
Information Circulars 2023
Overview
The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.
This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.
Trade Date | Symbol(s) | Issuer | Exchange Traded Product | Listing Market |
---|---|---|---|---|
01/04/2023 | GCAD | Gabelli ETFs Trust | Gabelli Commercial Aerospace and Defense Fund | NYSE Arca |
01/09/2023 | WCEO | Affinity World Leaders Equity ETF | Hypatia Women CEO ETF | NYSE Arca |
01/11/2023 | MEMX | Matthews International Funds | Matthews Emerging Markets ex China Active ETF | NYSE Arca |
01/11/2023 | SNAV | Collaborative Investment Series Trust | Mohr Sector Nav ETF | BATS BZX Exchange |
01/11/2023 | ZSB | USCF ETF Trust | USCF Sustainable Battery Metals Strategy Fund | NYSE Arca |
01/12/2023 | CLOA | BlackRock ETF Trust II | BlackRock AAA CLO ETF | NASDAQ Global Market |
01/12/2023 | KLIP | KraneShares Trust | KraneShares China Internet and Covered Call Strategy ETF | NYSE Arca |
01/19/2023 | PRFD | PIMCO U.S. Treasury Index Fund | PIMCO Preferred and Capital Securities Active Exchange-Traded Fund | NYSE Arca |
01/20/2023 | PCRB | Putnam ETF Trust | Putnam ESG Core Bond ETF | NYSE Arca |
01/20/2023 | PHYD | Putnam ETF Trust | Putnam ESG High Yield ETF | NYSE Arca |
01/20/2023 | PPEM | Putnam ETF Trust | Putnam PanAgora ESG Emerging Markets Equity ETF | NYSE Arca |
01/20/2023 | PPIE | Putnam ETF Trust | Putnam PanAgora ESG International Equity ETF | NYSE Arca |
01/20/2023 | PULT | Putnam ETF Trust | Putnam ESG Ultra Short ETF | NYSE Arca |
01/23/2023 | GDEF | Goldman Sachs ETF Trust | Goldman Sachs Defensive Equity ETF | NYSE Arca |
01/23/2023 | GJAN | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Moderate Buffer ETF - January | BATS BZX Exchange |
01/24/2023 | CLOZ | Series Portfolios Trust | Panagram BBB-B CLO ETF | NYSE Arca |
01/25/2023 | TPMN | The Timothy Plan | Timothy Plan Market Neutral ETF | NYSE Arca |
01/26/2023 | FTBD | Fidelity Merrimack Street Trust | Fidelity Tactical Bond ETF | NYSE Arca |
01/30/2023 | MEDX | Listed Funds Trust | Horizon Kinetics Medical ETF | NASDAQ Global Market |
01/30/2023 | SPAQ | Listed Funds Trust | Horizon Kinetics SPAC Active ETF | NASDAQ Global Market |
01/31/2023 | STXE | EA Series Trust | Strive Emerging Markets Ex-China ETF | NYSE Arca |
02/01/2023 | CDEI | Morgan Stanley ETF Trust | Calvert US Large-Cap Diversity, Equity and Inclusion Index ETF | NYSE Arca |
02/01/2023 | CVIE | Morgan Stanley ETF Trust | Calvert International Responsible Index ETF | NYSE Arca |
02/01/2023 | CVLC | Morgan Stanley ETF Trust | Calvert US Large-Cap Core Responsible Index ETF | NYSE Arca |
02/01/2023 | CVMC | Morgan Stanley ETF Trust | Calvert US Mid-Cap Core Responsible Index ETF | NYSE Arca |
02/01/2023 | CVSB | Morgan Stanley ETF Trust | Calvert Ultra-Short Investment Grade ETF | NYSE Arca |
02/01/2023 | CVSE | Morgan Stanley ETF Trust | Calvert US Select Equity ETF | NYSE Arca |
02/01/2023 | FEBT | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer10 Feb ETF | NYSE Arca |
02/01/2023 | FEBW | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer20 Feb ETF | NYSE Arca |
02/01/2023 | LALT | First Trust Exchange-Traded Fund VIII | First Trust Multi-Strategy Alternative ETF | NYSE Arca |
02/01/2023 | MORE | ASYMmetric ETFs Trust | ASYMmetric Smart Income ETF | NYSE Arca |
02/01/2023 | ZSPY | ASYMmetric ETFs Trust | ASYMmetric Smart Alpha S&P 500 ETF | NYSE Arca |
02/02/2023 | COPJ | Sprott Funds Trust | Sprott Junior Copper Miners ETF | NASDAQ Global Market |
02/02/2023 | EGUS | iShares Trust | iShares ESG Aware MSCI USA Growth ETF | BATS BZX Exchange |
02/02/2023 | EVUS | iShares Trust | iShares ESG Aware MSCI USA Value ETF | BATS BZX Exchange |
02/02/2023 | LITP | Sprott Funds Trust | Sprott Lithium Miners ETF | NASDAQ Global Market |
02/02/2023 | SETM | Sprott Funds Trust | Sprott Energy Transition Materials ETF | NASDAQ Global Market |
