Prime Fd Hamilton Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DHMYX|Diamond Hill Small-Mid Cap Fd Cl Y|Diamond Hill Funds|MS|Z|Citi Fund Services
DHOAX|Delaware High-Yield Opportunities Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DHOBX|Delaware High-Yield Opportunities Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DHOCX|Delaware High-Yield Opportunities Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DHOIX|Delaware High-Yield Opportunities Fund Institutional Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DHROX|Diamond Hill Reseach Opportunties Fd Cl A|Diamond Hill Funds|MS|Z|Citi Fund Services
DHSCX|Diamond Hill Small Cap Fd A Shares|Diamond Hill Funds|MF|Z|Citi Fund Services
DHSIX|Diamond Hill Small Cap Fund Class I|Diamond Hill Funds|MF|Z|Citi Fund Services
DHSMX|Diamond Hill Small Cap Fd Cl C|Diamond Hill Funds|MF|Z|Citi Fund Services
DHSTX|Diamond Hill Strategic Fund Class I|Diamond Hill Funds|MF|Z|Citi Fund Services
DHSYX|Diamond Hill Small Cap Fund Class Y|Diamond Hill Funds|MF|Z|Citi Fund Services
DHTAX|Diamond Hill Select Fund Class A|Diamond Hill Funds|MS|Z|Citi Fund Services
DHTCX|Diamond Hill Select Fund Class C|Diamond Hill Funds|MS|Z|Citi Fund Services
DHTYX|Diamond Hill Select Fd Cl Y|Diamond Hill Funds|MS|Z|Citi Fund Services
DHYAX|Dreyfus High Yield Municipal Bond Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DHYCX|Dreyfus High Yield Municipal Bond Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DIAMX|Diamond Hill Long-Short Fund Class A|Diamond Hill Funds|MF|Z|Citi Fund Services
DIASX|Dreyfus Inflation Adjusted Securities -  Class Institutional|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DIAVX|Dreyfus Inflation Adjusted Securities -  Class Investor|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DIAYX|Diamond Hill Long-Short Fd Cl Y|Diamond Hill Funds|MS|Z|Citi Fund Services
DIBAX|Dreyfus International Bond Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DIBCX|Dreyfus International Bond Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DIBFX|Transamerica Partners Institutional Balanced|Transamerica Partners Funds|MS|Z|State Street Bank & Trust Company
DIBRX|Dreyfus International Bond Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DICBX|Transamerica Partners Institutional Core Bond|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DICVX|Dreyfus International Value Fund  Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DICXX|Dreyfus Cash Mgmt Inst Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DIEAX|Dreyfus International Equity Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DIECX|Dreyfus  International Equity Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DIEGX|Transamerica Partners Institutional Large Growth|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIEQX|Domini Institutional Social Equity Fund Institutional Class|Domini Funds|MF|Z|State Street Bank & Trust Company
DIERX|Dreyfus International Equity Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DIFAX|MFS Diversified Income Fund Class A|MFS Investment Management|MS|Z|Chase Global Funds
DIFCX|MFS Diversified Income Fund Class C|MFS Investment Management|MS|Z|Chase Global Funds
DIFDX|MFS Diversified Income fund Class R1|MFS Investment Management|MS|Z|Chase Global Funds
DIFEX|MFS Diversified Income Fund Class R2|MFS Investment Management|MS|Z|Chase Global Funds
DIFFX|MFS Diversified Income Fund Class R3|MFS Investment Management|MS|Z|Chase Global Funds
DIFGX|MFS Diversified Income Fund Class R4|MFS Investment Management|MS|Z|Chase Global Funds
DIFHX|MFS Diversified Income Fd Cl R5|MFS Investment Management|MS|Z|Chase Global Funds
DIFIX|MFS Diversified Income Fund Class I|MFS Investment Management|MS|Z|Chase Global Funds
DIGFX|Dreyfus BASIC U.S. Mortgage Securities Fund|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DIGIX|Transamerica Partners Institutional Large Core|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIHQX|Transamerica Partners Institutional High Quality Bond|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIHSX|Transamerica Institutional Asset Allocation Short/Intermediate Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIHYX|Transamerica Partners Institutional High Yield Bond|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIIAX|Dreyfus India Fd Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DIIBX|DMS India Bank Index Fund Investor Shares|DMS Funds|MS|Z|Mutual Shareholder Services, LLC
DIICX|Dreyfus India Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DIIEX|Transamerica Partners Institutional International Equity|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIIFX|Delaware International Bond Fd Cl I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DIIGX|Transamerica Partners Institutional Inflation-Protected Securities|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIIHX|Transamerica Institutional  Asset Allocation Intermediate Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIIIX|Dreyfus India Fd Cl I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DIIMX|DMS India Midcap Index Fd Inv Shs|DMS Funds|MS|Z|Mutual Shareholder Services, LLC
DIISX|Dreyfus Index Funds Inc. - Dreyfus International Stock Index Fund|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DIIXX|Dreyfus Tax Exempt Cash Mgmt,Dreyfus CA AMT Tax-Free Cash Mgmt Insti|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DILAX|Davis International Fund Class A|Davis Funds|MS|Z|State Street Bank & Trust Company
DILBX|Davis International Fund Class B|Davis Funds|MS|Z|State Street Bank & Trust Company
DILCX|Davis International Fund Class C|Davis Funds|MS|Z|State Street Bank & Trust Company
DILHX|Transamerica Institutional Asset Allocation Intermediate/Long Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DILRX|DFA - International Large Cap Growth Portfolio|DFA Funds|MS|Z|State Street Bank & Trust Company
DILSX|Transamerica Institutional Asset Allocation Long Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DILYX|Davis International Fund Class Y|Davis Funds|MS|Z|State Street Bank & Trust Company
DIMGX|Transamerica Partners Institutional Mid Growth|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIMIX|Dreyfus Short-Intermediate Municipal Bond Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DIMVX|Transamerica Partners Institutional Mid Value|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIMXX|Dreyfus Municipal Cash Mgmt Plus Inst Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DINAX|Morgan Stanley Flexible Income Trust Cl A|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
DINBX|Morgan Stanley Flexible Income Trust Cl B|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
DINCX|Morgan Stanley Flexible Income Tr Cl C|Morgan Stanley Dean Witter Funds|MS|Z|State Street Bank & Trust Company
DINDX|Morgan Stanley Flexible Income Trust Cl I|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
DIPAX|Delaware Inflation Protected Bond Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DIPBX|Delaware Inflation Protected Bond Fund Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DIPCX|Delaware Inflation Protected Bond Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DIPIX|Delaware Inflation Protected Bond Fund Insti Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DIPSX|DFA Inflation Protected Securities Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DIPXX|Dreyfus Govt Prime Cash Mgmt Inst Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DIRVX|Dreyfus International Value Fund Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DIRXX|Dreyfus Treasury Prime Cash Mgmt Inst Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DISAX|Dreyfus Prem, International Stock Fund Cl A Shs, a Srs of Strategic Fd|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DISCX|Dreyfus Prem, International Stock Fund Cl C Shs, a Srs of Strategy Fds|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DISEX|Transamerica Partners Institutional Small Core|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DISFX|Transamerica Partners Institutional Stock Index|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DISGX|Transamerica Partners Institutional Small Growth|Transamerica Partners Funds|MS|Z|State Street Bank & Trust Company
DISHX|Transamerica Institutional Asset Allocation Short Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DISMX|DFA - International Small Cap Growth Portfolio|DFA Funds|MS|Z|State Street Bank & Trust Company
DISRX|Dreyfus Prem, International Stock Fund Cl I Shs, a Srs of Strategic Fd|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DISSX|Dreyfus Index Funds Inc. - Dreyfus Small Cap Stock Index Fund|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DISVX|DFA International Small Cap Value Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DITEX|Dreyfus Intermediate Municipal Bond Fund Inc.|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DITIX|Dreyfus Intermediate Term Income Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DIVIX|Transamerica Partners Institutional Large Value|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIVPX|Forum Funds - Dividend Plus+ Income Fund Investor Class|Forum Funds|MS|Z|Atlantic Accounting Services LLC
DIVRX|Delaware International Value Equity Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DIVSX|Transamerica Partners Institutional Small Value|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DIVTX|DFA International Value Portfolio II|DFA Funds|MF|Z|State Street Bank & Trust Company
DIVXX|Dreyfus Insti Csh Adv Fd, Investor Advantage Shares|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DIYXX|Dreyfus New York Municipal Cash Mgmt Inst Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DLATX|Dreyfus Liquid Assets, Inc. Class 2|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DLAXX|Dreyfus Liquid Assets Class 1|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DLBMX|MassMutual Premier Small/Mid Cap Opportunities Fd Cl A|MassMutual Funds|MF|Z|State Street Bank & Trust Company
DLBVX|MassMutual Premier Value Fund Class L|MassMutual Funds|MF|Z|State Street Bank & Trust Company
DLCNX|AllianzGI Large Growth Fund Class D|Allianz Advisors Funds (NY) 2|MF|Z|State Street Bank & Trust Company
DLCXX|Dreyfus New York AMT-Free Municipal Cash Management Classic Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DLDCX|Dreyfus Natural Resources Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DLDRX|Dreyfus Natural Resources Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DLEGX|DoubleLine Equities Growth Fund - Class N|DoubleLine Equity Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DLENX|DoubleLine Emerging Markets Income Fund Class N|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DLESX|DoubleLine Equities Small Cap Growth Fund - Class N|DoubleLine Equity Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DLETX|DoubleLine Equities Global Technology Fund - Class N|DoubleLine Equity Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DLFNX|DoubleLine Core Fixed Income Fund Class N|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DLFRX|DoubleLine Floating Rate Fund - Class N|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DLGAX|AllianzGI Large Cap Growth Fund Admin Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
DLHAX|Delaware Healthcare Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLHCX|Delaware HealthCare Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLHIX|Delaware Healthcare Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLHRX|Dreyfus High Yield Fund Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DLHYX|MassMutual Premier High Yield Fund Class Y|MassMutual Funds|MF|Z|State Street Bank & Trust Company
DLMAX|Delaware Mid Cap Value Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLMCX|Delaware Mid-Cap Value Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLMIX|Delaware Mid Cap Value Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLMRX|Delaware Mid-Cap Value Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLPCX|Delaware Global Real Estate Opportunities Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLPRX|Delaware Global Real Estate Opportunities Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLQAX|Dreyfus Large Cap Equity Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DLQIX|Dreyfus Large Cap Equity Fund Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DLRHX|Delaware HealthCare Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLRXX|The Dreyfus/Laurel Fds, Inc.- Dreyfus Muni Reserves Basic Shares|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DLSNX|DoubleLine Low Duration Bond Fund Class N|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DLSXX|Dreyfus Institutional Reserves Money Fund Classic Shares|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DLTNX|DoubleLine Total Return Bond Fund Class N|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DLTRX|Delaware Limited Term Diversified Income Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DLTSX|Dreyfus Core Equity Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DLTXX|Dreyfus Municipal Reserves Investor Shares|Dreyfus Family of Funds|$$|G|Dreyfus Corporation
DMBAX|Dreyfus Short-Intermediate Munipal Bond Fd - Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DMBCX|Dreyfus Municipal Bond Opportunity Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DMBIX|Dreyfus AMT-Free Municipal Bond Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DMBXX|The Dreyfus/Laurel Fds, Inc-Dreyfus Muni Reserves Cl B|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DMBZX|Dreyfus Municipal Bond Opportunity Fund Class Z|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DMCNX|AllianzGI Mid Cap Fund Class D|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
DMCVX|Dreyfus Opportunistic Midcap Value Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DMCXX|Dreyfus Cash Management - Agency Shs|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DMECX|Dreyfus Select Managers Small Cap Value Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DMEXX|Dreyfus Institutional Reserves Treasury Prime Fd Premier Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DMGAX|Delaware Macquarie Global Infrastructure Fd Cl A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DMGBX|Prudential Defensive Equity Fund Cl B|Prudential Funds|MF|Z|BNY Mellon Asset Servicing
DMGCX|Delaware Macquarie Global Infrastructure Fd Cl C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DMGIX|Delaware Macquarie Global Infrastructure Fd Insti|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DMGRX|Delaware Macquarie Global Infrastructure Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DMIXX|Dreyfus Money Market Instruments Inc. Money Market Ser|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DMLAX|Doubleline Multi-Asset Growth Fund Class A|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DMLCX|Doubleline Multi-Asset Growth Fund Class C|DoubleLine Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
DMLIX|Doubleline Multi-Asset Growth Fund Class I|DoubleLine Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
DMLNX|Doubleline Multi-Asset Growth Fund Class N|DoubleLine Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
DMMXX|Dreyfus Money Market Instruments Inc. Government Sec|Dreyfus Family of Funds|$$|G|Dreyfus Corporation
DMOBX|Delaware Tax-Free Minnesota Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DMOCX|Delaware Tax-Free Minnesota Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DMPXX|Dreyfus Municipal Cash Mgmt Plus Participant Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DMTFX|Delaware Tax-Free USA Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DMTXX|Daily Income Fd Municipal Ptf Retail Shs|Reich & Tang|$$|A|Bank of New York
DMUAX|Dreyfus AMT-Free Municipal Bond Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DMUCX|Dreyfus AMT-Free Municipal Bond Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DMUSX|Delaware Tax-Free USA Intermediate Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DMVAX|Dreyfus Select Managers Small Cap Value Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DMVIX|Dreyfus Select Managers Small Cap Value Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DNAIX|Dunham Appreciation & Income Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNALX|Dunham Alternative Income Fd Cl N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNASX|Dunham Alternative Strategy Fund Cl N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNAVX|Dunham Loss Averse Equity Income Cl N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNCGX|Dunham Corporate/Government Bond Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNDGX|Dunham Small Cap Growth Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNEMX|Dunham Emerging Markets Stock Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNFGX|Dunham Focused Large Cap Growth Fd Cl N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNHYX|Dunham High-Yield Bond Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNINX|Dunham International Stock Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNIXX|Dreyfus BASIC New York Money Market Fund|Dreyfus Family of Funds|$S|X|Dreyfus Corporation
DNJXX|Dreyfus New Jersey Municipal Money Market Fund|Dreyfus Family of Funds|$$|X|Dreyfus Corporation
DNLAX|Dreyfus Natural Resources Fund Class  A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DNLCX|Dreyfus Active MidCap Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DNLDX|Dreyfus Active MidCap Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DNLGX|Dunham Large Cap Growth Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNLRX|Dreyfus Active MidCap Fund Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DNLVX|Dunham Large Cap Value Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNMDX|Dunham Monthly Distribution Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNMIX|Dreyfus New Jersey Municipal Bond Fund, Inc. Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DNMZX|Prudential National Municipals Fund, Inc. Class Z|Prudential Funds|MS|Z|Bank of New York
DNREX|Dunham Real Estate Stock Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNSVX|Dunham Small Cap Value Fund Class N|Dunham Funds|MS|Z|Gemini Fund Services, LLC
DNSXX|Dreyfus Institutional Reserves Treasury Fund Insti Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DNVAX|DWS International Value Fund Class A|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DNVCX|DWS International Value Fund Class C|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DNVIX|DWS International Value Fund Insti Cl|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DNVSX|DWS International Value Fund Class S|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
DNVXX|Daily Income Fd Money Market Ptf Investor Shs|Reich & Tang|$$|A|Bank of New York
DNVYX|Davis New York Venture Fund, Inc. Class Y|Davis Funds|MF|Z|State Street Bank & Trust Company
DNYIX|Dreyfus New York AMT-Free Municipal Bond Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DNYXX|Dreyfus New York Tax Exempt Money Market Fund|Dreyfus Family of Funds|$$|X|Dreyfus Corporation
DOAXX|DWS Money Market Prime Series, DWS Cash Investment Trust A|DWS Investments Funds|$S|A|State Street Bank & Trust Company
DOBXX|DWS Money Market Prime Series, DWS Cash Investment Trust B|DWS Investments Funds|$S|A|State Street Bank & Trust Company
DOCXX|DWS Money Market Prime Series, DWS Cash Investment Trust C|DWS Investments Funds|$S|A|State Street Bank & Trust Company
DODBX|Dodge & Cox Balanced Fund|Dodge & Cox Funds|MF|Z|State Street Bank & Trust Company
DODFX|Dodge & Cox International Stock Fund|Dodge & Cox Funds|MF|Z|State Street Bank & Trust Company
DODGX|Dodge & Cox Stock Fund|Dodge & Cox Funds|MF|Z|State Street Bank & Trust Company
DODIX|Dodge & Cox Income Fund|Dodge & Cox Funds|MF|Z|State Street Bank & Trust Company
DODWX|Dodge & Cox Global Stock Fund|Dodge & Cox Funds|MF|Z|State Street Bank & Trust Company
DOIGX|Fairfax Global Trends Fund Class N|Dominion Funds|MS|Z|Gemini Fund Services, LLC
DOMAX|Domini International Social Equity Fund Class A Shares|Domini Funds|MS|Z|State Street Bank & Trust Company
DOMIX|Domini International Social Equity Fund Investor Shares|Domini Funds|MF|Z|State Street Bank & Trust Company
DOMOX|Domini International Social Equity Fund-Institutional Shares|Domini Funds|MS|Z|State Street Bank & Trust Company
DOSAX|Advantage Funds, Inc. Dreyfus Opportunistic U.S. Stock Fd Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DOSCX|Advantage Funds, Inc. Dreyfus Opportunistic U.S. Stock Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DOSIX|Advantage Funds, Inc. Dreyfus Opportunistic U.S. Stock Fd Cl I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DOSXX|DWS Money Market Prime Series, DWS Cash Investment Trust S|DWS Investments Funds|$S|A|State Street Bank & Trust Company
DPBFX|Delaware Diversified Income Fund Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPCAX|Dreyfus Greater China Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DPCCX|Dreyfus Greater China Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DPCEX|Delaware Pooled Trust The Select 20 Portfolio|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPCFX|Delaware Diversified Income Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPCRX|Dreyfus Greater China Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPCXX|Dreyfus Cash Mgmt Participant Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DPDEX|Delaware Pooled Trust, Large Cap Value Equity Portfolio|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPDFX|Delaware Pooled Trust  Diversified Income Fund Class A|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DPECX|Dreyfus Core Equity Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DPEGX|Delaware Pooled Trust - Emerging Markets Portfolio II|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPEMX|Delaware Pooled Trust, The Emerging Markets Portfolio|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DPENX|Dreyfus Pennsylvania Fund Class Z|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPERX|Dreyfus Core Equity Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPFDX|Davlin Philanthropic Fund|Davlin Philanthropic Funds|MS|Z|Mutual Shareholder Services, LLC
DPFFX|Delaware Diversified Income Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPFIX|Delaware Core Bond Fund Class A|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPGXX|Dreyfus Govt Cash Mgmt Participant Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DPHYX|Delaware Pooled Trust, The High Yield Bond Portfolio|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPIAX|Destra Preferred and Income Securities Fund Class A|Destra Capital Investment LLC|MS|Z|Bank of New York
DPICX|Destra Preferred and Income Securities Fund Class C|Destra Capital Investment LLC|MS|Z|Bank of New York
DPIEX|Delaware Pooled Trust, Intl Equity Portfolio|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DPIFX|Delaware International Bond Fd Cl A|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DPIGX|Dupree Mutual Funds Intermediate Government Bond Series|Dupree Mutual Funds|MS|Z|Confluence Technologies
DPIIX|Destra Preferred and Income Securities Fund Class I|Destra Capital Investment LLC|MS|Z|Bank of New York
DPIXX|Dreyfus/Laurel Funds, Inc. - Dreyfus Money Market Reserve Investor Shs|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DPLGX|Delaware Pooled Trust The Large Cap Growth Equity Portfolio|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPLTX|Dreyfus High Yield Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DPMZX|Dreyfus Connecticut Fund Class Z|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPOAX|Dreyfus S&P STARS Opportunities Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPOXX|Dreyfus/Laurel Funds Inc. Dreyfus Money Market Class R|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DPRBX|Delaware REIT Fund B Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DPRCX|Delaware REIT Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPREX|Delaware REIT Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DPRFX|Delaware Diversified Income Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPRRX|Delaware REIT Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPRSX|Delaware REIT Fund Institutional Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPRTX|Delaware Pooled Trust  The Real Estate Investment Trust Portfolio II|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPRXX|Dreyfus Treasury Prime Cash Mgmt Participant Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DPSAX|Dreyfus Structured Midcap Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DPSCX|Dreyfus Structured Midcap Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DPSRX|Dreyfus Structured Midcap Fund Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DPTAX|Dreyfus Tax Managed Growth Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DPTBX|DMC Tax Free Income Trust PA Tax Free PA Class B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPTCX|Delaware Tax-Free Pennsylvania Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DPTRX|Dreyfus Tax Managed Growth Fd Cl I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPTXX|Dreyfus Insti Csh Adv Fds, Participant Advantage Shares|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DPUAX|Dreyfus U.S. Equity Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPUCX|Dreyfus  U.S. Equity Fund Class C Shs|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPUIX|Dreyfus U.S. Equity Fund Class I Shs|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPWRX|Dreyfus Worldwide Growth Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DPYXX|Dreyfus New York Municipal Cash Mgmt Participant Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DQEIX|Dreyfus Global Equity Inccome Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DQIAX|Dreyfus Equity Income Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DQICX|Dreyfus Equity Income Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DQIRX|Dreyfus Equity Income Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DRAXX|Dreyfus Muni Cash Mgmt Plus - Agency Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DRCAX|Dreyfus California AMT-Free Municipal Bond Fund Class Z|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRCCAX|Advisors Disp Tr 968 Dividend Ruler Covered Call Port Srs 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
DRCCBX|Advisors Disp Tr 1016 Dividend Ruler Covered Call Port Srs 2013-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
DRCVX|Gabelli Comstock Capital Value Fund Class A|Gabelli & Company, Inc.|MF|Z|BNY Mellon Asset Servicing
DRDAX|Dearborn Partners Rising Dividend Fund - Class A|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
DRDCX|Dearborn Partners Rising Dividend Fund - Class C|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
DRDIX|Dearborn Partners Rising Dividend Fund - Class I|Trust for Professional Managers|MS|Z|U.S. Bancorp Fund Services, LLC
DREBX|Davis Real Estate Fund, Inc. Class B|Davis Funds|MF|Z|State Street Bank & Trust Company
DRECX|Davis Real Estate Fund, Inc. Class C|Davis Funds|MF|Z|State Street Bank & Trust Company
DREGX|Driehaus Emerging Markets Growth Fd|Driehaus Capital Management LLC|MF|Z|BNY Mellon Asset Servicing
DREIX|Dimensional Retirement Equity Fd II Inst Cl|DFA Funds|MS|Z|State Street Bank & Trust Company
DREQX|Dreyfus Research Growth Fd Inc. Class Z|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRESX|Driehaus Emerging Markets Small Cap Growth Fund|Driehaus Capital Management LLC|MS|Z|BNY Mellon Asset Servicing
DREVX|Dreyfus Fund Incorporated|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DREXX|Daily Income Fd US Government Ptf Retail Shs|Reich & Tang|$$|A|Bank of New York
DREYX|Davis Real Estate Fund, Inc. Class Y|Davis Funds|MF|Z|State Street Bank & Trust Company
DRFAX|Davis Reseach Fund, Class A|Davis Funds|MS|Z|State Street Bank & Trust Company
DRFIX|Dimensional Retirement Fixed Income Fd II Inst Cl|DFA Funds|MS|Z|State Street Bank & Trust Company
DRFMX|Dreyfus Emerging Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRGBX|Dreyfus 100% U.S. Treasury Long Term Fund, L.P.|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRGGX|Driehaus Global Growth Fund|Driehaus Capital Management LLC|MS|Z|BNY Mellon Asset Servicing
DRGIX|Dreyfus 100% U.S. Treasury Intermediate Term Fund, L.P.|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRGMX|Dreyfus GNMA Fund Class Z|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRGTX|AllianzGI Technology Fund Institutional Shares|Allianz Advisors Funds (NY) 2|MF|Z|State Street Bank & Trust Company
DRGVX|Dreyfus Strategic Value Fund Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRGXX|Dreyfus Institutional Reserves Money Fund Agency Shs|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DRIDX|Driehaus International Discovery Fund|Driehaus Capital Management LLC|MF|Z|BNY Mellon Asset Servicing
DRIFX|Delaware International Bond Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DRIOX|Driehaus International Small Cap Growth Fd|Driehaus Capital Management LLC|MS|Z|BNY Mellon Asset Servicing
DRIPX|The MP 63 Fund|MP 63 Fund (The)|MS|Z|Mutual Shareholder Services, LLC
DRISX|Dreman Contrarian Small Cap Value Fd Cl I|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
DRITX|Dreyfus Intermediate Term Income Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRIXX|Daily Income Fund U.S. Treasury Ptf, Investor Class Shares|Reich & Tang|$$|G|Bank of New York
DRLAX|Dreyfus Global Real Estate Securities Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DRLCX|AllianzGI Large Cap Growth Fund Instil|Allianz Advisors Funds (NY) 2|MF|Z|State Street Bank & Trust Company
DRLGX|Driehaus Large Cap Growth Fund|Driehaus Capital Management LLC|MS|Z|BNY Mellon Asset Servicing
DRLIX|Dreyfus Global Real Estate Securities Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DRMAX|AllianzGI Mid-Cap Fund, Admin Class|Allianz Advisors Funds (NY) 2|MS|Z|State Street Bank & Trust Company
DRMBX|Dreyfus AMT-Free Municipal Bond Fund Class Z|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRMCX|AllianzGI MidCap Fund Insti|Allianz Advisors Funds (NY) 2|MF|Z|State Street Bank & Trust Company
DRMGX|Driehaus Mid Cap Growth Fund|Driehaus Capital Management LLC|MS|Z|BNY Mellon Asset Servicing
DRNJX|Dreyfus New Jersey Muni Bond Fund, Inc. Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRNYX|Dreyfus New York Tax Exempt Bond Fund|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DROCX|Diamond Hill Reseach Opportunties Fd Cl C|Diamond Hill Funds|MS|Z|Citi Fund Services
DROIX|Diamond Hill Reseach Opportunties Fd Cl A|Diamond Hill Funds|MS|Z|Citi Fund Services
DROYX|Diamond Hill Reseach Opportunties Fd Cl Y|Diamond Hill Funds|MS|Z|Citi Fund Services
DRPAX|Diversified Risk Parity Fd Cl A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
DRPCX|Diversified Risk Parity Fd Cl C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
DRPEX|Dreyfus Emerging Markets Fund Class I|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRPIX|Diversified Risk Parity Fd Cl I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
DRPXX|Dreyfus Gov Cash Mgmt Fd -Dreyfus Gov Prime Cash Mgmt - Agency Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DRRAX|Advantage Funds, Inc.- Dreyfus Global Real Return Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DRRCX|Advantage Funds, Inc.- Dreyfus Global Real Return Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DRRIX|Advantage Funds, Inc.- Dreyfus Global Real Return Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DRRXX|Dreyfus Institutional Reserves Treasury Fund Premier Shares|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DRSAX|Dreman Small Cap Value Fund A Class|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
DRSLX|Driehaus Select Credit Fund|Driehaus Capital Management LLC|MF|Z|UMB Fund Services
DRSVX|Dreman Contrarian Small Cap Value Fund -Retail Class|Valued Advisers Trust|MS|Z|Huntington Asset Services, Inc.
DRSXX|Dreyfus Inst Pref Money Market Fd-Dreyfus Inst Pref MM - Reserve|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DRTAX|Dreyfus Municipal Bond Fund|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRTCX|Dreyfus Third Century Fund Inc Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DRTHX|Dreyfus Third Century Fund Inc Class Z|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DRTXX|Daily Income Fund Money Market Ptf Retail Class|Reich & Tang|$$|A|Bank of New York
DRXIX|Dimensional Retirement Fixed Income Fd III Inst Cl|DFA Funds|MS|Z|State Street Bank & Trust Company
DSAAX|Dreyfus Satellite Alpha Fd Cl A Shs|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSACX|Dreyfus Satellite Alpha Fd Cl C Shs|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSAIX|Dreyfus Satellite Alpha Fd Cl Cl I Shs|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSAXX|Dreyfus Treasury Prime Cash Mgmt-Agency Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DSBFX|Domini Social Bond Fd|Domini Funds|MF|Z|State Street Bank & Trust Company
DSBIX|Domini Social Bond Fd Instl Shs|Domini Funds|MS|Z|State Street Bank & Trust Company
DSCGX|DFA - U.S. Small Cap Growth Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DSCLX|DFA International Social Core Equity Portfolio Instl Class|DFA Funds|MF|Z|State Street Bank & Trust Company
DSCVX|Advantage Fds, Inc. Dreyfus Opportunistic Small Cap Fund|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DSCXX|Morgan Stanley California Tax Free Daily Income Tr|Morgan Stanley Dean Witter Funds|$$|X|State Street Bank & Trust Company
DSDAX|Dreyfus/Standish Intermediate Tax Exempt Bond Fd Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSDCX|Dreyfus Standish Intermediate Tax Exempt Bond Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSEAX|Dreyfus Small Cap Equity Fund Class A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSECX|Dreyfus Small Cap Equity Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSEFX|Domini Social Equity Fund|Domini Funds|MF|Z|State Street Bank & Trust Company
DSEPX|Domini Social Equity Fund Class A Shares|Domini Funds|MS|Z|State Street Bank & Trust Company
DSERX|Dreyfus Small Cap Equity Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSFAX|ASG Diversifying Strategies Fund Class A|Natixis Funds|MS|Z|State Street Bank & Trust Company
DSFCX|ASG Diversifying Strategies Fund Class C|Natixis Funds|MS|Z|State Street Bank & Trust Company
DSFRX|Domini Social Equity Fund R Class Shares|Domini Funds|MF|Z|State Street Bank & Trust Company
DSFYX|ASG Diversifying Strategies Fund Class Y|Natixis Funds|MS|Z|State Street Bank & Trust Company
DSGAX|Strategic Fds, Inc. Dreyfus Select Managers Small Cap Growth Fd Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSGCX|Strategic Fds, Inc. Dreyfus Select Managers Small Cap Growth Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSGIX|Strategic Fds, Inc. Dreyfus Select Managers Small Cap Growth Fd Cl I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSHGX|DFA Selectively Hedged Global Equity Port Instl|DFA Funds|MF|Z|State Street Bank & Trust Company
DSHPX|Dreyfus Short Term Income Fund Class P|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSHXX|Dreyfus Institutional Reserves Money Fund Hamilton Shares|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DSIAX|Diamond Hill Strategic Income Fund Class A|Diamond Hill Funds|MF|Z|Citi Fund Services
DSIBX|Dreyfus Short Intermediate Municipal Bond Fund Class D|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DSICX|Diamond Hill Strategic Income Fund Class C|Diamond Hill Funds|MF|Z|Citi Fund Services
DSIGX|Dreyfus Short-Intermediate Gov Fund|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DSIXX|Daily Income Fd Municipal Ptf Investor Service Class Shares|Reich & Tang|$$|A|Bank of New York
DSIYX|Diamond Hill Strategic Income Fd Cl Y|Diamond Hill Funds|MS|Z|Citi Fund Services
DSKIX|Transamerica Partners Stock Index|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DSMGX|DSM Global Growth Fd Inst Cl|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
DSMLX|DSM Large Cap Growth Fund Institutional Class|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
DSMMX|DSM Small Mid Cap Growth Fd Inst Cl|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
DSMPX|DSM Large Cap Growth Fund Retail Class|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
DSMWX|DSM Global Growth Fd Retail Cl|Professionally Managed Portfolios|MS|Z|U.S. Bancorp Fund Services, LLC
DSMXX|Daily Income Fd Money Market Ptf Investor Service Class Shares|Reich & Tang|$$|A|Bank of New York
DSORX|Dreyfus  S&P STARS Opportunities Fd Cl I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSPIX|Dreyfus BASIC S&P 500 Stock Index Fund (Dreyfus/Laurel Funds Inc.)|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DSRXX|Dreyfus Treasury Cash Managment - Service Shares|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DSSXX|Dreyfus Institutional Reserves Treasury Fund Classic Shares|Dreyfus Family of Funds|$$|G|Dreyfus Corporation
DSTAX|Dreyfus/Laurel Fds,Inc.Dreyfus Opportunistic Fixed Incm Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSTCX|Dreyfus/Laurel Funds,Inc.Dreyfus Opportunistic Fixed Incm Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSTIX|Dreyfus Short Term Income Fund Class D|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DSTRX|Dreyfus/Laurel Fds,Inc. Dreyfus Opportunistic Fixed Incm Fd Cl I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DSTXX|Morgan Stanley Tax-Free Daily Income Trust|Morgan Stanley Dean Witter Funds|$$|X|State Street Bank & Trust Company
DSVXX|Dreyfus Institutional Reserves Money Fund Insti Shs|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DTAXX|Dreyfus Treasury Cash Mgmt Administrative Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DTBRX|Prudential Total Return Bond Fund, Inc. Class R|Prudential Funds|MS|Z|Bank of New York
DTBXX|Cash Acct Tr: Tax Exempt Ptf, DWS Tax-Exempt Money Fund|DWS Investments Funds|$S|X|State Street Bank & Trust Company
DTCAX|Dreyfus Third Century Fund Inc Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DTCCX|Dreyfus Third Century Fund Inc Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DTCIX|Dreyfus Connecticut Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DTCXX|Cash Acct Tr: Tax Exempt Ptf, DWS Tax-Free Money Fd Cl S|DWS Investments Funds|$S|X|State Street Bank & Trust Company
DTDXX|Cash Acct Tr: Tax Exempt Ptf, Tax Free Fd Investment Cl|DWS Investments Funds|$S|X|State Street Bank & Trust Company
DTECX|Dreyfus Intermediate Term Income Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DTEIX|Dreyfus Total Emerging Markets Fd Cl I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DTEXX|Dreyfus Municipal Money Market Fund|Dreyfus Family of Funds|$$|X|Dreyfus Corporation
DTFCX|Delaware Tax-Free USA Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DTFIX|Delaware Tax Free USA Fund I Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DTGCX|Dreyfus Technology Growth Fund Class C|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DTGRX|Dreyfus Technology Growth Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DTGXX|Cash Acct Tr: Govt & Agency Sec Ptf, DWS Govt & Agency Money Fd|DWS Investments Funds|$S|G|State Street Bank & Trust Company
DTIBX|Delaware Limited-Term Diversified Income Cl B|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DTICX|Delaware Limited-Term Diversified Income Cl C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DTINX|Delaware Limited-Term Diversified Income Institutional Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DTIUAX|Destra Targeted Income Unit Investment Tr Srs I|Destra Targeted Income Unit Investment Trust|US|E|U.S. Bancorp Fund Services, LLC
DTIUBX|Destra Targeted Income Unit Investment Tr Srs II|Destra Targeted Income Unit Investment Trust|US|E|U.S. Bancorp Fund Services, LLC
DTIUCX|Destra Targeted Income Unit Investment Tr Srs III|Destra Targeted Income Unit Investment Trust|US|E|U.S. Bancorp Fund Services, LLC
DTLGX|Wilshire Mutual Fds, Inc. Wilshire Large Company Growth Portf Inv Cl|Wilshire Funds|MF|Z|SEI Investments Distribution Co.
