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Information Circulars 2023

Overview

The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.

This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.

 

Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01/04/2023 GCAD Gabelli ETFs Trust Gabelli Commercial Aerospace and Defense Fund NYSE Arca
01/09/2023 WCEO Affinity World Leaders Equity ETF Hypatia Women CEO ETF NYSE Arca
01/11/2023 MEMX Matthews International Funds Matthews Emerging Markets ex China Active ETF NYSE Arca
01/11/2023 SNAV Collaborative Investment Series Trust Mohr Sector Nav ETF BATS BZX Exchange
01/11/2023 ZSB USCF ETF Trust USCF Sustainable Battery Metals Strategy Fund NYSE Arca
01/12/2023 CLOA BlackRock ETF Trust II BlackRock AAA CLO ETF NASDAQ Global Market
01/12/2023 KLIP KraneShares Trust KraneShares China Internet and Covered Call Strategy ETF NYSE Arca
01/19/2023 PRFD PIMCO U.S. Treasury Index Fund PIMCO Preferred and Capital Securities Active Exchange-Traded Fund NYSE Arca
01/20/2023 PCRB Putnam ETF Trust Putnam ESG Core Bond ETF NYSE Arca
01/20/2023 PHYD Putnam ETF Trust Putnam ESG High Yield ETF NYSE Arca
01/20/2023 PPEM Putnam ETF Trust Putnam PanAgora ESG Emerging Markets Equity ETF NYSE Arca
01/20/2023 PPIE Putnam ETF Trust Putnam PanAgora ESG International Equity ETF NYSE Arca
01/20/2023 PULT Putnam ETF Trust Putnam ESG Ultra Short ETF NYSE Arca
01/23/2023 GDEF Goldman Sachs ETF Trust Goldman Sachs Defensive Equity ETF NYSE Arca
01/23/2023 GJAN First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - January BATS BZX Exchange
01/24/2023 CLOZ Series Portfolios Trust Panagram BBB-B CLO ETF NYSE Arca
01/25/2023 TPMN The Timothy Plan Timothy Plan Market Neutral ETF NYSE Arca
01/26/2023 FTBD Fidelity Merrimack Street Trust Fidelity Tactical Bond ETF NYSE Arca
01/30/2023 MEDX Listed Funds Trust Horizon Kinetics Medical ETF NASDAQ Global Market
01/30/2023 SPAQ Listed Funds Trust Horizon Kinetics SPAC Active ETF NASDAQ Global Market
01/31/2023 STXE EA Series Trust Strive Emerging Markets Ex-China ETF NYSE Arca
02/01/2023 CDEI Morgan Stanley ETF Trust Calvert US Large-Cap Diversity, Equity and Inclusion Index ETF NYSE Arca
02/01/2023 CVIE Morgan Stanley ETF Trust Calvert International Responsible Index ETF NYSE Arca
02/01/2023 CVLC Morgan Stanley ETF Trust Calvert US Large-Cap Core Responsible Index ETF NYSE Arca
02/01/2023 CVMC Morgan Stanley ETF Trust Calvert US Mid-Cap Core Responsible Index ETF NYSE Arca
02/01/2023 CVSB Morgan Stanley ETF Trust Calvert Ultra-Short Investment Grade ETF NYSE Arca
02/01/2023 CVSE Morgan Stanley ETF Trust Calvert US Select Equity ETF NYSE Arca
02/01/2023 FEBT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Feb ETF NYSE Arca
02/01/2023 FEBW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Feb ETF NYSE Arca
02/01/2023 LALT First Trust Exchange-Traded Fund VIII First Trust Multi-Strategy Alternative ETF NYSE Arca
02/01/2023 MORE ASYMmetric ETFs Trust ASYMmetric Smart Income ETF NYSE Arca
02/01/2023 ZSPY ASYMmetric ETFs Trust ASYMmetric Smart Alpha S&P 500 ETF NYSE Arca
02/02/2023 COPJ Sprott Funds Trust Sprott Junior Copper Miners ETF NASDAQ Global Market
02/02/2023 EGUS iShares Trust iShares ESG Aware MSCI USA Growth ETF BATS BZX Exchange
02/02/2023 EVUS iShares Trust iShares ESG Aware MSCI USA Value ETF BATS BZX Exchange
02/02/2023 LITP Sprott Funds Trust Sprott Lithium Miners ETF NASDAQ Global Market
02/02/2023 SETM Sprott Funds Trust Sprott Energy Transition Materials ETF NASDAQ Global Market
02/02/2023 URNJ Sprott Funds Trust Sprott Junior Uranium Miners ETF NASDAQ Global Market
02/03/2023 RYSE ETF Series Solutions Cboe Vest 10 Year Interest Rate Hedge ETF BATS BZX Exchange
02/06/2023 SROI Calamos ETF Trust Calamos Antetokounmpo Global Sustainable Equities ETF NYSE Arca