02/02/2023 | URNJ | Sprott Funds Trust | Sprott Junior Uranium Miners ETF | NASDAQ Global Market |
02/03/2023 | RYSE | ETF Series Solutions | Cboe Vest 10 Year Interest Rate Hedge ETF | BATS BZX Exchange |
02/06/2023 | SROI | Calamos ETF Trust | Calamos Antetokounmpo Global Sustainable Equities ETF | NYSE Arca |
02/07/2023 | KRUZ | Series Portfolios Trust | Unusual Whales Subversive Republican Trading ETF | BATS BZX Exchange |
02/07/2023 | NANC | Series Portfolios Trust | Unusual Whales Subversive Democratic Trading ETF | BATS BZX Exchange |
02/07/2023 | UNIY | WisdomTree Trust | WisdomTree Voya Yield Enhanced USD Universal Bond Fund | NASDAQ Global Market |
02/08/2023 | RSBT | Tidal Trust II | Return Stacked Bonds & Managed Futures ETF | BATS BZX Exchange |
02/08/2023 | SURI | Simplify Exchange Traded Funds | Simplify Propel Opportunities ETF | NYSE Arca |
02/13/2023 | CAMX | The Advisors? Inner Circle Fund | Cambiar Aggressive Value ETF | NYSE Arca |
02/15/2023 | SUPP | Engine No. 1 ETF Trust | Engine No. 1 Transform Supply Chain ETF | BATS BZX Exchange |
02/15/2023 | WTID | Bank Of Montreal | MicroSectors Energy -3X Inverse Leveraged Exchange Traded Notes due January 29, 2043 | NYSE Arca |
02/15/2023 | WTIU | Bank Of Montreal | MicroSectors Energy 3X Leveraged Exchange Traded Notes due January 29, 2043 | NYSE Arca |
02/16/2023 | IVRS | iShares Trust | iShares Future Metaverse Tech and Communications ETF | NYSE Arca |
02/21/2023 | GFEB | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Moderate Buffer ETF - February | BATS BZX Exchange |
02/22/2023 | DULL | Bank Of Montreal | MicroSectors Gold -3X Inverse Leveraged Exchange Traded Notes due January 29, 2043 | NYSE Arca |
02/22/2023 | NVIR | Listed Funds Trust | Horizon Kinetics Energy and Remediation ETF | NYSE Arca |
02/22/2023 | QYLE | Global X Funds | Global X Nasdaq 100 ESG Covered Call ETF | NASDAQ Global Market |
02/22/2023 | SHNY | Bank Of Montreal | MicroSectors Gold 3X Leveraged Exchange Traded Notes due January 29, 2043 | NYSE Arca |
02/22/2023 | XYLE | Global X Funds | Global X S&P 500 ESG Covered Call ETF | NYSE Arca |
02/24/2023 | BEMB | iShares Trust | iShares J.P. Morgan Broad USD Emerging Markets Bond ETF | BATS BZX Exchange |
03/01/2023 | BSMW | Invesco Exchange-Traded Self-Indexed Fund Trust | Invesco BulletShares 2032 Municipal Bond ETF | NASDAQ Global Market |
03/01/2023 | MART | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer10 Mar ETF | NYSE Arca |
03/01/2023 | MARW | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer20 Mar ETF | NYSE Arca |
03/02/2023 | SJIM | Northern Lights Fund Trust IV | Inverse Cramer Tracker ETF | BATS BZX Exchange |
03/03/2023 | EMDM | First Trust Exchange-Traded Fund II | First Trust Bloomberg Emerging Market Democracies ETF | NYSE Arca |
03/06/2023 | CAOS | EA Series Trust | Alpha Architect Tail Risk ETF | BATS BZX Exchange |
03/07/2023 | AWEG | The Alger ETF Trust | Alger Weatherbie Enduring Growth ETF | NYSE Arca |
03/07/2023 | XBIL | The RBB Fund, Inc. | US Treasury 6 Month Bill ETF | NASDAQ Global Market |
03/08/2023 | JPSV | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Active Small Cap Value ETF | NYSE Arca |
03/09/2023 | GMUN | Goldman Sachs ETF Trust | Goldman Sachs Community Municipal Bond ETF | NYSE Arca |
03/09/2023 | VTES | Vanguard Wellington Fund | Vanguard Short-Term Tax-Exempt Bond ETF | NYSE Arca |
03/13/2023 | BSVO | EA Series Trust | EA Bridgeway Omni Small-Cap Value ETF | NASDAQ Global Market |
03/14/2023 | FTIF | First Trust Exchange-Traded Fund | First Trust Bloomberg Inflation Sensitive Equity ETF | NYSE Arca |
03/16/2023 | FUSI | American Century ETF Trust | American Century Multisector Floating Income ETF | NYSE Arca |
03/16/2023 | JCHI | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Active China ETF | NYSE Arca |
03/20/2023 | GMAR | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Moderate Buffer ETF - March | BATS BZX Exchange |
