Calendar of Events
NASDAQ OMX - U.S. Equity and Options Markets Holiday Schedule
|January 01, 2013||New Year's Day (Observed)||Closed|
|January 21, 2013||Martin Luther King, Jr. Day||Closed|
|February 18, 2013||President's Day - U.S.||Closed|
|March 29, 2013||Good Friday||Closed|
|May 27, 2013||Memorial Day - U.S.||Closed|
|July 03, 2013||Early Close - U.S.||1:00 p.m.|
|July 04, 2013||Independence Day - U.S.||Closed|
|September 02, 2013||Labor Day - U.S.||Closed|
|November 28, 2013||Thanksgiving Day - U.S.||Closed|
|November 29, 2013||Early Close - U.S.||1:00 p.m.|
|December 24, 2013||Early Close - U.S||1:00 p.m.|
|December 25, 2013||Christmas Day||Closed|
* NASDAQ OMX will continue to send alerts to notify customers of days when the Market will close early. Please refer to those alerts for full information, including system operating times.
TradeDate—Settlement Date Schedule
Pursuant to Sections 220.8(b)(1) and (4) of Regulation T of the Federal Reserve Board, a broker-dealer must promptly cancel or otherwise liquidate a customer purchase transaction in a cash account if full payment is not received within five business days from the date of purchase or, pursuant to Section 220.8(d)(1), make application to extend the time period specified. The date by which members must take such action is shown below in the column titled “Reg. T Date.”
Similarly, SEC Rule 15c3-3 requires member organizations to take prompt steps to obtain possession or control of securities pursuant to paragraph (m) through a buy-in procedure or otherwise if securities are not received within 13 business days from the date of sale or, pursuant to paragraph (n), make application to extend the time period specified. The date by which members must take such action is shown below in the column titled “SEC Extension Date.”
Brokers, dealers and municipal securities dealers should use the settlement dates for purposes of clearing and settling transactions pursuant to the securities exchanges.
Please view the FINRA 2013 Holiday Trade Date, Settlement Date and Margin Extensions Schedule.