DTLVX|Wilshire Mutual Fds, Inc. Wilshire Large Company Value Portf Inv Cl|Wilshire Funds|MF|Z|SEI Investments Distribution Co.
DTMAX|Dreyfus Total Emerging Markets Fd Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DTMCX|Dreyfus Total Emerging Markets Fd Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DTMEX|DFA Tax-Managed U.S. Equity Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DTMGX|Dreyfus Tax Managed Growth Fund Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DTMIX|DFA Tax-Managed DFA International Value Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DTMMX|DFA Tax Managed U.S. Marketwide Value Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DTMVX|DFA Tax-Managed U.S. Targeted Value Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DTMXX|Dreyfus/Laurel Funds Inc. Dreyfus Municipal Reserves Class R|Dreyfus Family of Funds|$$|X|Dreyfus Corporation
DTPXX|Dreyfus Treasury Cash Mgmt Participant Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DTRIX|Delaware Limited-Term Diversified Income Cl A|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DTRLX|Prudential Total Return Bond Fund, Inc. Cl L|Prudential Funds|MS|Z|Bank of New York
DTRXX|Dreyfus Treasury Cash Mgmt Inst Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DTSGX|Wilshire Mutual Fds, Inc. Wilshire Small Company Growth Portf Inv Cl|Wilshire Funds|MS|Z|SEI Investments Distribution Co.
DTSVX|Wilshire Mutual Fds, Inc. Wilshire Small Company Value Portf Inv Cl|Wilshire Funds|MF|Z|SEI Investments Distribution Co.
DTSXX|Dreyfus Treasury Cash Management - Select Shares|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DTVXX|Dreyfus Treasury Cash Mgmt Investor Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DUALX|Dupree Mutual Funds Alabama Tax-Free Income Series|Dupree Mutual Funds|MS|Z|Confluence Technologies
DUGAX|Delaware U.S. Growth Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DUGCX|Delaware Core plus Bond Fund Class C|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DUGIX|Delaware Core Plus Bond Fund Institutional Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DUGRX|Delaware Core Plus Bond Fund Class R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DUIBX|Delaware Tax-Free USA Intermediate Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DUICX|Delaware Tax-Free USA Intermediate Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DUIXX|Dreyfus U.S. Treasury Investor|Dreyfus Family of Funds|$$|G|Dreyfus Corporation
DUMSX|Dupree Mutual Funds Mississippi Tax-Free Income Series|Dupree Mutual Funds|MS|Z|Confluence Technologies
DUPXX|Dreyfus Institutional Reserves Treasury Prime Fund Insti Shs|Dreyfus Family of Funds|$$|G|Dreyfus Corporation
DUSCX|Delaware Tax-Free USA Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DUSIX|Delaware Tax Free USA Intermediate Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DUSLX|DFA - U.S. Large Cap Growth Portfolio|DFA Funds|MF|Z|State Street Bank & Trust Company
DUSXX|Dreyfus 100% U.S. Treasury Money Market Fund, LP|Dreyfus Family of Funds|$$|G|Dreyfus Corporation
DUTMX|Dupree Mutual FundsTaxable Municipal Bond Series|Dupree Mutual Funds|MS|Z|Confluence Technologies
DUTXX|Dreyfus U.S. Treasury Money Market Class R (Dreyfus/Laurel Fds Inc.)|Dreyfus Family of Funds|$$|G|Dreyfus Corporation
DUVXX|Daily Income Fd US Treasury Ptf Investor shs|Reich & Tang|$$|A|Bank of New York
DVABX|Delaware Tax-Free Arizona Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVACX|Delaware Tax-Free Arizona Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVASX|Transamerica  Asset Allocation Intermediate/Long Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVBTX|DelawareTax-Free Colorado Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVCSX|Transamerica  Asset Allocation Short Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVCTX|Delaware Tax-Free Colorado Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVCXX|Dreyfus Cash Mgmt Investor Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DVEAX|Delaware Select Growth Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DVEBX|Delaware Select Growth Fund B Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DVECX|Delaware Select Growth Fund C Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DVEGX|Transamerica Partners Large Growth|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVEIX|Transamerica Partners Large Value|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVFAX|Cohen & Steers Dividend Value Fund, Inc. Class A|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
DVFCX|Cohen & Steers Dividend Value Fund, Inc. Class C|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
DVFIX|Cohen & Steers Dividend Value Fund, Inc. Class I|Cohen & Steers Funds|MF|Z|State Street Bank & Trust Company
DVFNX|Delaware Tax-Free New York Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVFTX|Delaware Tax-Free California Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVFYX|Davis Financial Fund, Inc. Class Y|Davis Funds|MS|Z|State Street Bank & Trust Company
DVGCX|Transamerica Partners Core Bond|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVGIX|Transamerica Partners Large Core|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVHCX|Delaware National High Yield Municipal Bond Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVHIX|Delaware High Yield Municipal Bond Fund Class I|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVHQX|Transamerica Partners High Quality Bond|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVHYX|Transamerica Partners High-Yield Bond|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVIBX|Transamerica Partners Balanced|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVICX|Delaware Tax-Free Idaho Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVIEX|Transamerica Partners International Equity|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVIGX|Transamerica Partners Inflation-Protected Securities|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVIPX|Davenport Value & Income Fund|Williamsburg Investment Trust (The)|MF|Z|Confluence Technologies
DVLAX|Dreyfus International Value Fd Class A|Dreyfus Family of Funds|MF|Z|Dreyfus Corporation
DVLCX|Dreyfus  Opportunistic Midcap Value Fund Class C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DVLIX|Dreyfus Opportunistic Midcap Value Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DVLRX|Delaware Small Cap Value Fd Cl R|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVLSX|Transamerica Asset Allocation Long Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVMGX|Transamerica Partners Mid Growth|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVMHX|Delaware Minnesota High Yield Municipal Bond Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DVMKX|Transamerica Partners Money Market|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVMMX|Delaware Minnesota High Yield Municipal Bond Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVMSX|Transamerica Asset Allocation Intermediate Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVMVX|Transamerica Partners Mid Value|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVMXX|Dreyfus Municipal Cash Mgmt Plus Investor Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DVMYX|Delaware Minnesota High Yield Municipal Bond Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVNYX|Delaware National High Yield Municipal Bond Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVPEX|Transamerica Partners Small Core|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVPXX|Dreyfus Govt Prime Cash Mgmt Investor Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DVRAX|MFS Diversified Target Return Fund Class A|MFS Investment Management|MS|Z|Chase Global Funds
DVRBX|MFS Diversified Target Return Fund Class B|MFS Investment Management|MS|Z|Chase Global Funds
DVRCX|MFS Diversified Target Return Fund Class C|MFS Investment Management|MS|Z|Chase Global Funds
DVRFX|MFS Diversified Target Return Fund Class R1|MFS Investment Management|MS|Z|Chase Global Funds
DVRHX|MFS Diversified Target Return Fund Class R2|MFS Investment Management|MS|Z|Chase Global Funds
DVRIX|MFS Diversified Target Return Fund Class I|MFS Investment Management|MS|Z|Chase Global Funds
DVRJX|MFS Diversified Target Return Fund Class R3|MFS Investment Management|MS|Z|Chase Global Funds
DVRKX|MFS Diversified Target Return Fund Class R4|MFS Investment Management|MS|Z|Chase Global Funds
DVRLAX|Advisors Disp Tr 771 Dividend Ruler Port Srs 2013A|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
DVRLBX|Advisors Disp Tr 1007, Dividend Ruler Port, Srs 2013B|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
DVRLX|MFS Diversified Target Return Fund Class R5|MFS Investment Management|MS|Z|Chase Global Funds
DVRXX|Dreyfus Treasury Prime Cash Mgmt Investor Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DVSBX|Delaware Tax-Free Minnesota Intermediate Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVSCX|Delaware Tax-Free Minnesota Intermediate Fund C Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVSGX|Transamerican Partners Small Growth|Transamerica Partners Funds|MS|Z|State Street Bank & Trust Company
DVSIX|Transamerica Asset Allocation Short/Intermediate Horizon|Transamerica Partners Funds|MF|Z|State Street Bank & Trust Company
DVSVX|Transamerica Partners Small Value|Transamerica Partners Funds|MS|Z|State Street Bank & Trust Company
DVTAX|Delaware Tax-Free California Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DVTFX|Delaware Tax-Free California Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVTIX|Delaware Tax-Free Idaho Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVTNX|Delaware Tax-Free New York Fund B Class|Delaware Group Trend Funds, Inc.|MS|Z|Delaware Distributors, L.P.
DVYXX|Dreyfus New York Municipal Cash Mgmt Investor Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DWAFX|Arrow DWA Balanced Fund Class A|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
DWANX|Arrow DWA Balanced Fd Inst Shs|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
DWATX|Arrow DWA Balanced Fund Class C|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
DWDXX|Dreyfus Worldwide Dollar Money Market Fund, Inc.|Dreyfus Family of Funds|$$|A|Dreyfus Corporation
DWEIX|Dynamic Energy Income Fund Class I Shs|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWEJX|Dynamic Energy Income Fund Class II Shares|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWEKX|Dynamic Energy Income Fund Institutional Shares|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWFIX|DFA World ex U.S. Government Fixed Income Port Instl|DFA Funds|MF|Z|State Street Bank & Trust Company
DWGIX|Dynamic Canadian Equity Income Fund Class I Shs|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWGJX|Dynamic Canadian Equity Income Fund Class II Shares|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWGKX|Dynamic Canadian Equity Income Fund Institutional Shares|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWGOX|Dynamic Gold & Precious Metals Fund Class I Shs|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWGPX|Dynamic Gold & Precious Metals Fund Class II Shares|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWGQX|Dynamic Gold & Precious Metals Fund Institutional Shares|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWGVX|Dynamic Contrarian Advantage Fund Class I Shs|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWGWX|Dynamic Contrarian Advantage Fund Class II Shares|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWGXX|Morgan Stanley U.S. Government Money Market Trust|Morgan Stanley Dean Witter Funds|$$|G|State Street Bank & Trust Company
DWLXX|Morgan Stanley Liquid Asset Fund, Inc.|Morgan Stanley Dean Witter Funds|$$|A|State Street Bank & Trust Company
DWNXX|Morgan Stanley New York Municipal Money Market Trust|Morgan Stanley Dean Witter Funds|$$|X|State Street Bank & Trust Company
DWOAX|Dreyfus Growth Research  Fd, Inc. Cl A|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DWOCX|Dreyfus Growth Research Fd, Inc. Cl C|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DWOIX|Dreyfus Growth Research Fd, Inc. Cl I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DWTAAX|Advisors Disp Tr 936 The Dow Value Ten Port Srs 2012-4Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
DWTABX|Advisors Disp Tr 980 The Dow Value Ten Port Srs 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
DWTACX|Advisors Disp Tr 996 The Dow Value Ten Port Srs 2013-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
DWTFX|Arrow DWA Tactical Fund - Cl A|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
DWTNX|Arrow DWA Tactical Fd Inst Shs|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
DWTTX|Arrow DWA Tactical Fund Class C|Arrow Investments Trust|MS|Z|Gemini Fund Services, LLC
DWUGX|Dynamic U.S. Growth Fund Class I Shs|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWUHX|Dynamic U.S. Growth Fund Class II Shares|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWUIX|Dynamic U.S. Growth Fund Institutional Shares|DundeeWealth Funds|MS|Z|BNY Mellon Asset Servicing
DWUSX|DFA World ex U.S. Targeted Value Portfolio Instl Class|DFA Funds|MF|Z|State Street Bank & Trust Company
DXCCX|Delaware Tax Free Minnesota Intermediate Fund A Class|Delaware Group Trend Funds, Inc.|MF|Z|Delaware Distributors, L.P.
DXCIX|Direxion Indexed Commodity Strategy Fund Institutional Class|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXCLX|Direxion Monthly Commodity Bull Fund 2X Fund|Direxion Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DXCTX|Direxion Indexed Commodity Strategy Fd Cl A|Direxion Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DXDIX|Direxion/Wilshire Dynamic Fund Institutional Class|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXDWX|Direxion/Wilshire Dynamic Fund Cl A|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXELX|Direxion Monthly Emerging Markets Bull 2X Fund|Direxion Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DXHLX|Direxion Monthly China Bull 2X Fund Investor Class|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXKLX|Direxion Monthly 7-10 Year Treasury Bull 2X Fund|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXKSX|Direxion Monthly 7-10 Year Treasury Bear 2X Fund|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXMAX|Direxion Indexed Managed Futures Strategy Fd Cl A|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXMCX|Direxion Indexed Managed Futures Strategy Fd Cl C|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXMIX|Direxion Indexed Managed Futures Strategy Fd Inst Cl|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXMXX|Direxion Fds, U.S. Government Money Market Fund Investor Class|Direxion Funds|$$|G|U.S. Bancorp Fund Services, LLC
DXQLX|Direxion Monthly NASDAQ-100 Bull 2X Fund Investor Class|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXRLX|Direxion Monthly Small Cap Bull 2X Fund|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXRSX|Direxion Monthly Small Cap Bear 2X Fund|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXSCX|Direxion Indexed Commodity Strategy Fund Class C Shares|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXSLX|Direxion Monthly S&P 500 Bull 2X Fund Investor Class|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXSSX|Direxion Monthly S&P 500 Bear 2X Fund Investor Class|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXWCX|Direxion Wilshire/Dynamic Fund Class C Shares|Direxion Funds|MS|Z|U.S. Bancorp Fund Services, LLC
DXZLX|Direxion Monthly Latin America Bull 2X Fund Investor Class|Direxion Funds|MF|Z|U.S. Bancorp Fund Services, LLC
DYAXX|Dreyfus Treasury Cash Mgmt - Agency Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DYBIX|Dreyfus High Yield Municipal Bond Fund Class I|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
DYIXX|Dreyfus New York AMT-Free Municipal Cash Management Insti Shs|Dreyfus Family of Funds|$S|A|Dreyfus Corporation
DYPXX|Dreyfus Treasury Cash Mgmt- Premier Shs|Dreyfus Family of Funds|$S|G|Dreyfus Corporation
DYVXX|Dreyfus New York AMT-Free Municipal Cash Management Investor Shs|Dreyfus Family of Funds|$$|X|Dreyfus Corporation
DZNJX|Dreyfus New Jersey Municipal Bond Fund, Inc. Class Z|Dreyfus Family of Funds|MS|Z|Dreyfus Corporation
EAAAX|Gabelli Enterprise Mergers and Acquisitions Fund AAA|Gabelli & Company, Inc.|MS|Z|BNY Mellon Asset Servicing
EAAFX|WFA Asset Allocation Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EAAIX|WFA Asset Allocation Inst|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EAALX|Eaton Vance Atlanta Capital Focused Growth Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAAMX|Eaton Vance Multi-Strategy All Market Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAASX|Eaton Vance Atlanta Capital SMID-Cap Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EABFX|WFA Asset Allocation Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EABIX|Equinox Abraham Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EABLX|Eaton Vance Floating-Rate Fund - Advisers Class|Eaton Vance|MF|Z|State Street Bank & Trust Company
EABSX|Eaton Vance Tax-Advantaged Bond Strategies Short Term Fd Cl A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EACAX|Eaton Vance California Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EACFX|WFA  Asset Allocation Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EACPX|Eaton Vance Tax-Managed Multi-Cap Growth Fund - Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EACSX|Eaton Vance Commodity Strategy Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EACVX|MFS Mid Cap Value Fund Share Class - 529A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EADDX|Eaton Vance Multi-Strategy Absolute Return Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EADIX|Eaton Vance Tax-Managed Global Dividend Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EAEAX|Eaton Vance Tax Managed Equity Asset Allocation Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EAEMX|Parametric Emerging Markets Fund Investor Class|Eaton Vance|MF|Z|State Street Bank & Trust Company
EAERX|Eaton Vance Large Cap Core Research Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAFAX|Eaton Vance Floating-Rate Advantaged Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EAFGX|Eaton Vance Focused Growth Opportunities Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAFHX|Eaton Vance Floating-Rate & High Income Fd Advisers Class|Eaton Vance|MF|Z|State Street Bank & Trust Company
EAFVX|Eaton Vance Value Opportunities Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAFXX|American Funds Money Market Fund Cl 529-E|American Funds, Inc.|$S|A|Capital Management Services, Inc.
EAGCX|Eaton Vance Atlanta Capital Focused Growth Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAGIX|Eaton Vance Investment Grade Income Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAGMX|Eaton Vance Global Macro Absolute Return Fund Cl A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EAGTX|MFS Aggressive Growth Allocation Fund Share Class - 529A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EAGWX|MFS Growth Allocation Fund Share Class - 529A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EAHIX|MFS High Income Fund Share Class - 529A|MFS Investment Management|MS|Z|Chase Global Funds
EAIDX|MFS International New Discovery Fund Share Class - 529A|MFS Investment Management|MS|Z|Chase Global Funds
EAIFX|WFA  Asset Allocation Fund Admin Class|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EAIIX|Eaton Vance Diversified Currency Income Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAISX|Parametric International Equity Fund Investor Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EALCX|Eaton Vance Large-Cap Growth  Fund  Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EALDX|Eaton Vance Low Duration Government Income Fund - Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EALMX|MFS Limited Maturity Fund Share Class - 529A|MFS Investment Management|MS|Z|Chase Global Funds
EALTX|Eaton Vance Tax-Advantaged Bond Strategies Long Term Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAMCX|MFS Mid Cap Growth Fund Share Class - 529A|MFS Investment Management|MS|Z|Chase Global Funds
EAMDX|MFS Moderate Allocation Fund Share Class - 529A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EAMTX|Massachusetts Investors Trust Share Class - 529A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EANAX|Eaton Vance National Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EANDX|MFS New Discovery Fund Share Class - 529A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EAPCX|Parametric Commodity Strategy Fund Investor Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAPSX|Parametric Currency Fund Investor Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EARAX|Eaton Vance Richard Bernstein All Asset Strategy Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EARBX|MFS Research Bond Fund Share Class - 529A|MFS Investment Management|MS|Z|Chase Global Funds
EAREX|Eaton Vance Real Estate Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EARRX|Eaton Vance Short Term Real Return Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EARSX|MFS Research International Fund Share Class - 529A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EASAX|EAS Crow Point Alternatives Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EASCX|Eaton Vance South Carolina Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EASIX|EAS Crow Point Alternatives Fund Class I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EASYX|EAS Crow Point Alternatives Fund Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EATRX|MFS Total Return Fund Share Class - 529A|MFS Investment Management|MS|Z|Chase Global Funds
EATVX|Eaton Vance Tax-Managed Value Fd Cl A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EAVLX|MFS Value Fund Share Class - 529A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EAVSX|Eaton Vance Small-Cap Value Fund - Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EAXFX|WFA Asset Allocation Fund Class R|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EBAAX|MFS Aggressive Growth Allocation Fund Share Class - 529B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EBABX|Eaton Vance Build America Bond Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EBASX|Eaton Vance Asian Small Companies Fund - Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EBBLX|Eaton Vance Floating - Rate Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EBCAX|MFS Conservative Allocation Fund Share Class - 529B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EBCGX|MFS Mid Cap Growth Fund Share Class - 529B|MFS Investment Management|MS|Z|Chase Global Funds
EBCPX|Eaton Vance Tax-Managed Multi-Cap Growth Fund - Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EBCVX|MFS Mid Cap Value Fund Share Class - 529B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EBDDX|Eaton Vance Multi-Strategy Absolute Return Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EBDIX|Eaton Vance Tax-Managed Global Dividend Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EBEAX|Eaton Vance Tax-Managed Equity Asset Allocation Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EBERX|Putnam Global Natural Resources Fd Class A|Putnam Investments|MF|Z|State Street Bank & Trust Company
EBFAX|Eaton Vance Floating-Rate Advantaged Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EBFHX|Eaton Vance Floating Rate & High Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EBGWX|MFS Growth Allocation Fund Share Class - 529B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EBHXX|Eaton Vance U.S. Government Money Market Fund Class B|Eaton Vance|$S|A|State Street Bank & Trust Company
EBIBX|Eaton Vance Income Fund of Boston - Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EBIDX|MFS International New Discovery Fund Share Class - 529B|MFS Investment Management|MS|Z|Chase Global Funds
EBLDX|Eaton Vance Low Duration Government Income Fund - Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EBLMX|MFS Limited Maturity Fund Share Class - 529B|MFS Investment Management|MS|Z|Chase Global Funds
EBMBX|Eaton Vance AMT-Free Municipal Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EBMCX|Eaton Vance Eaton Vance Atlanta Capital Horizon Growth Fd Cl B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EBMDX|MFS Moderate Allocation Fund Share Class - 529B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EBMTX|Massachusetts Investors Trust Share Class - 529B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EBNDX|MFS New Discovery Fund Share Class - 529B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EBRBX|MFS Research Bond Fund Share Class - 529B|MFS Investment Management|MS|Z|Chase Global Funds
EBRIX|MFS Research International Fund Share Class - 529B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EBSAX|Equinox Campbell Strategy Fd Cl A|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EBSIX|Equinox Campbell Strategy Fd Cl I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EBSMX|Eaton Vance Small-Cap Fund - Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EBSPX|Equinox Campbell Strategy Fd Cl P|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EBTRX|MFS Total Return Fund Share Class - 529B|MFS Investment Management|MS|Z|Chase Global Funds
EBVLX|MFS Value Fund Share Class - 529B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EBVSX|Eaton Vance Small-Cap Value Fund - Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECAAX|MFS Aggressive Growth Allocation Fund Share Class - 529C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECACX|MFS Conservative Allocation Fund Share Class - 529C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECALX|Eaton Vance Alabama Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECAMX|Eaton Vance multi-Strategy All Market Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECARX|Eaton Vance Arkansas Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECASX|Eaton Vance Atlanta-Capital SMID-Cap Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECAZX|Eaton Vance Arizona Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECBAX|Eaton Vance Build America Bond Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECBLX|Eaton Vance Floating - Rate Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECBSX|Eaton Vance Tax-Advantaged Bond Strategies Short Term Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECCAX|Eaton Vance California Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECCGX|Eaton Vance Greater China Growth Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECCPX|Eaton Vance Tax-Managed Multi-Cap Growth Fund - Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECCSX|Eaton Vance Commodity Strategy Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECCTX|Eaton Vance Connecticut Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECCVX|MFS Mid Cap Value Fund Share Class - 529C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECDAX|Ashmore Emerging Markets Corporate Debt Fd Cl A|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ECDCX|Ashmore Emerging Markets Corporate Debt Fd Cl C|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ECDDX|Eaton Vance Multi-Strategy Absolute Return Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECDIX|Eaton Vance Tax-Managed Global Dividend Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECEAX|Eaton Vance  Tax-Managed Equity Asset Allocation Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECEMX|Parametric Emerging Markets Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECERX|Eaton Vance Large-Cap Core Research Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECFAX|Eaton Vance Floating-Rate Advantaged Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECFGX|Eaton Vance Focused Growth Opportunities Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECFHX|Eaton Vance Floating Rate & High Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECFVX|Eaton Vance Value Opportunities Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECGAX|Eaton Vance Georgia Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECGFX|Eaton Vance Multi-Cap Growth Fd - Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECGIX|Eaton Vance Greater India C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECGMX|Eaton Vance Global Macro Absolute Return Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECGOX|Eaton Vance Government Obligations Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECGRX|MFS Mid Cap Growth Fund Share Class - 529C|MFS Investment Management|MS|Z|Chase Global Funds
ECGWX|MFS Growth Allocation Fund Share Class - 529C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECHIX|Eaton Vance High Income Opportunities Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECHMX|Eaton Vance National Municipal Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECHSX|Eaton Vance Worldwide Health Sciences Fd Cl C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECHXX|Eaton Vance U.S. Government Money Market Fund Class C|Eaton Vance|$S|A|State Street Bank & Trust Company
ECHYX|Eaton Vance High Yield Municipal Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECIBX|Eaton Vance Income Fund of Boston - Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECIDX|MFS International New Discovery Fund Share Class - 529C|MFS Investment Management|MS|Z|Chase Global Funds
ECIFX|Eaton Vance Balanced Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECIGX|Parametric Tax-Managed International Equity Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECIMX|Eaton Vance Diversified Currency Income Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECITX|Massachusetts Investors Trust Share Class - 529C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECKYX|Eaton Vance Kentucky Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECLAX|MFS Conservative Allocation Fund Share Class - 529A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECLCX|Eaton Vance Large-Cap Growth  Fund  Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECLDX|Eaton Vance Low Duration Government Income Fund - Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECLTX|Eaton Vance Tax-Advantaged Bond Strategies Long Term Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECMAX|MFS Moderate Allocation Fund Share Class - 529C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECMBX|Eaton Vance AMT-Free Municipal Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECMCX|Eaton Vance Eaton Vance Atlanta Capital Horizon Growth Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECMDX|Eaton Vance Maryland Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECMGX|Eaton Vance Tax Managed Small-Cap Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECMMX|Eaton Vance Massachusetts Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECMNX|Eaton Vance Minnesota Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECMOX|Eaton Vance Missouri Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECNCX|Eaton Vance North Carolina Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECNDX|MFS New Discovery Fund Share Class - 529C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECNJX|Eaton Vance New Jersey Municipal Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECNYX|Eaton Vance New York Municipal Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECOHX|Eaton Vance Ohio Municipal Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECOLX|Riverbridge Eco Leaders Fund - Investor Class|Investment Managers Series Trust|MS|Z|UMB Fund Services
ECORX|Eaton Vance Oregon Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECPAX|Eaton Vance Pennsylvania Municipal Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECRAX|Eaton Vance Richard Bernstein All Asset Strategy Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECRBX|MFS Research Bond Fund Share Class - 529C|MFS Investment Management|MS|Z|Chase Global Funds
ECRIX|MFS Research International Fund Share Class - 529C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECRRX|Eaton Vance Short Term Real Return Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECSCX|Eaton Vance South Carolina Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECSEX|Eaton Vance Special Equities Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECSIX|Eaton Vance Strategic Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECSMX|Eaton Vance Small-Cap Fund - Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECSTX|Eaton Vance Large-Cap Value Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECTGX|Eaton Vance Tax Managed Growth Fund 1.1.Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECTMX|Eaton Vance Dividend Builder Fd Cl C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECTNX|Eaton Vance Tennessee Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECTRX|MFS Total Return Fund Share Class - 529C|MFS Investment Management|MS|Z|Chase Global Funds
ECTVX|Eaton Vance Tax-Managed Value Fd Cl C|Eaton Vance|MF|Z|State Street Bank & Trust Company
ECVAX|Eaton Vance Virginia Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECVLX|MFS Value Fund Share Class - 529C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
ECVSX|Eaton Vance Small-Cap Value Fund - Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ECYAX|Ashmore Emerging Markets Currency Fd Cl A|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ECYCX|Ashmore Emerging Markets Currency Fd Cl C|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ECYIX|Ashmore Emerging Markets Currency Fd Insti Cl|Ashmore Funds|MF|Z|Northern Trust Securities, Inc.
EDIAX|Eaton Vance Global Dividend Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EDICX|Eaton Vance Global Dividend Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
EDIIX|Eaton Vance Global Dividend Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EDIRX|Eaton Vance Global Dividend Income Fund Class R|Eaton Vance|MS|Z|State Street Bank & Trust Company
EECIX|Equinox Eclipse Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EEFAX|Estabrook Investment Grade Fixed Income Fund Class A|FundVantage|MS|Z|BNY Mellon Asset Servicing
EEFCX|Estabrook Investment Grade Fixed Income Fund Class C|FundVantage|MS|Z|BNY Mellon Asset Servicing
EEFIX|Estabrook Investment Grade Fixed Income Fund Class I|FundVantage|MS|Z|BNY Mellon Asset Servicing
EEFRX|Estabrook Investment Grade Fixed Income Fund Class R|FundVantage|MS|Z|BNY Mellon Asset Servicing
EEHAX|Equinox EquityHedge U.S. Strategy Fund Class A|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EEHCX|Equinox EquityHedge U.S. Strategy Fund Class C|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EEHIX|Equinox EquityHedge U.S. Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EEIAAX|Advisors Disp Tr 971 Enhanced Equity Inc Port Ser 2013-1Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
EEIABX|Advisors Disp Tr 1017 Enhanced Equity Inc Port Ser 2013-2Q|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
EEIAX|Eaton Vance Emerging Markets Local  Income Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EEICX|Eaton Vance Emerging Markets Local Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
EEIIX|Eaton Vance Emerging Markets Local Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EELDX|Eaton Vance Institutional Emerging Markets Local Debt Fund|Eaton Vance|MS|Z|State Street Bank & Trust Company
EEMAX|Columbia Emerging Markets Fund Class A|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
EEMCX|Columbia  Emerging Markets Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
EENAX|Columbia Energy and Natural Resources Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
EENCX|Columbia  Energy and Natural Resources Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
EFIPX|Fidelity Advisor Institutionsl Limited Term Bond|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
EFSAX|SFG Futures Strategy Fd Cl A|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
EFSCX|SFG Futures Strategy Fd Cl C|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
EFSIX|SFG Futures Strategy Fd Cl I|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
EFSNX|SFG Futures Strategy Fd Cl N|Northern Lights Fund Trust II|MS|Z|Gemini Fund Services, LLC
EGALX|Alpine International Real Estate Equity Fd Cl A|Alpine Management & Research, LLC|MS|Z|State Street Bank & Trust Company
EGBAX|Eagle Series Trust, Eagle Investment Grade Bond Fund Class A|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGBCX|Eagle Series Trust, Eagle Investment Grade Bond Fund Class C|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGBLX|Eagle Series Trust, Eagle Investment Grade Bond Fund Class I|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGBRX|Eagle Series Trust, Eagle Investment Grade Bond Fund Class R3|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGBTX|Eagle Series Trust, Eagle Investment Grade Bond Fund R5|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGEAX|Eagle Series Tr Smaller Company Fund Class A|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGECX|Eagle Series Tr Smaller Company Fund Class C|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGEIX|Eagle Series Tr Smaller Company Fund Class I|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGERX|Eagle Series Tr Smaller Caompany Fund Class R-3|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGESX|Eagle Series Tr Smaller Company Fund Class R-5|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGEUX|Eagle Smaller Company Fund Class R-6|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGFFX|Edgewood Growth Fund Retail|Advisors' Inner Circle Funds|MS|Z|SEI Investments Distribution Co.
EGFIX|Edgewood Growth Fund Insti|Advisors' Inner Circle Funds|MF|Z|SEI Investments Distribution Co.