03/20/2023 | XMAR | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - March | BATS BZX Exchange |
03/21/2023 | BIGB | Listed Funds Trust | Roundhill BIG Bank ETF | NASDAQ Global Market |
03/21/2023 | BITC | Bitwise Funds Trust | Bitwise Bitcoin Strategy Optimum Roll ETF | NYSE Arca |
03/22/2023 | FWD | AB Active ETFs, Inc. | AB Disruptors ETF | NYSE Arca |
03/22/2023 | HIDV | AB Active ETFs, Inc. | AB US High Dividend ETF | NYSE Arca |
03/22/2023 | LOWV | AB Active ETFs, Inc. | AB US Low Volatility Equity ETF | NYSE Arca |
03/22/2023 | NIKL | Sprott Funds Trust | Sprott Nickel Miners ETF | NASDAQ Global Market |
03/28/2023 | HARD | Simplify Exchange Traded Funds | Simplify Commodities Strategy No K-1 ETF | NYSE Arca |
03/28/2023 | UFIV | The RBB Fund, Inc. | US Treasury 5 Year Note ETF | NASDAQ Global Market |
03/28/2023 | USVN | The RBB Fund, Inc. | US Treasury 7 Year Note ETF | NASDAQ Global Market |
03/28/2023 | UTHY | The RBB Fund, Inc. | US Treasury 30 Year Bond ETF | NASDAQ Global Market |
03/28/2023 | UTRE | The RBB Fund, Inc. | US Treasury 3 Year Note ETF | NASDAQ Global Market |
03/28/2023 | UTWY | The RBB Fund, Inc. | US Treasury 20 Year Bond ETF | NASDAQ Global Market |
03/30/2023 | DYTA | The RBB Fund, Inc. | SGI Dynamic Tactical ETF | NASDAQ Global Market |
03/30/2023 | ETEC | iShares Trust | iShares Breakthrough Environmental Solutions ETF | NASDAQ Global Market |
03/31/2023 | SGLC | The RBB Fund, Inc. | SGI U.S. Large Cap Core ETF | NYSE Arca |
04/03/2023 | APRD | Innovator ETFs Trust | Innovator Premium Income 10 Barrier ETF - April | BATS BZX Exchange |
04/03/2023 | APRH | Innovator ETFs Trust | Innovator Premium Income 20 Barrier ETF - April | BATS BZX Exchange |
04/03/2023 | APRJ | Innovator ETFs Trust | Innovator Premium Income 30 Barrier ETF - April | BATS BZX Exchange |
04/03/2023 | APRQ | Innovator ETFs Trust | Innovator Premium Income 40 Barrier ETF - April | BATS BZX Exchange |
04/04/2023 | DCMB | DoubleLine ETF Trust | DoubleLine Commercial Real Estate ETF | NYSE Arca |
04/04/2023 | DMBS | DoubleLine ETF Trust | DoubleLine Mortgage ETF | NYSE Arca |
04/04/2023 | USCA | DBX ETF Trust | Xtrackers MSCI USA Climate Action Equity ETF | NYSE Arca |
04/05/2023 | OAIB | Listed Funds Trust | Teucrium AiLA Long-Short Base Metals Strategy ETF | NYSE Arca |
04/06/2023 | IBOT | VanEck ETF Trust | VanEck Robotics ETF | NASDAQ Global Market |
04/11/2023 | BIGT | Listed Funds Trust | Roundhill BIG Tech ETF | NASDAQ Global Market |
04/11/2023 | LZRD | Spinnaker ETF Series | Parabla Innovation ETF | NASDAQ Global Market |
04/12/2023 | MKAM | EA Series Trust | MKAM ETF | NASDAQ Global Market |
04/13/2023 | HAPS | Harbor ETF Trust | Harbor Corporate Culture Small Cap ETF | NYSE Arca |
04/13/2023 | PTEC | Global X Funds | Global X PropTech ETF | NASDAQ Global Market |
04/18/2023 | APLY | Tidal Trust II | YieldMax AAPL Option Income Strategy ETF | NYSE Arca |
04/18/2023 | BSR | Northern Lights Fund Trust II | Beacon Tactical Risk ETF | NYSE Arca |
04/18/2023 | BTR | Northern Lights Fund Trust II | Beacon Selective Risk ETF | NYSE Arca |
04/19/2023 | ZIVB | Volatility Shares Trust | -1x Short VIX Mid-Term Futures Strategy ETF | BATS BZX Exchange |
04/20/2023 | BBIB | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF | BATS BZX Exchange |
04/20/2023 | BBLB | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF | BATS BZX Exchange |
04/20/2023 | BBSB | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF | BATS BZX Exchange |
04/20/2023 | FDAT | Tidal Trust II | Tactical Advantage ETF | NYSE Arca |
04/24/2023 | GAPR | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Moderate Buffer ETF - April | BATS BZX Exchange |
04/25/2023 | CETF | DriveWealth ETF Trust | DriveWealth ICE 100 Index ETF | NYSE Arca |
04/26/2023 | CRED | Columbia ETF Trust I | Columbia Research Enhanced Real Estate ETF | NYSE Arca |