02/07/2023 KRUZ Series Portfolios Trust Unusual Whales Subversive Republican Trading ETF BATS BZX Exchange
02/07/2023 NANC Series Portfolios Trust Unusual Whales Subversive Democratic Trading ETF BATS BZX Exchange
02/07/2023 UNIY WisdomTree Trust WisdomTree Voya Yield Enhanced USD Universal Bond Fund NASDAQ Global Market
02/08/2023 RSBT Tidal Trust II Return Stacked Bonds & Managed Futures ETF BATS BZX Exchange
02/08/2023 SURI Simplify Exchange Traded Funds Simplify Propel Opportunities ETF NYSE Arca
02/13/2023 CAMX The Advisors? Inner Circle Fund Cambiar Aggressive Value ETF NYSE Arca
02/15/2023 SUPP Engine No. 1 ETF Trust Engine No. 1 Transform Supply Chain ETF BATS BZX Exchange
02/15/2023 WTID Bank Of Montreal MicroSectors Energy -3X Inverse Leveraged Exchange Traded Notes due January 29, 2043 NYSE Arca
02/15/2023 WTIU Bank Of Montreal MicroSectors Energy 3X Leveraged Exchange Traded Notes due January 29, 2043 NYSE Arca
02/16/2023 IVRS iShares Trust iShares Future Metaverse Tech and Communications ETF NYSE Arca
02/21/2023 GFEB First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - February BATS BZX Exchange
02/22/2023 DULL Bank Of Montreal MicroSectors Gold -3X Inverse Leveraged Exchange Traded Notes due January 29, 2043 NYSE Arca
02/22/2023 NVIR Listed Funds Trust Horizon Kinetics Energy and Remediation ETF NYSE Arca
02/22/2023 QYLE Global X Funds Global X Nasdaq 100 ESG Covered Call ETF NASDAQ Global Market
02/22/2023 SHNY Bank Of Montreal MicroSectors Gold 3X Leveraged Exchange Traded Notes due January 29, 2043 NYSE Arca
02/22/2023 XYLE Global X Funds Global X S&P 500 ESG Covered Call ETF NYSE Arca
02/24/2023 BEMB iShares Trust iShares J.P. Morgan Broad USD Emerging Markets Bond ETF BATS BZX Exchange
03/01/2023 BSMW Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2032 Municipal Bond ETF NASDAQ Global Market
03/01/2023 MART AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Mar ETF NYSE Arca
03/01/2023 MARW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Mar ETF NYSE Arca
03/02/2023 SJIM Northern Lights Fund Trust IV Inverse Cramer Tracker ETF BATS BZX Exchange
03/03/2023 EMDM First Trust Exchange-Traded Fund II First Trust Bloomberg Emerging Market Democracies ETF NYSE Arca
03/06/2023 CAOS EA Series Trust Alpha Architect Tail Risk ETF BATS BZX Exchange
03/07/2023 AWEG The Alger ETF Trust Alger Weatherbie Enduring Growth ETF NYSE Arca
03/07/2023 XBIL The RBB Fund, Inc. US Treasury 6 Month Bill ETF NASDAQ Global Market
03/08/2023 JPSV J.P. Morgan Exchange-Traded Fund Trust JPMorgan Active Small Cap Value ETF NYSE Arca
03/09/2023 GMUN Goldman Sachs ETF Trust Goldman Sachs Community Municipal Bond ETF NYSE Arca
03/09/2023 VTES Vanguard Wellington Fund Vanguard Short-Term Tax-Exempt Bond ETF NYSE Arca
03/13/2023 BSVO EA Series Trust EA Bridgeway Omni Small-Cap Value ETF NASDAQ Global Market
03/14/2023 FTIF First Trust Exchange-Traded Fund First Trust Bloomberg Inflation Sensitive Equity ETF NYSE Arca
03/16/2023 FUSI American Century ETF Trust American Century Multisector Floating Income ETF NYSE Arca
03/16/2023 JCHI J.P. Morgan Exchange-Traded Fund Trust JPMorgan Active China ETF NYSE Arca
03/20/2023 GMAR First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - March BATS BZX Exchange
03/20/2023 XMAR First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - March BATS BZX Exchange
03/21/2023 BIGB Listed Funds Trust Roundhill BIG Bank ETF NASDAQ Global Market
03/21/2023 BITC Bitwise Funds Trust Bitwise Bitcoin Strategy Optimum Roll ETF NYSE Arca
03/22/2023 FWD AB Active ETFs, Inc. AB Disruptors ETF NYSE Arca
03/22/2023 HIDV AB Active ETFs, Inc. AB US High Dividend ETF NYSE Arca
03/22/2023 LOWV AB Active ETFs, Inc. AB US Low Volatility Equity ETF NYSE Arca
03/22/2023 NIKL Sprott Funds Trust Sprott Nickel Miners ETF NASDAQ Global Market