EGIIX|Eaton Vance Greater India Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EGINX|Invesco European Growth Fund Investor Class|Invesco Funds|MF|Z|AIM Advisors
EGLAX|Eagle MLP Strategy Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EGLBX|Elfun International Equity Fund|General Electric Funds\Elfun Funds\S&S|MF|Z|State Street Bank & Trust Company
EGLCX|Eagle MLP Strategy Fd Cl C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EGLIX|Eagle MLP Strategy Fund Class I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EGLRX|Alpine International Real Estate Equity Fund Class Y|Alpine Management & Research, LLC|MF|Z|State Street Bank & Trust Company
EGOAX|WFA Large Cap Core Fund Class A|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EGOCX|WFA Large Cap Core Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EGOIX|WFA Large Cap Core Fund Class Insti Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EGRAX|Eaton Vance Global Macro Absolute Return Advantage Fd A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EGRCX|Eaton Vance Global Macro Absolute Return Advantage Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
EGRIX|Eaton Vance Global Macro Absolute Return Advantage Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EGRRX|Eaton Vance Macro Absolute Return Advantage Fd Cl R|Eaton Vance|MS|Z|State Street Bank & Trust Company
EGRYX|WFA Traditional Small Cap Growth Fund Insti Class|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EGSAX|Eagle Small Cap Stock Cl A|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGSCX|Eagle Small Cap Stock Cl C|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGSIX|Parametric Global Small Cap Fund Institutional Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EGSJX|Eagle Small Cap Stock Cl I|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGSRX|Eagle Small Cap Stock Cl R3|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGSTX|Eagle Small Cap Stock Cl R5|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGSVX|Eagle Small Cap Stock Cl R6|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EGWAX|WFA Traditional Small Cap Growth Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EGWCX|WFA Traditional Small Cap Growth Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EGWDX|WFA Traditional Small Cap Growth Fund Administrator Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EHCXX|Eaton Vance U.S.Government Money Market Fund Class A|Eaton Vance|$$|A|State Street Bank & Trust Company
EHEAX|Eaton Van Hexavest Emerging Markets Equity Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EHEIX|Eaton Vance Hexavest Emerging Markets Equity Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EHGAX|Eaton Vance Hexavest Global Equity Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EHGIX|Eaton Vance Hexavest Global Equity Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EHIAX|Eaton Vance Hexavest International Equity Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EHIIX|Eaton Vance Hexavest International Equity Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EHSTX|Eaton Vance Large-Cap Value Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EHUAX|Eaton Vance Hexavest U.S. Equity Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EHUIX|Eaton Vance Hexavest U.S. Equity Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIALX|Eaton Vance Alabama Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIAMX|Eaton Vance Multi-Strategy All Market Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIARX|Eaton Vance Arkansas Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIAZX|Eaton Vance Arizona Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIBAX|Eaton Vance Build America  Bond Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIBIX|Eaton Vance Income Fd of Boston Insti Shs|Eaton Vance|MF|Z|State Street Bank & Trust Company
EIBLX|Eaton Vance Floating Rate Fund Insti Share|Eaton Vance|MF|Z|State Street Bank & Trust Company
EIBSX|Eaton Vance Tax-Advantaged Bond Strategies Short Term Fd Cl I|Eaton Vance|MF|Z|State Street Bank & Trust Company
EICAX|Eaton Vance California Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EICCX|EIC Value Fd Cl C|FundVantage|MS|Z|BNY Mellon Asset Servicing
EICGX|Eaton Vance Greater China Growth Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EICIX|EIC Value Fd Insti Cl|FundVantage|MS|Z|BNY Mellon Asset Servicing
EICRX|EIC Value Fd Retail Cl|FundVantage|MS|Z|BNY Mellon Asset Servicing
EICSX|Eaton Vance Commodity Strategy Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EICTX|Eaton Vance Connecticut Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EICVX|EIC Value Fd Cl A|FundVantage|MS|Z|BNY Mellon Asset Servicing
EIDDX|Eaton Vance Multi-Strategy Absolute Return Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIDIX|Eaton Vance Tax-Managed Global Dividend Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIEMX|Parametric Emerging Markets Fund Institutional Class|Eaton Vance|MF|Z|State Street Bank & Trust Company
EIERX|Eaton Vance Large-Cap Core Research Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIFAX|Eaton Vance Floating-Rate Advantaged Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIFGX|Eaton Vance Focused Growth Opportunities Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIFHX|Eaton Vance Floating Rate & High Income Fund Insti Cl|Eaton Vance|MF|Z|State Street Bank & Trust Company
EIFVX|Eaton Vance Value Opportunities Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIGAX|Eaton Vance Georgia Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIGFX|Eaton Vance Multi-Cap Growth Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIGIX|Eaton Vance Investment Grade Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIGMX|Eaton Vance Global Macro Absolute Return Fund Class I|Eaton Vance|MF|Z|State Street Bank & Trust Company
EIGOX|Eaton Vance Government Obligations Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIHIX|Eaton Vance High Income Opportunities Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIHMX|Eaton Vance National Municipal Income Fund Class I|Eaton Vance|MF|Z|State Street Bank & Trust Company
EIHSX|Eaton Vance World Wide Health Sciences Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIHYX|Eaton Vance High Yield Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIIAX|First Investors Tax Exempt Opportunities Fund Advisor Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
EIIFX|Eaton Vance Balanced Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIIGX|E.I.I. Global Property Fund Institutional|EII Realty Securities Trust|MF|Z|BNY Mellon Asset Servicing
EIIMX|Eaton Vance Diversified Currency Income Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIINX|First Investors Tax Exempt Opportunities Fund Institutional Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
EIIPX|E.I.I. International Property Fund  Insti Shs|EII Realty Securities Trust|MF|Z|BNY Mellon Asset Servicing
EIIRX|E.I.I. Realty Securities Fund Instl Shrs|EII Realty Securities Trust|MS|Z|BNY Mellon Asset Servicing
EIISX|Parametric International Equity Fund Institutional Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIITX|First Investors Tax Exempt Opportunities Fd Cl A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
EIIUX|First Investors Tax Exempt Opportunities Fd Cl B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
EIKYX|Eaton Vance Kentucky Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EILDX|Eaton Vance Low Duration Government Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EILGX|Eaton Vance Atlanta Capital Focused Growth Fund - Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EILMX|Eaton Vance AMT-Free Limited Maturity Muni Incm Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EILTX|Eaton Vance Tax-Advantage Bond Strategies Long Term Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EILVX|Eaton Vance Large-Cap Value Fund Class I|Eaton Vance|MF|Z|State Street Bank & Trust Company
EIMAX|Eaton Vance Massachusetts Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIMCX|Eaton Vance Eaton Vance Atlanta Capital Horizon Growth Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIMDX|Eaton Vance Maryland Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIMGX|Eaton Vance Tax-Managed Small-Cap Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIMNX|Eaton Vance Minnesota Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIMOX|Eaton Vance Missouri Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EINAX|Eaton Vance National Limited Maturities Municipal Income Fund Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EINCX|Eaton Vance North Carolina Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EINFX|Elfun Income Fund|General Electric Funds\Elfun Funds\S&S|MF|Z|State Street Bank & Trust Company
EINJX|Eaton Vance New Jersey Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EINYX|Eaton Vance New York Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIOHX|Eaton Vance Ohio Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIORX|Eaton Vance Oregon Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIPAX|Eaton Vance Pennsylvania Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIPCX|Parametric Commodity Strategy Fund Institutional Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIPNX|Eaton Vance Pennsylvania Limited Maturity Muni Incm Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIPSX|Parametric Currency Fund Institutional Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIRAX|Eaton Vance Richard Bernstein All Asset Strategy Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIREX|Eston Vance Real Estate Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIRRX|Eaton Vance Short Term Real Return Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EISAX|Eagle International Stock Fund - Class A|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EISCX|Eaton Vance South Carolina Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EISDX|Eagle International Stock Fund - Class C|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EISEX|Eaton Vance Special Equitites Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EISGX|Eaton Vance Small-Cap Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EISIX|Eagle International Stock Fund - Class I|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EISMX|Eaton Vance Atlanta Capital SMID-Cap Fund Class I|Eaton Vance|MF|Z|State Street Bank & Trust Company
EISRX|Eagle International Stock Fund - Class R3|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EISSX|Eagle International Stock Fund - Class R5|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EISTX|Massachusetts Investors Growth Stock Fund Share Class - 529A|MFS Investment Management|MS|Z|Chase Global Funds
EISVX|Eagle International Stock Fund - Class R6|Eagle Fund Services, Inc.|MS|Z|Chase Global Funds
EISXX|WFA Municipal Cash Management Money Market Fund Svc|Wells Fargo Advantage Funds|$$|G|State Street Bank & Trust Company
EITAX|Eaton Vance Tax-Advantaged Bond Strat Intermediate Term Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EITCX|Eaton Vance Tax-Advantage Bond Strategies Intermediate Term Fd Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
EITEX|Parametric Tax-Managed Emerging Markets Fund Institutional Class|Eaton Vance|MF|Z|State Street Bank & Trust Company
EITGX|Eaton Vance Tax-Managed Growth Fund 1.2 - Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EITIX|Parametric Tax-Managed International Equity Fund Institutional Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EITMX|Eaton Vance Tax-Managed Growth Fund 1.1 - Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EITNX|Eaton Vance Tennessee Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EITVX|Eaton Vance Tax-Managed Value Fund Class I|Eaton Vance|MF|Z|State Street Bank & Trust Company
EIUTX|Eaton Vance Dividend Builder Fd Cl I|Eaton Vance|MF|Z|State Street Bank & Trust Company
EIVAX|WFA Intrinsic Value Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EIVBX|WFA Intrinsic Value Fund Class B|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EIVCX|WFA  Intrinsic Value Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EIVDX|WFA  Intrinsic Value Fund Administrator Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EIVFX|WFA Intrinsic Value Fd R6|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EIVIX|WFA Intrinsic Value Fund Insti Class|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EIVRX|WFA Intrinsic Value Fd R4|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EIVSX|Eaton Vance Small-Cap Value Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EIVTX|WFA Intrinsic Value Fund- R|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EJLIX|Equinox John Locke Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EKBAX|WFA  Diversified Capital Builder Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKBBX|WFA  Diversified Capital Builder Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKBCX|WFA Diversified Capital Builder Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKBDX|WFA Diversified Capital Builder Fund Administrator Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKBYX|WFA  Diversified Capital Builder Fund Insti|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKGAX|WFA Global Opportunities Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKGBX|WFA Global Opportunities Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKGCX|WFA Global Opportunities Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKGIX|WFA Global Opportunities Fund Institutional Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKGYX|WFA Global Opportunities Fund Admin Class|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKHAX|WFA High Yield Bond Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKHBX|WFA High Yield Bond Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKHCX|WFA  High Yield Bond Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKHYX|WFA High Yield Bond Fund Admin|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKIZX|WFA  Adjustable Rate Government Fund Insti|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKJAX|WFA Premier Large Company Growth Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKJBX|WFA Premier Large Company Growth Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKJCX|WFA Premier Large Company Growth Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKJFX|WFA Premier Large Company Growth Fd R6|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKJRX|WFA Premier Large Company Growth Fd R4|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKJYX|WFA Premier Large Company Growth Fund Insti Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKOAX|WFA Omega Growth Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKOBX|WFA Omega Growth Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKOCX|WFA Omega Growth Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKONX|WFA Omega Growth Fund Institutional Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKORX|WFA  Omega Growth Fund Class R|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKSAX|WFA  Diversified Income Builder Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKSBX|WFA Diversified Income Builder Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKSCX|WFA Diversified Income Builder Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKSDX|WFA Diversified Income Builder Fund  Administrator Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKSYX|WFA Diversified Income Builder Fund Insti|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKVAX|WFA  Pennsylvania Tax-FreeFund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKVBX|WFA Pennsylvania Tax-Free Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKVCX|WFA  Pennsylvania Tax-Free Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKVYX|WFA  Pennsylvania Tax-Free Fund Insti|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKWAX|WFA Precious Metals Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKWBX|WFA  Precious Metals Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKWCX|WFA  Precious Metals Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EKWDX|WFA Precious Metals Fund Administrator Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EKWYX|WFA Precious Metals Fund Insti Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
ELAAX|Epiphany FFV Latin America Fund Class A|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
ELACX|Epiphany FFV Latin America Fund Class C|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
ELANX|Epiphany FFV Latin America Fund Class N|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
ELBAX|Ashmore Emerging Markets Local Currency Bond Fd Cl A|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ELBCX|Ashmore Emerging Markets Local Currency Bond Fd Cl C|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ELBIX|Ashmore Emerging Markets Local Currency Bond Fd Insti Cl|Ashmore Funds|MF|Z|Northern Trust Securities, Inc.
ELCIX|Eaton Vance Large-Cap Growth Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
ELCRX|Eaton Vance Large-Cap Growth Fund Class R|Eaton Vance|MS|Z|State Street Bank & Trust Company
ELDCX|MFS Limited Maturity Fund Share Class - 529C|MFS Investment Management|MS|Z|Chase Global Funds
ELDFX|Elfun Diversified Fund|General Electric Funds\Elfun Funds\S&S|MF|Z|State Street Bank & Trust Company
ELFNX|Elfun Trusts|General Electric Funds\Elfun Funds\S&S|MF|Z|State Street Bank & Trust Company
ELFTX|Elfun Tax Exempt Income Fund|General Electric Funds\Elfun Funds\S&S|MF|Z|State Street Bank & Trust Company
ELGAX|Columbia Select Large Cap Growth Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
ELGCX|Columbia Select  Large Cap Growth Fund Class C|Columbia Funds|MS|Z|Ameriprise Financial, Inc.
ELMXX|Elfun Money Market Fund|General Electric Funds\Elfun Funds\S&S|$$|A|State Street Bank & Trust Company
ELNAX|Eaton Vance National Limited Maturity Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
ELNYX|Eaton Vance New York Limited Maturity Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
ELSAX|Altegris Equity Long Short Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ELSCX|Altegris Equity Long Short Fund Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ELSIX|Altegris Equity Long Short Fund Class I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ELSNX|Altegris Equity Long Short Fund Class N|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
ELSYX|Altegris Equity Long Short Fund Class Y|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EMAAX|Gabelli  Enterprise Mergers and Acquisitions Fund Class A|Gabelli & Company, Inc.|MS|Z|BNY Mellon Asset Servicing
EMABX|Gabelli Enterprise Mergers and Acquisitions Fund Class B|Gabelli & Company, Inc.|MS|Z|BNY Mellon Asset Servicing
EMACX|Gabelli Enterprise Mergers and Acquisitions Fund Class C|Gabelli & Company, Inc.|MS|Z|BNY Mellon Asset Servicing
EMAIX|Eaton Vance Massachusetts Limited Maturity Muni Incm Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EMAYX|Gabelli  Enterprise Mergers and Acquisitions Fund Class Y|Gabelli & Company, Inc.|MS|Z|BNY Mellon Asset Servicing
EMBAX|Van Eck Fds Unconstrained Emerging Market Bond Fund Class A|Van Eck Funds|MS|Z|State Street Bank & Trust Company
EMBCX|Van Eck Fds Unconstrained Emerging Markets Bond Fd Class C|Van Eck Funds|MS|Z|State Street Bank & Trust Company
EMBIX|Lazard Emerging Markets Equity Blend Ptf Insti Shs|Lazard Asset Management|MF|Z|State Street Bank & Trust Company
EMBOX|Lazard Emerging Markets Equity Blend Ptf Open Shs|Lazard Asset Management|MF|Z|State Street Bank & Trust Company
EMBUX|Van Eck Fds Unconstrained Emerging Market Bond Fund Class I|Van Eck Funds|MS|Z|State Street Bank & Trust Company
EMBYX|Van Eck Fds Unconstrained Emerging Markets Bond Fund Class Y|Van Eck Funds|MS|Z|State Street Bank & Trust Company
EMCAX|Empiric Fds, Core Equity Fund Class A|Mutual Fund Series Trust|MF|Z|Gemini Fund Services, LLC
EMCCX|Empiric Fds, Core Equity Fund Class C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
EMCGX|Eaton Vance Greater China Growth Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EMCIX|Ashmore Emerging Markets Corporate Debt Fd Inst Cl|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
EMDAX|Prudential Emerging Markets Debt Local Currency Fd Cl A|Prudential Funds|MS|Z|Bank of New York
EMDCX|Prudential Emerging Markets Debt Local Currency Fd Cl C|Prudential Funds|MS|Z|Bank of New York
EMDIX|Federated Emerging Markets Debt Fd IS shs Cl|Federated Funds|MF|Z|Bank of New York
EMDQX|Prudential Emerging Markets Debt Local Currency Fd Cl Q|Prudential Funds|MS|Z|Bank of New York
EMDZX|Prudential Emerging Markets Debt Local Currency Fd Cl Z|Prudential Funds|MS|Z|Bank of New York
EMEAX|Ashmore Emerging Markets Equity Fd Cl A|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
EMECX|Ashmore Emerging Markets Equity Fd Cl C|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
EMEFX|Invesco Emerging Markets Equity Fund Cl R6|Invesco Funds|MS|Z|AIM Advisors
EMEIX|Equinox Absolute Return Plus Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EMFAX|UBS Emerging Markets Debt Fd Cl A|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
EMFCX|UBS Emerging Markets Debt Fd Cl C|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
EMFIX|Ashmore Emerging Markets Equity Fd Inst Cl|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
EMFYX|UBS Emerging Markets Debt Fd Cl Y|UBS Global Asset Management (Americas) Inc.|MS|Z|Chase Global Funds
EMGAX|WFA Emerging Markets Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EMGBX|WFA Emerging Markets Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EMGCX|WFA Emerging Markets Equity Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EMGFX|Eaton Vance Multi-Cap Growth Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EMGIX|Eaton Vance Greater India Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EMGNX|WFA Emerging Markets Equity Fund  Institutional Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EMGOX|Eaton Vance Government Obligations Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EMGRX|Nuveen Small Cap Select Cl A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
EMGYX|WFA  Emerging Markets Equity Fund Admin Class|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EMHBX|MFS High Income Fund Share Class - 529B|MFS Investment Management|MS|Z|Chase Global Funds
EMHCX|MFS High Income Fund Share Class - 529C|MFS Investment Management|MS|Z|Chase Global Funds
EMHSX|Eaton Vance Worldwide Health Sciences Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EMICX|Massachusetts Investors Growth Stock Fund Share Class - 529C|MFS Investment Management|MS|Z|Chase Global Funds
EMIEX|Columbia Fds Srs Tr, Columbia  International Value Fund Class Z|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
EMIFX|Eaton Vance Balanced Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EMIVX|Massachusetts Investors Growth Stock Fund Share Class - 529B|MFS Investment Management|MS|Z|Chase Global Funds
EMKAX|Ashmore Emerging Markets Total Return Fd Cl A|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
EMKCX|Ashmore Emerging Markets Total Return Fd Cl C|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
EMKIX|Ashmore Emerging Markets Total Return Fd Insti Cl|Ashmore Funds|MF|Z|Northern Trust Securities, Inc.
EMLAX|MFS Emerging Markets Debt Local Currency Class A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EMLBX|MFS Emerging Markets Debt Local Currency Class B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EMLCX|MFS Emerging Markets Debt Local Currency Class C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EMLIX|MFS Emerging Markets Debt Local Currency Class I|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EMLJX|MFS Emerging Markets Debt Local Currency Class R1|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EMLKX|MFS Emerging Markets Debt Local Currency Class R2|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EMLLX|MFS Emerging Markets Debt Local Currency Class R3|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EMLMX|MFS Emerging Markets Debt Local Currency Class R4|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EMLNX|MFS Emerging Markets Debt Local Currency Fd Cl R5|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EMMGX|Eaton Vance Tax Managed Small-Cap Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EMMIX|Lazard Emerging Markets Multi-Strategy Ptf Insti Shs|Lazard Asset Management|MF|Z|State Street Bank & Trust Company
EMMOX|Lazard Emerging Markets Multi-Strategy Ptf Open Shares|Lazard Asset Management|MS|Z|State Street Bank & Trust Company
EMMXX|WFA Municipal Cash Management Money Market Fund Insti|Wells Fargo Advantage Funds|$$|A|State Street Bank & Trust Company
EMNAX|Virtus Dynamic AlphaSector Fund Class A|Virtus Investment Partners, Inc|MF|Z|BNY Mellon Asset Servicing
EMNBX|Virtus Dynamic AlphaSector Fund Class B|Virtus Investment Partners, Inc|MS|Z|BNY Mellon Asset Servicing
EMNCX|Virtus Dynamic AlphaSector Fund Class C|Virtus Investment Partners, Inc|MS|Z|BNY Mellon Asset Servicing
EMOAX|Eaton Vance Municipal Opportunites Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EMOIX|Eaton Vance Municipal Opportunities Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EMRCX|Van Eck Funds Emerging Markets Fund C|Van Eck Funds|MS|Z|State Street Bank & Trust Company
EMRIX|Van Eck Emerging Markets Fund I|Van Eck Funds|MS|Z|State Street Bank & Trust Company
EMRYX|Van Eck Emerging Markets Fund Cl Y|Van Eck Funds|MF|Z|State Street Bank & Trust Company
EMSAX|RPG Emerging Market Rotation Fund Class A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EMSCX|RPG Emerging Market Sector Rotation Fund Class C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EMSIX|RPG Emerging Market Sector Rotation Fund Class I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EMSTX|Eaton Vance Large-Cap Value Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EMTAX|Transamerica Emerging Markets Debt Class A|Transamerica Mutual Funds|MS|Z|State Street Bank & Trust Company
EMTCX|Transamerica Emerging Markets Debt Class C|Transamerica Mutual Funds|MS|Z|State Street Bank & Trust Company
EMTGX|Eaton Vance Tax Managed Growth Fund 1.1 Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EMTIX|Transamerica Emerging Markets Debt Class I|Transamerica Mutual Funds|MS|Z|State Street Bank & Trust Company
EMTMX|Eaton Vance Dividend Builder Fd Cl B|Eaton Vance|MF|Z|State Street Bank & Trust Company
ENCCX|WFA North Carolina Tax-Free Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
ENCMX|WFA North Carolina Tax-Free Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ENCPX|Encompass Fund|Encompass Funds|MS|Z|Mutual Shareholder Services, LLC
ENCYX|WFA  North Carolina Tax-Free Fund Insti|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ENIAX|SEI Inst Inv Tr, Enhanced Libor Opportunities Fund Cl A|SEI Funds|MS|Z|SEI Investments Distribution Co.
ENPIX|Oil & Gas UltraSector ProFund Investor|ProFunds|MF|Z|Citi Fund Services
ENPSX|Oil & Gas Ultra Sector ProFund Service Class|ProFunds|MS|Z|Citi Fund Services
ENRAX|Eaton Vance Global Natural Resources Fund Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
ENRIX|Eaton Vance Global Natural Resources Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
ENTAX|EntrepreneurShares Global Fund Class A|EntrepreneurShares|MS|Z|U.S. Bancorp Fund Services, LLC
ENTIX|EntrepreneurShares Global Fund Insti Class|EntrepreneurShares|MS|Z|U.S. Bancorp Fund Services, LLC
ENTRX|EntrepreneurShares Global Fund Retail Class|EntrepreneurShares|MS|Z|U.S. Bancorp Fund Services, LLC
ENYIX|Eaton Vance New York Limited Maturity Muni Incm Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EOAAX|Parametric Absolute Return Fund Investor Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EOAIX|Parametric Absolute Return Fund Institutional Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EOMYX|WFA Omega Growth Fund Admin Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EPACX|MainStay Epoch Global Choice Fund Cl I|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPAIX|MainStay Epoch Global Choice Fund Investor Class|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPAKX|MainStay Epoch Global Choice Fund Class C|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPAPX|MainStay Epoch Global Choice Fund Class A|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPASX|EP Asia Small Companies Fund Class A|Investment Managers Series Trust|MF|Z|UMB Fund Services
EPCAX|Dana Large Cap Core Fund Class A|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPCCX|Dana Large Cap Core Fund Class C|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPCNX|Dana  Large Cap Core Fund Class N|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPEAX|Epiphany FFV Global Ecological Fund-Class A|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPECX|Epiphany FFV Global Ecological Fund- Class C|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPENX|Epiphany FFV Global Ecological Fund- Class N|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPFAX|Epiphany FFV Small Cap Fund Class A|Epiphany Funds Trust|MS|Z|Gemini Fund Services, LLC
EPFCX|Epiphany FFV Small Cap Fund Class C|Epiphany Funds Trust|MS|Z|Gemini Fund Services, LLC
EPFNX|Epiphany FFV Small Cap Fund Class N|Epiphany Funds Trust|MS|Z|Gemini Fund Services, LLC
EPGAX|Fidelity Advisor Series I:  Fidelity Advisor Equity Growth Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
EPGBX|Fidelity Advisor Series I: Fidelity Advisor Equity Growth Fund Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
EPGCX|Fidelity Advisor Series I: Fidelity Advisor Equity Growth Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
EPHAX|EuroPac Hard Asset Fund|Investment Managers Series Trust|MS|Z|UMB Fund Services
EPHCX|EP China Fund Cl A|Investment Managers Series Trust|MF|Z|UMB Fund Services
EPIAX|Epiphany FFV Strategic Income Class A|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPIBX|EuroPac International Bond Fund|Investment Managers Series Trust|MF|Z|UMB Fund Services
EPICX|Epiphany FFV Strategic Income Class C|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPIEX|MainStay Epoch International Small Cap Fund Class I|MainStay Funds|MF|Z|State Street Bank & Trust Company
EPIIX|MainStay Epoch International Small Cap Fund Investor Class|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPIKX|MainStay Epoch International Small Cap Fund Class C|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPINX|Epiphany FFV Strategic Income Class N|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPIPX|MainStay Epoch International Small Cap Fund Cl A|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPIVX|EuroPac International Value Fund|Investment Managers Series Trust|MF|Z|UMB Fund Services
EPLAX|EP Latin America Fund Cl A|Investment Managers Series Trust|MS|Z|UMB Fund Services
EPLCX|MainStay Epoch U.S. Equity Yield Fd Cl I|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPLIX|MainStay Epoch U.S. Equity Yield Fd Inv Cl|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPLKX|MainStay Epoch U.S. Equity Yield Fd Cl C|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPLPX|MainStay Epoch U.S. Equity Yield Fd Cl A|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPRAX|Parametric Market Neutral Fund Investor Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EPRIX|Parametric Market Neutral Fund Institutional Class|Eaton Vance|MS|Z|State Street Bank & Trust Company
EPSIX|MainStay Epoch Global Equity Yield Fund, Investor Class|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPSKX|MainStay Epoch Global Equity Yield Fund Class C|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPSPX|MainStay Epoch Global Equity Yield Fund Class A|MainStay Funds|MS|Z|State Street Bank & Trust Company
EPSYX|MainStay Epoch Global Equity Yield Fund Class I|MainStay Funds|MF|Z|State Street Bank & Trust Company
EPUSX|EP Strategic US Equity Fund|Investment Managers Series Trust|MS|Z|UMB Fund Services
EPVAX|Epiphany FFV Fund Class A|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPVCX|Epiphany FFV Fund Class C|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EPVNX|Epiphany FFV Fund Class N|Epiphany Funds Trust|MS|Z|Mutual Shareholder Services, LLC
EQCAX|Equinox  Commodity Strategy Fund Class A|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EQCCX|Equinox Commodity Strategy Fund Class C|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EQCHX|Equinox Chesapeake Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EQCIX|Equinox Commodity Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EQCRX|Equinox Crabel Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EQIAX|WFA Emmerging Markets Equity Income Fund Class A|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EQICX|WFA Emerging Markets Equity Income Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EQIDX|WFA Emerging Markets Equity Income Fund Admin Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EQIIX|WFA Emerging Markets Equity Income Fund Insti Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EQNAX|MFS Equity Income Fd Cl A|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EQNBX|MFS Equity Income Fd Cl B|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EQNCX|MFS Equity Income Fd Cl C|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EQNIX|MFS Equity Income Fd Cl I|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EQNRX|MFS Equity Income Fd Cl R1|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EQNSX|MFS Equity Income Fd Cl R2|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EQNTX|MFS Equity Income Fd Cl R3|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EQNUX|MFS Equity Income Fd Cl R4|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EQNVX|MFS Equity Income Fd Cl R5|MFS Investment Management|MS|Z|State Street Bank & Trust Company
EQPGX|Fidelity Advisor Institutional Equity Portfolio-Growth|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
EQPIX|Fidelity Advisor Institutional Equity Income Portfolio|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
EQQCX|Equinox QCM Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
EQTAX|Shelton Core Value Fund Class A|Shelton Funds|MS|Z|Alps Distributors, Inc.
EQTIX|Shelton Core Value Fund Class S|Shelton Funds|MF|Z|Alps Distributors, Inc.
EQTKX|Shelton Core Value Fund Class K|Shelton Funds|MS|Z|Alps Distributors, Inc.
EQTVX|Equinox Tiverton Strategy Fund Class I|Equinox Fund Trust|MS|Z|Gemini Fund Services, LLC
ERBAX|Eaton Vance Richard Bernstein Equity Strategy Fund Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERBCX|Eaton Vance Richard Bernstein Equity Strategy Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERBIX|Eaton Vance Richard Bernstein Equity Strategy Fund Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERGMX|Eaton Vance Global Macro Absolute Return Fd Cl R|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERGOX|Eaton Vance Government Obligations Fund Class R|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERHSX|Eaton Vance WorldWide Health Sciences Fund Class R|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERIBX|Eaton Vance Income Fund of Boston Fund Class R|Eaton Vance|MS|Z|State Street Bank & Trust Company
EROAX|Eaton Vance Risk-Managed Equity Option  Fund Cl A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EROCX|Eaton Vance Risk-Managed Equity Option Fund Cl C|Eaton Vance|MS|Z|State Street Bank & Trust Company
EROIX|Eaton Vance Risk-Managed Equity Option Fund Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERSGX|Eaton Vance Small-Cap Fund Class R|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERSIX|Eaton Vance Strategic Income Fund Class R|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERSMX|Eaton Vance Atlanta Capital SMID-Cap Fund Class R|Eaton Vance|MS|Z|State Street Bank & Trust Company
ERSTX|Eaton Vance Large Cap Value Fund Class R|Eaton Vance|MF|Z|State Street Bank & Trust Company
ESAAX|WFA Adjustable Rate Government Cl A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESABX|WFA  Adjustable Rate Government Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESACX|WFA  Adjustable Rate Government Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESADX|WFA Adjustable Rate Government Fund Administrator  Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
ESCIX|Ashmore Emerging Markets Small-Cap Equity Fd Inst Cl|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ESDAX|Ashmore Emerging Markets Sovereign Debt Fd Cl A|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ESDCX|Ashmore Emerging Markets Soverign Debt Fd Cl C|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ESDIX|Ashmore Emerging Markets Soverign Debt Fd Inst Cl|Ashmore Funds|MF|Z|Northern Trust Securities, Inc.
ESEAX|Eaton Vance Atlanta Capital Select Equity Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
ESECX|Eaton Vance Atlanta Capital Select Equity Fund- Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ESEIX|Eaton Vance Atlanta Capital Select Equity Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
ESICX|WFA International Bond Fund Insti|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESIDX|WFA International Bond Fund Administrator Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
ESIIX|Eaton Vance Strategic Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
ESIRX|WFA International Bond Fd R6|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
ESIUX|WFA International Bond Fund Class B|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
ESIVX|WFA  International Bond Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESIYX|WFA  International Bond Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESMAX|Invesco European Small Company Fund Class A|Invesco Funds|MF|Z|AIM Advisors
ESMBX|Invesco European Small Company Fund Class B|Invesco Funds|MF|Z|AIM Advisors
ESMCX|Invesco European Small Company Fund Class C|Invesco Funds|MF|Z|AIM Advisors
ESMYX|Invesco European Small Company Fund Class Y|Invesco Funds|MS|Z|AIM Advisors
ESPAX|WFA  Special Small Cap Value Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESPBX|WFA Special Small Cap Value Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESPCX|WFA Special Small Cap Value Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESPIX|WFA Special Small Cap Value Fund Admin Class|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
ESPNX|WFA Special Small Cap Value Fund Institutional Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
ESSAX|Ashmore Emerging Markets Small Cap Equity Fd Cl A|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ESSCX|Ashmore Emerging Markets Small Cap Equity Fd Cl C|Ashmore Funds|MS|Z|Northern Trust Securities, Inc.
ESVAX|Eaton Vance Tax-Managed Small-Cap Value Fund - Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
ESVCX|Eaton Vance Tax-Managed Small-Cap Value Fund - Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
ESVIX|Eaton Vance Tax-Managed Small-Cap Value Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
ETAGX|Eventide Gilead Fund Class A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
ETAHX|Eventide Healthcare & Life Sciences Fd Cl A|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
ETALX|Eaton Vance Alabama Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETARX|Eaton Vance Arkansas Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETAZX|Eaton Vance Arizona Municipal Income Fund  Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETCGX|Eventide Gilead Fund Class C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
ETCHX|Eventide Healthcare & Life Sciences Fd Cl C|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
ETCTX|Eaton Vance Connecticut Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETEGX|Eaton Vance Small-Cap Fund - Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETFAX|Stadion Market Opportunity Fund Cl A|Stadion Investment Trust|MS|Z|Alps Distributors, Inc.
ETFCX|Stadion Market Opportunity Fund Cl C|Stadion Investment Trust|MS|Z|Alps Distributors, Inc.
ETFFX|Stadion Managed Portfolio Class A|Stadion Investment Trust|MF|Z|Alps Distributors, Inc.
ETFOX|Stadion Market Opportunity Fund Cl I|Stadion Investment Trust|MS|Z|Alps Distributors, Inc.
ETFRX|Stadion Core Advantage Portfolio Class A|Stadion Investment Trust|MF|Z|Alps Distributors, Inc.
ETFVX|Stadion Managed Portfolio Class I|Stadion Investment Trust|MF|Z|Alps Distributors, Inc.
ETFWX|Stadion Core Advantage Portfolio Class I|Stadion Investment Trust|MS|Z|Alps Distributors, Inc.
ETFYX|Stadion Managed Portfolio Cl C|Stadion Investment Trust|MF|Z|Alps Distributors, Inc.
ETFZX|Stadion Core Advantage Porfolio Cl C|Stadion Investment Trust|MS|Z|Alps Distributors, Inc.
ETGAX|Eaton Vance Georgia Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETGIX|Eaton Vance Greater India Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETGLX|Eventide Gilead Fund|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
ETHIX|Eaton Vance High Income Opportunites Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETHSX|Eaton Vance Worldwide Health Sciences Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETHYX|Eaton Vance High Yield Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETIGX|Parametric Tax-Managed International Equity Fund Investor Class|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETIHX|Eventide Healthcare & Life Sciences Fd Cl I|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
ETIIX|Eaton Vance Tax-Advantaged Bond Strat Intermediate Term Fd Cl I|Eaton Vance|MS|Z|State Street Bank & Trust Company
ETILX|Eventide Gilead Fund Institutional Class|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
ETKYX|Eaton Vance Kentucky Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETMAX|Eaton Vance Massachusetts Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETMBX|Eaton Vance AMT-Free Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETMDX|Eaton Vance Maryland Municipal Income Fund  Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETMGX|Eaton Vance Tax-Managed Small-Cap Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETMNX|Eaton Vance Minnesota Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETMOX|Eaton Vance Missouri Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETNCX|Eaton Vance North Carolina Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETNHX|Eventide Healthcare & Life Sciences Fd Cl N|Mutual Fund Series Trust|MS|Z|Gemini Fund Services, LLC
ETNJX|Eaton Vance New Jersey Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETNYX|Eaton Vance New York Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETOHX|Eaton Vance Ohio Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETOPX|Capital Emerging Markets Total Opportunities Fd|Capital Guardian Trust Company|MS|Z|Chase Global Funds
ETORX|Eaton Vance Oregon Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETPAX|Eaton Vance Pennsylvania Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETSIX|Eaton Vance Strategic Income Fund - Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETTGX|Eaton Vance Tax Managed Growth Fund 1.1 Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETTNX|Eaton Vance Tennessee Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
ETVAX|Eaton Vance Virginia Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EUDFX|The Eudora Fund|The Eudora Funds|MS|Z|Mutual Shareholder Services, LLC
EUEYX|Alpine Cyclical Advantage Property Fund Class Y|Alpine Management & Research, LLC|MF|Z|State Street Bank & Trust Company
EUGAX|Morgan Stanley European Equity Fund Class A|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
EUGBX|Morgan Stanley European Equity Fund Class B|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
EUGCX|Morgan Stanley European Equity Fund Class C|Morgan Stanley Dean Witter Funds|MF|Z|State Street Bank & Trust Company
EUGDX|Morgan Stanley European Equity Fund Cl I|Morgan Stanley Dean Witter Funds|MS|Z|State Street Bank & Trust Company
EUGIX|European Growth & Incme Fund Class S|Shelton Funds|MS|Z|Alps Distributors, Inc.
EUGKX|European Growth & Income Fund Class K|Shelton Funds|MS|Z|Alps Distributors, Inc.
EUGWX|Morgan Stanley European Equity Fund Class W|Morgan Stanley Dean Witter Funds|MS|Z|State Street Bank & Trust Company
EUROX|U.S. Global Investors Funds, Eastern European Fund|United Services Funds|MF|Z|Brown Brothers Harriman & Co.
EVAIX|Eaton Vance Virginia Municipal Income Fund Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVALX|Eaton Vance Alabama Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVARX|Eaton Vance Arkansas Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVASX|Eaton Vance Asian Small Companies Fund - Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVAZX|Eaton Vance Arizona Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVBAX|Eaton Vance Bond Fund- Class A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVBIX|Eaton Vance Bond Fund- Class I|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVBLX|Eaton Vance Floating Rate Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVCGX|Eaton Vance Greater China Growth Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVCTX|Eaton Vance Connecticut Municipal Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVFAX|Eaton Vance Floating-Rate Advantaged Fund Advisers Class|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVFHX|Eaton Vance Floating Rate & High Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVGAX|Eaton Vance Georgia Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVGBX|Evermore Global Value Fund Cl A|Evermore Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
EVGCX|Evermore Global Value Fund Cl C|Evermore Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
EVGFX|Eaton Vance Multi-Cap Growth Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVGIX|Evermore Global Value Fund Cl I|Evermore Funds Trust|MF|Z|U.S. Bancorp Fund Services, LLC
EVGOX|Eaton Vance Government  Obligations Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVHIX|Eaton Vance High Income Opportunities Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVHMX|Eaton Vance National Municipal Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVHYX|Eaton Vance High Yield Municipal Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVIBX|Eaton Vance Income Fund of Boston Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVIFX|Eaton Vance Balanced Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVKYX|Eaton Vance Kentucky Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVMBX|Eaton Vance AMT-Free Municipal Income Fd Class I|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVMNX|Eaton Vance Minnesota Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVMOX|Eaton Vance Missouri Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVMYX|Eaton Vance Maryland Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVNCX|Eaton Vance North Carolina Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVNYX|Eaton Vance New York Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVOAX|Altegris Futures Evolution Strategy Fd Cl A|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EVOCX|Altegris Futures Evolution Strategy Fd Cl C|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EVOIX|Altegris Futures Evolution Strategy Fd Cl I|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EVONX|Altegris Futures Evolution Strategy Fd Cl N|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EVORX|Eaton Vance Oregon Municipal Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVOYX|Altegris Futures Evolution Strategy Fd Cl Y|Northern Lights Fund Trust|MS|Z|Gemini Fund Services, LLC
EVPAX|Eaton Vance Pennsylvania Municipal Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVRAX|Columbia Value and Restructuring Fund Class A|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
EVRCX|Columbia Value and Restructuring Fund Class C|Columbia Funds|MF|Z|Ameriprise Financial, Inc.