04/26/2023 | MDLV | EA Series Trust | Morgan Dempsey Large Cap Value ETF | BATS BZX Exchange |
04/27/2023 | DOGG | First Trust Exchange-Traded Fund IV | FT Cboe Vest DJIA Dogs 10 Target Income ETF | BATS BZX Exchange |
05/01/2023 | MAYT | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer10 May ETF | NYSE Arca |
05/01/2023 | MAYW | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer20 May ETF | NYSE Arca |
05/02/2023 | CAFG | Pacer Funds Trust | Pacer US Small Cap Cash Cows Growth Leaders ETF | NASDAQ Global Market |
05/02/2023 | HEAT | Touchstone ETF Trust | Touchstone Climate Transition ETF | BATS BZX Exchange |
05/03/2023 | APCB | Trust for Professional Managers | ActivePassive Core Bond ETF | NYSE Arca |
05/03/2023 | APIE | Trust for Professional Managers | ActivePassive International Equity ETF | NYSE Arca |
05/03/2023 | APMU | Trust for Professional Managers | ActivePassive Intermediate Municipal Bond ETF | NYSE Arca |
05/03/2023 | APUE | Trust for Professional Managers | ActivePassive U.S. Equity ETF | NYSE Arca |
05/03/2023 | BWET | ETF Managers Group Commodity Trust I | Breakwave Tanker Shipping ETF | NYSE Arca |
05/04/2023 | USE | USCF ETF Trust | USCF Energy Commodity Strategy Absolute Return Fund | NYSE Arca |
05/09/2023 | CLIA | Tidal Trust II | Veridien Climate Action ETF | NYSE Arca |
05/10/2023 | CMDT | PIMCO U.S. Treasury Index Fund | PIMCO Commodity Strategy Active Exchange-Traded Fund | NYSE Arca |
05/10/2023 | IQRA | IQ MacKay Municipal Insured ETF | IQ CBRE Real Assets ETF | NYSE Arca |
05/11/2023 | BBEM | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan BetaBuilders Emerging Markets Equity ETF | BATS BZX Exchange |
05/11/2023 | BBIP | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF | BATS BZX Exchange |
05/11/2023 | BDGS | EA Series Trust | Bridges Capital Tactical ETF | NASDAQ Global Market |
05/11/2023 | IBMR | iShares Trust | iShares iBonds Dec 2029 Term Muni Bond ETF | BATS BZX Exchange |
05/11/2023 | LUX | Tema ETF Trust | Tema Luxury ETF | NYSE Arca |
05/11/2023 | NVDY | Tidal Trust II | YieldMax NVDA Option Income Strategy ETF | NYSE Arca |
05/11/2023 | RSHO | Tema ETF Trust | Tema American Reshoring ETF | NYSE Arca |
05/11/2023 | TOLL | Tema ETF Trust | Tema Monopolies and Oligopolies ETF | BATS BZX Exchange |
05/15/2023 | EMC | Global X Funds | Global X Emerging Markets Great Consumer ETF | NYSE Arca |
05/15/2023 | EMM | Global X Funds | Global X Emerging Markets ETF | NYSE Arca |
05/15/2023 | HYFI | AB Active ETFs, Inc. | AB High Yield ETF | NYSE Arca |
05/17/2023 | BKIV | BNY Mellon ETF Trust | BNY Mellon Innovators ETF | NASDAQ Global Market |
05/17/2023 | BKWO | BNY Mellon ETF Trust | BNY Mellon Women's Opportunities ETF | NASDAQ Global Market |
05/18/2023 | CHAT | Tidal Trust II | Roundhill Generative AI & Technology ETF | NYSE Arca |
05/18/2023 | ECML | EA Series Trust | Euclidean Fundamental Value ETF | NYSE Arca |
05/18/2023 | PEMX | Putnam ETF Trust | Putnam Emerging Markets ex-China ETF | NYSE Arca |
05/19/2023 | AMPD | Tidal Trust II | CNIC ICE U.S. Carbon Neutral Power Futures Index ETF | NYSE Arca |
05/19/2023 | ZTAX | X-Square Series Trust | X-Square Municipal Income Tax Free ETF | NYSE Arca |
05/22/2023 | GMAY | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Moderate Buffer ETF - May | BATS BZX Exchange |
05/22/2023 | SMAY | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Small Cap Moderate Buffer ETF - May | BATS BZX Exchange |
05/23/2023 | BINC | BlackRock ETF Trust II | BlackRock Flexible Income ETF | NYSE Arca |
05/23/2023 | BLCV | BlackRock ETF Trust | BlackRock Large Cap Value ETF | NYSE Arca |
05/24/2023 | AIDB | Exchange Listed Funds Trust | QRAFT AI-Pilot U.S. Large Cap Dynamic Beta and Income ETF | NYSE Arca |
05/25/2023 | NTRL | Global X Funds | Global X Carbon Credits Strategy ETF | NYSE Arca |