03/28/2023 HARD Simplify Exchange Traded Funds Simplify Commodities Strategy No K-1 ETF NYSE Arca
03/28/2023 UFIV The RBB Fund, Inc. US Treasury 5 Year Note ETF NASDAQ Global Market
03/28/2023 USVN The RBB Fund, Inc. US Treasury 7 Year Note ETF NASDAQ Global Market
03/28/2023 UTHY The RBB Fund, Inc. US Treasury 30 Year Bond ETF NASDAQ Global Market
03/28/2023 UTRE The RBB Fund, Inc. US Treasury 3 Year Note ETF NASDAQ Global Market
03/28/2023 UTWY The RBB Fund, Inc. US Treasury 20 Year Bond ETF NASDAQ Global Market
03/30/2023 DYTA The RBB Fund, Inc. SGI Dynamic Tactical ETF NASDAQ Global Market
03/30/2023 ETEC iShares Trust iShares Breakthrough Environmental Solutions ETF NASDAQ Global Market
03/31/2023 SGLC The RBB Fund, Inc. SGI U.S. Large Cap Core ETF NYSE Arca
04/03/2023 APRD Innovator ETFs Trust Innovator Premium Income 10 Barrier ETF - April BATS BZX Exchange
04/03/2023 APRH Innovator ETFs Trust Innovator Premium Income 20 Barrier ETF - April BATS BZX Exchange
04/03/2023 APRJ Innovator ETFs Trust Innovator Premium Income 30 Barrier ETF - April BATS BZX Exchange
04/03/2023 APRQ Innovator ETFs Trust Innovator Premium Income 40 Barrier ETF - April BATS BZX Exchange
04/04/2023 DCMB DoubleLine ETF Trust DoubleLine Commercial Real Estate ETF NYSE Arca
04/04/2023 DMBS DoubleLine ETF Trust DoubleLine Mortgage ETF NYSE Arca
04/04/2023 USCA DBX ETF Trust Xtrackers MSCI USA Climate Action Equity ETF NYSE Arca
04/05/2023 OAIB Listed Funds Trust Teucrium AiLA Long-Short Base Metals Strategy ETF NYSE Arca
04/06/2023 IBOT VanEck ETF Trust VanEck Robotics ETF NASDAQ Global Market
04/11/2023 BIGT Listed Funds Trust Roundhill BIG Tech ETF NASDAQ Global Market
04/11/2023 LZRD Spinnaker ETF Series Parabla Innovation ETF NASDAQ Global Market
04/12/2023 MKAM EA Series Trust MKAM ETF NASDAQ Global Market
04/13/2023 HAPS Harbor ETF Trust Harbor Corporate Culture Small Cap ETF NYSE Arca
04/13/2023 PTEC Global X Funds Global X PropTech ETF NASDAQ Global Market
04/18/2023 APLY Tidal Trust II YieldMax AAPL Option Income Strategy ETF NYSE Arca
04/18/2023 BSR Northern Lights Fund Trust II Beacon Tactical Risk ETF NYSE Arca
04/18/2023 BTR Northern Lights Fund Trust II Beacon Selective Risk ETF NYSE Arca
04/19/2023 ZIVB Volatility Shares Trust -1x Short VIX Mid-Term Futures Strategy ETF BATS BZX Exchange
04/20/2023 BBIB J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF BATS BZX Exchange
04/20/2023 BBLB J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF BATS BZX Exchange
04/20/2023 BBSB J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF BATS BZX Exchange
04/20/2023 FDAT Tidal Trust II Tactical Advantage ETF NYSE Arca
04/24/2023 GAPR First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - April BATS BZX Exchange
04/25/2023 CETF DriveWealth ETF Trust DriveWealth ICE 100 Index ETF NYSE Arca
04/26/2023 CRED Columbia ETF Trust I Columbia Research Enhanced Real Estate ETF NYSE Arca
04/26/2023 MDLV EA Series Trust Morgan Dempsey Large Cap Value ETF BATS BZX Exchange
04/27/2023 DOGG First Trust Exchange-Traded Fund IV FT Cboe Vest DJIA Dogs 10 Target Income ETF BATS BZX Exchange
05/01/2023 MAYT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 May ETF NYSE Arca
05/01/2023 MAYW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 May ETF NYSE Arca
05/02/2023 CAFG Pacer Funds Trust Pacer US Small Cap Cash Cows Growth Leaders ETF NASDAQ Global Market
05/02/2023 HEAT Touchstone ETF Trust Touchstone Climate Transition ETF BATS BZX Exchange
05/03/2023 APCB Trust for Professional Managers ActivePassive Core Bond ETF NYSE Arca
05/03/2023 APIE Trust for Professional Managers ActivePassive International Equity ETF NYSE Arca
05/03/2023 APMU Trust for Professional Managers ActivePassive Intermediate Municipal Bond ETF NYSE Arca