EVSAX|WFA Disciplined U.S. Core Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EVSCX|Eaton Vance South Carolina Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVSEX|Eaton Vance Special Equities Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVSGX|Eaton Vance Strategic Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVSIX|WFA Disciplined U.S. Core Fund Institutional Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EVSTX|WFA Disciplined U.S. Core Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EVSYX|WFA Disciplined U.S. Core Fund Admin Class|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EVTMX|Eaton Vance Dividend Builder Fd Cl A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EVTNX|Eaton Vance Tennessee Municipal Income Fund Class B|Eaton Vance|MS|Z|State Street Bank & Trust Company
EVUAX|WFA Utiltiy and Telecommunications Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EVUBX|WFA Utility and Telecommunications Fund Class B|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EVUCX|WFA Utility and Telecommunications Fund Class C|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EVUDX|WFA Utility and Telecommunications Fund Adminstrator Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EVUYX|WFA Utility & Telecommunications Fund Insti Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EVVAX|Eaton Vance Virgina Municipal Income Fund Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EWEAX|WFA Intrinsic World Equity Fund Class A|Wells Fargo Advantage Funds|MF|Z|State Street Bank & Trust Company
EWECX|WFA Intrinsic World Equity Fund Class C|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EWEIX|WFA Intrinsic World Equity Fund Admin Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EWENX|WFA Intrinsic World Equity Fund Insti Class|Wells Fargo Advantage Funds|MS|Z|State Street Bank & Trust Company
EWMIX|Evercore Wealth Management Macro Opportunity Fund Institutional Class|The Wall Street EWM Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
EWMOX|Evercore Wealth Management Macro Opportunity Fd|The Wall Street EWM Funds Trust|MS|Z|U.S. Bancorp Fund Services, LLC
EXBAX|Manning & Napier Fd, Inc. Pro-Blend Moderate Term Srs Cl S|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXCPX|Manning & Napier Fd, Inc. Core Plus Bond Series|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXCRX|Manning & Napier Fd, Inc. Core Bond Srs|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXDAX|Manning & Napier Fd, Inc. Pro-Blend Conservative Term Srs Cl S|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXDVX|Manning & Napier Fd, Inc. Diversified Tax Exempt Series|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXEYX|Manning & Napier Fd, Inc. Equity Srs|Manning & Napier Fund|MS|Z|BNY Mellon Asset Servicing
EXFLX|Eaton Vance AMT-Free Limited Maturity Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EXGAX|JPMorgan Ex-G4 Currency Strategies Fd Cl A|J.P. Morgan|MS|Z|Chase Global Funds
EXGCX|JPMorgan Ex-G4 Currency Strategies Fd Cl C|J.P. Morgan|MS|Z|Chase Global Funds
EXGSX|JPMorgan Ex-G4 Currency Strategies Fd Select Cl|J.P. Morgan|MS|Z|Chase Global Funds
EXHAX|Manning & Napier Fd, Inc. Pro-Blend Maximum Term Srs Cl S|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXITX|Manning & Napier Internatioal Series Cl S|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXLSX|Manning & Napier Fd, Inc. Life Sciences Series|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXMAX|Eaton Vance Massachusetts Ltd Maturity Municipal Income Fd Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EXMCX|Eaton Vance Atlanta Capital Horizon Growth Fd Cl A|Eaton Vance|MS|Z|State Street Bank & Trust Company
EXNAX|Eaton Vance National Limited Maturity Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EXNTX|Manning & Napier Fd, Inc. New York Tax Exempt Series|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXNYX|Eaton Vance New York Limited Maturity Municipal Income Fund Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EXOSX|Manning & Napier Fd, Inc.Overseas Series|Manning & Napier Fund|MS|Z|BNY Mellon Asset Servicing
EXOTX|Manning & Napier Fd, Inc. Ohio Tax Exempt Series|Manning & Napier Fund|MS|Z|BNY Mellon Asset Servicing
EXPNX|Eaton Vance Pennsylvania Limited Maturity Municipal Income Fd Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EXTAX|Manning & Napier Fd, Inc. Tax Managed Srs Cl A|Manning & Napier Fund|MS|Z|BNY Mellon Asset Servicing
EXTCX|EManning & Napier Fd, Inc. Technology Series|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EXTGX|Eaton Vance Tax-Managed Growth Fund 1.2-Class A|Eaton Vance|MF|Z|State Street Bank & Trust Company
EXWAX|Manning & Napier Fd, Inc.World Opportunities Srs Cl A|Manning & Napier Fund|MF|Z|BNY Mellon Asset Servicing
EYTGX|Eaton Vance Tax-Managed Growth Fund 1.2-Class B|Eaton Vance|MF|Z|State Street Bank & Trust Company
EZFLX|Eaton Vance AMT-Free Limited Maturity Municipal Income Fund Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
EZMAX|Eaton Vance Massachusetts Ltd Maturity Municipal Income Fd Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
EZNAX|Eaton Vance National Limited Maturity Municipal Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
EZNYX|Eaton Vance New York Limited Maturity Municipal Income Fund Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
EZPNX|Eaton Vance Pennsylvania Limited Maturity Municipal Income Fd Class C|Eaton Vance|MS|Z|State Street Bank & Trust Company
EZTGX|Eaton Vance Tax-Managed Growth Fund 1.2-Class C|Eaton Vance|MF|Z|State Street Bank & Trust Company
FAACX|Nuveen Flagship All-American Muni Bd Fd|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FAAFX|The Fairholme Allocation Fund|Fairholme Funds, Inc.|MS|Z|BNY Mellon Asset Servicing
FAAGX|Nuveen Strategy Aggressive Growth Allocation Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAAIX|Fidelity Advisor Asset Manager 70% Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAAMX|Nuveen Flagship All-American Muni Bd Fd series of Nuveen Flagship Muni|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FAARX|Nuveen Flagship All-American Muni Bd Fd Cl R Shs(srs of Nuveen Muni Tr|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FAASX|Fidelity Advisor Asset Manager 70% Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAAXX|First American Government Obligations Fund Retail Class A|First American Funds  (1)|$$|G|U.S. Bancorp Fund Services, LLC
FABCX|Fidelity Advisor Series II: Fidelity Advisor Balanced Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FABEIX|First Trust 3786 MLP Closed-End Fd and Energy Port Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FABGOX|First Trust 3169 Water Utility & Infrastructure Select Ptf Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FABGX|Fidelity Advisor Series II: Fidelity Advisor Growth Opportunities Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FABLX|Fidelity Advisor Series II: Fidelity Advisor Balanced Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FABRYX|First Trust 3498 Market Strength Allocation Select Portfolio Series 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FABSDX|First Trust 3718 Investment Grade Select Closed-End Portfolio Series 35|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FABSX|Nuveen Strategic Income Fund Class R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FABTX|Fidelity Advisor Series VII: Fidelity Advisor Technology Fund: Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FABVUX|First Trust 4094 Health Care Select Port Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FACDX|Fidelity Advisor Series VII: Fidelity Advisor Healthcare Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FACEX|Frost Core Growth Equity Fund Class A|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FACFX|Fidelity Advisor Freedom 2010 Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FACGX|Fidelity Advisor Series II: Fidelity Advisor Growth Opportunities Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FACIX|Fidelity Advisor Municipal Income 2019 Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FACMX|Nuveen Minnesota Intermediate Municipal Bond Fund Class C1|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FACNX|Fidelity Advisor Canada Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FACPX|Fidelity Advisor Consumer Discretionary Fd Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FACSX|Nuveen Mid Cap Value Fd Cl C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FACTX|Fidelity Advisor Series VII: Fidelity Advisor Health Care Fund Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FACVX|Fidelity Advisor Convertible Securities Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FADAX|Fidelity Advisor Series I Fidelity Advisor Dividend Growth Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FADBX|Fidelity Advisor Series I, Fidelity Advisor Dividend Growth Fund Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FADCBX|First Trust 731: Adv Dis Inc Tr Corp Bd Inv Grd Intermed Ptf 2003-04|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FADCX|Fidelity Advisor Series VIII Fidelity Advisor Diversified Intl Fd Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FADDX|Fidelity Advisor International Discovery Fd Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FADIX|Fidelity Advisor Series VIII: Fidelity Advisor Diversified Internation|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FADLX|Frost Low Duration Bond Fund Class A|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FADSX|Nuveen  Equity Index Fund Class R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FADTX|Fidelity Advisor Series VII: Fidelity Advisor Technology Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FADVOX|First Trust 3596 Municipal Income Plus Closed-End Portfolio Series 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FADVX|Frost Dividend Value Equity Fund Class A|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FADXX|Goldman Sachs Financial Square Money Market Fd Admin Shs|Goldman Sachs Funds|$S|A|Bank of New York
FAEAX|Fidelity Advisor Europe Capital Appreciation: Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAEBHX|First Trust 3077 Mega-Cap Ptf Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAEBX|Nuveen Dividend Value Fund Class B|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAECX|Fidelity Advisor Series VIII: Fidelity Advisor Europe Cap Appreciation|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAEGX|Fidelity Advisor Equity Growth Fund T Shares|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAEIX|Nuveen Equity Index Fund Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAEMNX|First Trust 3801 High Yield Income Closed-End Portfolio Series 53|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAEMSX|First Trust 4153 Global Dividend Port Srs 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAEMX|Fidelity Advisor Emerging Markets Income Fund T Shares|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAEQX|Nuveen Equity Index Fund Class B|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAERX|Fidelity Advisor Overseas Fund T Shares|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAESX|Nuveen Mid Cap Value Fund B|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAFAX|Fidelity Advisor Freedom Income Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAFBX|Fidelity Advisor Series VII: Fidelity Advisor Financial Services Fund:|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAFCX|Fidelity Advisor Series VII: Fidelity Advisor Financial Services Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAFDX|Fidelity Advisor Series VII: Fidelity Advisor Financial Services Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAFEX|Fidelity Advisor Freedom 2030 Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAFFX|Fidelity Advisor Freedom 2040 Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAFIX|Nuveen Core Plus Bond Fund Cl A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAFRX|Franklin Floating Rate Daily Access Fund-Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FAFSX|Fidelity Advisor Series VII: Fidelity Advisor Financial Services Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAFTX|Franklin Federal Tax Free Income Fund Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FAGAX|Fidelity Advisor Series II: Fidelity Advisor Growth Opportunities Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAGCX|Fidelity Advisor Growth Opportunities Fund Class I Shares|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAGIX|Fidelity Capital and Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAGKX|Fidelity Growth Strategies Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAGNX|Fidelity Advisor Energy Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAGOX|Fidelity Advisor Growth Opportunities Fund T Shares|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAGSX|Nuveen Strategy Growth Allocation Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAHBX|Fidelity Advisor High Income Advantage Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAHCX|Fidelity Advisor High Income Advantage Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAHDX|Fidelity Advisor High Income Advantage Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAHEX|Fidelity Advisor High Income Advantage Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAHIX|Fidelity Advisor Municipal Income  Fund T Shares|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAHMOX|First Trust 3420 Oil & Gas Equipment & Services Ptf Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAHMX|Frost Small Cap Equity Fund Class A|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FAHTX|Fidelity Advisor Series VII: Fidelity Advisor Health Care Fund Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAHWJX|First Trust 3799 Strategic Income Closed-End Portfolio Series 43|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAHYX|Fidelity Advisor High Income Advantage Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAIAX|Nuveen  International Fund Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAIBX|Fidelity Advisor Municipal Income Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAICX|Nuveen  International Fund Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAIDX|Fidelity Advisor International Discovery Fd Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAIGX|Fidelity Advisor  Balanced Fd T Shares|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAIHBX|First Trust 3279 Georgetown Capital Appreciation Ptf 1st Quarter 2012 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAIIX|Nuveen Intermediate Term Bond Fund Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAIKVX|First Trust 3669 Technology Select Portfolio Series 45|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAINLX|First Trust 4070 Nasdaq Target 15 2Q 13 Term 7/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAINX|Fallen Angels Income Fund|AMM Funds|MS|Z|Mutual Shareholder Services, LLC
FAIOX|Fidelity Advisor Series II: Fidelity Advisor Balanced Fund Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAIPX|Nuveen Inflation Protected Securities Fund Class A|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FAIRLX|First Trust 3113 Global Bond Income Closed-End Ptf Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAIRMX|First Trust 4064 Dividend Income Plus Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAIRX|Fairholme Fd|Fairholme Funds, Inc.|MF|Z|BNY Mellon Asset Servicing
FAISX|Fidelity Advisor Series II - Fidelity Advisor Balanced Fund - Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAIVX|Fidelity Advisor Equity Value CL I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAIXX|First American Funds - Institutional Money Fund|First American Funds  (1)|$$|A|U.S. Bancorp Fund Services, LLC
FAJGZX|The First Trust Combined Srs 325:Build America Bds Ptf 10-20 yr, Srs 7|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FAKDX|Frost Kempner Multi-Cap Deep CValue Equity Fund Class A|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FAKLRX|First Trust 3171 Preferred Income Portfolio, Series 45|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAKNRX|First Trust 3492 Diversified Income & Growth Portfolio Summer 2012 Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAKSRX|First Trust 3569 Target Growth 3Q 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAKSX|Frost Mid Cap Equity Fd Cl A Shs|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FALAX|Fidelity Advisor Series I Fidelity Advisor Large Cap Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FALDZX|First Trust 3880 Senior Loan & Limited Duration Opportunities Closed-End Port Srs 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FALESX|First Trust 4053 Richard Bernstein Advisors Global Dividend Kings Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FALEX|Franklin Alabama Tax-Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FALGX|Fidelity Advisor Series I: Fidelity Advisor Large Cap Fund: Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FALHX|Fidelity Advisor Series I: Fidelity Advisor Large Cap Fund Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FALICX|First Trust 3928 January Effect Plus Port Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FALIX|Fidelity Advisor Series I: Fidelity Advisor Large Cap Fund Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FALMUX|First Trust 3728 Target VIP Oct 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FALPOX|First trust 3367 Target Diversified Global Allocation Portfolio Series 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FALTNX|First Trust 3898 International High Dividend Equity Port Srs 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FALTPX|First Trust 3377 Automated Quantitative Analysis (AQA) Portfolio Series 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FALTX|Nuveen Short Term Bond Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FALUNX|First Trust 3332 California Municipal Income Select Closed-End Ptf Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAMAX|Nuveen MN Intermediate Municipal Bond Fund Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAMBDX|First Trust Combined Series 302 Build American Bonds Ptf Srs 5|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FAMCX|Fidelity Advisor Series II Fidelity Advisor Municipal Income Fd Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAMEX|FAM Equity Income Fund|FAM Funds|MF|Z|FAM Funds.
FAMFX|FAM Small Cap Fund Investor Share Class|FAM Funds|MS|Z|FAM Funds.
FAMGX|Fidelity Advisor Series Opportunistic Insights Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAMIX|Fidelity Advisor Municipal Income 2015 Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAMKX|Fidelity Advisor Emerging Markets Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAMMX|Fidelity Advisor Municipal Income 2017 Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAMPX|Fidelity Advisor Municipal Income 2015 Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAMRX|Fidelity Asset Manager 85%|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAMTRX|The First Trust Combined Series 397 Investment Grade Multi-Asset Income Portfolio Long Term Series 2|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FAMTX|Nuveen MN Intermediate Municipal Bond Fund Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FAMUEX|First Trust 3730 Capital Strength Buy-Write Port Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAMUX|Fidelity Advisor Series II: Fidelity Advisor Municipal Income Fund Cla|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAMVX|FAM Value Fund|FAM Funds|MF|Z|FAM Funds.
FANAX|Fidelity Advisor Energy Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FANISX|The First Trust Combined Series 408 Investment Grade Multi Asset Income Portfolio Long Term Series 6|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FANIX|Fidelity Advisor Energy Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FANOIX|First Trust 3455 Select DSIP Portfolio 2nd Quarter 2012 Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FANRX|Fidelity Advisor Energy Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FANSX|Nuveen High Income Bond Class R|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FANTX|Frost International Equity Fund Class A|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FANYDX|First Trust Combined Series 308 Build America Bonds Ptf Srs 9|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FAOAX|Fidelity Advisor Series VII: Fidelity Advisor Overseas Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAOBX|Fidelity Advisor Series VII: Fidelity Advisor Overseas Fund Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAOCX|Fidelity Advisor Ser VII: Fidelity Advisor Overseas Fd: Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAOIX|Fidelity Advisor Series VII: Fidelity Advisor Overseas Fund Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAPAX|Fidelity Advisor Municipal Income 2019 Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAPGDX|First Trust 2145 Aggressive Preferred Securities Ptf Srs 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAPRSX|First Trust 1883 Aggressive Preferred Securities Ptf Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAPYZX|The First Trust Combined Series 398 Tax Exempt Municipal Income Trust Series 277|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FAQDRX|First Trust 4018 MLP Closed-End Fd and Energy Port Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAQIX|Nuveen Dividend Value Fund Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FARBLX|The First Trust Combined Srs 327:Build America Bonds Ptf Srs 17|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FARCX|Nuveen Real Estate Securities Fund Cl I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FARFX|Fidelity Advisor Income Replacement 2042 Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FARIPX|First Trust Target Divsd Dvd Rq 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FARLNX|First Trust 4212 Inflation Hedge Opportunity Port Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FARMX|Strategic Advisers Small-Mid Cap Multi-Manager Fund Class F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FARPLX|First Trust 3829 Target Focus 4 Dec 12 Ter 3/7/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FARPX|Fidelity Advisor Income Replacement Fund 2028 Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FARRX|Franklin Real Return Fund Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FARSX|Fidelity Advisor Income Replacement Fund 2034 Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FARVX|Fidelity Advisor Income Replacement 2038 Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FARWX|Fidelity Advisor Income Replacement 2040 Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FARXX|American Funds Money Market Fund Cl 529-F-1|American Funds, Inc.|$S|A|Capital Management Services, Inc.
FARYAX|First Trust 3470 Strategic Income Select Closed-End Ptf Srs 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FASAX|Focused Multi-Asset Strategy Portfolio - Class A|SunAmerica Funds|MF|Z|State Street Bank & Trust Company
FASBX|Fidelity Value Strategies Fund Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FASDX|Fidelity Advisor Strategic Dividend & Income Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FASEX|Nuveen Mid Cap Value Fund A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FASFX|Fidelity Advisor Short Term Fixed Income Fund T Shares|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FASGRX|First Trust 3354 Market Strength Allocation Select Ptf Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FASGX|Fidelity Asset Manager 70%|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FASHX|Fidelity Advisor Short-Intermediate Municipal Income Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FASIX|Fidelity Asset Manager 20%|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FASMX|Fidelity Asset Manager 50%|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FASOX|Fidelity Advisor Value Strategies Fund Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FASPX|Fidelity Advisor Value Strategies Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FASSX|Federated Adjustable Rate Securities Fd Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FASTX|Frost Strategic Balanced Fund Class A|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FATAX|Nuveen Mid-Cap Select Fund Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FATCX|Nuveen  Mid Cap Select Fund Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FATDEX|First Trust 3765 Emerging Markets Strength Portfolio Series 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FATEX|Fidelity Advisor Series VII: Fidelity Advisor Technology Fund Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FATHX|Fidelity Advisor Freedom 2035 Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FATIX|Fidelity Advisor Series VII, Fidelity Advisor Technology Fund Institut|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FATJIX|First Trust 3732 Balanced Income Portfolio Series 35|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FATRX|Frost Total Return Bond Fund Class A|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FATSDX|First Trust 3522 Top Picks May 2012 Portfolio|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FATWX|Fidelity Advisor Freedom 2025 Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FATXX|First American Treasury Obligations Fund Class A|First American Funds  (1)|$$|G|U.S. Bancorp Fund Services, LLC
FAUBX|Fidelity Advisor Utilities Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAUDX|Strategic Advisers Short Duration Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAUFX|Fidelity Advisor Utilities Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAUMX|Frost Municipal Bond Fund Class A|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FAURKX|First Trust 3544 GHigh-Yield Income Closed-End Portfolio Series 49|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAUZX|Franklin Adjustable U.S. Government Securities Fd Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FAVAX|Fidelity Advisor Equity Value CL A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAVBX|Fidelity Advisor Equity Value CL B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAVCX|Fidelity Advisor Equity Value CL C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAVFX|Fidelity Advisor Value Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAVIX|Fidelity Advisor Municipal Income 2017 Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FAVLX|Fallen Angels Value Fund|AMM Funds|MS|Z|Mutual Shareholder Services, LLC
FAVTNX|First Trust 3495 Senior Loan & limited Duration Opportunities Closed-End Portfolio Series 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAVTX|Fidelity Advisor Equity Value Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FAVXX|First American Prime Obligations Fd Cl C|First American Funds  (1)|$S|A|U.S. Bancorp Fund Services, LLC
FAWCX|Nuveen  Large Cap Growth Opportunities Cl C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FAWMNX|First Trust 3937 60/40 Strategic Allocation Port 1Q 13-Term 4/16/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAYKMX|First Trust 2008 Equity Income Ptf Series 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAZBX|Nuveen Flagship AZ Muni Bd Fd Cl B (srs of Nuveen Flagship Multistate|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FAZCX|Nuveen Flagship Arizona Municipal Bond Fund Cl C|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FAZIX|Franklin Arizona Tax-Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FAZPLX|The First Trust Combined Series 376 Build America Bonds Ptf Srs 39|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FAZTX|Nuveen Flagship Arizona Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FAZURX|First trust 3016 Inflation Hedge Opportunity Portfolio Series 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FAZZX|Franklin Arizona Tax-Free Income Fd Cl Adv|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBAAX|Focused Balanced Strategy Portfolio Class A|SunAmerica Funds|MF|Z|State Street Bank & Trust Company
FBABNX|First Trust Combined Series 299 Build America Bonds Ptf Srs 3|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBABX|SunAmerica Focused Balanced Strategy Portfolio Class B|SunAmerica Funds|MF|Z|State Street Bank & Trust Company
FBACX|Focused Balanced Strategy Ptf Class C|SunAmerica Funds|MF|Z|State Street Bank & Trust Company
FBADJX|First Trust 3951 New York Municipal Income Select Closed-End Port Srs 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBAEFX|First Trust 3322 Utilities Select Portfolio Series 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBAILX|First Trust 3871 Investment Grade Select Closed-End Port Srs 38|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBAKDX|First Trust 3353 Global Hard Assets Portfolio Series 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBAKX|Fidelity Balanced Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBALJX|First Trust 1903 Balanced Income Ptf Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBALX|Fidelity Balanced Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBAMDX|First Trust Combined Srs 298 Build America Bonds Ptf Srs 2|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBANGX|First Trust 3391 Balanced Income Select Portfolio Series 24|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBANKX|First Trust 3466 New Jersey municipal Income Select Closed-End Portfolio Series 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBASOX|First Trust 4033 Senior Loan & Limited Duration Plus Closed-End Port Srs 72|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBASX|Fidelity Advisor Asset Manager 70% Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBAXX|Goldman Sachs Financial Square Prime Obligations Fd Admin Shs|Goldman Sachs Funds|$S|A|Bank of New York
FBAYOX|First Trust 4067 North American Shale Port Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBCAOX|First Trust 3351 Strategic Income Opportunities Closed-End Portfolio Series 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBCFX|Fidelity Blue Chip Growth Fund Cl F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBCGNX|First Trust 3269 High Dividend Emerging Markets Equity Ptf Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBCHKX|First Trust 3026 Financials Select Ptf Srs 36|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBCNX|Fidelity Advisor Canada Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBCPNX|First Trust 3985 Strategic Income Advantage Select Closed-End Port Srs 34|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBCVUX|First Trust 3244 New York Municipal Income Select Closed-End Ptf Series 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBCVX|Fidelity Blue Chip Value|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBDAX|Franklin Total Return Fund Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBDGAX|First Trust 3729 Target VIP Cons Equity 4Q 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBDHGX|First Trust 4044 Senior Loan & Limited Duration Closed-End Port Srs 32|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBDIX|Franklin Strategic Biotechnology Discovery Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBDQRX|First Trust 3926 Dividend Income Plus Port Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBEARX|First Trust 3759 Investment Grade Select Closed-End Portfolio Series 36|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBEATX|First Trust 2915 BICK Portfolio Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBEAX|Fidelity Advisor Europe Capital Appreciation Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBECHX|First Trust 3639 New Jersey Municipal Income Select Closed-End Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBELCX|First Trust 3937 75/25 Strategic Allocation Port 1Q 13-Term 4/16/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBEMX|Fidelity Adv Srs VIII Fidelity Adv Emerging Markets Inc Fd Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBENOX|First Trust 3407 Bakken Shale Portfolio Series 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBEOMX|First Trust 3650 Target Triad Aug 12 Term 11/8/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBEPX|Fidelity Advisor Total Bond Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBERGX|First Trust 3827 Global Agriculture Port Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBERIX|First Trust 3661 Diversified Income & Growth Portfolio Fall 2012 Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBETAX|First Trust Combined Srs 303 Build America Bonds Ptf Srs 6|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBETLX|First Trust 3161 High-Yield Closed-End and Short Treasury ETF Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBETYX|The First Trust Combined Srs 312 Build America Bonds Pft Srs 11|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBFAX|Fidelity Advisor Freedom Income Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBFEX|Fidelity Advisor Freedom 2030 Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBFFX|Fidelity Advisor Freedom 2040 Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBFZX|Franklin Balanced Fund - Advisor Class|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FBGKX|Fidelity Blue Chip Growth Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBGLMX|First Trust 3903 Strategic Income Plus Closed-End Port Srs 47|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBGRKX|First Trust 3452 60/40 Strategic Allocation Port 2Q 12 Term 7/10/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBGRX|Fidelity Blue Chip Growth Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBGTDX|First Trust 2346: Corporate High Income Portfolio, Srs 2|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBHEDX|First Trust 4046 REIT Growth & Income Plus Port Srs 14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBHRQX|First Trust 3969 Interest Rate Hedge Port Srs 60|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBHTRX|First Trust 3882 Tax-Advantaged Municipal Closed-End Port Srs 32|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBIAUX|First Trust 1216 Balanced Income Ptf, Srs 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBICX|Franklin Income Fund Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBIDX|Spartan  U.S. Bond Index Fd Inv Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBIFX|Fidelity Freedom Index 2040 Fd Cl K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBIGX|Fidelity Advisor International Growth Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBINBX|First Trust 3257 International Capital Strength Ptf Srs 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBINCX|First Trust 1831 Balanced Income Select Ptf Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBIOX|Fidelity Select Biotechnology Pt|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBIPX|Fidelity Advisor Inflation Protected Bond Fund Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBISHX|First trust 3035 Health Care Select Ptf Srs 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBISTX|First Trust 2127 Balanced Income Ptf Series 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBISUX|First Trust 3206 Global Dividend Ptf Srs 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBKEHX|First Trust 3644 California Municipal Income Select Closed-End Ptf Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBKRUX|First Trust 3606 Precious Metals Select Portfolio Series 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBKSX|Nuveen Flagship KS Muni Bd Fd Cl B (srs of Nuveen Flagship Multistate|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FBKURX|First Trust 3912 Core Three Closed-End Allocation Port Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLADX|First Trust 3118 Canadian Energy and Income Series 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLATX|First Trust 4109 Dow Target 10 May 13 Tern 6/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLAX|Franklin Balanced Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBLCKX|First Trust Combined Srs 288 Tax-Exempt Muni Inc Tr Srs 245|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBLCX|Franklin Large Cap Value Fund Class B|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FBLDNX|First Trust 3463 High Yield Income Closed-End Ptf Srs 47|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLDRX|First Trust 3474 Balanced Income Select Portfolio Series 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLENX|First Trust 3808 Senior Loan & Limited Duration Plus Closed-End Ptf Srs 65|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLEOX|First Trust 3569 Nasdaq Target 15 3Q 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLEUX|First Trust 3780 Diversified Equity Strategic Allocation Port 4Q 12 Tern 1/15/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLEX|Fidelity Series Stock Selector Large Cap Value Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBLGTX|First trust 3603 Global Strength Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLKEX|First Trust 3034 Energy Select Ptf Srs 39|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLKRX|First Trust 3370 Target Triad Mar 12 Term 5/31/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLNVX|First Trust 1284 Balanced Income Ptf, Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLNYX|First Trust 3242 Investment Grade Select Closed-End Ptf Srs 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLTCX|First Trust 3301 Balanced Income Select Ptf Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLUWX|First Trust 3459 Eurpean Deep Value Sub-10 Dividend Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBLYX|Fidelity Advisor Global Equity Income Fd Cl A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBLZDX|First Trust 3295 Dividend & Income Select Closed-End Ptf Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBMAHX|First Trust 3940 Target Global Dvd Leaders 1Q 13-Term 4/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBMAX|Fidelity Series Broad Market Opportunities Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBMCX|Franklin Balanced Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBMKX|Fidelity Advisor Emerging Markets Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBMLEX|First Trust 3150 Homebuildrs Recovery Ptf Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBMPLX|First Trust 3293 Strategic Income Closed-End Ptf Srs 38|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBMPX|Fidelity Select Multimedia Portfolio|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBNCX|Nuveen NC Muni Bd Fd B (Srs of Nuveen Flagship Multistate Tr III)|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FBNDLX|First Trust Combined Series 300 Build America Bonds Ptf Srs 4|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBNDRX|First Trust 3012 Strategic Dividend Plus Portfolio Series 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBNDX|Fidelity Investment Grade Bond Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBNEJX|First Trust 4154 European Deep Value Sub-10 Dividend Port Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBNETX|First Trust 2397 California Municipal Income Closed-End Ptf Srs 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBNPOX|The First Trust Combined Series 341:  Build America Bonds Ptf 10-20 Year Srs 13|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBNYRX|The First Trust Combined Series 343: Tax Exempt Municipal Income Trust, Series 262|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBOEIX|First Trust 3336 Municipal Advantage Closed-End and ETF Ptf Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBOEWX|First Trust 4187 Core Three Closed-End Allocation Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBOIMX|First Trust 3142 Real Estate Closed-End Ptf Srs 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBONEX|The First Trust Combined Series 402 Insured Tax Exempt Municipal Income Trust Series 249|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBONOX|The First Trust GNMA Reinvestment Income Trust GRIT Srs 116|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBORDX|First trust 3065 Interest Rate Hedge Ptf Srs 36|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBPBX|FBP Appreciation & Income Opportunities Fund|Williamsburg Investment Trust (The)|MF|Z|Confluence Technologies
FBPEX|FBP Equity & Dividend Plus Fund|Williamsburg Investment Trust (The)|MF|Z|Confluence Technologies
FBPVNX|The First Trust Combined Series 406 Investment Grade Multi-Asset Income Portofolio 10-20 Year Series|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBPWEX|First Trust 23398 Target Growth 2Q 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBQUVX|First Trust 3445 Energy Select Portfolio Series 42|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRCSX|First Trust 3556 Dividend & Income Plus Closed-End Portfolio Series 35|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRDKX|First Trust 3587 Municipal Income Select Closed-End Portfolio Series 39|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRDNX|First Trust 2930 Equity Income Portfolio Series 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRDSX|First Trust 3248 Canadian Energy and Income Ptf Srs 24|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRDYX|First Trust 2970 Large-Cap Value Portfolio, Series 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBREX|Franklin Real Estate Securities Fund - Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBRGHX|First Trust 3916 Senior Loan & Limited Duration Closed-End Port Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRHEX|First Trust 3807 Interest Rate Hedge Ptf Srs 55|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRHLX|The First Trust Combined Series 390 Build America Bonds Ptf Srs 48|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBRHSX|The First Trust Combined Srs 344 Investment Grade Multi-Asset Income Port 10-20 Yr Srs 4|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBRHTX|First Trust 3924 High Dividend Emerging Markets Equity Port Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRHUX|First Trust 3565 Emerging Markets Strength Portfolio Series 14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRIOX|First Trust 3179 Covered Call Select Closed-End Ptf Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRLMX|First Trust 3608 Dividend Income Plus Portfolio Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRNSX|First Trust 3480 Target Triad May 12 Term 8/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRNX|Firdelity Advisor Stock Selector All Cap Fd Inst Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBRSKX|First Trust 3810 Interest Rate Hedge Port Srs 56|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRTAX|First Trust 3478 MLP Closed-End Fund and Energy Portfolio Series 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBRWNX|First Trust 3434 Corporate High Income Portfolio Series 4|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBSAX|Franklin Balance Sheet Investment Fund Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBSBX|Franklin Balance Sheet Investment Fund - Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBSCLX|First Trust 4120 Balanced Income Select Port Srs 36|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBSCX|Nuveen Short Term Bond Fund Class C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FBSDX|Fidelity Advisor Strategic Dividend & Income Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBSFX|Fidelity Advisor Short Fixed-Income Fund Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBSGX|Franklin Small Cap Growth Fd  Cl B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBSHX|Fidelity Advisor Short-Intermediate Municipal Income Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBSMX|Franklin Small-Mid Cap Growth Fund Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBSOX|Fidelity Select IT Services|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBSQEX|First Trust 3193 Municipal Income Plus Closed-End Ptf Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBSRDX|First Trust 4019 Automated Quantitative Analysis (AQA) Port|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBSRX|Franklin Balance Sheet Investment Fund - Class R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBSTNX|First Trust 2911 Equity Income Select Portfolio Series 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBSXX|Goldman Sachs Financial Square Prime Obligations Fd Service Shs|Goldman Sachs Funds|$S|A|Bank of New York
FBTAX|Fidelity Advisor Biotechnology Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBTBX|Fidelity Advisor Biotechnology Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBTCX|Fidelity Advisor Biotechnology Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBTHX|Fidelity Advisor Freedom 2035 Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBTIX|Fidelity Advisor Biotechnology Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBTLEX|First Trust 3323 High Yield Corporate Trust Short Intermediate Series|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBTRX|First Investors Series Fd Total Return Fd Cl B|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FBTSNX|First Trust 3166 75/25 Strategic Allocation Ptf 4Q 11 Term 1/16/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBTTX|Fidelity Advisor Biotechnology Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBTWX|Fidelity Advisor Freedom 2025 Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FBUCKX|First Trust 3721 Preferred Income Portfolio Series 55|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBUGLX|First Trust 3650 Dow Target 10 Aug 12 Term 9/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBUNEX|First Trust 4030 Core Holdings Growth Trust 2013 Spring Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBUNIX|First Trust 3040 Interest Rate Hedge Ptf Srs 35|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBUSX|Fidelity Advisor Global Equity Income Fd Inst Cl|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBUSYX|First Trust 3811 Senior Loan & Limited Duration Plus Closed-End Port Srs 66|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBUVLX|First Trust 3704 Equity Closed-End Portfolio Series 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBVAX|Franklin Small Cap Value Fund, Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FBVFX|Fidelity Advisor Value Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FBWHMX|The First Trust Combined Srs 410 Investment Grade Multi-Asset Income Port Intermediate Srs|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBWKLX|First Trust 3804 Technology Dividend Buy-Write Port Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBWMRX|First Trust 3722 Municipal Income Opportunities Closed-End Portfolio Series 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBWTJX|First Trust 2213 Corporate Investment Grade Ptf Short-Term Srs 15|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBYDLX|The First Trust Combined Series 362: Build America Bonds Portfolio Series 33|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FBYJDX|First Trust 3397 Target VIP Apr 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBYKMX|First Trust 3770 Target Focus 4 Nov '12 2/7/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FBZKJX|First Trust 3805 Corporate High Income Ptf Srs 6|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCABAX|First Trust 3720 Ironmark Strategy Portfolio 4th Quarter 2012 Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCABX|Franklin California Tax Free Income Fund Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCADX|Fidelity Advisor International Discovery Fd Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCAFX|Fidelity Advisor Freedom Income Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCAGX|Fidelity Advisor Small Cap Growth Fd Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCAHX|Franklin California High Yield Municipal Bond Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCAKEX|The First Trust Combined Series 379 Build America Bonds Portfolio Series 41|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCAKHX|First Trust 3364 Multi-Sector Income Portfolio Series 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCAKX|Fidelity Capital Appreciation Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCALIX|First Trust 1779 California Municipal Income Closed-End Ptf Srs 24|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCAMX|Franklin California High Yield Municipal Bond Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCANTX|First Trust 3512 Preferred Income Portfolio Series 51|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCANX|Fidelity Advisor Asset Manager 30% Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCAREX|First Trust 3393 SMid High Dividend Portfolio Series 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCARNX|First Trust 3046 Worldwide Economic Recovery Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCARYX|First Trust 2197 California Mun Incm Closed-End Ptf Srs 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCASX|Fidelity Advisor Asset Manager 70% Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCATRX|First Trust 3292 New Jersey mun icipal Income Select Closed-End Ptf Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCAVX|Franklin California Tax-Free Income Fund - Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCAWX|Frost Cinque Large Cap Buy-Write Equity Fund - Class A Shares|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FCBAX|Fidelity Advisor Corporate Bond Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCBBX|Nuveen Strategic Income Fund Class B|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FCBCOX|First Trust Combined Series 277: Colorado Insured Series 19 Prtf (The)|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCBCX|Nuveen Strategic Income Fund Class C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FCBFX|Fidelity Corporate Bond Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCBGX|Fidelity Advisor Small Cap Growth Fd Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCBIX|Fidelity Advisor Corporate Bond Fund Instit Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCBLNX|First Trust Combined Series 289 Insured Tax Exempt Muni Inc Tr Srs 246|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCBSX|Franklin Balance Sheet Investment Fund - Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCBTKX|First Trust 3376 Morgan Keegan 2012 Select Ideas Ptf|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCBTX|Fidelity Advisor Corporate Bond Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCBVX|Fidelity Advisor Convertible Securities Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCBWX|Frost Cinque Large Cap Buy-Write Equity Fund - Institutional Shares|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FCBYX|Nuveen Strategic Income Fund Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FCCCX|Fidelity Advisor Corporate Bond Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCCGX|Fidelity Advisor Small Cap Growth Fd Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCCIX|Franklin California Intermediate Term Tax Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCCLEX|First Trust 1927 California Municipal Income Closed-End Ptf Srs 26|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCCNX|Fidelity Advisor Canada Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCCOIX|First Trust Combined Series 279: Colorado Insured Series 21 Ptfl|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCCVX|Fidelity Advisor Convertible Securities Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCDAX|Fidelity Advisor Stock Selector Small Cap Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCDBX|Fidelity Advisor Stock Selector Small Cap Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCDCX|Fidelity Advisor Stock Selector Small Cap Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCDDX|Nuveen Strategic Income Fund Class A|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FCDFGX|First Trust Combined Series 305 Tax-Exempt Municipal Income Tr Srs 253|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCDHMX|First Trust 3208 Interest Rate Hedge Portfolio Series 39|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCDIUX|First Trust 3604 Strategic Income Advantage Select Closed-End Ptf Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCDIX|Fidelity Advisor Stock Selector Small Cap Fund Insti Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCDLOX|First Trust 2745 Balanced Income Portfolio Series 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCDTX|Fidelity Advisor Stock Selector Small Cap Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCDXX|Fidelity Institutional Money Market Funds: Domestic Pt Cl III|Fidelity Investments|$$|A|Fidelity Investments Institutional Services Company, Inc.