06/01/2023 | JUNT | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer10 Jun ETF | NYSE Arca |
06/01/2023 | JUNW | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer20 Jun ETF | NYSE Arca |
06/05/2023 | HTUS | Capitol Series Trust | Hull Tactical US ETF | NYSE Arca |
06/07/2023 | GXUS | Goldman Sachs ETF Trust II | Goldman Sachs MarketBeta Total International Equity ETF | NYSE Arca |
06/08/2023 | INCM | Franklin Templeton ETF Trust | Franklin Income Focus ETF | NYSE Arca |
06/08/2023 | RUNN | Strategic Trust | Running Oak Efficient Growth ETF | NASDAQ Global Market |
06/08/2023 | USCL | iShares Trust | iShares Climate Conscious & Transition MSCI USA ETF | NASDAQ Global Market |
06/09/2023 | RMIF | ETF Series Solutions | LHA Risk-Managed Income ETF | BATS BZX Exchange |
06/12/2023 | FBOT | Fidelity Covington Trust | Fidelity Disruptive Automation ETF | NASDAQ Global Market |
06/12/2023 | FDCF | Fidelity Covington Trust | Fidelity Disruptive Communications ETF | NASDAQ Global Market |
06/12/2023 | FDFF | Fidelity Covington Trust | Fidelity Disruptive Finance ETF | NASDAQ Global Market |
06/12/2023 | FDTX | Fidelity Covington Trust | Fidelity Disruptive Technology ETF | NASDAQ Global Market |
06/12/2023 | FMED | Fidelity Covington Trust | Fidelity Disruptive Medicine ETF | NASDAQ Global Market |
06/13/2023 | EVXX | ETF Series Solutions | Defiance Pure Electric Vehicle ETF | NYSE Arca |
06/13/2023 | PRVT | Tidal ETF Trust | Private Real Estate Strategy via Liquid REITs ETF | NASDAQ Global Market |
06/14/2023 | DUBS | ETF Series Solutions | Aptus Large Cap Enhanced Yield ETF | BATS BZX Exchange |
06/14/2023 | EQLS | Simplify Exchange Traded Funds | Simplify Market Neutral Equity Long/Short ETF | NYSE Arca |
06/15/2023 | TCAF | T. Rowe Price Exchange-Traded Funds, Inc. | T. Rowe Price Capital Appreciation Equity ETF | NYSE Arca |
06/15/2023 | TGRT | T. Rowe Price Exchange-Traded Funds, Inc. | T. Rowe Price Growth ETF | NYSE Arca |
06/15/2023 | TMSL | T. Rowe Price Exchange-Traded Funds, Inc. | T. Rowe Price Small-Mid Cap ETF | NYSE Arca |
06/15/2023 | TOUS | T. Rowe Price Exchange-Traded Funds, Inc. | T. Rowe Price International Equity ETF | NYSE Arca |
06/15/2023 | TVAL | T. Rowe Price Exchange-Traded Funds, Inc. | T. Rowe Price Value ETF | NYSE Arca |
06/20/2023 | FDIF | Fidelity Covington Trust | Fidelity Disruptors ETF | NASDAQ Global Market |
06/20/2023 | GJUN | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Moderate Buffer ETF - June | BATS BZX Exchange |
06/21/2023 | CLIP | Global X Funds | Global X 1-3 Month T-Bill ETF | NYSE Arca |
06/21/2023 | FFLS | Northern Lights Fund Trust II | The Future Fund Long/Short ETF | NYSE Arca |
06/21/2023 | JETD | Bank Of Montreal | MAX Airlines -3X Inverse Leveraged ETNs | NYSE Arca |
06/21/2023 | JETU | Bank Of Montreal | MAX Airlines 3X Leveraged ETNs | NYSE Arca |
06/22/2023 | BILZ | PIMCO U.S. Treasury Index Fund | PIMCO Ultra Short Government Active Exchange-Traded Fund | NYSE Arca |
06/22/2023 | HCMT | Direxion Shares ETF Trust | Direxion HCM Tactical Enhanced US ETF | NYSE Arca |
06/22/2023 | PYLD | PIMCO U.S. Treasury Index Fund | PIMCO Multisector Bond Active Exchange-Traded Fund | NYSE Arca |
06/22/2023 | TUNE | Tidal Trust II | Clouty Tune ETF | NYSE Arca |
06/22/2023 | VFLO | Victory Portfolios II | VictoryShares Free Cash Flow ETF | NASDAQ Global Market |
06/23/2023 | IBDY | iShares Trust | iShares iBonds Dec 2033 Term Corporate ETF | NYSE Arca |
06/23/2023 | IBHJ | iShares Trust | iShares iBonds 2030 Term High Yield and Income ETF | BATS BZX Exchange |
06/23/2023 | ICOP | iShares Trust | iShares Copper and Metals Mining ETF | NASDAQ Global Market |
06/23/2023 | ILIT | iShares Trust | iShares Lithium Miners and Producers ETF | NASDAQ Global Market |
06/27/2023 | BITX | Volatility Shares Trust | 2x Bitcoin Strategy ETF | BATS BZX Exchange |
06/27/2023 | CRDT | Simplify Exchange Traded Funds | Simplify Opportunistic Income ETF | NYSE Arca |