05/03/2023 APUE Trust for Professional Managers ActivePassive U.S. Equity ETF NYSE Arca
05/03/2023 BWET ETF Managers Group Commodity Trust I Breakwave Tanker Shipping ETF NYSE Arca
05/04/2023 USE USCF ETF Trust USCF Energy Commodity Strategy Absolute Return Fund NYSE Arca
05/09/2023 CLIA Tidal Trust II Veridien Climate Action ETF NYSE Arca
05/10/2023 CMDT PIMCO U.S. Treasury Index Fund PIMCO Commodity Strategy Active Exchange-Traded Fund NYSE Arca
05/10/2023 IQRA IQ MacKay Municipal Insured ETF IQ CBRE Real Assets ETF NYSE Arca
05/11/2023 BBEM J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders Emerging Markets Equity ETF BATS BZX Exchange
05/11/2023 BBIP J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF BATS BZX Exchange
05/11/2023 BDGS EA Series Trust Bridges Capital Tactical ETF NASDAQ Global Market
05/11/2023 IBMR iShares Trust iShares iBonds Dec 2029 Term Muni Bond ETF BATS BZX Exchange
05/11/2023 LUX Tema ETF Trust Tema Luxury ETF NYSE Arca
05/11/2023 NVDY Tidal Trust II YieldMax NVDA Option Income Strategy ETF NYSE Arca
05/11/2023 RSHO Tema ETF Trust Tema American Reshoring ETF NYSE Arca
05/11/2023 TOLL Tema ETF Trust Tema Monopolies and Oligopolies ETF BATS BZX Exchange
05/15/2023 EMC Global X Funds Global X Emerging Markets Great Consumer ETF NYSE Arca
05/15/2023 EMM Global X Funds Global X Emerging Markets ETF NYSE Arca
05/15/2023 HYFI AB Active ETFs, Inc. AB High Yield ETF NYSE Arca
05/17/2023 BKIV BNY Mellon ETF Trust BNY Mellon Innovators ETF NASDAQ Global Market
05/17/2023 BKWO BNY Mellon ETF Trust BNY Mellon Women's Opportunities ETF NASDAQ Global Market
05/18/2023 CHAT Tidal Trust II Roundhill Generative AI & Technology ETF NYSE Arca
05/18/2023 ECML EA Series Trust Euclidean Fundamental Value ETF NYSE Arca
05/18/2023 PEMX Putnam ETF Trust Putnam Emerging Markets ex-China ETF NYSE Arca
05/19/2023 AMPD Tidal Trust II CNIC ICE U.S. Carbon Neutral Power Futures Index ETF NYSE Arca
05/19/2023 ZTAX X-Square Series Trust X-Square Municipal Income Tax Free ETF NYSE Arca
05/22/2023 GMAY First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - May BATS BZX Exchange
05/22/2023 SMAY First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Small Cap Moderate Buffer ETF - May BATS BZX Exchange
05/23/2023 BINC BlackRock ETF Trust II BlackRock Flexible Income ETF NYSE Arca
05/23/2023 BLCV BlackRock ETF Trust BlackRock Large Cap Value ETF NYSE Arca
05/24/2023 AIDB Exchange Listed Funds Trust QRAFT AI-Pilot U.S. Large Cap Dynamic Beta and Income ETF NYSE Arca
05/25/2023 NTRL Global X Funds Global X Carbon Credits Strategy ETF NYSE Arca
06/01/2023 JUNT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Jun ETF NYSE Arca
06/01/2023 JUNW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Jun ETF NYSE Arca
06/05/2023 HTUS Capitol Series Trust Hull Tactical US ETF NYSE Arca
06/07/2023 GXUS Goldman Sachs ETF Trust II Goldman Sachs MarketBeta Total International Equity ETF NYSE Arca
06/08/2023 INCM Franklin Templeton ETF Trust Franklin Income Focus ETF NYSE Arca
06/08/2023 RUNN Strategic Trust Running Oak Efficient Growth ETF NASDAQ Global Market
06/08/2023 USCL iShares Trust iShares Climate Conscious & Transition MSCI USA ETF NASDAQ Global Market
06/09/2023 RMIF ETF Series Solutions LHA Risk-Managed Income ETF BATS BZX Exchange
06/12/2023 FBOT Fidelity Covington Trust Fidelity Disruptive Automation ETF NASDAQ Global Market
06/12/2023 FDCF Fidelity Covington Trust Fidelity Disruptive Communications ETF NASDAQ Global Market
06/12/2023 FDFF Fidelity Covington Trust Fidelity Disruptive Finance ETF NASDAQ Global Market
06/12/2023 FDTX Fidelity Covington Trust Fidelity Disruptive Technology ETF NASDAQ Global Market
06/12/2023 FMED Fidelity Covington Trust Fidelity Disruptive Medicine ETF NASDAQ Global Market