FCEAX|Fidelity Advisor Europe Capital Appreciation Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCECX|Fidelity Advisor Consumer Discretionary Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCEIX|Nuveen Equity Index Fund Class C|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FCEKLX|First Trust 4195 Tactical Income Port Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCEMIX|First Trust 1791 Municipal Income Closed-End Ptf Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCEPX|Fidelity Advisor Total Bond Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCEQX|Franklin Focused Core Equity Fund Class A|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FCEXX|Fidelity Institutional Money Market Funds: Treasury Pt Cl II|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FCFAX|Frost Credit Fund - Class A Shares|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FCFBX|Fidelity Advisor Freedom 2010 Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCFCX|Fidelity Advisor Freedom 2010 Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCFEX|Fidelity Advisor Freedom 2030 Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCFFX|Fidelity Advisor Freedom 2040 Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCFHLX|First Trust 4112 Dividend & Income Plus Closed-End Port Srs 42|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCFIX|Frost Credit Fund - Institutional Class|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FCFRX|Franklin Floating Rate Daily Access Fund-Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCFSX|Templeton Foreign Smaller Companies Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCFTX|Fidelity Advisor Freedom 2010 Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCFVX|Fidelity Advisor Freedom 2005 Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCFXX|Fidelity California Municipal Fund Money Market Pt|Fidelity Investments|$$|X|Fidelity Investments Institutional Services Company, Inc.
FCGAX|Franklin Growth Fund Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCGBX|Templeton Global Balanced Fd Cl C|Templeton Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCGCX|Fidelity Advisor Global Commodity Stock Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCGMOX|First Trust 2960 Greater China Portfolio Series 26|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCGRJX|First Trust 3534 Senior Loan & Limited Duration Closed-End Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCGROX|First Trust 906 Corporate Investment Grade Ptf Intermediate Srs 3|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCGRX|Franklin Global Real Estate Fd Cl C|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FCGXX|Fidelity Institutional Money Market Funds: Government Pt Cl III|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FCHBAX|First Trust 4106 Interest Rate Hedge Port Srs 65|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHDMX|The First Trust Combined Srs 334: Build America Bds Ptf 10-20 Yr Sr 10|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCHDRX|First Trust 3696 Tax-Advantaged Municipal Closed-End Portfolio Series 29|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHENX|First Trust 4070 Target Focus 5 2Q 13 Term 7/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHGIX|First Trust 3935 Health Care Select Port Srs 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHGNX|First Trust 3284 Preferred Income Ptf Series 47|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHIPX|First Trust 3059 New Jersey Municipal Income Select Closed-End Ptf Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHIX|Franklin High Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCHKX|Fidelity Advisor China Region Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCHLDX|The First Trust Combined Series 366 Tax Exempt Municipal Income Trust , Series 267|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCHNTX|First Trust 3873 Strategic Income Advantage Select Closed-End Port Srs 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHPEX|First Trust 3601 High-Yield Income Closed-End Portfolio Series 50|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHPX|Fidelity Municipal Income 2023 Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCHRIX|First Trust 4031 Investment Grade Select Closed-End Port Srs 42|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHRNX|First Trust 2389 Aggressive Preferred Securities Ptf Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHROX|First Trust 3288 REIT Growth & Income Select Ptf Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHRPX|First Trust 3517 Global Equity Income Closed-End Portfolio Series 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHRSX|First Trust 3263 Municipal Income Closed-End Ptf Series 43|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHRVX|First Trust 4160 Dorsey Wright Relative Strength International Dividend Port Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHSOX|First Trust 3116 SMid Dividend Ptf Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHSQX|First Trust 3069 BICK Portfolio Series 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHTOX|First Trust 3321 Defensive Equity Portfolio Series 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHTRX|First Trust 3465 Strategic Income Closed-End Ptf Srs 40|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCHWRX|The First Trust Combined Series 400 Investment Grade Multi-Asset Income Portfolio Long Term Series 4|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCHWVX|First Trust 3270 High Div Equity Allocation Plus Ptf Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCIARX|First Trust 3719 New York Municipal Income Select Closed-End Ptf Srs 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCIBX|Fidelity Advisor Consumer Discretionary Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCIEX|FCI Value Equity Fund|Unified Funds|MS|Z|Huntington Asset Services, Inc.
FCIFX|Fidelity Advisor Freedom 2010 Cl I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCIGX|Fidelity Advisor Small Cap Growth Fd Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCIHX|American Independence U.S. Inflation-Indexed Fund Cl C|American Independence Financial Services, LLC|MS|Z|UMB Fund Services
FCIIX|Franklin Flex Cap Growth Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCILBX|First Trust 3506 Oil & Gas Equipment & Sevices Ptf Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCILTX|First Trust 872 Corporate Investment Grade Portfolio Long-Term, Srs 3|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCINIX|First trust 3395 Ironmark Strategy Portfolio 2nd Quarter 2012 Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCINPX|First Trust 3309 Diversified Equity Strategic Allocation Ptf 1Q 12 Term 4/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCIOCX|First Trust 1053 Corporate Investment Grade Portfolio-Intermediate, Sr|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCIPX|Nuveen  Inflation Protected Securities Fund Class C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FCISX|Franklin Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCITX|Federal Intermediate Term Tax-Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCIVGX|First Trust  1910 Corporate Investment Grade Ptf Intermediate Srs 5|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCIWRX|The First Trust GNMA Reinvestment Income Trust "GRIT", Srs 112|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCIXX|Fidelity Institutional Money Market Funds: Mmkt Pt Cl II|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FCIZX|FCI Bond Fund|Unified Funds|MS|Z|Huntington Asset Services, Inc.
FCJLHX|First Trust 2320: Equity Income Portfolio, Srs 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCJVKX|First Trust 3802 Balanced Income Port Srs 36|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCJWPX|First Trust 4041 First Trust ETF Allocation Port Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCKETX|First Trust 4113 Strategic Income Plus Closed-End Port Sts 50|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCKNSX|First Trust 3049 Real Estate Closed-End Ptf Srs 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCKRDX|First Trust 3228 Insured Municipal Income Select, Closed-End Ptf Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCKSX|Nuveen Flagship KS Muni Bd Fd Cl C (srs of Nuveen Flagship Multistate|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FCKTNX|First Trust 3181 Equity Income Select Ptf Srs 29|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLASX|First Trust 3940 S&P Target 24 1Q 13-Term 4/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLAX|Fidelity Advisor Industrials Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCLBX|Fidelity Advisor Industrials Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCLCX|Fidelity Advisor Industrials Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCLDKX|First Trust 3306 ETF Growth and Income Jan 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLGIX|First Trust 1753 Global Income Closed-End Ptf Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLHPX|First Trust 2041 California Municipal Income Closed-End Ptf Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLHRX|First Trust 3159 Municipal Income Closed-End Ptf Srs 42|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLIX|Fidelity Advisor Industrials Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCLKUX|First Trust 3919 Global Bond Income Closed-End Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLOEX|First Trust 4070 S&P Target SMid 60 2Q 13 Term 7/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLRNX|First Trust 3844 Municipal Income Opportunities Closed-End Port Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLSDX|First Trust 1858 Municipal Income Closed-End Ptf Srs 29|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLTX|Fidelity Advisor Industrials Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCLUDX|First Trust 3650 Target VIP Aug 12 Term 11/8/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCLXX|Franklin California Tax-Exempt Money Fund|Franklin Funds|$$|X|Franklin/Templeton Distributors, Inc.
FCMAX|Fidelity Advisor California Municipal Income Fund Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCMBX|Fidelity Advisor California Municipal Income Fund Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCMEBX|First Trust 3533 High Yield Corporate Trust Short Intermediate Series 4|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCMIX|Mutual International Fd Cl C|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FCMKX|Fidelity Advisor California Municipal Income Fund Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCMLX|Forward Commodity Long/Short Strategy Fd Insti Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FCMNLX|First Trust 4089 New York Municipal Income Select Closed-End Port Srs 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCMNX|Nuveen  Minnesota Municipal Bond Fd Cl C1|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FCMPRX|First Trust 3403 Capital Strength Ptf Series 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCMQRX|First Trust 3513 Senior Loan & Limited Duration Closed-End Portfolio Series 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCMQX|Fidelity Advisor California Municipal Income Fund Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCMRPX|First Trust 3838 High Dividend Equity Port Srs 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCMRX|Mutual Recovery Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCMSX|Forward Commodity Long/Short Strategy Fd Cl M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FCMTX|Fidelity Advisor California Municipal Income Fund Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCMUGX|First Trust 2125 California Muni Income Closed-End Ptf, Srs 29|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCMUTX|First trust 3099 Automated Quantitative Analysis (AQA) Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCMXX|Fidelity Connecticut Municipal Money Market Fund|Fidelity Investments|$$|X|Fidelity Investments Institutional Services Company, Inc.
FCNASX|First Trust 3442 Strategic Income Plus Closed-End Ptf Srs 39|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCNAX|Fidelity Advisor Consumer Discretionary Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCNBX|Templeton International Bond Fund Class C|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FCNCX|Nuveen Flagship North Carolina Municipal Bond Fund Cl C|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FCNHPX|First Trust 3908 Investment Grade Select Closed-End Port Srs 39|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCNIJX|The First Trust Combined Srs 331 Build America Bds Ptf 10-2- Yr Srs 9|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCNIX|Fidelity Advisor Consumer Discretionary Cl I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCNKLX|First Trust 4070 Target Dvd Multi-Strat 2Q 13 Term 7/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCNKX|Fidelity Contra Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCNRVX|First Trust 3232 Greater China Portfolio Series 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCNRX|Nuveen Flagship NC Muni Bd Fd Cl R (srs of Nuveen Flagship Multistate|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FCNTX|Fidelity Contra Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCNVEX|First Trust 1916 Convertible & Income Closed-End Ptf Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCNVIX|First Trust 1846 Convertible & Income Closed-End Ptf Srs 14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCNVX|Fidelity Conservative Income Bond Fd Insti Cl|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCNWHX|First Trust 4225 First Trust ETF Allocation Portfolio Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCNZX|Franklin Connecticut Tax-Free Income Fund Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCOBX|Nuveen Flagship CO Muni Bd Fd Cl B (srs of Nuveen Flagship Multistate|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FCOCX|Nuveen Flagship CO Muni Bd Fd Cl C (srs of Nuveen Flagship Multistate|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FCOIGX|First Trust 639: Corporate Investment Grade Portfolio Long Term Srs|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCOITX|First Trust Combined Series 278: Colorado Insured Series 20 Portfolio|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCOIX|Franklin Colorado Tax-Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCOLAX|First Trust 3569 Target VIP Cons Eqty 3Q 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCOLMX|First Trust 3022 High-Yield Closed-End and Short Treasury ETF Ptf Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCOMX|Forward Commodity Long/Short Strategy Fd Inv Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FCONGX|First Trust 2907 Senior Loan & Limited Duration Plus Closed-End Portfolio Series 38|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCONX|Fidelity Conservative Income Bond Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCORX|Nuveen Colorado Municipal Bond Fd Cl I|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FCOTX|Nuveen Flagship Colorado Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FCOUPX|First Trust 3060 Covered Call Select Closed-End Ptf Srs 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCOXX|Fidelity Institutional Money Market Funds: Mmkt Pt Cl III|Fidelity Investments|$$|A|Fidelity Investments Institutional Services Company, Inc.
FCOZX|Franklin Colorado Tax-Free Income Fund Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCPAX|Fidelity Advisor Series VII International Capital Appreciation Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCPBX|Fidelity Advisor Series VIII Fidelity Advisor Intl Capital Appreciatio|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCPCX|Fidelity Advisor Series VIII Fidelity Advisor Intl Capital Appreciatio|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCPDIX|First Trust 3409 Emerging markets Strength Portfolio Series 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCPEX|Fidelity Small Cap Enhanced Index Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCPFX|Fidelity Small Cap Growth Fund Cl F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCPGX|Fidelity Small Cap Growth Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCPIX|Fidelity Adv Srs VIII Fidelity Adv Intl Cap Appreciation Fd Instl Cl|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCPKAX|First Trust 3350 Strategic Dividend Select Portfolio Series 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCPLHX|First Trust 3515 High-Yield Income Closed-End Ptf Srs 48|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCPLSX|First Trust 3397 Target Focus 4 Apr 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCPRKX|First Trust 3172 Equity Closed-End Ptf Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCPVSX|First Trust 2003 Corporate Investment Grade Ptf-Intermediate, Srs 6|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCPVX|Fidelity Small Cap Value Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCQLNX|First Trust 3597 Dividend & Income Select Closed-End Portfolio Series 24|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRBHX|First Trust 2143 Value Architects Strategic CORE Ptf|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRCX|Forward Small Core Strategy Long/Short Fd Cl C|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FCRDAX|First Trust 3210 Target Triad Dec 11 Term 2/28/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRECX|First Trust 3616 60/40 Strategic Allocation Port 3Q 12 Term 10/16/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRFX|Fidelity Advisor Income Replacement 2042 Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCRHEX|First Trust 3349 Interest Rate Hedge Portfolio Series 40|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRIX|Forward Small Core Strategy Long/Short Fd Inst Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FCRJPX|First Trust 3070 Defensive Equity Ptf Srs 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRMSX|First Trust 3454 Richard Bernstein Advisors Quality Income Portfolio Series 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRMX|Forward Small Core Strategy Long/Short Fd Cl M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FCRPHX|First Trust 2268 Corporate High Income Ptf Srs|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCRPX|Fidelity Advisor Income Replacement Fund 2028 Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCRRX|Forward Small Core Strategy Long/Short Fd Inv Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FCRSTX|First Trust 2061 Corporate Investment Grade Ptf Short-Term Srs 10|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCRSX|Fidelity Advisor Income Replacement Fund 2034 Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCRTPX|First Trust 2918 Pharmaceutical Select Ptf Srs 38|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRTUX|First Trust 2028 Convertible & Income Closed-End Ptf Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRVNX|First Trust 3383 Insured municipal Income Select Closed-End Ptf Srs 38|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCRVX|Fidelity Advisor Income Replacement 2038 Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCRWX|Fidelity Advisor Income Replacement 2040 Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCSAX|Strategic Advisers Core Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCSCX|Franklin Adjustable U.S. Government Securities Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCSDX|Fidelity Advisor Strategic Dividend & Income Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCSFX|Fidelity Series Commodity Strategy Fd Cl F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCSGX|Franklin Small Cap Growth Fd  Cl C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCSHX|Fidelity Advisor Short-Intermediate Municipal Income Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCSIX|Nuveen High Income Bond Cl C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FCSMX|Franklin International Small Cap Growth Fund Class C|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FCSNMX|First Trust 3091 Balanced Income Select Ptf Srs 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCSPRX|First Trust 3829 Target VIP Dec 12 Term 3/7/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCSPX|Federated Corporate Bond Strategy Portfolio|Federated Funds|MS|Z|State Street Bank & Trust Company
FCSRX|Fidelity Advisor Strategic Real Return Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCSSX|Fidelity Series Commodity Strategy Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCSTMX|First Trust 3237 Preferred Income Portfolio Series 46|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCSTX|Fidelity California Short Intermediate Tax Free Bond Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCSXX|Fidelity Institutional Money Market Funds: Treasury Pt Cl III|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FCSZX|Franklin Convertible Securities Fund Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCTBX|Nuveen Flagship Connecticut Municipal Bond Fund Cl B|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FCTCX|Nuveen Flagship Connecticut Municipal Bond Fund Cl C|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FCTFX|Fidelity California Municipal Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCTGLX|First Trust 3998 Investment Grade Select Closed-End Port Srs 41|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCTGX|Fidelity Advisor Small Cap Growth Fd Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCTHBX|First Trust 3972 Senior Loan & Limited Duration Closed-end Port Srs 29|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCTHNX|First Trust 4076 BICK Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCTHX|Fidelity Advisor Freedom 2035 Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCTIX|Franklin Connecticut Tax-Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCTKGX|First Trust 3219 Deep Values Sub-10 Dividend Ptf Series 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCTLSX|First Trust 4157 Strategic Dividend Select Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCTLTX|First Trust 1081 Corporate Investment Grade Portfolio long-Term, Srs 4|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCTLX|Franklin Total Return Fund - Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FCTORX|First Trust 4116 Senior Loan & Limited Duration Opportunities Closed-End Port Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCTPDX|First Trust 3717 Automated Quantitative Analysis (AQA) Portfolio Series 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCTRX|Nuveen Flagship CT Muni Bd Fd Cl R (srs of Nuveen Flagship Multistate|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FCTTX|Nuveen Flagship Connecticut Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FCTWX|Fidelity Advisor Freedom 2025 Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCTXX|Federated Connecticut Muni Cash Tr Svc Shs|Federated Funds|$$|X|State Street Bank & Trust Company
FCUDOX|First Trust 3778 Tactical Income Ptf Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCULNX|First Trust 3831 Global Commodities Port Srs 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCUPOX|The First Trust Combined Series 349 Tax Exempt Municipal Income Trust Intermediate Series|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCUTMX|First Trust 2905 Senior Loan & limited Duration Plus Closed-End Portfolio Series 37|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCVAX|Fidelity Advisor Small Cap Value Fd Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCVBX|Fidelity Advisor Small Cap Value Fd Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FCVCX|Fidelity Advisor Small Cap Value Fd Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCVFX|Fidelity Advisor Value Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCVHWX|First Trust 3940 Global Target 15 1Q 13-Term 4/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCVIRX|First Trust 1754 Convertible & Income Closed-End Ptf Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCVIX|Fidelity Advisor Small Cap Value Fd Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCVSX|Fidelity Convertible Securities Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCVTX|Fidelity Advisor Small Cap Value Fd Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCVXX|Fidelity Institutional Money Market Funds: Government Pt Cl II|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FCWTRX|The First Trust Combined Series 345 Build America Bonds Ptf Srs 24|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FCYADX|First Trust 3190 Dow Target Dvd Nov 11 Term 1/31/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCYBGX|First Trust 3731 High-Yield Income Closed-End Portfolio Series 51|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCYIX|Fidelity Select Industrials|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FCYLKX|First Trust 3569 Target Focus 5 3Q 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCYSNX|First Trust 3945: Dividend Strength Port Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCYZHX|First Trust 3308 Health Care Select Ptf Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FCZIEX|First Trust 3119 Capital Strength Ptf Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDAAX|Franklin Floating Rate Daily Access Fund Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FDAFX|Fidelity Advisor Freedom 2020 Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDAGX|Fidelity Advisor Consumer Staples Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDAOLX|First Trust 3341 Preferred Income Ptf Srs 48|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDARNX|First Trust 3307 Energy Select Ptf Srs 41|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDASX|Fidelity Advisor Global Strategies Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDAXX|Fidelity Daily Money Fund Money Market Portfolio|Fidelity Investments|$$|A|Fidelity Investments Institutional Services Company, Inc.
FDBATX|First Trust 3203 Dorsey Wright Relative Strength Dividend Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDBAX|Federated Bond Fund Class A|Federated Funds|MF|Z|State Street Bank & Trust Company
FDBBX|Federated Bond Fund Class B|Federated Funds|MF|Z|State Street Bank & Trust Company
FDBCX|Federated Bond Fund Class C|Federated Funds|MF|Z|State Street Bank & Trust Company
FDBETX|First Trust 2300 Core Holding Growth Trust, 2010 Spring Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDBFX|Fidelity Advisor Freedom 2020 Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDBGUX|First Trust 3480 Target Focus 4 May 12 Term 8/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDBGX|Fidelity Advisor Consumer Staples Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDBIX|Federated Bond Fund Class IS|Federated Funds|MF|Z|State Street Bank & Trust Company
FDBSX|Fidelity Advisor Global Strategies Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDBXX|Fidelity Treasury Fund Advisor B Class|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FDBZX|Franklin Double Tax-Free Income Fund Class Advisor|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FDCAX|Fidelity Capital Trust Capital Appreciation Pt.|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDCFX|Fidelity Advisor Freedom 2020 Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDCGX|Fidelity Advisor Consumer Staples Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDCPGX|First Trust 3850 Multi-Sector Income Port Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDCPX|Fidelity Select Computer Pt|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDCSX|Fidelity Advisor Global Strategies Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDCTRX|First Trust 3431 Dorsey Wright Relative Strength Top 50 Series 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDCXX|Fidelity Treasury Fund Advisor C Class|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FDCYKX|First Trust 3164 Precious Metals Select Ptf Srs 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDEANX|The First Trust Combined Srs 346: Build America Bonds Ptf 10-20 Yr Srs 14|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDEBX|Fidelity Advisor Capital Development Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDECAX|The First Trust Combined Series 401 Tax Exempt municipal Income Trust Series 278|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDECX|Fidelity Advisor Capital Development Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDEEX|Fidelity Freedom 2055 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDEFX|Fidelity Disciplined Equity Fund Cl F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDEGX|Fidelity Growth Strategies Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDEHSX|First Trust 4022 Strategic Dividend Plus Port Srs 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDEIX|Fidelity Advisor Capital Development Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDEKX|Fidelity Disciplined Equity Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDENX|Fidelity Freedome K 2055 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDEQX|Fidelity Disciplined Equity Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDERX|Federated Equity Income Fund - R Shares|Federated Funds|MS|Z|State Street Bank & Trust Company
FDESRX|First Trust 3185 Tactical Income Portfolio Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDESX|Fidelity Advisor Diversified Stock Fund Class O|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDETHX|First Trust 3655 Value Opportunity and Income Closed-End Portfolio Series 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDETX|Fidelity Advisor Capital Development Fund Class O|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDEWX|Fidelity Freedom Index 2055 Fd Cl W|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDEXX|Fidelity Tax-Exempt Fund-Daily Money Class|Fidelity Investments|$$|X|Fidelity Investments Institutional Services Company, Inc.
FDFAX|Fidelity Select Consumer Staples|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDFFX|Fidelity Independence Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDFKX|Fidelity Independence Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDGCX|Fidelity Advisor Series I, Fidelity Advisor Dividend Growth Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDGEBX|First Trust 4075 Core Three Qualified Closed-End Allocation Port Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDGFX|Fidelity Dividend Growth Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDGIX|Fidelity Advisor Series I, Fidelity Advisor Dividend Growth Fd Institu|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDGKX|Fidelity Dividend Growth Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDGRX|Fidelity Growth Co Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDGTX|Fidelity Advisor Series I Fidelity Advisor Dividend Growth Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDHAX|First Trust Short Duration High Income Fd Cl A|First Trust Advisors L.P.|MS|Z|BNY Mellon Asset Servicing
FDHCX|First Trust Short Duration High Income Fd Cl C|First Trust Advisors L.P.|MS|Z|BNY Mellon Asset Servicing
FDHIX|First Trust Short Duration High Income Fd Cl I|First Trust Advisors L.P.|MS|Z|BNY Mellon Asset Servicing
FDHJOX|First Trust 3084 Global Hard Assets Ptf Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDHMJX|First Trust 3259 Strategic Income Advantage Select Closed-End Ptf Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDHNAX|First Trust 3508 Capital Strength Portfolio Series 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDHPIX|First Trust 3658 Strategic Dividend Select Portfolio Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDHRUX|First Trust 3532 Senior Loan & Limited Duration Plus Closed-End Portfolio Series 53|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDIALX|First Trust 3426 Insured Municipal Income Select Closed-End Portfolio Series 39|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDIAX|Fidelity Advisor Series IV, Fidelity Advisor Intermediate Bond Fund Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDIBX|Fidelity Advisor Series VIII Fidelity Advisor Diversified Internationa|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDIFX|Fidelity Advisor Freedom 2020 Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDIGX|Fidelity Advisor Consumer Staples Fund Insti Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDIKX|Fidelity Diversified International Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDILBX|First Trust 4230 Dividend Income Trust Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDIVX|Fidelity Diversified International Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDIXX|Fidelity Domestic Portfolio - Select Class|Fidelity Investments|$S|A|Fidelity Investments Institutional Services Company, Inc.
FDJIOX|First Trust 3192 Municipal Income Opportunities Closed-End Ptf Srs 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDLAVX|The First Trust Combined Series 403 Investment Grade Multi-Asset Income Portfolio Long Term Series 5|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDLCRX|First Trust 2769 SeniorLoan & Limited Duration Plus Closed-End Ptf Srs 32|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDLEBX|First Trust 2333 New Jersey Municipal Income Closed-End Ptf Series 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDLESX|First Trust 3320 Target VIP Feb 12 Term 4/30/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDLEX|Fidelity Exchange Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDLFPX|First Trust 3555 Canadian Energy and Income Portfolio Series 26|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDLSX|Fidelity Select Leisure & Entertainment|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDLURX|First Trust 3422 Preferred Income Portfolio Series 49|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDLXX|Fidelity Treasury Only Money Markey Fund|Fidelity Investments|$$|A|Fidelity Investments Institutional Services Company, Inc.
FDLYUX|First Trust 3404 High Dividend Equity Allocation Plus Ptf Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDMAX|Fidelity Advisor Communications Equipment Cl A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDMAZX|The First Trust Combined Series 373 Tax Exempt Municipal Income Trust Series 269|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDMBRX|First Trust 3264 Tactical Income Ptf Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDMBX|Fidelity Advisor Communications Equipment Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDMCX|Fidelity Advisor Communications Equipment Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDMIX|Fidelity Advisor Communications Equipment Cl I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDMLX|Fidelity Series Intrinsic Opportunities Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDMMX|Fidelity Massachuseets Municipal Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDMTX|Fidelity Advisor Communications Equip[ment Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDMXX|Fidelity Massachusetts Tax Free Money Market|Fidelity Investments|$$|X|Fidelity Investments Institutional Services Company, Inc.
FDNAGX|First Trust 4253 Senior Loan & Limited Duration Plus Closed-End Port Srs 79|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDNBUX|The First Trust Combined Series 335: Build American Bonds Ptf Srs 20|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDNBX|Franklin DynaTech Fund Class B|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FDNEAX|First Trust 3086 Market Strength Allocation Select Ptf Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDNLOX|The First Trust Combined Series 372 Build America Bonds Ptf Srs 38|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDNRX|Franklin Dynatech Fd Cl R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FDNVRX|The First Trust Combined Srs 348: Build America Bonds Ptf Srs 25|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDNYCX|First Trust 3728 Target Focus 4 Oct 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDNYSX|First Trust 3677 Municipal Income Select Closed-End Portfolio Series 41|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDOBAX|First Trust 3729 Target Focus 5 4Q 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDOGSX|The First Trust Combined Series 351: Build America Bonds Ptf Srs 27|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDONEX|First Trust 4214 California Municipal Income Select Closed-End Port Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDONRX|First Trust 3940 NYSE Intl Target 25 1Q 13-Term 4/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDORMX|The First Trust GNMA Series 114|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDOXX|Fidelity Institutional Money Market Funds: Domestic Pt Cl II|Fidelity Investments|$$|A|Fidelity Investments Institutional Services Company, Inc.
FDPIX|Falling U.S. Dollar ProFund Investor Class|ProFunds|MS|Z|Citi Fund Services
FDPSX|Falling U.S. Dollar ProFund Service Class|ProFunds|MS|Z|Citi Fund Services
FDPTEX|First Trust 3999 Municipal Advantage Closed-End and ETF Ptf Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDPYMX|First Trust 4024 Core Three Closed-End Allocation Port Srs 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRALX|First Trust 3505 High Dividend Equity Allocation Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRAWX|First Trust 3183 ETF Growth and Income Oct 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRBNX|First Trust 3832 Global Hard Assets Port Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRIEX|First Trust 4130 60/40 Strategic Allocation Port 2Q 13 Term 7/16/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRIVX|First Trust 3158 REIT Growth & Income Select Ptf Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRKPX|First Trust 3398 Target Divsd Dvd 2Q 12 Term 7/9/2013|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRKTX|First Trust 3068 Senior Loan & Limited Duration Plus Closed-End Ptf Srs 45|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRNVX|First Trust 3380 Tax-Advantaged Municipal Closed-End Ptf Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRPRX|First Trust 3124 Balanced Income Ptf Srs 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRUNX|The First Trust Combined Series 355: Build America Bonds Ptf Srs 29|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDRVFX|First Trust 3360 Diversified High Income Closed-End Ptf Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRWAX|First Trust 3398 Nasdaq Target 15 2Q 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDRXX|Fidelity Cash Reserves|Fidelity Investments|$$|A|Fidelity Investments Institutional Services Company, Inc.
FDRYAX|First Trust 4021 Equity Closed-End Port Srs 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDSAX|Focused Dividend Strategy Portfolio Class A|SunAmerica Funds|MS|Z|State Street Bank & Trust Company
FDSBX|Focused Dividend Strategy Portfolio Class B|SunAmerica Funds|MF|Z|State Street Bank & Trust Company
FDSCX|Fidelity Stock Selector Small Cap Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDSFX|Frost Diversified Strategies Fd Cl A|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FDSNYX|The First Trust Combined Series 363 Build America Bonds Portfolio Series 34|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDSPRX|First Trust 1960 Diversified Income & Growth Ptf Spring 2009 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDSPVX|First Trust 3911 Natural Gas Port Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDSSX|Fidelity Stock Selector All Cap Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDSTMX|First Trust 4162 Deep Value Sub-10 Dividend Port Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDSTX|Focused Dividend Strategy Portfolio Class C|SunAmerica Funds|MF|Z|State Street Bank & Trust Company
FDSUIX|First Trust 1705 Diversified Income & Growth Ptf Summer 2008 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDSVX|Fidelity Growth Discovery Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDSWTX|First Trust 3398 Target Focus 5 2Q 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDSWX|SunAmerica Series Inc. Focused Dividend Strategy Portfolio Cl W|SunAmerica Funds|MS|Z|State Street Bank & Trust Company
FDTBX|Fidelity Advisor Diversified Stock Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDTCX|Fidelity Advisor Diversified Stock Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDTEX|Fidelity Advisor Diversified Stock Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDTFX|Fidelity Advisor Freedom 2020 Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDTGX|Fidelity Advisor Consumer Staples Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDTIX|Fidelity Advisor Diversified Stock Fund Institutional Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDTMKX|First Trust 2407 New Jersey Municipal Income Closed-End Ptf Srs 24|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDTOX|Fidelity Advisor Diversified Stock Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDTPLX|First Trust 3430 Growth & Income Opportunity Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDTSX|Fidelity Advisor Global Strategies Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDTTX|Fidelity Advisor Capital Development Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDTZX|Fidelity Advisor Capital Development Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FDUINX|First Trust 4023 Strategic Income Closed-End Port Srs 46|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDUXX|Fidelity Daily Fund U.S. Treasury Portfolio|Fidelity Investments|$$|A|Fidelity Investments Institutional Services Company, Inc.