06/27/2023 | DFCA | Dimensional ETF Trust | Dimensional California Municipal Bond ETF | NYSE Arca |
06/28/2023 | CARD | Bank Of Montreal | MAX Auto Industry -3x Inverse Leveraged ETN | NYSE Arca |
06/28/2023 | CARU | Bank Of Montreal | MAX Auto Industry 3x Leveraged ETN | NYSE Arca |
06/29/2023 | AVGV | American Century ETF Trust | Avantis All Equity Markets Value ETF | NYSE Arca |
06/29/2023 | AVMA | American Century ETF Trust | Avantis Moderate Allocation ETF | NYSE Arca |
06/29/2023 | AVNM | American Century ETF Trust | Avantis All International Markets Equity ETF | NYSE Arca |
06/29/2023 | AVNV | American Century ETF Trust | Avantis All International Markets Value ETF | NYSE Arca |
06/29/2023 | IBTO | iShares Trust | iShares iBonds Dec 2033 Term Treasury ETF | NASDAQ Global Market |
06/29/2023 | LSGR | Natixis ETF Trust II | Natixis Loomis Sayles Focused Growth ETF | NYSE Arca |
06/30/2023 | BDVG | Litman Gregory Funds Trust | IMGP Berkshire Dividend Growth ETF | NYSE Arca |
06/30/2023 | IVVB | BlackRock ETF Trust II | iShares Large Cap Deep Buffer ETF | BATS BZX Exchange |
06/30/2023 | IVVM | BlackRock ETF Trust II | iShares Large Cap Moderate Buffer ETF | BATS BZX Exchange |
07/03/2023 | JULD | Innovator ETFs Trust | Innovator Premium Income 10 Barrier ETF - July | BATS BZX Exchange |
07/03/2023 | JULH | Innovator ETFs Trust | Innovator Premium Income 20 Barrier ETF - July | BATS BZX Exchange |
07/03/2023 | JULJ | Innovator ETFs Trust | Innovator Premium Income 30 Barrier ETF - July | BATS BZX Exchange |
07/03/2023 | JULQ | Innovator ETFs Trust | Innovator Premium Income 40 Barrier ETF - July | BATS BZX Exchange |
07/07/2023 | MUSQ | Exchange Traded Concepts Trust | MUSQ Global Music Industry ETF | NYSE Arca |
07/11/2023 | QIS | Simplify Exchange Traded Funds | Simplify Multi-QIS Alternative ETF | NYSE Arca |
07/11/2023 | SCYB | Schwab Strategic Trust | Schwab High Yield Bond ETF | NYSE Arca |
07/12/2023 | FLOW | Global X Funds | Global X U.S. Cash Flow Kings 100 ETF | NYSE Arca |
07/12/2023 | TFPN | Tidal Trust II | Blueprint Chesapeake Multi-Asset Trend ETF | NYSE Arca |
07/13/2023 | BCHP | Principal Exchange-Traded Funds | Principal Focused Blue Chip ETF | BATS BZX Exchange |
07/13/2023 | CALY | BlackRock ETF Trust II | BlackRock Short-Term California Muni Bond ETF | NASDAQ Global Market |
07/13/2023 | CHPS | DBX ETF Trust | Xtrackers Semiconductor Select Equity ETF | NASDAQ Global Market |
07/13/2023 | GPOW | Goldman Sachs ETF Trust | Goldman Sachs North American Pipelines & Power Equity ETF | BATS BZX Exchange |
07/13/2023 | PSWD | DBX ETF Trust | Xtrackers Cybersecurity Select Equity ETF | NASDAQ Global Market |
07/13/2023 | TXS | Texas Capital Funds Trust | Texas Capital Texas Equity Index ETF | NYSE Arca |
07/13/2023 | UPGR | DBX ETF Trust | Xtrackers US Green Infrastructure Select Equity ETF | NASDAQ Global Market |
07/17/2023 | JMHI | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan High Yield Municipal ETF | NYSE Arca |
07/17/2023 | JMSI | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Sustainable Municipal Income ETF | NYSE Arca |
07/17/2023 | MKOR | Matthews International Funds | Matthews Korea Active ETF | NYSE Arca |
07/18/2023 | TJUL | Innovator ETFs Trust | Innovator Equity Defined Protection ETF - 2 Yr to July 2025 | BATS BZX Exchange |
07/19/2023 | CLOX | Series Portfolios Trust | Panagram AAA CLO ETF | NYSE Arca |
07/19/2023 | TSEC | Touchstone ETF Trust | Touchstone Securitized Income ETF | NYSE Arca |
07/20/2023 | AVDS | American Century ETF Trust | Avantis International Small Cap Equity ETF | NYSE Arca |
07/24/2023 | GJUL | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Moderate Buffer ETF - July | BATS BZX Exchange |
07/24/2023 | XJUL | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - July | BATS BZX Exchange |
07/25/2023 | AMZY | Tidal Trust II | YieldMax AMZN Option Income Strategy ETF | NYSE Arca |