06/13/2023 EVXX ETF Series Solutions Defiance Pure Electric Vehicle ETF NYSE Arca
06/13/2023 PRVT Tidal ETF Trust Private Real Estate Strategy via Liquid REITs ETF NASDAQ Global Market
06/14/2023 DUBS ETF Series Solutions Aptus Large Cap Enhanced Yield ETF BATS BZX Exchange
06/14/2023 EQLS Simplify Exchange Traded Funds Simplify Market Neutral Equity Long/Short ETF NYSE Arca
06/15/2023 TCAF T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Capital Appreciation Equity ETF NYSE Arca
06/15/2023 TGRT T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Growth ETF NYSE Arca
06/15/2023 TMSL T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Small-Mid Cap ETF NYSE Arca
06/15/2023 TOUS T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price International Equity ETF NYSE Arca
06/15/2023 TVAL T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Value ETF NYSE Arca
06/20/2023 FDIF Fidelity Covington Trust Fidelity Disruptors ETF NASDAQ Global Market
06/20/2023 GJUN First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - June BATS BZX Exchange
06/21/2023 CLIP Global X Funds Global X 1-3 Month T-Bill ETF NYSE Arca
06/21/2023 FFLS Northern Lights Fund Trust II The Future Fund Long/Short ETF NYSE Arca
06/21/2023 JETD Bank Of Montreal MAX Airlines -3X Inverse Leveraged ETNs NYSE Arca
06/21/2023 JETU Bank Of Montreal MAX Airlines 3X Leveraged ETNs NYSE Arca
06/22/2023 BILZ PIMCO U.S. Treasury Index Fund PIMCO Ultra Short Government Active Exchange-Traded Fund NYSE Arca
06/22/2023 HCMT Direxion Shares ETF Trust Direxion HCM Tactical Enhanced US ETF NYSE Arca
06/22/2023 PYLD PIMCO U.S. Treasury Index Fund PIMCO Multisector Bond Active Exchange-Traded Fund NYSE Arca
06/22/2023 TUNE Tidal Trust II Clouty Tune ETF NYSE Arca
06/22/2023 VFLO Victory Portfolios II VictoryShares Free Cash Flow ETF NASDAQ Global Market
06/23/2023 IBDY iShares Trust iShares iBonds Dec 2033 Term Corporate ETF NYSE Arca
06/23/2023 IBHJ iShares Trust iShares iBonds 2030 Term High Yield and Income ETF BATS BZX Exchange
06/23/2023 ICOP iShares Trust iShares Copper and Metals Mining ETF NASDAQ Global Market
06/23/2023 ILIT iShares Trust iShares Lithium Miners and Producers ETF NASDAQ Global Market
06/27/2023 BITX Volatility Shares Trust 2x Bitcoin Strategy ETF BATS BZX Exchange
06/27/2023 CRDT Simplify Exchange Traded Funds Simplify Opportunistic Income ETF NYSE Arca
06/27/2023 DFCA Dimensional ETF Trust Dimensional California Municipal Bond ETF NYSE Arca
06/28/2023 CARD Bank Of Montreal MAX Auto Industry -3x Inverse Leveraged ETN NYSE Arca
06/28/2023 CARU Bank Of Montreal MAX Auto Industry 3x Leveraged ETN NYSE Arca
06/29/2023 AVGV American Century ETF Trust Avantis All Equity Markets Value ETF NYSE Arca
06/29/2023 AVMA American Century ETF Trust Avantis Moderate Allocation ETF NYSE Arca
06/29/2023 AVNM American Century ETF Trust Avantis All International Markets Equity ETF NYSE Arca
06/29/2023 AVNV American Century ETF Trust Avantis All International Markets Value ETF NYSE Arca
06/29/2023 IBTO iShares Trust iShares iBonds Dec 2033 Term Treasury ETF NASDAQ Global Market
06/29/2023 LSGR Natixis ETF Trust II Natixis Loomis Sayles Focused Growth ETF NYSE Arca
06/30/2023 BDVG Litman Gregory Funds Trust IMGP Berkshire Dividend Growth ETF NYSE Arca
06/30/2023 IVVB BlackRock ETF Trust II iShares Large Cap Deep Buffer ETF BATS BZX Exchange
06/30/2023 IVVM BlackRock ETF Trust II iShares Large Cap Moderate Buffer ETF BATS BZX Exchange
07/03/2023 JULD Innovator ETFs Trust Innovator Premium Income 10 Barrier ETF - July BATS BZX Exchange
07/03/2023 JULH Innovator ETFs Trust Innovator Premium Income 20 Barrier ETF - July BATS BZX Exchange
07/03/2023 JULJ Innovator ETFs Trust Innovator Premium Income 30 Barrier ETF - July BATS BZX Exchange
07/03/2023 JULQ Innovator ETFs Trust Innovator Premium Income 40 Barrier ETF - July BATS BZX Exchange