FDVAX|Fidelity Advisor Series VIII Fidelity Advisor Diversified Intl Fund Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDVGAX|First Trust 3635 Tax-Advantaged Municipal Closed-End Portfolio Series 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDVIX|Fidelity Advisor Series VIII Fidelity Advisor Diversified Intl Fund Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDVLX|Fidelity Value Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDVMLX|First Trust 3018 Brazil Portfolio Series 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDVXX|Fidelity Insti Money Market Funds Prime Money Market Port - Cl IV|Fidelity Investments|$S|A|Fidelity Investments Institutional Services Company, Inc.
FDWANX|First Trust 3311 Diversified Fixed Income ETF Ptf Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDWRNX|The First Trust Combined Series 340 Build America Bonds Ptf Srs 22|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FDXAX|Nuveen Mid Cap Index Class A|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FDXCX|Nuveen  Mid Cap  Index Fund Class C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FDYEHX|First Trust 3545 Strategic Income Select Closed-End Portfolio Series 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDYIX|Fidelity Advisor Global Strategies Fund Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDYLNX|First Trust 3058 Investment Grade Select Closed-End Ptf Srs 24|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FDYNX|Franklin Dynatech Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FDYSX|Fidelity Global Strategies Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FDYZX|Franklin DynaTech Fund Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FEAAX|Fidelity Advisor Series VIII Fidelity Advisor Emerging Asia Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEAFX|First Eagle Fund of America Class Y|First Eagle Funds Inc.|MF|Z|State Street Bank & Trust Company
FEAGLX|First Trust 4213 Senior Loan & Limited Duration Opportunities Closed-End Port Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEAIX|First Eagle Fd of America Cl I|First Eagle Funds Inc.|MF|Z|State Street Bank & Trust Company
FEAKRX|First Trust 3767 Global Equity Income Closed-End Portfolio Series 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEAKSX|First Trust 4015: Municipal Income Plus Closed-End Port Srs 35|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEAMX|First Eagle Fund of America Class C|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEASOX|First Trust 4091 Emerging Markets Closed-End and ETF Port Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEASTX|First Trust 3061 Equity Income Select Ptf Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEATX|Fidelity Advisor Series VIII Fidelity Advisor Emerging Asia Fund Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEAXX|Goldman Sachs Financial Square Tax-Free Money Market Fd Admin Shs|Goldman Sachs Funds|$S|A|Bank of New York
FEBAX|First Eagle Global Income Builder Fd Cl A|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEBCX|First Eagle Global Income Builder Fd Cl C|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEBHWX|First Trust 3167 Diversified Fixed Income ETF Ptf Srs 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEBIX|First Eagle Global Income Builder Fd Cl I|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEBPX|Strategic Advisers Multi Manager Income Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FECAX|Fidelity European Capital Appreciation Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FECHSX|First Trust 4108 Income Allocation Closed-End May 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FECILX|The First Trust Conbined Series 417 Investment Grade Multi-Asset Income Port 10-20 Year Srs 6|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FECIUX|First Trust 3940 Target Focus 5 1Q 13-Term 4/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FECKPX|First Trust 3753 UBS Equity Barbell Buy-Write Portfolio August 2012 Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FECPHX|First Trust 3734 Interest Rate Hedge Portfolio Series 51|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FECPX|Strategic Advisers Multi Manager 2030 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEDAX|Fidelity Advisor Emerging Markets Discovery Fd Cl A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEDCX|Fidelity Series Emerging Markets Debt Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEDDX|Fidelity Emerging Markets Discovery Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEDFX|Fidelity Series Emerging Markets Debt Fd Cl F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEDGX|Fidelity Advisor Emerging Markets Discovery Fd Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEDIX|Fidelity Advisor Emerging Markets Discovery Fd Insti Cl|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEDPX|Stratetgic Advisers Multi Manager 2025 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEDTX|Fidelity Advisor Emerging Markets Discovery Fd Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEDXX|Financial Square Federal Fund FST Shares|Goldman Sachs Funds|$$|A|Bank of New York
FEFAX|First Eagle Fund of America Class A|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEFIX|Fidelity Advisor Freedom 2030 Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEGHMX|First Trust 3738 Senior Loan & Limited Duration Plus Closed-End Portfolio Series 62|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEGHRX|First Trust 3348 Mega-Cap Portfolio Series 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEGIX|First Eagle Gold Fund Class I|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEGOHX|First Trust 3760 Municipal Income Plus Closed-End Portfolio Series 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEGOMX|First Trust 3394 Strategic Income Closed-End Ptf Srs 39|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEGOX|First Eagle Gold Fund Class C|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEGSIX|First Trust 3895 Richard Bernstein Advisors Global Dividend Kings Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEHAX|First Eagle High Yield Fd Cl A|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEHCX|First Eagle High Yield Fd Cl C|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEHIX|First Eagle High Yield Fd Cl I|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEHMRX|First Trust 4059 Municipal Income Opportunities Closed-End Port Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEHPX|Strategic Advisers Multi Manager 2005 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEIAX|Fidelity Advisor Series III: Fidelity Advisor Equity Income Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEIBBX|First Trust 4035 Global Bond Income Closed-End Port Srs 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEIBX|Fidelity Advisor Equity Income Portfolio Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEICX|Fidelity Advisor Series III: Fidelity Advisor Equity Income Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEIFX|FIST Equity Income Fund - Advisor Class|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FEIIX|Nuveen Equity Index Fund Cl I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FEIKX|Fidelity Equity Income Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEIRX|Fidelity Advisor Equity  Income Fund T Shares|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEISX|Nuveen Dividend Value Fund Class R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FEJPX|Strategic Advisers Multi Manager 2015 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEKPX|Strategic Advisers Multi Manager 2020 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FELAX|Fidelity Advisor Electronics Cl A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FELBX|Fidelity Advisor Electronics Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FELCX|Fidelity Advisor Electronics Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FELEPX|First Trust 2938 California Municipal Income Select Closed-End Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FELFBX|First Trust 3923 MLP Closed-End Fd and Energy Port Srs 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FELHVX|First Trust 2981 New York Municipal Income Select Closed-End Ptf Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FELIPX|The First Trust Combined Series 383 Build America Bonds Ptf Srs 44|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FELIX|Fidelity Advisor Electronics Cl I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FELTNX|The First Trust Combined Series 369Tax Exempt Municipal Income Trust Srs 268|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FELTPX|First Trust 3265 Brazil Ptf Srs 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FELTX|Fidelity Advisor Electronics Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FELUBX|First Trust 3729 Nasdaq Target 15 4Q 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEMBX|Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEMCX|Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEMDX|Franklin Templeton Emerging Markets Debt Opportunities Fund|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FEMEX|Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEMFX|Fidelity Series Emerging Markets Fund Cl F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEMIX|Fidelity Advisor New York Municipal Income Fund Cl I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEMJRX|First Trust 4056 International High Dividend Equity Port Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEMKX|Fidelity Emerging Markets Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEMMAX|First Trust 3595 Balanced Income Select Portfolio Series 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEMMX|Forward Emerging Markets Fund Cl M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FEMPRX|First Trust 3729 Target Global Dvd Leaders 4Q 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEMPX|Strategic Advisers Multi Manager 2010 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEMSX|Fidelity Series Emerging Markets Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEMTX|Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEMXX|Federated Minnesota Muni Csh Tr Instit Shs|Federated Funds|$$|X|State Street Bank & Trust Company
FENCX|Forward Endurance Long/Short Fd Cl C|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FENFLX|First Trust 3735 Senior Loan & Limited Duration Plus Closed-End Portfolio Series 61|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FENIMX|First Trust 3131 Interest Rate Hedge Portfolio Series 38|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FENIX|Forward Endurance Long/Short Fd Inst Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FENMX|Forward Endurance Long/Short Fd Cl M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FENPX|Strategic Advisers Multi Manager 2035 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FENQRX|First Trust 3893 Senior Loan & Limited Duration Closed-End Port Srs 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FENRX|Forward Endurance Long/Short Fd Inv Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FEOLUX|First Trust 3052 Global Equity Income Closed-End Ptf Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEONRX|First Trust 3689 Dow Target 10 Sept 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEOVX|First Eagle Overseas Variable Fund|First Eagle Funds Inc.|MF|Z|State Street Bank & Trust Company
FEPAX|Fidelity Advisor Total Bond Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEPIX|Fidleity Advisor Total Bond Fund Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEPTX|Fidelity Advisor Total Bond Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEQFMX|First Trust 1921 Equity Income Ptf Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEQITX|First Trust 666: Equity Income & Treasury Portfolio|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEQIX|Fidelity Equity Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEQTX|Fidelity Equity Dividend Income Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FERBX|Fidelity Advisor Emerging Asia Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FERCX|Fidelity Advisor Emerging Asia Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FERIX|Fidelity Advisor Emerging Asia Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FERLEX|First Trust 4135 Municipal Income Opportunities Closed-End Port Srs 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FERTGX|First Trust 4242 Senior Loan & Limited Duration Closed-End Port Srs 37|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FERXX|Fidelity Tax-Exempt Fund Capital Reserve Class|Fidelity Investments|$$|X|Fidelity Investments Institutional Services Company, Inc.
FESGX|First Eagle Global Fund Class C|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FESOAX|First Trust 4178 MLP Closed-End Fund and Energy Port Srs 26|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FESOX|First Eagle Overseas Fund Class C|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FESPX|Strategic Advisers Multi Manager 2055 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FESTMX|First Trust 4176 Preferred Income Port Srs 62|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FESWTX|First Trust 3840 US Equity Closed-End Port Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FESXX|Goldman Sachs Financial Square Tax-Free Money Market Fd Service Shs|Goldman Sachs Funds|$S|A|Bank of New York
FETAKX|First Trust 3889 Inflation Hedge Opportunity Port Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FETBX|Nuveen Large Cap Growth Opportunities Cl B|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FETKSX|First Trust 3815 Core Three Closed-End Allocation Ptf Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FETKX|Fidelity Equity Dividend Income Fd Cl K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FETUCX|First Trust 3438 High-Yield Closed-End and Short Treasury ETF Portfolio Series 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FETXX|Fidelity Institutional Money Market Funds: Tax-Exempt Cl III|Fidelity Investments|$$|X|Fidelity Investments Institutional Services Company, Inc.
FETYJX|First Trust 1767 Equity Income Ptf Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FETZAX|First Trust 3785 Equity Income Select Port Srs 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEUCX|Fidelity Advisor Global Equity Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEUGX|Federated Adjustable Rate Securities Fund - IS|Federated Funds|MF|Z|State Street Bank & Trust Company
FEUIX|Fidelity Advisor Global Equity Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEUJSX|First Trust 3500 Deep Value Sub-10 Dividend Portfolio Series 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEUSX|Federated Government Ultrashort Duration Fd Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FEVADX|First Trust 3451 Diversified Equity Strategic Allocation Port 2Q 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEVAX|First Eagle U.S. Value Fund Class A|First Eagle Funds Inc.|MF|Z|State Street Bank & Trust Company
FEVCX|First Eagle U.S. Value Fund Class C|First Eagle Funds Inc.|MS|Z|State Street Bank & Trust Company
FEVIX|First Eagle U.S. Value Fund Class I|First Eagle Funds Inc.|MF|Z|State Street Bank & Trust Company
FEWPX|Strategic Advisers Multi Manager 2040 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEXKX|Fidelity Export & Multinational Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEXPMX|First Trust 2815 Equity Income Portfolio Series 29|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FEXPX|Fidelity Export and Multinational Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FEXXX|Fidelity Institutional Money Market Funds: Tax-Exempt Cl II|Fidelity Investments|$$|X|Fidelity Investments Institutional Services Company, Inc.
FEYAX|Fidelity Advisor Asset manager 85% Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEYBX|Fidelity Advisor Asset Manager 85% Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEYCX|Fidelity Advisor Asset Manager 85% Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEYIX|Fidelity Advisor Asset Manager 85% Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEYPX|Strategic Advisors Multi Manager 2050 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEYTX|Fidelity Advisor Asset Manager 85% Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FEZPX|Strategic Advisors Multi Manager 2045 Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFAAX|Franklin Templeton Founding Funds Allocation Fd Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FFACX|Franklin Templeton Founding Funds Allocation Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FFAIX|Nuveen Core Plus Bond Fund Cl C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FFALX|Franklin Templeton Founding Funds Allocation Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FFAMX|Fidelity Advisor Asset manager 50% Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFANX|Fidelity Asset Manager 40%|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFARX|Franklin Templeton Founding Funds Allocation Fund Class R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FFAVX|Fidelity Advisor Freedom 2005 Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFAXX|Forward US Government Money Fund Class A|Forward Management, LLC|$S|G|Alps Distributors, Inc.
FFBFX|Emerald Banking and Finance Fd - Investor Cl|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
FFBMX|Fidelity Advisor Asset Manager 50% Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFBVX|Fidelity Advisor Freedom 2005 Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFCCX|Forward Commodity Long/Short Strategy Fd Cl C|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFCMX|Fidelity Advisor Asset Manager 50% Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFCSX|Fidelity Commodity Strategy Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFCXX|First American Tax Free Obligations Fund Class Y|First American Funds  (1)|$$|A|U.S. Bancorp Fund Services, LLC
FFDAX|Forward International Dividend Fd Cl A|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFDKX|Fidelity Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFDXX|First American Tax Free Obligations Fund Corporate Trust Class D|First American Funds  (1)|$$|A|U.S. Bancorp Fund Services, LLC
FFECX|Nuveen Dividend Value Fd Cl C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FFEFX|Nuveen Dividend Value Fd Cl R6|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FFEIX|Nuveen Dividend Value Fund Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FFFAX|Fidelity Freedom Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFBX|Fidelity Freedom 2000 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFCX|Fidelity Freedom 2010 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFDX|Fidelity Freedom 2020 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFEX|Fidelity Freedom 2030 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFFX|Fidelity Freedom 2040|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFGX|Fidelity  Freedom 2045 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFHX|Fidelity Freedom 2050 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFIX|Fidelity Advisor Freedom 2045 Fund Insti Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFJX|Fidelity Advisor Freedom 2045 Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFFKX|Fidelity Advisor Freedom 2045 Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFFLX|Fidelity Advisor Freedom 2050 Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFPX|Fidelity Advisor Freedom 2050 Fund Insti Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFQX|Fidelity Advisor Freedom 2050 Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFTX|Fidelity Advisor Freedom 2045 Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFVX|Fidelity Freedom 2005|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFFWX|Fidelity Advisor Freedom 2050 Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFFYX|Fidelity Advisor Freedom 2050 Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFFZX|Fidelity Advisor Freedom 2045 Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFGAX|Fidelity Advisor Global Commodity Stock Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFGBX|Fidelity Advisor Global Commodity Stock Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFGCX|Fidelity Global Commodity Stock Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFGIX|Fidelity Advisor Global Commodity Stock Fund Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFGRX|Emerald Growth Fund Inv Cl|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
FFGTX|Fidelity Advisor Global Commodity Stock Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFHCX|Fidelity Series Floating Rate High Income Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFHFX|Fidelity Series Floting Rate High Income Fd F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFHIX|Forward Small Cap Equity Fund Institutional Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFIBX|Nuveen Core Plus Bond Fund Cl B|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FFIDX|Fidelity Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFIEX|Forward International Dividend Fund Insti Class|Forward Management, LLC|MF|Z|Alps Distributors, Inc.
FFIGX|Fidelity Series International Growth Fund Class F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFIHX|FFTW Funds Inc - US Inflation-Indexed Hedged Portfolio|FFTW Funds, Inc.|MF|Z|UMB Fund Services
FFIIX|Nuveen Core Plus Bond Fund Cl I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FFIMX|Fidelity Advisor Asset Manager 50% Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFINX|Forward International Dividend Fund Insti|Forward Management, LLC|MF|Z|Alps Distributors, Inc.
FFIPX|Fidelity Series Inflation-Protected Bond Index Fd Cl F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFIRX|Forward International Real Estate Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFISX|Nuveen Core Plus Bond Fund Class R|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FFIVX|Fidelity Advisor Freedom 2005 Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFIXX|Money Market Fund Institutional Class|Meeder Funds|$$|A|Mutual Funds Service Co.
FFKAX|Fidelity Freedom K Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFKBX|Fidelity Freedom K 2000 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFKCX|Fidelity Freedom K 2010 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFKDX|Fidelity Freedom K 2020 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFKEX|Fidelity Freedom K 2030 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFKFX|Fidelity Freedoom K 2040 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFKGX|Fidelity Freedom K 2045 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFKHX|Fidelity Freedom K 2050 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFKVX|Fidelity Freedom K 2005 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFLAX|Forward Large Cap Equity Fd A Shs|Forward Management, LLC|MF|Z|Alps Distributors, Inc.
FFLFX|Forward Focus Fund Insti Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFLRX|Forward Large Cap Equity Fd Inv Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFLSX|Forward Large Cap Equity Fund Insti Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFMXX|Money Market Fund Retail Class|Meeder Funds|$$|A|Mutual Funds Service Co.
FFNAX|Fidelity Advisor Asset Manager 40% Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFNBX|Fidelity Advisor Asset Manager 40% Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFNCX|Fidelity Advisor Asset Manager 40% Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFNIX|Fidelity Advisor Asset Manager 40% Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFNOX|Fidelity Oxford Street Trust: Fidelity Four-In-One Index Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFNTX|Fidelity Advisor Asset Manager 40% Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFRAX|Fidelity Advisor Floating Rate High Income Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFRBX|Fidelity Advisor Floating Rate High Income Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFRCX|Fidelity Advisor Floating Rate High Income Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFREX|Forward  Real Estate Investment Fund Investor Class|Forward Management, LLC|MF|Z|Alps Distributors, Inc.
FFRHX|Fidelity Floating Rate High Income|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFRIX|Fidelity Advisor Floating Rate High Income Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFRMX|Templeton Frontier Markets Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FFRSX|Federated Floating Rate Strategic Income Fd IS|Federated Funds|MF|Z|State Street Bank & Trust Company
FFRTX|Fidelity Advisor Floating Rate High Income Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFRZX|Templeton Frontier Markets Fund Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FFSAX|Touchstone Strategic Income Fd Cl A|Touchstone Funds|MF|Z|BNY Mellon Asset Servicing
FFSCX|Forward Small Cap Equity Fund Investor Class|Forward Management, LLC|MF|Z|Alps Distributors, Inc.
FFSIX|Fidelity Advisor Series VII Fidelity Advisor Financial Services Fd Instit Cl|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFSLX|Forward Select Income Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFSMX|Fidelity Spartan Total Market Index Fd Cl F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFSPX|Strategic Advisers Growth Multi-Manager Fund Class F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFSRX|Forward Real Estate Long/Short Fd Inv Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFSTX|Fidelity Series International Small Cap Fund Class F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFTBX|Franklin Federal Tax Free Income Fund Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FFTFX|Franklin Federal Limited Term Tax-Free Income Fund|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FFTGX|Forward Tactical Growth Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFTHX|Fidelity Freedom 2035|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFTMX|Fidelity Advisor Asset Manager 50% Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFTVX|Fidelity Advisor Freedom 2005 Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FFTWX|Fidelity Freedom 2025|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFTYX|Fidelity Fifty Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFVAX|Fidelity Advisor Freedom 2015 Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFVBX|Fidelity Advisor Freedom 2015 Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFVCX|Fidelity Advisor Freedom 2015 Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFVFX|Fidelity Freedom 2015|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFVIX|Fidelity Advisor Freedom 2015 Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFVNX|Fidelity Series International Value Fund Class F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFVTX|Fidelity Advisor Freedom 2015 Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FFXCX|Forward International Fixed Income Fund Class C|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFXIX|Forward EM Corporate Debt Fund Insti Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFXRX|Forward International Fixed Income Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FFXSX|Fidelity Institutional Short-Intermediate Government Portfolio|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGAAX|Franklin Templeton Global Allocation Fd Cl A|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FGABX|Fidelity Advisor Global Equity Income Fd Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGACHX|First Trust 3566 SMid Capital Strength Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGACX|Nuveen Flagship Georgia Municipal Bond Fund Cl C|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FGADNX|First Trust 3271 Insured Municipal Income Select Closed-End Ptf Srs 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGADTX|First Trust 3976 Senior Loan & Limited Duration Plus Closed-End Port Srs 71|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGADX|Franklin Gold  and Precious Metals Fund  Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGAILX|First Trust 3197 MLP Closed-End Fund and Energy Ptf Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGAIX|Franklin Georgia Tax-Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGAOLX|First Trust 3389 High Dividend Emerging Markets Equity Portfolio Series 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGAPRX|First Trust 3397 Dow Target 10 Apr 12 Term 5/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGAPX|Franklin Gold and Precious Metals Fund Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGARHX|First Trust 3585 California Municipal Income Select Closed-End Ptf Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGARMX|First Trust 4147 U.S. Equity Closed-End Port Srs 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGARX|Nuveen Flagship GA Muni Bd Fd Cl R (srs of Nuveen Flagship Multistate|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FGATX|Nuveen Flagship Georgia Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FGAXX|Goldman Sachs Financial Square Treasury Obligations Fd Admin Shs|Goldman Sachs Funds|$S|G|Bank of New York
FGAYTX|First Trust 3983: Statgetic Income Select Closed-End Port Srs 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGAZX|Franklin Templeton Global Allocation Fd Cl Adv|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FGBAX|Fidelity Advisor Investment Grade Bond Fund Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGBBX|Fidelity Advisor Investment Grade Bond Fund Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGBCX|Fidelity Advisor Investment Grade Bond Fund Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGBFX|Fidelity Global Bond Fund Retail Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGBIX|Fidelity Advisor Global Bond Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGBKMX|The First Combined Series 359: Build America Bonds Portfolio, Series 31|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGBLX|Fidelity Global Balanced Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGBLYX|First Trust 3887 REIT Growth & Income Plus Port Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGBNTX|First Trust 3053 Municipal Income Select Closed-End Ptf Srs 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGBPX|Fidelity Advisor Investment Grade Bond Fund Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGBRX|Templeton Global Bond Fund Class R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGBTX|Fidelity Advisor Investment Grade Bond Fund Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGBWX|Fidelity Advisor Global Bond Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGBXX|Calvert First Government Money Market Fund Class B|Calvert Investments, Inc.|$S|G|State Street Bank & Trust Company
FGBYX|Fidelity Advisor Global Bond Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGBZX|Fidelity Advisor Global Bond Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGCABX|First Trust 3224 Global Bond Income Closed-End Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGCIX|Federated Intermediate Government/Corporate Fund IS|Federated Funds|MF|Z|State Street Bank & Trust Company
FGCKX|Fidelity Growth Company Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGCLX|Forward Global Credit LongShort Fund Insti|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FGCMX|Forward Global Credit LongShort Fund Class M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FGCRX|Forward Global Credit Long/Short Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FGCSX|Federated Intermediate Government/Corporate Fd Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FGCVX|Forward Global Credit LongShort Fund Class C|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FGDAX|Fidelity Advisor Gold Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGDBX|Fidelity Advisor Gold Fund Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGDCX|Fidelity Advisor Gold Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGDIX|Fidelity Advisor Gold Fund Insti Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGDKX|Fidelity Growth Discovery Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGDTX|Fidelity Advisor Gold Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGDVTX|First Trust 3649 Income Allocation Closed-End Aug 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGDXX|First American MM Fds Gv Obligations Corp Tr Cl D|First American Funds  (1)|$$|G|U.S. Bancorp Fund Services, LLC
FGEAX|Fidelity Advisor Global Equity Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGEBX|Fidelity Advisor Global Equity Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGEHMX|First Trust 3679 Municipal Income Plus Closed-End Portfolio Series 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGEIRX|First Trust 4073 California Municipal Income Select Closed-End Port Srs 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGEMCX|First Trust 4200 Municipal Income Plus Closed-End Port Srs 37|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGEOSX|First Trust 4029 Preferred Income Port Srs 60|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGETX|Fidelity Advisor Global Equity Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGEXX|Fidelity Government Portfolio - Select Class|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FGFAX|Federated International Leaders Fund Class A|Federated Funds|MF|Z|Bank of New York
FGFBX|Federated International Leaders Fund Class B|Federated Funds|MF|Z|Bank of New York
FGFCX|Federated International Leaders Fund Class C|Federated Funds|MF|Z|Bank of New York
FGFIX|Federated Mortgage Fund Institutional Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
FGFLX|Federated International Leaders Fund Institutional Shs|Federated Funds|MF|Z|Bank of New York
FGFSX|Federated Mortgage Fund Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FGHAOX|First Trust 3180 Dividend & Income plus Closed-End Ptf Srs 32|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGHAX|Fidelity Advisor Global High Income Fd Cl A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGHCTX|First Trust 3751 Interest Rate Hedge Portfolio Series 54|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGHCX|Fidelity Advisor Global High Income Fd Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGHEMX|First Trust 3668 Market Strength Allocation Plus Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGHIX|Fidelity Advisor Global High Income Fd Cl I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGHNX|Fidelity Global High Income Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGHPOX|First Trust 3553 MLP Closed-End Fund and Energy Portfolio Series 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGHTMX|First Trust 3156 Senior Loan & Limited Duration Closed-End Ptf Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGHTSX|First Trust 3199 Balanced Income Select Ptf Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGHTX|Fidelity Advisor Global High Income Fd Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGHUAX|First Trust 3008 Total Return Opportunity Portfolio|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGIAX|Nuveen Global Infrastructure Fd Cl A|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FGIBSX|First Trust 4193 Dividend & Income Select Closed-End Port Srs 32|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGIBX|First Investors Growth & Income Fund B (a series of First Inv Fd II)|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FGIEYX|First Trust 4138 California Municipal Income Select Closed-End Port Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGIFTX|First Trust 3226 Strategic Income Select Closed-End Ptf Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGIFX|Fidelity Freedom Index 2000 Fund Cl K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGIKX|Fidelity Growth & Income Portfolio Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGILX|Fidelity Global Equity Income Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGIMX|Forward Global Infrastructure Fund Cl M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FGINEX|First Trust 4175 Strategic Dividend Plus Port Srs 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGINX|First Investors Growth & Income  A (a series of First Inv Series II)|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FGIOX|Fidelity Advisor Series I: Fidelity Advisor Growth & Inc Fd Institutio|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGIPLX|First Trust 3072|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGIPX|First Investors Growth & Income Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FGIQX|First Investors Growth & Income Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FGIRMX|First Trust 3588 Hedge Fund Manager Holdings Portfolio Series 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGIRPX|The First Trust Combined Series 420 Tax Exempt Municipal Income Trust Intermediate Srs 5|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGIRX|Fidelity Advisor Series I: Fidelity Advisor Growth & Income Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGISDX|First Trust 4139 MLP Closed-End Fund and Energy Port Srs 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGISX|Fidelity Advisor Series I: Fidelity Advisor Growth & Income Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGITJX|The First Trust GNMA Reinvestment Income Trust "GRIT" Srs 104|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGITX|Fidelity Advisor Series I: Fidelity Advisor Growth & Income Fund: Clas|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGIUX|Fidelity Advisor Series I: Fidelity Advisor Growth & Income Fund Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGIYX|Nuveen Global Infrastructure Fd, Cl I|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FGKEIX|First Trust 3921 New Jersey Municipal Income Select Closed-End Port Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGKNIX|The First Trust Combined Srs 318 Build America Bds Ptf Srs 13|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGKPTX|First Trust 3965 Municipal Income Select Closed-End Port Srs 49|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGKTSX|First Trust 3302 High-YieldClosed-End and Short Treasury ETF Ptf Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGLAEX|First Trust 3132 Senior Lopan & Limited Duration Plus Closed-End Ptf Srs 46|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGLAX|Fidelity Advisor Global Balanced Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGLBX|Fidelity Advisor Global Balanced Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGLCX|Fidelity Advisor Global Balanced Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGLDX|Invesco Gold & Precious Metals Fd Investor Cl|Invesco Funds|MF|Z|AIM Advisors
FGLEPX|First Trust 3286 REIT Growth & Income Plus Ptf Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGLEX|Federated Global Equity Fd Insti Shs|Federated Funds|MS|Z|Bank of New York
FGLGX|Fidelity Series Mega Cap Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGLIX|Fidelity Advisor Global Balanced Fund Inst Cl|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGLLX|Fidelity Series Intrinsic Opportunities Fund Class F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGLNPX|The First Trust Combined Series 386 Build America Bonds Portfolio Series 46|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGLREX|First Trust 3530 Target Diversified Global Allocation Portfolio Series 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGLRFX|First Trust 3211 Strategic Dividend Select Portfolio Series 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGLRX|Forward Global Infrastructure Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FGLTX|Fidelity Advisor Global Balanced Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGMAJX|The First Trust GNMA Series 103|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGMAX|Federated GNMA Trust - Institutional Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
FGMDIX|First trust 3082 Global Agriculture Ptf Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGMMMX|The First Trust GNMA Reinvestment Income Trust "GRIT", Series 95|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGMNX|Fidelity GNMA Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGMXX|Fidelity Money Market Trust Retirement Government MM|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FGNABX|First Trust 3791 Global Dividend Port Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGNADX|First Trust 3853 Municipal Select Closed-End Port Srs 46|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGNCX|Nuveen Global Infrastructure Fd Cl C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FGNILX|The First Trust Combined Srs 409 Inv Grade Multi-Asset Income Port 10-20 Yr Srs 3|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGNMAX|First Trust GNMA Reinvestment Income Trust "GRIT" Series 80|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGNOTX|First Trust 3503 Market Strength Allocation Plus Portfolio Series 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGNRIX|First Trust GNMA Reinvestment Income Trust GRIT Series 82|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGNRX|Nuveen Global Infrastructure Fd Cl R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FGNRYX|First Trust 3590 Municipal Advantage Closed-End and ETF Portfolio Series 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGNYBX|First Trust 3662 MLP Closed-End Fund and Energy Portfolio Series 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGOAX|Federated Government Income Securities Inc Class A|Federated Funds|MF|Z|State Street Bank & Trust Company
FGOBX|Federated Government Income Securities Inc. Class B|Federated Funds|MF|Z|State Street Bank & Trust Company
FGOCX|Federated Government Income Securities Inc Class C|Federated Funds|MF|Z|State Street Bank & Trust Company
FGOHZX|The First Trust Combined Series 405 Tax Exempt Municipal Income Trust Series 279|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGOIX|Government Income Securities Inc. (Federated)|Federated Funds|MF|Z|State Street Bank & Trust Company
FGOODX|First Trust 3990 Global Agriculture Port Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGOPUX|First Trust 3368 Dividend Opportunity Trust Series 2 Feb 2012|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGOURX|First Trust 3352 Global Agriculture Portfolio Series 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGOVX|Fidelity Government Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGOWRX|First Trust 3943 Select DSIP Port 1st Quarter 2013 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGPREX|First Trust 3652 Dividend & Income Plus Closed-End Portfolio Series 36|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGPRTX|First Trust 4065 Homebuilders Recovery Select Port Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGPRUX|The First Trust Combined Series 375 Tax Exempt Income Trust Intermediate Series 4|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGQKNX|First Trust 3521 Dividend Income Trust Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGRAAX|Advisors Disp Tr 1023 Strategic Foundations of Growth Port Srs 2013-1|Advisors Asset Management, Inc.|US|E|Advisors Asset Management Inc
FGRADX|First Trust 2986 ABC Portfolio, Series 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGRAMX|First Trust 4199 Municipal Advantage Closed-End and ETF Port Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGRAX|Franklin Growth Opportunities Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGRAYX|The First Trust Combined Series 381 Build America Bonds Ptf Srs 43|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRBX|Fidelity Advisor Mega Cap Stock Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGRCX|Fidelity Advisor Mega Cap Stock Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGRDVX|First Trust 3297 Investment Grade Select Closed-End Ptf Series 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGRDYX|First Trust 3701 Municipal Income Select Closed-End and Short Tresury ETF Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGREX|Invesco Global Real Estate Fd Cl R6|Invesco Funds|MS|Z|AIM Advisors
FGRFX|Fidelity Growth Company Fund Cl F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGRINX|First Trust GNMA Reinvestment Income Trust "GRIT" Srs 84|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRITX|First Trust GNMA Reinvestment Income Trust "GRIT" Series 81|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRIX|Fidelity Growth and Income Pt|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGRJEX|First Trust GNMA Reinvestment Income Trust GRIT Srs 102|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRJNX|The First Trust GNMA Reinvestment Income Trust "GRIT" Srs 106|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRMAX|First Trust GNMA Reinvestment Income Trust GRIT Series 83|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRMEX|First Trust GNMA Reinvestment Income Trust "GRIT" Srs 88|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRMHX|First Trust 3066 Senior Loan & Limited Duration Plus Closed-End Ptf Srs 44|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGRMKX|First Trust 3013 Dividend & Income plus Closed-End Portfolio Series 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGRNVX|First Trust GNMA Reinvestment Income Trust "GRIT" Series 89|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGROMX|First Trust 1871 REIT Growth & Income Select Ptf Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGROX|Emerald Growth Fund Institutional Class|Financial Investors Trust|MS|Z|Alps Distributors, Inc.
