Tuesday, April 9, 2019
Options Regulatory Alert #2019 - 6
Amendment, Reorganization and Enhancement of Registration Rules
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The Nasdaq Stock Market (“NQX” or “Exchange”) announces proposed amendments to its membership rules that update, reorganize, and clarify the existing rules, procedures, and forms. Proposed amendments include the following:
The operative date for the amended membership rules is May 6, 2019 for all new applicants. Applications and appeals of application determinations that are pending as of May 6, 2019 will continue to be governed in accordance with the current rules and the Exchange will maintain a transitional rulebook for this purpose. The rule filings are available for review at the following link: SR-NASDAQ-2019-22 Questions regarding these rules should be directed to Susan Murray, Membership Services at (215) 496-5322.
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