07/07/2023 MUSQ Exchange Traded Concepts Trust MUSQ Global Music Industry ETF NYSE Arca
07/11/2023 QIS Simplify Exchange Traded Funds Simplify Multi-QIS Alternative ETF NYSE Arca
07/11/2023 SCYB Schwab Strategic Trust Schwab High Yield Bond ETF NYSE Arca
07/12/2023 FLOW Global X Funds Global X U.S. Cash Flow Kings 100 ETF NYSE Arca
07/12/2023 TFPN Tidal Trust II Blueprint Chesapeake Multi-Asset Trend ETF NYSE Arca
07/13/2023 BCHP Principal Exchange-Traded Funds Principal Focused Blue Chip ETF BATS BZX Exchange
07/13/2023 CALY BlackRock ETF Trust II BlackRock Short-Term California Muni Bond ETF NASDAQ Global Market
07/13/2023 CHPS DBX ETF Trust Xtrackers Semiconductor Select Equity ETF NASDAQ Global Market
07/13/2023 GPOW Goldman Sachs ETF Trust Goldman Sachs North American Pipelines & Power Equity ETF BATS BZX Exchange
07/13/2023 PSWD DBX ETF Trust Xtrackers Cybersecurity Select Equity ETF NASDAQ Global Market
07/13/2023 TXS Texas Capital Funds Trust Texas Capital Texas Equity Index ETF NYSE Arca
07/13/2023 UPGR DBX ETF Trust Xtrackers US Green Infrastructure Select Equity ETF NASDAQ Global Market
07/17/2023 JMHI J.P. Morgan Exchange-Traded Fund Trust JPMorgan High Yield Municipal ETF NYSE Arca
07/17/2023 JMSI J.P. Morgan Exchange-Traded Fund Trust JPMorgan Sustainable Municipal Income ETF NYSE Arca
07/17/2023 MKOR Matthews International Funds Matthews Korea Active ETF NYSE Arca
07/18/2023 TJUL Innovator ETFs Trust Innovator Equity Defined Protection ETF - 2 Yr to July 2025 BATS BZX Exchange
07/19/2023 CLOX Series Portfolios Trust Panagram AAA CLO ETF NYSE Arca
07/19/2023 TSEC Touchstone ETF Trust Touchstone Securitized Income ETF NYSE Arca
07/20/2023 AVDS American Century ETF Trust Avantis International Small Cap Equity ETF NYSE Arca
07/24/2023 GJUL First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - July BATS BZX Exchange
07/24/2023 XJUL First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - July BATS BZX Exchange
07/25/2023 AMZY Tidal Trust II YieldMax AMZN Option Income Strategy ETF NYSE Arca
07/26/2023 DYLG Global X Funds Global X Dow 30 Covered Call & Growth ETF NYSE Arca
07/26/2023 PAAA PGIM ETF Trust PGIM AAA CLO ETF NYSE Arca
07/26/2023 PSDM PGIM ETF Trust PGIM Short Duration Multi-Sector Bond ETF BATS BZX Exchange
07/27/2023 USFI Franklin Templeton ETF Trust BrandywineGLOBAL - U.S. Fixed Income ETF NASDAQ Global Market
07/28/2023 FBY Tidal Trust II YieldMax META Option Income Strategy ETF NYSE Arca
07/28/2023 GOOY Tidal Trust II YieldMax GOOGL Option Income Strategy ETF NYSE Arca
07/31/2023 JPEF J.P. Morgan Exchange-Traded Fund Trust JPMorgan Equity Focus ETF NASDAQ Global Market
07/31/2023 JPLD J.P. Morgan Exchange-Traded Fund Trust JPMorgan Limited Duration Bond ETF BATS BZX Exchange
08/01/2023 AUGT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Aug ETF NYSE Arca
08/01/2023 AUGW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Aug ETF NYSE Arca
08/01/2023 ROE EA Series Trust Astoria US Quality Kings ETF NASDAQ Global Market
08/02/2023 VETZ Tidal ETF Trust Academy Veteran Impact ETF NYSE Arca
08/03/2023 FIIG First Trust Exchange-Traded Fund IV First Trust Intermediate Duration Investment Grade Corporate ETF NYSE Arca
08/03/2023 HF Tidal Trust II DGA Absolute Return ETF NYSE Arca
08/03/2023 MGOV First Trust Exchange-Traded Fund IV First Trust Intermediate Government Opportunities ETF NYSE Arca
08/08/2023 NFLY Tidal Trust II YieldMax NFLX Option Income Strategy ETF NYSE Arca
08/08/2023 TGLR ETF Opportunities Trust LAFFER TENGLER Equity Income ETF BATS BZX Exchange
08/09/2023 ZSC USCF ETF Trust USCF Sustainable Commodity Strategy Fund NYSE Arca
08/10/2023 BUXX EA Series Trust Strive Enhanced Income Short Maturity ETF New York Stock Exchange
08/10/2023 PUTD Tidal Trust II Cboe Validus S&P 500 Dynamic PutWrite Index ETF BATS BZX Exchange