07/26/2023 | DYLG | Global X Funds | Global X Dow 30 Covered Call & Growth ETF | NYSE Arca |
07/26/2023 | PAAA | PGIM ETF Trust | PGIM AAA CLO ETF | NYSE Arca |
07/26/2023 | PSDM | PGIM ETF Trust | PGIM Short Duration Multi-Sector Bond ETF | BATS BZX Exchange |
07/27/2023 | USFI | Franklin Templeton ETF Trust | BrandywineGLOBAL - U.S. Fixed Income ETF | NASDAQ Global Market |
07/28/2023 | FBY | Tidal Trust II | YieldMax META Option Income Strategy ETF | NYSE Arca |
07/28/2023 | GOOY | Tidal Trust II | YieldMax GOOGL Option Income Strategy ETF | NYSE Arca |
07/31/2023 | JPEF | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Equity Focus ETF | NASDAQ Global Market |
07/31/2023 | JPLD | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Limited Duration Bond ETF | BATS BZX Exchange |
08/01/2023 | AUGT | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer10 Aug ETF | NYSE Arca |
08/01/2023 | AUGW | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer20 Aug ETF | NYSE Arca |
08/01/2023 | ROE | EA Series Trust | Astoria US Quality Kings ETF | NASDAQ Global Market |
08/02/2023 | VETZ | Tidal ETF Trust | Academy Veteran Impact ETF | NYSE Arca |
08/03/2023 | FIIG | First Trust Exchange-Traded Fund IV | First Trust Intermediate Duration Investment Grade Corporate ETF | NYSE Arca |
08/03/2023 | HF | Tidal Trust II | DGA Absolute Return ETF | NYSE Arca |
08/03/2023 | MGOV | First Trust Exchange-Traded Fund IV | First Trust Intermediate Government Opportunities ETF | NYSE Arca |
08/08/2023 | NFLY | Tidal Trust II | YieldMax NFLX Option Income Strategy ETF | NYSE Arca |
08/08/2023 | TGLR | ETF Opportunities Trust | LAFFER TENGLER Equity Income ETF | BATS BZX Exchange |
08/09/2023 | ZSC | USCF ETF Trust | USCF Sustainable Commodity Strategy Fund | NYSE Arca |
08/10/2023 | BUXX | EA Series Trust | Strive Enhanced Income Short Maturity ETF | New York Stock Exchange |
08/10/2023 | PUTD | Tidal Trust II | Cboe Validus S&P 500 Dynamic PutWrite Index ETF | BATS BZX Exchange |
08/10/2023 | SDVD | First Trust Exchange-Traded Fund IV | FT Cboe Vest SMID Rising Dividend Achievers Target Income ETF | BATS BZX Exchange |
08/10/2023 | STXT | EA Series Trust | Strive Total Return Bond ETF | New York Stock Exchange |
08/10/2023 | TDVI | First Trust Exchange-Traded Fund IV | FT Cboe Vest Technology Dividend Target Income ETF | BATS BZX Exchange |
08/15/2023 | CANC | Tema ETF Trust | Tema Oncology ETF | NASDAQ Global Market |
08/15/2023 | CONY | Tidal Trust II | YieldMax COIN Option Income Strategy ETF | NYSE Arca |
08/15/2023 | DIVL | Madison ETFs Trust | Madison Dividend Value ETF | NYSE Arca |
08/17/2023 | ROYA | Tema ETF Trust | Tema Global Royalties ETF | BATS BZX Exchange |
08/18/2023 | BRAZ | Global X Funds | Global X Brazil Active ETF | NYSE Arca |
08/18/2023 | NDIA | Global X Funds | Global X India Active ETF | NYSE Arca |
08/21/2023 | GAUG | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Moderate Buffer ETF - August | BATS BZX Exchange |
08/21/2023 | SAUG | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Small Cap Moderate Buffer ETF - August | BATS BZX Exchange |
08/21/2023 | XAUG | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - August | BATS BZX Exchange |
08/22/2023 | AMDS | GraniteShares ETF Trust | GraniteShares 1x Short AMD Daily ETF | NASDAQ Global Market |
08/22/2023 | CAML | Professionally Managed Portfolios | Congress Large Cap Growth ETF | NYSE Arca |
08/22/2023 | CSMD | Professionally Managed Portfolios | Congress SMid Growth ETF | NYSE Arca |
08/22/2023 | CVRD | Madison ETFs Trust | Madison Covered Call ETF | NYSE Arca |
08/22/2023 | NVD | GraniteShares ETF Trust | GraniteShares 1.5x Short NVDA Daily ETF | NASDAQ Global Market |
08/22/2023 | TSDD | GraniteShares ETF Trust | GraniteShares 1.5x Short TSLA Daily ETF | NASDAQ Global Market |