FGRPLX|First Trust 3274 California Municipal Income Select Closed-End Ptf Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGRPNX|First Trust 3194 High-Yield Income Closed-End ptf Srs 43|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGRRX|Franklin Global Real Estate Fund A Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGRSHX|First Trust 2019 Corporate Investment Grade Ptf Short-Term Srs 7|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRTJX|First Trust GNMA Reinvestment Income Tr "GRIT", Ser 92|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRTMX|The First Trust GNMA Reinvestment Income Trust "GRIT", Series 94|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRTX|Fidelity Mega Cap Stock Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FGRVIX|First Trust GNMA Reinvestment Income Trust "GRIT" Series 90|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGRXX|Fidelity U.S. Government Reserves|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FGRYAX|First Trust 3664 Capital Strength Portfolio Series 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGSAX|Federated MDT Mid Cap Growth Strategies Fund A|Federated Funds|MF|Z|State Street Bank & Trust Company
FGSBX|Federated MDT Mid Cap Growth Strategies Fund B|Federated Funds|MF|Z|State Street Bank & Trust Company
FGSCX|Federated MDT Mid Cap Growth Strategies Fund C|Federated Funds|MF|Z|State Street Bank & Trust Company
FGSDOX|First Trust 3165 Diversified Equity Strategic Allocation Ptf 4Q 11 Term 1/15/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGSIX|Federated MDT Mid Cap Growth Strategies Fd - Insti|Federated Funds|MF|Z|State Street Bank & Trust Company
FGSKX|Federated MDT Mid-Cap Growth Strategies Fund R|Federated Funds|MS|Z|State Street Bank & Trust Company
FGSREX|First Trust 3940 Dow Target Dvd 1Q 13-Term 4/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGSRX|Franklin Growth Series Fund - Class R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGSSX|Federated GNMA Trust Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FGSVPX|First Trust 3675 Tax-Advantage municipal Closed-End Ptf Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGTAX|Fidelity Advisor Mega Cap Stock Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGTGX|Fairfax Global Trends Fund Class I|Dominion Funds|MS|Z|Gemini Fund Services, LLC
FGTIX|Franklin Templeton Growth Target Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGTJAX|The First Trust GNMA Reinvestment Income Trust "GRIT" Srs 97|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGTMYX|The First Trust GNMA Reinvestment Income Trust "GRIT" Series 98|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGTNX|Fidelity Advisor Global Equity Income Fd Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGTRX|Franklin Templeton Growth Target Fund - Class R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGTWRX|First Trust 3611 Health Carte Select Portfolio Series 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGTXX|Financial Square Government Fund FST Shares|Goldman Sachs Funds|$$|G|Bank of New York
FGTYX|Nuveen Tactical Market Opportunities Fund Cl I|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FGTZVX|The First Trust Combined Series 394 Tax Exempt Municipal Income Trust Series 275|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGTZX|FTFA-Franklin Templeton Growth Target Fund|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FGUAX|Federated Government Ultrashort Duration Fund Class A Shrs|Federated Funds|MF|Z|State Street Bank & Trust Company
FGUERX|First Trust 3122 Japan Portfolio Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGUNKX|First Trust 4034 Senior Loan & Limited Duration Closed-End Port Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGUOJX|First Trust 3839 SMid High Dividend Port Srs 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGUSX|Federated Government Ultra Short Duration Fund Institutional Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
FGUTNX|First Trust 3936 Diversified Equity Strategic Allocation Port 1Q 13-Term 4/15/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGUTRX|First Trust 3088 Senior Loan & Limited Duration Closed-End Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGUUEX|The First Trust Combines Srs 412 Investment Grade Multi-Asset Income Port 10-20 Year Srs 5|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGUYAX|The First Trust Combined Series 332 Build America Bds Ptf Srs 19|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FGVXX|First American Funds Institutional Government Fund|First American Funds  (1)|$$|G|U.S. Bancorp Fund Services, LLC
FGWBX|Strategic Advisers Value Multi-Manager Fund: Class F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FGWEBX|First Trust 3872 Diversified High Income Closed-End Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGYOJX|First Trust 3673 Richard Bernstein Tactical Series American Industrial Renaissance 2012-1|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGYUEX|First Trust 3960 Dow Target 10 Feb 13 Term 3/7/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGZDIX|First Trust 3729 NYSE Intl Target 25 4Q 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FGZXX|First American Government  Obligations Fund Class Z|First American Funds  (1)|$$|G|U.S. Bancorp Fund Services, LLC
FHAIKX|First Trust 2453 Core Three Closed-End Allocation Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHAIRX|First Trust 3773 Northland Securities High Yield Corporate Tr Short Intermediate Srs|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FHAIX|Franklin High Income Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FHALNX|First Trust 3315 Marcellus Shale Portfolio Series 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHALOX|First Trust 3057 Strategic Income Plus Closed-End Ptf Srs 32|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHAMPX|First Trust 3250 Intlernational High Dividend Equity Ptf Srs 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHAONX|First Trust 2953 Senior Loan & Limited Duration Plus Closed-End Ptf Srs 40|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHARYX|First Trust 2917 Utilities Select Portfolio, Series 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHASNX|First Trust 3339 Municipal Income Select Closed-End Ptf Srs 34|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHASTX|First Trust 3981: Richard Bernstein Advisors Tact Srs, Amer Industrial Renaissance 2013-1|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHATUX|First Trust 4103 Municipal Income Select Closed-End and Short Treasury ETF Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHAUVX|First Trust 3144 Insured Municipal Income Opportunities Closed-End Ptf Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHAVEX|First Trust 3816 Preferred Income Ptf Srs 57|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHAWKX|First Trust 3764 REIT Growth & Income Plus Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHBATX|First Trust 4070 Target Triad 1Q 12 Term 7/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHBBX|Federated High Income Bond Fund Class B|Federated Funds|MF|Z|State Street Bank & Trust Company
FHBJPX|First Trust 3892 SMid Capital Strength Port Srs 14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHBKWX|First Trust 3918 Municipal Income Select Closed-End Port Srs 48|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHBNEX|First Trust 3829 Target Triad Sept 11 Term 3/7/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHBRUX|First Trust 3977 Senior Loan & Limited Duration Closed-End Port Srs 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHCBOX|First Trust 3210 Dow Target Dvd Dec 11 Term 2/28/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHCBX|Fidelity Advisor High Income Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHCCX|Fidelity Advisor Series VII: Fidelity Advisor Health Care Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHCIX|Fidelity Advisor Ser VII: Fidelity Advisor Health Care Fd: Institution|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHDLPX|First Trust 3440 Global Equity Income Closed-End Ptf Srs 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHEARX|First Trust 3089 Tactical Income Portfolio Series 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHEAX|Fidelity Advisor Real Estate Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHEBX|Fidelity Advisor Real Estate Fund Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHECX|Fidelity Advisor Real Estate Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHEIX|Fidelity Advisor Real Estate Fund Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHELAX|First Trust 4070 Target Dbl Play 2Q 13 Term 7/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHELMX|First Trust 2972 High Dividend Equity Portfolio Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHEMX|Frontegra Hexam Emerging Markets Fd|Frontegra Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
FHENZX|First Trust 3691 First Trust ETF Allocation Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHERSX|First Trust 3475 Investment Grade Select Closed-End Ptf Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHETX|Fidelity Advisor Real Estate Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHFAX|Fidelity Advisor Freedom 2055 Fd Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHFCX|Fidelity Advisor Freedom 2055 Fd Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FHFIX|Fidelity Advisor Freedom 2055 Fd Cl Inti|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FHFTX|Fidelity Advisor Freedom 2055 Fd Cl T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FHGALX|First Trust 3689 Target Triad Sept 12 Term 12/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHGDTX|First Trust 3834 Technology Select Port Srs 46|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHGEOX|The First Trust Combined Series 370 Tax Exempt municipal Income Trust Intermediate Series 3|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FHGIUX|First Trust 3823 GlobalBond Income Closed-End Port Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHGKLX|First Trust 2640 Balanced Income Portfolio Series 26|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHGOMX|First Trust 2995 Tactical Income Portfolio Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHGRTX|First Trust 3531 Interest Rate Hedge Portfolio Series 43|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHIAX|Fidelity Advisor High Income Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHIBX|Franklin High Income Fund Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FHICX|Federated High Income Bond Fund Class C|Federated Funds|MF|Z|State Street Bank & Trust Company
FHIEFX|First Trust 4085 Municipal Advantage Closed-End and ETF Port Srs 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHIEPX|First Trust 4102 Senior Loan & Limited Duration Closed-End Port Srs 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHIFX|Fidelity Focused High Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHIGDX|First Trust 3359 Technology Select Portfolio Series 43|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHIGX|Fidelity Municipal Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHIIX|Federated High Income Bond Fund Class A|Federated Funds|MF|Z|State Street Bank & Trust Company
FHIMVX|First Trust 3514 Municipal Advantage Closed=-End and ETF Ptf Srs 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHIORX|The First Trust Combined Series 411 Tax Exempt Municipal Income Tr Srs 251|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FHIRX|Franklin High Income Fund Class R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FHITX|Fidelity Advisor High Income Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHIXX|First American Tax Free Obligations Fund Insti Investor Shs|First American Funds  (1)|$$|X|U.S. Bancorp Fund Services, LLC
FHJMPX|First Trust 3688 Income Allocation Closed-End Sept 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHJSX|Strategic Advisers Core Multi-Manager Fund Class F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FHKAX|Fidelity Advisor China Region Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FHKBX|Fidelity Advisor China Region Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FHKCX|Fidelity China Region|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHKGUX|First Trust 4025 Capital Strength Buy-Write Port Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHKIX|Fidelity Advisor China Region Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FHKJGX|First Trust 3902 California Municipal Income Select Closed-End Port Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHKTX|Fidelity Advisor China Region Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FHKYCX|The First Trust Combined Srs 389 Tax Exempt Municipal Income Tr Srs 273|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FHKYDX|First Trust 4027 Brazil Port Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHKYUX|First Trust 3913 Municipal Income Plus Closed-End Port Srs 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHLIFX|First Trust 3580 Interest Rate Hedge Portfolio Series 47|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHLJNX|First Trust 3055 Equity Closed-End Ptf Series 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHLJZX|First Trust 3483 Balanced Income Portfolio Series 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHLLYX|First Trust 3252 ABC Portfolio Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHLNRX|First Trust 2983 Canadian Energy and Income Ptf Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHMBKX|First Trust 3861 Municipal Income Closed=End Port Srs 52|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHMBRX|First Trust 3021 REIT Growth & Income Select ptf Srs 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHMCX|Nuveen Small Cap Select Fund Cl C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FHMJQX|First Trust 4134 Defensive Equity Port Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHMMEX|First Trust 3598 Investment Grade Select Closed-End Portfolio Series 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHMWCX|First Trust 3818 Dividend & Income Select Closed-End Port Srs 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHNCX|Fidelity Advisor High Income Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHNIX|Fidelity Advisor High Income Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FHNOYX|First Trust 3890 Emerging Markets Strenght Port Srs 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHNYOX|First Trust 4014 Credit Suisse HOLT Share Buyback Port Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHOAEX|First Trust 4107 Senior Loan & Limited Duration Plus Closed-End Port Srs 75|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHOAPX|First Trust 4217 Senior Loan & Limited Duration Plus Closed-End Port Srs 78|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHOGMX|First Trust 3071 MLP Closed-End Fund and Energy Ptf Srs 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHOTNX|First Trust 3568 Target Focus 54 July 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHOWRX|First Trust 3854 New Jersey Municipal Income Select Closed-End Port Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHPELX|First Trust 3645 High-Yield Closed-end and Short Treasury ETF Portfolio Series 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHPJNX|First Trust 4233 Dorsey Wright Relative Strength Top 50 Srs 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHPMJX|First Trust 3266 Municipal Advantage Closed-End and ETF Portfolio Series 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHPQDX|First Trust 4017 Emerging Markets Closed-End and ETF Port Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHPVJX|First Trust 4228 Global Bond Income Plus Closed-End Port Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHPYNX|First trust 3291 Municipal Income Select Closed-End Ptf Srs 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHRAIX|First Trust 3294 Municipal Income Plus Closed-End Ptf Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHRKMX|First Trust 3659 Tactical Income Portfolio Series 14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHRLUX|First Trust 4198 Total Return Opportunity Portfolio Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHRLX|Firdelity Advisor Stock Selector All Cap Fd Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FHRPJX|First trust 3169 Energy Select Ptf Srs 40|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHRQTX|The First Trust Combined Series 320 Build America Bds Ptf Srs 14|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FHRSYX|First Trust 3942 Equity Income Select Port Srs 34|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHRTNX|First Trust 3537 Senior Loan & Limited Duration Closed-End Portfolio Series 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHRTUX|First Trust 3551 Global Commodities Portfolio Series 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHSLUX|First Trust 4079 Global Equity Income Closed-End Port Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHTCVX|First Trust 2688 Equity Income Ptf Srs 28|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHTEBX|The First Trust Combined Series 353: Tax Exempt Municipal Income Trust, Series 264|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FHTFX|Federated Municipal High Yield Advantage Fund, Inc. F|Federated Funds|MF|Z|Bank of New York
FHTLVX|First Trust 4057 Precious Metals Select Port Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHTPNX|First Trust 3372 Municipal Income Plus Closed-End Ptf Series 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHTSWX|First Trust 3445 Water Utility & Infrastructure Select Portfolio Series 24|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHTWEX|First Trust 4159 Sabrient Dividend Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHUCJX|The First Trust Combined Srs 350: Build America Bonds Ptf Srs 26|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FHVFLX|First Trust 3723 New Jersey Municipal Income Select Closed-End Portfolio Series 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHVLPX|First Trust 3975 Interest Rate Hedge Port Srs 61|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHYCNX|First Trust 4050 Global Bond Income Plus Closed-End Port Srs 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHYITX|First Trust 572: High-Yield Income and Treasury Portfolio|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHYIX|Franklin High Yeild Tax Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FHYMGX|First Trust 3729 Global Target 15 4Q 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHYNWX|First Trust 3927 Water Utility & Infrastructure Select Port Srs 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FHYPMX|First Trust 3963 High Yield Corporate Trust Short Intermediate Srs 9|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FHYSX|Federated High Yield Strategy Portfolio|Federated Funds|MS|Z|State Street Bank & Trust Company
FHYTX|Federated High Yield Trust Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FHYVX|Franklin High Yield Tax-Free Income Fund Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FIACX|Nuveen  International Fund Class C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FIADX|Fidelity Advisor International Discovery Fd Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIAFX|Fidelity Advisor Freedom Income Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIAGX|Fidelity Advisor International Growth Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIARX|Fidelity Advisor Income Replacement Fund 2032 Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIASX|Fidelity Advisor International Small Cap Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIATEX|First Trust 4040 Target Diversified Global Allocation Port Srs 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIATMX|First Trust 4110 Senior Loan & Limited Duration Closed-End Port Srs 34|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIATX|Fidelity Advisor Ser VIII: Fidelity Advisor Intl Cap Appreciation Fd C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIBAX|Spartan Intermediate Treasury Bond Fund Fidelity Advantage Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIBBX|Fidelity Advisor Series IV: Fidelity Advisor Intermediate Bond Fund Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIBFX|Fidelity Series Investment Grade Bond Fund Cl F|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIBGX|First Investors Global Fund Class B, Inc.|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIBIX|Spartan Intermediate Treasury Bond Index Fund Investor Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIBOIX|First Trust 3683 Strategic Income Plus Closed-End Portfolio Series 43|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIBPX|Federated International Bond Strategy Portfolio|Federated Funds|MS|Z|Bank of New York
FIBSX|Fidelity Advisor International Small Cap Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIBTX|Frost Strategic Balanced Fund Insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FIBXX|First Investors Cash Management Fund Class B|First Investors Funds|$S|A|First Investors Management Company, Inc.
FIBZX|Templeton International Bond Fund Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FICAX|First Investors Multi State Insured Tax-Free Fund California Se|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FICBX|Franklin Income Series Class B1|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FICCX|Fidelity Advisor Canada Fund Insti Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FICDX|Fidelity Canada Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FICEX|Frost Core Growth Equity Fund Insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FICFX|First Investors California Tax Exempt Fund Class B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FICGX|First Investors Select Growth Fund Class A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FICHX|First Investors Select Growth Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FICIX|First Investors Select Growth Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FICJX|First Investors California Tax Exempt Fund Advisor Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FICLFX|First Trust 4010: Tax-Advantaged Municipal Closed-End Port Srs 34|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FICLX|First Investors California Tax Exempt Fund Institutional Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FICMX|Federated Income Trust - Institutional Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
FICNX|Fidelity Connecticut Municipal Incom Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FICRX|Fidelity Advisor Income Replacement Fund 2032 Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FICSX|Fidelity Advisor International Small Cap Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FICTX|First Investors Multi-State Insured Tax-Free Fund Connecticut Ser|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FICUX|First Investors Multi-State Insured Tax Free-Connecticut Fund Class B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FICVPX|First Trust 3878 New Jersey Municipal Income Select Closed-End Port Srs 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FICVX|Fidelity Advisor Convertible Securities Fund Inst Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FICXX|First Investors Cash Management Fund|First Investors Funds|$$|A|First Investors Management Company, Inc.
FICYWX|First Trust 3282 MLP Closed-End Fd and Energy Ptf Srs 14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FICYX|First Investors Connecticut Tax Exempt Fund Advisor Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FICZX|First Investors Connecticut Tax Exempt Fund Institutional Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIDAX|John Hancock Financial Industries Fund Cl A|John Hancock Funds|MF|Z|State Street Bank & Trust Company
FIDBX|John Hancock Financial Industries Fund Cl B|John Hancock Funds|MF|Z|State Street Bank & Trust Company
FIDCX|John Hancock Financial Industries Fd Cl C|John Hancock Funds|MF|Z|State Street Bank & Trust Company
FIDKX|Fidelity International Discovery Fund Class K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIDMX|Forward International  EM Dividend Fd Cl M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FIDSX|Fidelity Select Financial Services|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIDVX|Frost Dividend Value Equity Fund insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FIDXX|Fidelity Institutional Money Market Funds: Domestic Pt Cl I|Fidelity Investments|$$|A|Fidelity Investments Institutional Services Company, Inc.
FIDYX|Invesco Dynamics Fund Investor Class|Invesco Funds|MF|Z|AIM Advisors
FIEAX|Fidelity Advisor Europe Capital Appreciation Cl I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIEGPX|First Trust 3852 Global Equity Income Closed-End Port Srs 26|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIEIX|Touchstone International Value Fd Inst Shs|Touchstone Funds|MF|Z|BNY Mellon Asset Servicing
FIEMX|Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fd Insti|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIENX|Fidelity International Enhanced Index Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIEUX|Fidelity Europe Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIEXX|First Investors Cash Management Fd Adv Cl|First Investors Funds|$S|A|First Investors Management Company, Inc.
FIFFX|Fidelity Advisor Freedom 2040 Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIFIX|First Investors Fund for Income A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIFJX|First Investors Fund For Income Inc. Cl B|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIFKX|First Investors Fund For Income Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIFLX|First Investors Fund For Income Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIFXX|First Investors Cash Management Fd Inst Cl|First Investors Funds|$S|A|First Investors Management Company, Inc.
FIGAX|Nuveen  Intermediate Government Bond Fund Class A|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FIGBX|First Investors Select Growth Fd Cl B|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIGCX|Fidelity Advisor International Growth Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIGFX|Fidelity International Growth Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIGIX|Federated US Government Securities Fund 2-5 Yrs Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FIGKX|Federated US Government Securities Fund; 2-5 Yrs Class R|Federated Funds|MF|Z|State Street Bank & Trust Company
FIGRSX|First Trust 2171:Corp Inv Grade Prft-Intermediate (5Yr), Srs 13|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FIGRX|Fidelity International Discovery|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIGSMX|First Trust 2398 Diversified Income & Growth Ptf Summer 2010 Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIGSX|Fidelity Series International Growth Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIGTX|Federated US Government Securities Fund 2-5 Years Inst|Federated Funds|MF|Z|State Street Bank & Trust Company
FIGUEX|First Trust 3744 International High Dividend Equity Portfolio Series 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIGVX|First Investors Gov Fund Inc A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIGWX|Nuveen Large Cap Growth Opportunities Cl I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FIGXX|Fidelity Institutional Money Market Fds: Gov Pt Cl I|Fidelity Investments|$$|G|Fidelity Investments Institutional Services Company, Inc.
FIGYX|First Investors Government Fund Inc Class B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIGZX|Franklin India Growth Fund Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FIHBX|Federated Institutional High Yield Bond Fund Institutional Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
FIHFX|Fidelity Freedom Index 2035 Fd Cl K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIHSX|Frost Small Cap Equity Fund Insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FIHUX|First Investors Goverment Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIHVX|First Investors Government Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIIAX|Fidelity Advisor Mid Cap II Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIIBX|Fidelity Advisor Mid Cap II Fund Class B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIICX|Fidelity Advisor Mid Cap II Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIIFX|Federated Intermediate Corporate Bond Fund IS Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FIIGX|First Investors Series Investment Grade Series A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIIHX|First Investors Investment Grade Fund Class B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIIIX|Fidelity Advisor International Growth Fund Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIIJX|First Investors Investment Grade Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIIKX|First Investors Investment Grade Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIIMX|Fidelity Advisor Mid Cap II Fund Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIINX|First Investors International Fund Class A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIIOX|First Investors International Fund Class B|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIIPX|First Investors International Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIIQX|First Investors International Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIIRX|Fidelity Advisor Income Replacement Fund 2032 Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIISX|First Investors Global Fund A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIITX|First Investors Global Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIIUX|First Investors Global Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIIVX|Fidelity Advisor Income Replacement 2038 Fund Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIIWX|Fidelity Advisor Income Replacement 2040 Fund Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIJEX|Frost Total Return Bond Fund Insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FIJURX|First Trust 3949: Euro Deep Val Sub-10 Dividend Port Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIKDX|Frost Kempner Multi-Cap Deep Value Equity Fund Insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FIKFX|Fidelity Freedom Index Income Fund Cl K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIKSX|Frost Mid Cap Equity Fund Insti Class Shs|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FIKTX|Frost Kempner Treasury and Income Fund insti Class|Advisors' Inner Circle Fund II|MS|Z|SEI Investments Distribution Co.
FILADX|First Trust Municipal Advantage Closed-End and ETF Port Srs 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FILAX|Fidelity Advisor Income Replacement Fund 2020 Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FILCX|Fidelity Advisor Income Replacement Fund 2020 Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FILDX|Frost Low Duration Bond Fund Insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FILFX|Strategic Advisers International Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FILIRX|First Trust 4070 Target VIP 2Q 13 Term 7/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FILIX|Fidelity Advisor Income Replacement Fund 2020 Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FILMX|Frost Low Duration Municipal Bond Fund insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FILTX|Fidelity Advisor Income Replacement Fund 2020 Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIMAX|First Investors Multi State Insured Tax-Free Fund Massachusetts A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIMBX|First Investors Opportunity Fund (Class B)|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIMEX|Nuveen  Mid Cap Index Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FIMGX|First Investors Multi-State Tax Free Fund-Massachusetts Fund Class B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIMHX|First Investors Massachusetts Tax Exempt Fund Advisor Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIMIX|Fidelity Minnesota Municipal Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIMJBX|First Trust 4097 Equity Income Select Port Srs 35|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIMJX|First Investors Massachusetts Tax Exempt Fund Institutional Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIMKX|Fidelity Advisor Emerging Markets Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIMNX|First Investors Multi-State Insured Tax-Free Fund Minnesota Series|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIMOX|First Investors Minnesota Tax Exempt Fund Class B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIMPX|Nuveen Small Cap Growth opportunities Cl I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FIMQX|First Investors Minnesota Tax Exempt Fund Advisor Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIMRX|First Investors Minnesotts Tax Exempt Fund Institutional Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIMTX|Intermediate Municipal Trust Institutional Shares|Federated Funds|MF|Z|Bank of New York
FIMUX|Frost Municipal Bond Fund Insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FIMXX|Fidelity AMT Tax-Free Money Fund|Fidelity Investments|$$|X|Fidelity Investments Institutional Services Company, Inc.
FIMYX|Federated Intermediate Municipal Trust Y|Federated Funds|MF|Z|Bank of New York
FINAX|Franklin International Small Cap Growth Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FINCTX|First Trust 582: Income & Treasury Portfolio, Series 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FINCX|Forward International Dividend Fd Cl C|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FINDNX|First Trust 3848 California Municipal Income Select Closed-End Port Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FINDX|Franklin India Growth Fund Class C|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FINEX|Templeton Foreign Smaller Companies Fund|Templeton Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FINFX|Fundamental Investors, Class F-2 Shares|American Funds, Inc.|MS|Z|Capital Management Services, Inc.
FINGX|Franklin India Growth Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FINIX|Nuveen  Intermediate Term Bond Fund Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FINJX|First Investors Multi State Insured Tax-Free Fund New Jersey A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FINKX|First Investors Multi-State Insured Tax Free Fund-New Jersey Fund Cl B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FINLAX|First trust 3432 REIT Growth & Income Select Portfolio Series 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FINLX|First Investors New Jersey Tax Exempt Fund Advisor Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FINMX|Forward International Real Estate Fd Cl M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FINNX|First Investors New Jersey Tax Exempt Fund Institutional Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FINOSX|First Trust 1235 Income Opportunity Ptf Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FINOX|Fidelity Advisor International Bond Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FINPX|Fidelity Inflation Protected Bond|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FINRX|Fidelity Advisor International Bond Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FINSX|Fidelity Advisor New Insights Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FINTRX|First Trust 539: Income & Treasury Ptf, Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FINTX|Fidelity Advisor International Bond fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FINULX|First Trust 3569 S&P Target 24 3Q 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FINUX|Fidelity International Bond Fund Retail Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FINVX|Fidelity Series International Value Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FINWX|Fidelity Advisor International Bond Fund Vlass A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FINZX|Franklin Insured Tax-Free Income Fund Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FIOAX|Fidelity Advisor Income Replacement Fund 2026 Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIOBX|First Investors International Opportunities Bond Fd Cl A|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIOCX|Fidelity Advisor Income Replacement Fund 2026 Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIODX|First Investors International Opportunities Bond Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIOEX|First Investors International Opportunities Bond Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIOFX|Fidelity Freedom Index 2045 Fd Cl K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIOHX|First Investors Multi State Insured Tax-Free Fund Ohio Series|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIOIX|Fidelity Advisor Income Replacement Fund 2026 Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIOJX|First Investors Ohio Tax Exempt Fund Class B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIOKX|First Investors Ohio Tax Exempt Fund Advisor Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIOLX|First Investors Ohio Tax Exempt Fund Institutional Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIOTX|Fidelity Advisor Income Replacement Fund 2026 Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIPAX|Fidelity Advisor Inflation Protected Bond Fund Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIPBX|Spartan Inflation Protected Bond Index Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIPCX|Fidelity Advisor Inflation Protected Bond Fund Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIPDX|Spartan Inflation Protected Bond Index Fund Fidelity Advantage Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIPFX|Fidelity Freedom Index 2050 Fd Cl K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIPIX|Fidelity Advisor Inflation Protected Bond Fund Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIPMGX|First Trust 4061 Dividend & Income Plus Closed-End Port Srs 41|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIPQVX|First Trust 3230 Equity Closed-End Ptf Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIPTX|Fidelity Advisor Inflation Protected Bond Fund Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIPXX|Fidelity Insti Money Market Funds Prime Money Market Port - Inst Cl|Fidelity Investments|$S|A|Fidelity Investments Institutional Services Company, Inc.
FIRAQX|First Trust 4013: Senior Loan & Limited Duration Opportunities Closed-End Port Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIRAX|Fidelity Advisor International Real Estate Fund Class a|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRBX|Fidelity Advisor International Real Estate Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRCX|Fidelity Advisor International Real Estate Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIREX|Fidelity International Real Estate Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIRFX|Fidelity Advisor Income Replacement 2042 Fund Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRIX|Fidelity Advisor International Real Estate Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRJX|Fidelity Income Replacement Fund 2016|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRKX|Fidelity Income Replacement Fund 2018|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRLX|Fidelity Income Replacement Fund 2020|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRMX|Fidelity Income Replacement Fund 2022|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRNX|Fidelity Income Replacement Fund 2024|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIROX|Fidelity Income Replacement Fund 2026|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRPX|Fidelity Income Replacement Fund 2028|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRQX|Fidelity Income Replacement Fund 2030|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRRLX|First Trust 3867 Core Three Closed-End Allocation Port Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIRRX|Fidelity Income Replacement Fund 2032|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRSX|Fidelity Income Replacement Fund 2034|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRTX|Fidelity Advisor International Real Estate Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRUX|Fidelity Income Replacement Fund 2036|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRVX|Fidelity Income Replacement 2038 Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIRWX|Fidelity Income Replacement 2040 Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FISAX|F.I.S.T. Adjustable U.S. Government Securities Fund|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FISBX|First Investors Special Situations Series Class B|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FISCX|F.I.S.T. Convertible Securities Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FISDX|Franklin International Small Cap Growth Fund - Class R|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FISEX|Franklin Equity Income Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FISGX|Nuveen  Mid Cap Growth Opportunities Cl I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FISHX|Fidelity Advisor Short-Intermediate Municipal Income Class I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FISMX|Fidelity International Small Cap|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FISPX|Federated Max-Cap Index Fund Institutional Shares|Federated Funds|MF|Z|State Street Bank & Trust Company
FISRMX|First Trust 3567 Income Allocation Closed-End July 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FISRX|Franklin Income Series Fund - Class R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FISSX|First Investors Series Special Situations Series Cl A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FISTX|First Investors Special Situations Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FISUX|First Investors Special Situations Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FISXX|Fidelity Institutional Money Market Funds: Treasury Pt Cl I|Fidelity Investments|$$|A|Fidelity Investments Institutional Services Company, Inc.
FITAX|First Investors Tax Exempt Income Fund Cl A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FITBX|Nuveen Mid Cap Select Fund Class B|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FITCX|First Investors Tax Exempt Income Fd Cl B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FITDX|First Investors Tax Exempt Income Fund Advisor Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FITEX|First Investors Tax Exempt Income Fund Institutional Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FITGX|Fidelity Advisor International Growth Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FITHX|Fidelity Advisor Freedom 2035 Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FITIX|Fidelity Advisor Mid Cap II Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FITNX|Frost International Equity Fund Insti Class|Advisors' Inner Circle Fund II|MF|Z|SEI Investments Distribution Co.
FITOX|Fidelity Advisor 130/30 Large Cap Fund - Inst Cl|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FITRX|First Investors Series Fund Total Return Series A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FITSX|Federated Income Trust Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FITTX|Fidelity Advisor Income Replacement 2042 Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FITUX|First Investors Total Return Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FITVX|First Investors Total Return Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FITWX|Fidelity Advisor Freedom 2025 Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FITZX|Franklin Federal Intermediate-Term Tax-Free Income Fund Adv Cl|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FIUBX|First Investors Equity Income Fd Cl B|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIUIX|Fidelity Utilities Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIUSX|First Investors Opportunity Fund A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIUTAX|First Trust 3001 Strategic Income Select Closed-End Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIUTX|First Investors Equity Income Fd Cl A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIUUX|First Investors Equity Income Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIUVX|First Investors Equity Income Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIUXX|First American Prime Obligations Fund-Class I|First American Funds  (1)|$$|A|U.S. Bancorp Fund Services, LLC
FIUYTX|First Trust 3993 Global Commodities Port Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIVAX|First Investors Multi State Insured Tax-Free Fund Virginia Ser. A|First Investors Funds|MF|Z|First Investors Management Company, Inc.
FIVBX|First Investors Virginia Tax Exempt Fund Class B|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIVCUX|First Trust 4146 Global Bond Income Closed-End Port Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIVCX|First Investors Virginia Tax Exempt Fund Advisor Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIVDX|First Investors Virginia Tax Exempt Fund Institutional Class|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIVEX|Giant 5 Total Investment System Investor Cl|Giant 5 Funds|MF|Z|UMB Fund Services
FIVFX|Fidelity Aggressive International Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIVIX|Touchstone International Value Fd Inst Cl|Touchstone Funds|MF|Z|BNY Mellon Asset Servicing
FIVLX|Fidelity International Value Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FIVMX|Fidelity Advisor International Value Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIVNX|Fidelity Advisor International Value Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIVOX|Fidelity Advisor International Value Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIVPX|Fidelity Advisor International Value Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIVQX|Fidelity Advisor International Value Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIVUX|First Investors Opportunity Fd Adv Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIVVX|First Investors Opportunity Fd Inst Cl|First Investors Funds|MS|Z|First Investors Management Company, Inc.