08/10/2023 SDVD First Trust Exchange-Traded Fund IV FT Cboe Vest SMID Rising Dividend Achievers Target Income ETF BATS BZX Exchange
08/10/2023 STXT EA Series Trust Strive Total Return Bond ETF New York Stock Exchange
08/10/2023 TDVI First Trust Exchange-Traded Fund IV FT Cboe Vest Technology Dividend Target Income ETF BATS BZX Exchange
08/15/2023 CANC Tema ETF Trust Tema Oncology ETF NASDAQ Global Market
08/15/2023 CONY Tidal Trust II YieldMax COIN Option Income Strategy ETF NYSE Arca
08/15/2023 DIVL Madison ETFs Trust Madison Dividend Value ETF NYSE Arca
08/17/2023 ROYA Tema ETF Trust Tema Global Royalties ETF BATS BZX Exchange
08/18/2023 BRAZ Global X Funds Global X Brazil Active ETF NYSE Arca
08/18/2023 NDIA Global X Funds Global X India Active ETF NYSE Arca
08/21/2023 GAUG First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - August BATS BZX Exchange
08/21/2023 SAUG First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Small Cap Moderate Buffer ETF - August BATS BZX Exchange
08/21/2023 XAUG First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - August BATS BZX Exchange
08/22/2023 AMDS GraniteShares ETF Trust GraniteShares 1x Short AMD Daily ETF NASDAQ Global Market
08/22/2023 CAML Professionally Managed Portfolios Congress Large Cap Growth ETF NYSE Arca
08/22/2023 CSMD Professionally Managed Portfolios Congress SMid Growth ETF NYSE Arca
08/22/2023 CVRD Madison ETFs Trust Madison Covered Call ETF NYSE Arca
08/22/2023 NVD GraniteShares ETF Trust GraniteShares 1.5x Short NVDA Daily ETF NASDAQ Global Market
08/22/2023 TSDD GraniteShares ETF Trust GraniteShares 1.5x Short TSLA Daily ETF NASDAQ Global Market
08/22/2023 TSLR GraniteShares ETF Trust GraniteShares 1.75x Long TSLA Daily ETF NASDAQ Global Market
08/23/2023 CMCI VanEck ETF Trust VanEck CMCI Commodity Strategy ETF BATS BZX Exchange
08/23/2023 LGRO ALPS ETF Trust Level Four Large Cap Growth Active ETF NASDAQ Global Market
08/23/2023 LUXX Listed Funds Trust Roundhill S&P Global Luxury ETF NYSE Arca
08/24/2023 FCFY First Trust Exchange-Traded Fund First Trust S&P 500 Diversified Free Cash Flow ETF NYSE Arca
08/25/2023 DISO Tidal Trust II YieldMax DIS Option Income Strategy ETF NYSE Arca
08/25/2023 KEM KraneShares Trust KraneShares Dynamic Emerging Markets Strategy ETF NYSE Arca
08/25/2023 MSFO Tidal Trust II YieldMax MSFT Option Income Strategy ETF NYSE Arca
08/28/2023 DARP Tidal Trust II Grizzle Growth ETF NYSE Arca
08/28/2023 RINC Investment Managers Series Trust II AXS Real Estate Income ETF NYSE Arca
08/29/2023 MAGG Madison ETFs Trust Madison Aggregate Bond ETF NYSE Arca
08/30/2023 PCGG Litman Gregory Funds Trust Polen Capital Global Growth ETF NYSE Arca
08/30/2023 USSE Segall Bryant & Hamill Trust Segall Bryant & Hamill Select Equity ETF NYSE Arca
08/31/2023 AHLT American Beacon Select Funds American Beacon AHL Trend ETF NYSE Arca
08/31/2023 FTWO EA Series Trust Strive FAANG 2.0 ETF NYSE Arca
08/31/2023 XOMO Tidal Trust II YieldMax XOM Option Income Strategy ETF NYSE Arca
09/01/2023 ISEP Innovator ETFs Trust Innovator International Developed Power Buffer ETF September NYSE Arca
09/01/2023 SEPT AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Sep ETF NYSE Arca
09/01/2023 SEPW AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer20 Sep ETF NYSE Arca
09/06/2023 MSTI Madison ETFs Trust Madison Short Term Strategic Income ETF NYSE Arca
09/06/2023 RSST Tidal Trust II Return Stacked U.S. Stocks & Managed Futures ETF BATS BZX Exchange
09/06/2023 XFIX The RBB Fund, Inc. F/m Opportunistic Income ETF NASDAQ Global Market
09/07/2023 KLXY KraneShares Trust KraneShares Global Luxury Index ETF NYSE Arca
09/12/2023 JPMO Tidal Trust II YieldMax JPM Option Income Strategy ETF NYSE Arca
09/12/2023 KSEA KraneShares Trust KraneShares Rockefeller Ocean Engagement ETF NYSE Arca
09/12/2023 SPDG SPDR Series Trust SPDR Portfolio S&P Sector Neutral Dividend ETF NYSE Arca
09/13/2023 COWS Amplify ETF Trust Amplify Cash Flow Dividend Leaders ETF NASDAQ Global Market
09/13/2023 DCOR Dimensional ETF Trust Dimensional US Core Equity 1 ETF NYSE Arca
09/13/2023 NVDD Direxion Shares ETF Trust Direxion Daily NVDA Bear 1X Shares NASDAQ Global Market
09/13/2023 NVDU Direxion Shares ETF Trust Direxion Daily NVDA Bull 1.5X Shares NASDAQ Global Market
09/13/2023 SHLD Global X Funds Global X Defense Tech ETF NYSE Arca
09/14/2023 JGLO J.P. Morgan Exchange-Traded Fund Trust JPMorgan Global Select Equity ETF NASDAQ Global Market
09/14/2023 JIVE J.P. Morgan Exchange-Traded Fund Trust JPMorgan International Value ETF NASDAQ Global Market
09/14/2023 MAPP Harbor ETF Trust Harbor Multi-Asset Explorer ETF NYSE Arca
09/14/2023 QQQY Tidal Trust II Defiance Nasdaq 100 Enhanced Options Income ETF NASDAQ Global Market
09/14/2023 SMRI EA Series Trust Bushido Capital US Equity ETF NASDAQ Global Market
09/15/2023 BGIG ETF Series Solutions Bahl & Gaynor Income Growth ETF NYSE Arca
09/15/2023 IBIA iShares Trust iShares iBonds Oct 2024 Term TIPS ETF NYSE Arca
09/15/2023 IBIB iShares Trust iShares iBonds Oct 2025 Term TIPS ETF NYSE Arca
09/15/2023 IBIC iShares Trust iShares iBonds Oct 2026 Term TIPS ETF NYSE Arca
09/15/2023 IBID iShares Trust iShares iBonds Oct 2027 Term TIPS ETF NYSE Arca
09/15/2023 IBIE iShares Trust iShares iBonds Oct 2028 Term TIPS ETF NYSE Arca
09/18/2023 GSEP First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Moderate Buffer ETF - September BATS BZX Exchange
09/18/2023 HYSA BondBloxx ETF Trust BondBloxx USD High Yield Bond Sector Rotation ETF NYSE Arca
09/18/2023 XISE First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Buffer & Premium Income ETF - September BATS BZX Exchange
09/19/2023 AMDY Tidal Trust II Yieldmax AMD Option Income Strategy ETF NYSE Arca
09/19/2023 JEPY Tidal Trust II Defiance S&P 500 Enhanced Options Income ETF NYSE Arca
09/19/2023 LGLZ Tidal ETF Trust Subversive Cannabis ETF BATS BZX Exchange
09/20/2023 BSCX Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2033 Corporate Bond ETF NASDAQ Global Market
09/20/2023 BSJV Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2031 High Yield Corporate Bond ETF NASDAQ Global Market
09/20/2023 BSSX Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2033 Municipal Bond ETF NASDAQ Global Market
09/20/2023 FDIV EA Series Trust MarketDesk Focused U.S. Dividend ETF NASDAQ Global Market
09/20/2023 HCOW Amplify ETF Trust Amplify Cash Flow High Income ETF NASDAQ Global Market
09/20/2023 LRGC AB Active ETFs, Inc. AB US Large Cap Strategic Equities ETF NYSE Arca
09/21/2023 DESK VanEck ETF Trust VanEck Office and Commercial REIT ETF NYSE Arca
09/21/2023 IBIF iShares Trust iShares iBonds Oct 2029 Term TIPS ETF NYSE Arca
09/21/2023 IBIG iShares Trust iShares iBonds Oct 2030 Term TIPS ETF NYSE Arca
09/21/2023 IBIH iShares Trust iShares iBonds Oct 2031 Term TIPS ETF NYSE Arca
09/21/2023 IBII iShares Trust iShares iBonds Oct 2032 Term TIPS ETF NYSE Arca
09/21/2023 IBIJ iShares Trust iShares iBonds Oct 2033 Term TIPS ETF NYSE Arca
09/21/2023 WABF Franklin Templeton ETF Trust Western Asset Bond ETF NASDAQ Global Market
09/22/2023 ADVE Matthews International Funds Matthews Asia Dividend Active ETF NYSE Arca
09/22/2023 ASIA Matthews International Funds Matthews Pacific Tiger Active ETF NYSE Arca
09/22/2023 EMSF Matthews International Funds Matthews Emerging Markets Sustainable Future Active ETF NYSE Arca
09/22/2023 INDE Matthews International Funds Matthews India Active ETF NYSE Arca
09/22/2023 JPAN Matthews International Funds Matthews Japan Active ETF NYSE Arca
09/22/2023 LNGG Listed Funds Trust Roundhill Alerian LNG ETF NYSE Arca