FIVXX|First American Investment Funds Money Fund|First American Funds  (1)|$$|A|U.S. Bancorp Fund Services, LLC
FIVYPX|First Trust 3954 Senior Loan & Limited Duration Opportunities Closed-End Port Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FIXIX|Fidelity Advisor International Small Cap Class I|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIXRX|Fidelity Income Replacement 2042 Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FIYRUX|First Trust 3340 Strategic Income plus Closed-End Ptf Srs 37|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJACKX|First Trust 3446 Financial Select Portfolio Series 38|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJAMBX|First Trust 2460 New Jersey Muni Income Closed-End Ptf Srs 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJAMPX|First Trust 3398 NYSE Intl Target 25 2Q 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJAMVX|First Trust 3529 Target Focus 4 June 12 Term 9/9/23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJARVX|First Trust 4163 Market Strength Allocation Plus Port Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJAYLX|First Trust 3190 Target Focus 4 Nov 11 Term 1/31/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJBNLX|First Trust 3666 Market Strength Allocation Select Portfolio Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJDIHX|First Trust 4137 Core Three Qualified Closed-End Allocation Port Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJERJX|First Trust 1729 New Jersey Municipal Income Closed-End Ptf Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJEWLX|First Trust 3788 Utilities Select Port Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJGHNX|First Trust 4208 Capital Strength Port Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJGRRX|First Trust 3198 Strategic Income Closed-End Ptf Srs 37|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJHALX|First Trust 3487 Dividend Strength Portfolio Series 14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJIFX|Fidelity Freedom Index 2005 Fd Cl K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FJINSX|First Trust 4047 Emerging Markets Strength Port Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJKETX|First Trust 3019 Cloud Computing Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJKVEX|First Trust 4204 SMid High Dividend Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJLATX|First Trust 3464 Municipal Income Plus Closed-End Ptf Srs 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJLKAX|First Trust 3002 Coal Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJLOPX|First Trust 2839 Senior Loan & Limited Duration Plus Closed-End Ptf Srs 34|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJLTPX|First Trust 3173 Municipal Income Select, Closed-End Ptf Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJMNSX|First Trust 3437 Senior Loan & Limited Duration plus Closed-End Portfolio, Series 51|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJMNX|Nuveen  Minnesota Municipal Bond Fd Class A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FJMPAX|First Trust 2550:Equity Income Ptf Srs 27|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJMVUX|First Trust 3258 Strategic Dividend Plus Ptf Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJNDCX|First Trust 3497 Equity Income Portfolio Series 34|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJOANX|First Trust 3153 Aggressive Preferred Securities Ptf Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJOCMX|First Trust 3289 January Effect Plus Ptf Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJOINX|First Trust 3806 New Jersey municipal Income Select Closed-End Portfolio Series 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJOPAX|First Trust 3215 Global Commodities Portfolio Series 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJPBX|Fidelity Advisor Japan Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FJPCX|Fidelity Advisor Japan Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FJPIX|Fidelity Advisor Japan Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FJPKEX|First Trust 3020 Municipal Income Closed-End Ptf Srs 41|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJPLNX|First Trust 3067 Interest Rate Hedge Ptf Srs 37|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJPNCX|First Trust 3370 Target Focus 4 Mar 12 Term 5/31/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJPNX|Fidelity Japan Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FJPREX|First Trust 3398 Target VIP Cons Eqty 2Q 12-7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJPRNX|First Trust Combined Srs 304 Build America Bds Ptf Srs 7|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FJPTX|Fidelity Advisor Japan Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FJRBUX|First Trust 3401 Equity Closed-End Portfolio Series 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJRDAX|First Trust 3149 Deep Value Sub 10 Dividend Ptf Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJRYMX|First Trust 2031 New Jersey Municipal Incm Closed-End Pft Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJSBX|Nuveen High Income Bond Cl B|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FJSCX|Fidelity Japan Small Companies Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FJSIX|Nuveen High Income Bond Cl A|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FJSKIX|First Trust 3333 Insured municipal Income Select Closed-End Ptf Srs 37|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJSYNX|First Trust 3174 New Jersey Municipal Income Select Closed-End Ptf Srs 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJSYX|Nuveen High Income Bond Cl Y|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FJUDGX|The First Trust Combined Series 354: Build America Bonds Ptf Srs 28|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FJUMAX|First Trust 3618 Select DSIP Portfolio 3rd Quarter 2012 Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJVTEX|First Trust 3582 Senior Loan & Limited Duration Closed-End Ptf Srs 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJVURX|First Trust 3324: Tax-Advantaged Municipal Closed-End Ptf Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJWLHX|First Trust 3398 Target Dvd Multi-Strat 2Q 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FJYNNX|First Trust 2216 New Jersey Municipal Incm Closed-End Ptf Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKABX|Franklin Growth Opportunities Fund Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKACOX|The First Trust Combined Srs 404 Tax Exempt Muni Incm Tr Long Intermediate Srs 2|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FKACX|Franklin Growth Opportunities Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKAGLX|First Trust 3702 BICK Portfolio Series 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKARIX|First Trust 4026 Banking Opportunity Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKARX|Franklin Growth Opportunities Fund Class R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKASX|Federated Kaufmann Small Cap Fund A|Federated Funds|MF|Z|State Street Bank & Trust Company
FKATEX|First Trust 2916 Defensive Equity Portfolio Series 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKBALX|First Trust 3829 Dow Target 10 Oct 12 Term 11/8/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKBAX|Franklin Total Return Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKBRDX|First Trust 3184 Global Gorillas Ptf Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKBSX|Federated Kaufmann Small Cap Fund B|Federated Funds|MF|Z|State Street Bank & Trust Company
FKBWRX|First Trust 3837 High Dividend Equity Allocation Port Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKCAX|Franklin Flex Cap Growth Fund, Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKCBX|Franklin Flex Cap Growth Fund Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKCDNX|The First Trust Combined Series 395 Build America Bonds Portfolio Series 52|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FKCGX|Franklin Flex Cap Growth Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKCHSX|First Trust 3170 Health Care Select Ptf Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKCIX|Franklin California Intermediate Term Tax Fr Income Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKCRDX|First Trust 3863 Interest Rate Hedge Port Srs 57|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKCSX|Federated Kaufmann Small Cap Fund C|Federated Funds|MF|Z|State Street Bank & Trust Company
FKDELX|First Trust 3906 High-Yield Closed-End and Short Treasury ETF Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKDNX|Franklin Dynatech Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKDRNX|First Trust 3260 Inflation Hedge Opportunity Ptf Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKDRVX|First Trust 3991 Global Hard Assets Port Srs 14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKECPX|First Trust 4049 Homebuilders Recovery Port Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKELMX|First Trust 2297 Diversified Income & Growth Ptf Spring 2010 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKEMUX|First Trust 3674 International High Dividend Equity Ptf Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKEMX|Fidelity Emerging Markets Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FKENUX|First Trust 3703 U.S Equity Closed-End Portfolio Series 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKERBX|First Trust 4028 Diversified Income Port Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKEROX|First Trust 3656 Dorsey Wright Relative Strength Dividend Portfolio Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKGBX|Franklin Growth Fund Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKGEBX|First Trust 3520 RCS Municipal Closed-End and ETF Trust|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKGRX|Franklin Growth Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKGTMX|First Trust 827: The Key 3 Growth and Treasury Securities Ptf Ser 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKGUPX|First Trust 3973: Global Infrastructure Port Srs 20|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKIFX|Fidelity Freedom Index 2010 Fd Cl K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FKINX|Franklin Income Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKIPYX|First Trust 3355 Natural Gas Portfolio Series 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKITEX|First Trust 3529 Dow Target 10 June 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKITX|Franklin Federal Intermediate Term Tax Free Income Fund|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKJCGX|First Trust 4105 Dividend & Income Select Closed-End Port Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKJNGX|First Trust 1850 California Mun Income Closed-End Ptf Srs 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKJOHX|First Trust 3097 Market Strength Allocation Plus Ptf Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKKERX|First Trust 3643 Homebuilders Recovery Portfolio Series 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKKSX|Federated Kaufman Small Cap Fund Class R|Federated Funds|MF|Z|State Street Bank & Trust Company
FKLATX|The First Trust Combined Srs 415 Tax Exempt Municipal Income Tr Srs 280|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FKLAX|Franklin Louisiana Tax-Free Income Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKLCAX|First Trust 3166 60/40 Strategic Allocation Ptf 4Q 11 Term 1/16/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKLCRX|First Trust 3221 Global Bond Income Plus Closed-End Ptf Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKLJRX|First Trust 2987 Diversified high income Closed-End Ptf Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKLMGX|First Trust 3320 Dow Target Dvd Feb 12 Term 4/30/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKLNHX|First Trust 3535 Interest Rate Hedge Portfolio Series 44|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKLRMX|First Trust 3214 Global Agriculture Portfolio Series 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKMCX|Fidelity Mid-Cap Stock Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FKMLDX|First Trust 3938 Income Allocation Closed-End Jan 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKMOX|Strategic Advisers Value Multi-Manager Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FKMRAX|The First Trust Combined Series 391 Tax Exempt Municipal Income Trust Series 274|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FKMUVX|First Trust 3594 Senior Loan & Limited Duration Opportunities Closed-End Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKNAUX|First Trust 3261 Global Equity Income Closed-End Ptf Srs 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKNCX|New York Intermediate-Term Tax Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKNDIX|First Trust 3330 High-Yield Income Closed-End Ptf Series 45|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKNEUX|First Trust 3900 Dividend & Income Plus Closed-End Port Srs 39|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKNITX|First Trust 3307 Water Utility & Infrastructure Select Ptf Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKNIX|Franklin New York Intermediate-Term Tax-Free Income Fund|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKNOUX|First Trust 3599 Balanced Income Portfolio Series 34|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKNPDX|First Trust 3406 Strategic Income Advantage Select, Closed-End Portfolio, Series 29|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKNTAX|First Trust 3750 SeniorLoan & Limited Duration Closed-End Portfolio Series 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKNTGX|First Trust 3285 Dorsey Wright Relative Strength Top 50 Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKOCLX|First Trust 3488 Dorsey Wright Relative Strength Dividend Portfolio Series 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKODAX|First Trust 3694 Global Bond Income Closed-End Portfolio Series 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKOREX|First Trust 3763 Long's Peak Portfolio Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKOWLX|First Trust 23993 Market Strength Allocation Plus Portfolio Series 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPCJX|First Trust 3238 Municipal Income Select Closed-End Ptf Srs 32|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPELX|First Trust 3792 Strategic Dividend Select Port Srs 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPIBX|First Trust 3217 Market Strength Allocation Select Ptf Series 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPLNX|First Trust 3541 Municipal Income Opportunities Closed-End Portfolio Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPNAX|First Trust 3896 Technology Dividend Port Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPNKX|First Trust 3538 Interest Rate Hedge Portfolio Series 45|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPOQX|First Trust 3833 Market Strength Allocation Plus Port Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPRAX|First Trust 3427 Investment Grade Select Closed-End Portfolio Series 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPRQX|First Trust 3774 New Jersey Municipal Income Select Closed-End Portfolio Series 16|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPRVX|First Trust 3504 Technology Select Portfolio Series 44|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKPUNX|First Trust 3397 Target Triad Apr 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKRAEX|First Trust 3699 Balanced Income Select Portfolio Series 29|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKRBGX|First Trust 3204 Diversified Income & Growth Ptf Winter 2011 Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKRCDX|First Trust 3444 Dividend Income Plus Portfolio Series 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKRCX|Franklin Gold and Precious Metals Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKRGFX|First Trust 2100 Core Holding Growth Trust, 2009 Fall Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKRITX|First Trust 3676 New Jersey Municipal Income Select Closed-End Portfolio Series 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKRLNX|First Trust 3502 High Dividend Emerging Markets Equity Portfolio Series 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKROPX|First Trust 3561 High Yield Corporate Trust, Short Intermediate Series 5|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FKRPAX|First Trust 3971 Tactical Income Port Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKSAX|Franklin Strategic Income Fd Advisor Class|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKSBX|Franklin Strategic Income Fd Class B|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKSCX|Franklin International Smaller Companies Growth Fund|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKSNCX|First Trust 4066 Richard Bernstein Advisors Quality Income Port Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKSRX|Franklin Strategic Income Fund - Class R|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKSTX|Nuveen Flagship Kansas Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FKTFX|Franklin California Tax-Free Income Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKTHX|Fidelity Freedom K 2035 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FKTIX|Franklin Federal Tax-Free Income Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKTNRX|First Trust 3241 Strategic Income Plus Closed-End Ptf Srs 35|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKTWX|Fidelity Freedom K 2025 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FKUNZX|First Trust 3660 Equity Income Portfolio Series 35|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKUSX|Franklin U.S. Government Securities Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKUTX|Franklin Utilities Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FKVAFX|First Trust 4165 Market Strength Allocation Select Port Srs 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKVEAX|First Trust 3865 Richard Bernstein Advisors Value 25 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKVFX|Fidelity Freedom K 2015 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FKVOWX|First Trust 3600 Strategic Income Opportunities Closed-End Port Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKVRAX|The First Trust Combined Srs 347: Tax Exempt Municipal Income Trust Srs 263|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FKWSNX|First Trust 3482 Global Bond Income Plus Closed-End Portfolio Series 25|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKYATX|First Trust 3729 Target Dbl Play 4Q 12 Term 1/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKYBX|Nuveen Flagship KY Muni Bd Fd A Ser of Nuveen Flagship Multistate Trus|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FKYCX|Nuveen Flagship KY Muni Bd Cl C:a portf of Nuveen Flagship Multistate|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FKYGRX|First Trust 666: The Key Growth & Treasury Securities Portfolio|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKYGTX|First Trust 618: The Key 3 Growth & Treasury Securities Ptf, Srs 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKYLEX|First Trust 3081 Equity Income ptf Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKYMRX|First Trust 945 The Key 3 Growth and Treasury Securities Ptf Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FKYRX|Nuveen Flagship KY Muni Bd Fd Cl R (srs of Nuveen Flagship Multistate|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FKYTX|Nuveen Flagship Kentucky Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FKZCMX|The First Trust Combined Series 396 Tax Exempt Municipal Income Trust Series 276|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FLAAX|Nuveen  Flagship  All-American Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FLACX|Firdelity Advisor Stock Selector All Cap Fd Cl C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLAGUX|First Trust 3637 Equity Closed-End Portfolio Series 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLAGX|Aggressive Growth Fd|Meeder Funds|MF|Z|Mutual Funds Service Co.
FLAINX|First Trust 3098 Technology Select Ptf Srs 41|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLAIX|Franklin Louisiana Tax-Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FLAKEX|First Trust 3344 Dorsey Wright Relative Strength Dividend Ptf Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLANGX|First Trust 3777 Energy Select Ptf Srs 44|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLAPSX|First Trust 3476 Global Bond Income Closed-End Portfolio Series 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLARTX|First Trust 3687 Strategic Income Opportunities Closed-End Portfolio Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLARX|Pioneer Floating Rate Fund Class A|Pioneer Management Corp.|MS|Z|Brown Brothers Harriman & Co.
FLATPX|First Trust 3612 Covered Call Select Closed-End Ptf Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLATX|Fidelity Latin America Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLAUX|Strategic Advisers Core Multi-Manager Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLAYTX|First Trust 3798 Technology Dividend Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLBAX|Spartan Long-Term Treasury Bond Index Fund Fidelity Advantage Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLBCHX|First Trust 2099 Diversified Income & Growth Ptf Fall 2009 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLBDX|Total Return Bond Fd|Meeder Funds|MS|Z|Mutual Funds Service Co.
FLBECX|The First Trust Combined Series 392 Build America Bonds Ptf Series 50|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FLBIX|Spartan Long-Term Treasury Bond Index Fund Investor Class|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLCBX|Fidelity Advisor Leveraged Company Stock Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLCCX|Fidelity Advisor Series I: Fidelity Advisor Large Cap Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLCEIX|First Trust 4098 ETF Growth and Income Mar '13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLCEX|Fidelity Large Cap Core Enhanced Index Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLCFX|Nuveen Large Cap Growth Opportunities Cl R6|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FLCGSX|First Trust 3940 Target Triad 1Q 13-Term 4/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLCGX|Quantex Fund|Meeder Funds|MF|Z|Mutual Funds Service Co.
FLCIX|Franklin Large Cap Equity Fund Advisor Cl|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FLCKX|Fidelity Leveraged Company Stock Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLCNUX|First Trust 4077 MLP Closed-End Fd and Energy Port Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLCRX|Franklin Large Cap Value Fund - Class R|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FLCSX|Fidelity Large Cap Stock Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLCUIX|First Trust 3697 High Yield Corporate Trust, Short Intermediate Series 6|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FLCVX|Franklin Large Cap Value Fund - Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FLCXX|Federated Florida Municipal Cash Trust Cash II Shares|Federated Funds|$$|A|State Street Bank & Trust Company
FLCYX|Nuveen  Large Cap Growth Opportunities Class R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FLDAX|Franklin Low Duration Total Return Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FLDCX|Franklin Low Duration Total Return Fd Cl C|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FLDEAX|First Trust 3480 Target VIP May 123 Term 8/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLDFX|Balanced Fund|Meeder Funds|MF|Z|Mutual Funds Service Co.
FLDGX|Dynamic Growth Fd|Meeder Funds|MF|Z|Mutual Funds Service Co.
FLDIX|Federated Intermediate Government Fund Insti Shs|Federated Funds|MS|Z|State Street Bank & Trust Company
FLDRGX|The First Trust Combined Series 329 Build America Bonds Ptf Srs 18|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FLDSX|Federated Intermediate Government Fd Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FLDZX|Franklin Low Duration Total Return Fund Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FLEINX|First Trust 4012 U.S. Equity Closed-End port Srs 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLEITX|First Trust 4219 Multi-Sector Income Portfolio Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLENCX|The First Trust Combined Series 337 Build America Bds Ptf Srs 21|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FLENOX|First Trust 23190 Target Triad Nov 11 Term 1/31/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLENRX|First Trust 2267 Aggressive Preferred Securities Ptf Srs 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLERCX|First Trust 3770 Target Triad Nov '12 Term 2/7/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLESOX|First trust 3616 75/25 Strategic Allocation Portfolio 3Q 12 Term 10/16/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLETNX|First Trust 4216 Interest Rate Hedge Portfolio Srs 68|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLFAX|Fidelity Advisor Latin America Fund Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLFBX|Fidelity Advisor Latin America Fund Cl B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLFCX|Fidelity Advisor Latin America Fund Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLFEPX|First trust 3657 Mega-Cap portfolio Series 24|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLFGX|Strategic Growth Fund|Meeder Funds|MF|Z|Mutual Funds Service Co.
FLFIX|Fidelity Advisor Latin America Fund Inst Cl|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLFRX|Forward Focus Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLFTX|Fidelity Advisor Latin America Fund Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLGEX|Fidelity Large Cap Growth Enhanced Index Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLGFAX|First Trust 4171 Interest Rate Hedge Port Srs 66|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLGHTX|First Trust 3450 Covered Call Select Closed-End Portfolio Series 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLGTRX|First Trust 2652 Diversified Income & Growth Ptf Winter 2010 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLHBRX|First Trust  3411 Stratetgic Dividend Plus Portfolio Series 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLHMPX|First Trust 3234 Dividend & Income Opportunities Closed-End Ptf Srs 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLIARX|First Trust 3102 Tax-Advantaged Municipal Closed-End Ptf Srs 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLIBEX|First Trust 3127 Strategic Dividend Plus Ptf Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLIBPX|First Trust 4048 SMid Capital Strength Port Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLIBRX|First Trust 2295 California Municipal Income Closed-End Ptf Series 32|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLICX|DWS Communications Fd, DWS Communications Fd Insti|DWS Investments Funds|MS|Z|State Street Bank & Trust Company
FLICYX|First Trust 3625 Interest Rate hedge Portfolio Series 48|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLIFX|Fidelity Freedom Index 2015 Fd Cl K|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLILX|Strategic Advisers Emerging Markets Fund of Funds|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLIPTX|First Trust 3793 Defensive Equity Port Srs 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLIPUX|First Trust 3653 Municipal Income Opportunities Closed-End Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLISAX|First Trust 2996 Strategic Dividend Select Ptf Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLISX|Invesco Leisure Fd Investor Class|Invesco Funds|MF|Z|AIM Advisors
FLIVEX|First Trust 3499 Natural Gas Portfolio Series 14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLIXX|First American Treasury Obligations Fund Insti Investor Shs|First American Funds  (1)|$$|G|U.S. Bancorp Fund Services, LLC
FLKDVX|First Trust 3566 International Capital Strength Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLKGBX|First Trust 3155 Globl Equity Income Closed-End Portfolio Series 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLKGSX|First Trust 4070 Global Target 15 2Q 13 Term 7/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLKNAX|First Trust 3480 Dow Target 10 May 12 Term 6/7/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLKPOX|First Trust 3469 Interest Rate Hedge Portfolio Series 41|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLLAWX|The First Trust Combined Series 356: Build America Bonds Ptf 10-20 Yr Srs 15|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FLLODX|First Trust 3452 75/25 Strategic Allocation Port 2Q 12 Term 7/10/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLMCX|Nuveen Flagship Michigan Muni Bd Fd Cl C|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FLMFX|Muirfield Fund|Meeder Funds|MF|Z|Mutual Funds Service Co.
FLMLX|Fidelity Advisor Series Equity Income Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLMNOX|First Trust 3572 Inflation Hedge Opportyunity Portfolio Series 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLMVX|JPMorgan Mid Cap Value Fund Institutional Shares|JPM Institutional Funds|MF|Z|Chase Global Funds
FLMXX|Federated Florida Municipal Cash Tr Instl Shs|Federated Funds|$$|A|State Street Bank & Trust Company
FLNAX|Fidelity Advisor Large Cap Growth Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLNBX|Fidelity Advisor Large Cap Growth Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLNCX|Nuveen Flagship North Carolina Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FLNDRX|First Trust 3375 Wedbush Select Choice 2012 Trust|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLNEX|Fidelity Advisor Large Cap Growth Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLNJYX|First Trust 2177 New Jersey Municipal Income Closed-End Ptf Srs 19|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLNKMX|First Trust 4221 Balanced Income Equity and ETF Port Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLNKTX|First Trust 3272 Senior Loan & Limited Duration Plus Closed-End Ptf Srs 48|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLNOX|Fidelity Advisor Large Cap Growth Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLNRSX|First Trust 3835 Diversified Income & Growth Port Winter 2012 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLNRTX|First Trust 2098 New Jersey Municipal Income Closed-End Ptf Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLNTX|Fidelity Advisor Large Cap Growth Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLOCX|Forward Floating NAV Short Duration Fd Cl C|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLOGAX|First Trust 4132 Dividend Strength Port Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLOISX|First Trust 3310 75/25 Strategic Allocation Ptf 1Q 12 Term 4/10/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLOIX|Forward Floating NAV Short Duration Fd Inst Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLOMX|Forward Floating NAV Short Duration Fd Cl M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLORX|Forward Floating NAV Short Duration Fd Inv Cl|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLOSSX|First Trust 3154 Bakken Shale Portfolio Series 3|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLOWDX|First Trust 2994 Technology Select Portfolio Series 40|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLPKX|Fidelity Low-Priced Stock Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLPMAX|First Trust 3745 High-Yield Closed-End and Short Treasury ETF Portfolio Series 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLPMIX|First Trust 3851 Strategic IncomeClosed-End Port Srs 44|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLPSDX|First Trust 3569 S&P Target SMid 60 3Q 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLPSNX|First Trust 3569 Target Dbl Play 3Q 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLPSX|Fidelity Low-Priced Stock Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLRACX|First Trust 3509 High Dividend Equity Portfolio Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLRAX|Nuveen Large Cap Select  Class A|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FLRCX|Pioneer Floating RateFund Class C|Pioneer Management Corp.|MS|Z|Brown Brothers Harriman & Co.
FLRDKX|First Trust 2262 Municipal Income Closed-End Ptf Srs 34|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLRDPX|First Trust 3824 EquityIncome Port Srs 36|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLRNDX|First Trust 3472 Hedge Fund Manager Holdings Portfolio Series|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLROGX|First Trust 4129 Diversified Fixed Income ETF Port Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLRPUX|First Trust 3592 Tax-Advantaged municipal Closed-Endf Portfolio Series 26|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLRUJX|The First Trust Combined Srs 314 Build America Bds Ptf 10-20 Year 3|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FLRUX|Utilities and Infrastructure Fund|Meeder Funds|MF|Z|Mutual Funds Service Co.
FLRYX|Nuveen Large Cap Select  Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FLSADX|First Trust 3296 Insured Municipal Income Opportunities Closed-End Ptf Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLSAX|Fidelity Advisor Leveraged Company Stock Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLSCX|Fidelity Advisor Leveraged Company Stock Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLSFX|Forward Long/Short Credit Analysis Fund Class C|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLSIX|Forward Long/Short Credit Analysis Fund Insti Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLSLX|Forward Long/Short Credit Analysis Fund Class A|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLSMX|Forward Long/Short Credit Analysis Fd Cl M|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLSNPX|First Trust 3752 Senior Loan & Limited Duration Plus Closed-End Portfolio Series 64|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLSRTX|First Trust 3622 Utilities Select Portfolio Series 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLSRX|Forward Long/Short Credit Analysis Fund Investor Class|Forward Management, LLC|MS|Z|Alps Distributors, Inc.
FLSSX|Nuveen Large Cap Select Class R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FLSTX|Fidelity Advisor Leveraged Company Stock Cl T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLSXX|Federated Florida Municipal Cash Tr Fd CS Shs|Federated Funds|$$|A|State Street Bank & Trust Company
FLTAEX|First Trust 3399 Aggressive Preferred Securities Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLTCX|Nuveen Flagship Limited Term Muni Bd Fd Cl C|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FLTDX|Nuveen Flagship Limited Term Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FLTIX|Nuveen Short Term Bond Class I|Nuveen Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FLTMX|Fidelity Intermediate Municipal Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLTRX|Nuveen Flagship Limited Term Municipal Bond Fd Cl R Shs (srs of Nuveen|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FLTSX|Opportunities Fund of Funds Class F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLTYQX|First Trust 4096 Municipal Income Closed-End Port Srs 55|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLUAX|Fidelity Advisor Stock Selector Large Cap Value Fund Class A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLUBX|Fidelity Advisor Stock Selector Large Cap Value Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLUEX|Fidelity Advisor Stock Selector Large Cap Value Fund Class C|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLUIX|Fidelity Advisor Stock Selector Large Cap Value Fund Insti Class|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLUMHX|First Trust 4131 Balanced Income Port Srs 39|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLUPRX|First Trust 2121 New York Municipal Inc Closed-End Ptf Srs 23|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLUTHX|The First Trust Combined Series 380 Build America Bonds Ptf Srs 42|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FLUTNX|First Trust 3591 New York Municipal Income Select Closed-End Portfolio Series 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLUTX|Fidelity Advisor Stock Selector Large Cap Value Fund Class T|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLVAX|Franklin Large Cap Value Fund-Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FLVCX|Fidelity Leveraged Company Stock Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLVEX|Fidelity Large Cap Value Enhanced Index Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLVFX|Fidelity Series Large Cap Value Fund Cl F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FLVIX|Fidelity Advisor Leveraged Company Stock Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLVOIX|First Trust 4082 Multi-Sector Income Port Srs 13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLVSX|Fidelity Series Large Cap Value Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FLWASX|First Trust 3365 Diversified Income & Growth Ptf Spring 2012 Srs|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLWRPX|First trust 2950 Interest Rate Hedge Portfolio Series 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLYCJX|First Trust 3346 Global Bond Income Closed-End Portfolio Series 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLYCX|Nuveen Large Cap Select Class C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FLYNHX|First Trust 4062 Strategic Income Plus Closed-End Port Srs 49|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLYNKX|First Trust 3373 Senior Loan & Limited Duration Plus Closed-End Ptf Srs 50|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLYNRX|The First Trust Combined Series 358: Build Am,erica Bonds Ptf Srs 30|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FLYRX|Pioneer Floating Rate Fund Class Y|Pioneer Management Corp.|MS|Z|Brown Brothers Harriman & Co.
FLZRDX|First Trust 2988 Bakken Shale Portfolio Series 2|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FLZRX|Pioneer Floating Rate Fd Cl Z|Pioneer Management Corp.|MS|Z|Brown Brothers Harriman & Co.
FMAAX|Federated Absolute Return Fd A Shs|Federated Funds|MF|Z|Bank of New York
FMABX|Focused Multi-Asset Strategy Portfolio - Class B|SunAmerica Funds|MF|Z|State Street Bank & Trust Company
FMAGKX|First Trust 3190 Target VIp Nov 11 Term 1/31/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMAGX|Fidelity Magellan|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMAHTX|First Trust 3962 Core Three Closed-End Allocation Port Srs 5|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMAIRX|First Trust 3128 Inflation Hedge Opportunity Ptf Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMAIX|Franklin Massachusetts Insured Tax-Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FMAKX|Strategic Advisers Core Income Multi-Manager Fund Class F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMAKYX|First Trust 3952 Investment Grade Select Closed-End Port Srs 40|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMALX|Fidelity Advisor Series Mega Cap Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMAMX|Firdelity Advisor Stock Selector All Cap Fd Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMANGX|First Trust 3313 Covered Call Select Closed-End Ptf Srs 29|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMANKX|First Trust 3220 Diversified High Income Closed-End Ptf Srs 4|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMAPX|Rx Premier Managers Fd Adv Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMARX|Rx Tactical Rotation Fd Inst Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMATX|Focused Multi-Asset Strategy Portfolio Class C|SunAmerica Funds|MF|Z|State Street Bank & Trust Company
FMAXX|Fidelity Massachusetts AMT Tax-Free Money Market Fund Insti Cl|Fidelity Investments|$S|A|Fidelity Investments Institutional Services Company, Inc.
FMBBX|Federated Absolute Return Fd B Shs|Federated Funds|MF|Z|Bank of New York
FMBCLX|First Trust 1955 Municipal Income Closed-End Ptf Srs 30|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMBKX|Strategic Advisers International Multi-Manager Fund Class F|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMBPX|Federated Mortgage Strategy Portfolio|Federated Funds|MS|Z|State Street Bank & Trust Company
FMBRLX|First Trust 4121 Strategic Dividend Plus Port Srs 11|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMCAX|Fidelity Advisor Stock Selector Mid Cap Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMCBX|Fidelity Advisor Stock Selector Mid Cap Fd Cl B|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMCCX|Fidelity Advisor Stock Selector Mid Cap Fd|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMCDX|Fidelity Advisor Stock Selector Mid Cap Fd Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMCEX|Fidelity Advisor Stock Selector Mid Cap Fd C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMCFX|Fidelity Municipal Income 2019 Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMCKX|Fidelity Advisor Emerging Markets Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMCPRX|First Trust 3398 S&P Target SMid 60 2Q 12 Term 7/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMCRX|Federated Mid-Cap Index Fd IS Shs|Federated Funds|MS|Z|State Street Bank & Trust Company
FMCSX|Fidelity Mid-Cap Stock Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMCXX|Federated Massachusetts Municipal Cash Trust Fd CS Shs|Federated Funds|$$|G|State Street Bank & Trust Company
FMCYX|Nuveen  Mid Cap Index Class R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FMDAX|Nuveen Small Cap Index Class A|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FMDCX|Federated Mid-Cap Index Fd Svc Shs|Federated Funds|MF|Z|State Street Bank & Trust Company
FMDGJX|First Trust 3456 Equity Income Select Portfolio Series 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMDIX|Franklin Maryland Tax-Free Income Fund Class C|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FMDNX|Rx Dividend Income Fd Adv Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMDOEX|First Trust 3552 Global Hard Assets Portfolio Series 12|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMDTX|Franklin Maryland Tax-Free Income Fund Cl A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FMDVX|Rx Dividend Income Fd Inst Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMDZX|Franklin Maryland Tax-Free Income Fund Class Advisor|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FMEAX|Fidelity Advisor Emerging Europe, Middle East, Africa (EMEA) Fund Cl A|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMECX|Nuveen Mid Cap Growth opportunities Cl C|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FMEFX|Nuveen Mid Cap Growth Opportunities Fd Cl R6|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FMEGPX|First Trust 3996 New Jersey Municipal Income Select Closed-End Port Srs 22|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMEICX|First Trust 3338 MLP Closed-End Fund and Energy Ptf Srs 15|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMEIX|Fidelity Mid Cap Enhanced Index Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMELX|Strategic Advisers Growth Multi-Manager Fd|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMEQX|Wasatch - 1st Source Income Fund|Wasatch Funds|MF|Z|State Street Bank & Trust Company
FMERGX|First Trust 3642 New York Municipal Income Select Closed-End Ptf Srs 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMERHX|First Trust 3617 Diversified Fixed Income ETF Portfolio Series 10|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMERX|Rx Tax Advantaged Fund Adv Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMEWHX|First Trust 4194 Closed-End Income Portfolio|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMEYX|Nuveen Mid Cap Growth Opportunities Class R3|Nuveen Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FMFAX|Fidelity Advisor Materials Fund Class A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMFBX|Fidelity Advisor Materials Fund Class B|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMFCX|Fidelity Advisor Materials Fund Class C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMFEX|Fidelity Advisor Materials Fund Insti Cl|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMFIX|RBB Fd, Free Market Fixed Income Fund|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
FMFRX|Rx Traditional Fixed Income Fd Inst Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMFSX|Rx Traditional Fixed Income Fd Adv Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMFTX|Fidelity Advisor Materials Fund Class T|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMFXX|Franklin Money Fund|Franklin Funds|$$|A|Franklin/Templeton Distributors, Inc.
FMGAX|Fidelity Advisor Mortgage Securities Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMGCX|Rx Dynamic Growth Fd Advisor Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMGEX|Frontegra MFG Global Equity Fd Instl Cl|Frontegra Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
FMGIX|Frontegra MFG Core Infrastructure Fd Instl Cl|Frontegra Funds, Inc.|MS|Z|U.S. Bancorp Fund Services, LLC
FMGKX|Fidelity Magellan Fund Class K|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMGRAX|First Trust 3994 Market Strength Allocation Select Port Srs 8|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMGRX|Rx Dynamic Growth Fd Inst Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMHIX|Rx High Income Fd Adv Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMHJWX|First Trust 3826 Deep Value Sub-10 Dividend Port Srs 6|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMHOPX|First Trust 3382 California Municipal Income Select Closed-End Portfolio Series 9|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMHRX|Rx High Income Fd Inst Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMHTX|Fidelity Michigan Municipal Income Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMHXX|Fidelity Massachusetts AMT-Free Money Market Fund Service Cl|Fidelity Investments|$S|A|Fidelity Investments Institutional Services Company, Inc.
FMIAX|Mutual International Fd Cl A|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FMIBUX|First Trust 3334 Equity Income Portfolio Series 33|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMIBX|Nuveen Flagship MI Muni Bd Fd Cl B (srs of Nuveen Flagship Multistate|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FMICX|Virtus Mid-Cap Value Fund Class C|Virtus Investment Partners, Inc|MF|Z|BNY Mellon Asset Servicing
FMIEX|Wasatch - 1st Source  Income Equity Fund|Wasatch Funds|MF|Z|State Street Bank & Trust Company
FMIFX|Fidelity Municipal Income 2017 Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMIHX|FMI Large Cap Fund|Fiduciary Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FMIIX|Federated Absolute Return Fd IS Shs|Federated Funds|MF|Z|Bank of New York
FMIJPX|First Trust 3048 Tactical Income Portfolio, Series 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMIJX|FMI International Fund|Fiduciary Funds|MS|Z|U.S. Bancorp Fund Services, LLC
FMILX|Fidelity New Millenium Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMIMX|FMI Common Stock Fund, Inc.|Fiduciary Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FMINLX|First Trust 4043 Senior Loan & Limited Duration Plus Closed-End Port Srs 73|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMINTX|First Trust 4086 Tactical Income Port Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMINX|Franklin Minnesota Insured Tax-Free Income Fund Cl A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FMIOX|FMI Focus Fund|Fiduciary Funds|MF|Z|U.S. Bancorp Fund Services, LLC
FMIRNX|First Trust 3034 Water Utility & Infrastructure Select Ptf Srs 21|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMISX|Franklin Massachusetts Insured Tax Free Income Fund Class A|Franklin Funds|MF|Z|Franklin/Templeton Distributors, Inc.
FMITSX|The First Trust GNMA Series 115|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FMITX|Nuveen Flagship Michigan Muni Bd Fd Cl A|Nuveen Funds|MF|Z|State Street Bank & Trust Company
FMIVX|Virtus Mid-Cap Value Fund Class A|Virtus Investment Partners, Inc|MF|Z|BNY Mellon Asset Servicing
FMIXX|Fidelity Michigan Municipal Money Market Portfolio|Fidelity Investments|$$|X|Fidelity Investments Institutional Services Company, Inc.
FMIZX|Mutual International Fd Cl Z|Franklin Funds|MS|Z|Franklin/Templeton Distributors, Inc.
FMJDX|Strategic Advisers International Multi-Manager Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMKAX|Fidelity Advisor Emerging Markets Income Cl A|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMKCX|Fidelity Advisor Emerging Markets Income Cl C|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMKDZX|First Trust 3940 Dow Target 5 1Q 13-Term 4/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMKIX|Fidelity Advisor Emerging Markets Income Cl I|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMKYLX|The First Trust Combined Srs 321 Tax Exempt Muni Inc Trust Srs 257|First Trust Portfolios L.P.|US|D|First Trust Portfolios L.P.
FMLACX|First Trust 3569 NYSE Intl Target 25 3Q 12 Term 10/9/13|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMLAX|Rx Tactical Rotation Fd Adv Cl|Starboard Investment Trust|MS|Z|The Nottingham Company
FMLBMX|First Trust 2020 Municipal Income Closed-End Ptf Srs 31|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMLCX|Fidelity Municipal Income 2015 Fund|Fidelity Investments|MF|Z|Fidelity Investments Institutional Services Company, Inc.
FMLEAX|First Trust 3695 Dorsey Weright Relative Strength Top 50 Series 7|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMLIBX|First Trust 4070 Dow Target Dvd 2Q 13 Term 7/9/14|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMLIZX|First Trust 3015 Strategic Income Advantage Delect, Closed-End Ptf Srs 26|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMLSX|Wasatch - 1st Source Long/Short Fund|Wasatch Funds|MF|Z|State Street Bank & Trust Company
FMLTAX|First Trust 3162 Global Infrastructure Ptf Srs 18|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMLTNX|First Trust 3986 New York Municipal Income Select Closed-End Port Srs 17|First Trust Portfolios L.P.|US|E|First Trust Portfolios L.P.
FMMBX|Nuveen Flagship MO Muni Bd Fd Cl B (srs of Nuveen Flagship Multistate|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FMMLX|Fidelity Advisor Series Stock Selector Large Cap Value Fund|Fidelity Investments|MS|Z|Fidelity Investments Institutional Services Company, Inc.
FMMRX|Nuveen Flagship MO Muni Bd Fd Cl R (srs of Nuveen Flagship Multistate|Nuveen Funds|MS|Z|State Street Bank & Trust Company
FMMXX|Fidelity Institutional Money Market Portfolio Cl F|Fidelity Investments|$S|A|Fidelity Investments Institutional Services Company, Inc.
FMNBX|Federated Muni & Stock Advantage Fd B|Federated Funds|MF|Z|Bank of New York
FMNCX|Federated Municipal High Yield Advantage Fund, Inc. C|Federated Funds|MF|Z|Bank of New York
FMNEX|RBB Fd, Free Market International Equity Fund|RBB Fund, Inc.|MS|Z|BNY Mellon Asset Servicing
FMNGRX|First Trust 3327 New York Municipal Income Select Closed-End Ptf Srs 4|First Trust Portf