08/22/2023 | TSLR | GraniteShares ETF Trust | GraniteShares 1.75x Long TSLA Daily ETF | NASDAQ Global Market |
08/23/2023 | CMCI | VanEck ETF Trust | VanEck CMCI Commodity Strategy ETF | BATS BZX Exchange |
08/23/2023 | LGRO | ALPS ETF Trust | Level Four Large Cap Growth Active ETF | NASDAQ Global Market |
08/23/2023 | LUXX | Listed Funds Trust | Roundhill S&P Global Luxury ETF | NYSE Arca |
08/24/2023 | FCFY | First Trust Exchange-Traded Fund | First Trust S&P 500 Diversified Free Cash Flow ETF | NYSE Arca |
08/25/2023 | DISO | Tidal Trust II | YieldMax DIS Option Income Strategy ETF | NYSE Arca |
08/25/2023 | KEM | KraneShares Trust | KraneShares Dynamic Emerging Markets Strategy ETF | NYSE Arca |
08/25/2023 | MSFO | Tidal Trust II | YieldMax MSFT Option Income Strategy ETF | NYSE Arca |
08/28/2023 | DARP | Tidal Trust II | Grizzle Growth ETF | NYSE Arca |
08/28/2023 | RINC | Investment Managers Series Trust II | AXS Real Estate Income ETF | NYSE Arca |
08/29/2023 | MAGG | Madison ETFs Trust | Madison Aggregate Bond ETF | NYSE Arca |
08/30/2023 | PCGG | Litman Gregory Funds Trust | Polen Capital Global Growth ETF | NYSE Arca |
08/30/2023 | USSE | Segall Bryant & Hamill Trust | Segall Bryant & Hamill Select Equity ETF | NYSE Arca |
08/31/2023 | AHLT | American Beacon Select Funds | American Beacon AHL Trend ETF | NYSE Arca |
08/31/2023 | FTWO | EA Series Trust | Strive FAANG 2.0 ETF | NYSE Arca |
08/31/2023 | XOMO | Tidal Trust II | YieldMax XOM Option Income Strategy ETF | NYSE Arca |
09/01/2023 | ISEP | Innovator ETFs Trust | Innovator International Developed Power Buffer ETF September | NYSE Arca |
09/01/2023 | SEPT | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer10 Sep ETF | NYSE Arca |
09/01/2023 | SEPW | AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer20 Sep ETF | NYSE Arca |
09/06/2023 | MSTI | Madison ETFs Trust | Madison Short Term Strategic Income ETF | NYSE Arca |
09/06/2023 | RSST | Tidal Trust II | Return Stacked U.S. Stocks & Managed Futures ETF | BATS BZX Exchange |
09/06/2023 | XFIX | The RBB Fund, Inc. | F/m Opportunistic Income ETF | NASDAQ Global Market |
09/07/2023 | KLXY | KraneShares Trust | KraneShares Global Luxury Index ETF | NYSE Arca |
09/12/2023 | JPMO | Tidal Trust II | YieldMax JPM Option Income Strategy ETF | NYSE Arca |
09/12/2023 | KSEA | KraneShares Trust | KraneShares Rockefeller Ocean Engagement ETF | NYSE Arca |
09/12/2023 | SPDG | SPDR Series Trust | SPDR Portfolio S&P Sector Neutral Dividend ETF | NYSE Arca |
09/13/2023 | COWS | Amplify ETF Trust | Amplify Cash Flow Dividend Leaders ETF | NASDAQ Global Market |
09/13/2023 | DCOR | Dimensional ETF Trust | Dimensional US Core Equity 1 ETF | NYSE Arca |
09/13/2023 | NVDD | Direxion Shares ETF Trust | Direxion Daily NVDA Bear 1X Shares | NASDAQ Global Market |
09/13/2023 | NVDU | Direxion Shares ETF Trust | Direxion Daily NVDA Bull 1.5X Shares | NASDAQ Global Market |
09/13/2023 | SHLD | Global X Funds | Global X Defense Tech ETF | NYSE Arca |
09/14/2023 | JGLO | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Global Select Equity ETF | NASDAQ Global Market |
09/14/2023 | JIVE | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan International Value ETF | NASDAQ Global Market |
09/14/2023 | MAPP | Harbor ETF Trust | Harbor Multi-Asset Explorer ETF | NYSE Arca |
09/14/2023 | QQQY | Tidal Trust II | Defiance Nasdaq 100 Enhanced Options Income ETF | NASDAQ Global Market |
09/14/2023 | SMRI | EA Series Trust | Bushido Capital US Equity ETF | NASDAQ Global Market |
09/15/2023 | BGIG | ETF Series Solutions | Bahl & Gaynor Income Growth ETF | NYSE Arca |
09/15/2023 | IBIA | iShares Trust | iShares iBonds Oct 2024 Term TIPS ETF | NYSE Arca |
09/15/2023 | IBIB | iShares Trust | iShares iBonds Oct 2025 Term TIPS ETF | NYSE Arca |
09/15/2023 | IBIC | iShares Trust | iShares iBonds Oct 2026 Term TIPS ETF | NYSE Arca |
09/15/2023 | IBID | iShares Trust | iShares iBonds Oct 2027 Term TIPS ETF | NYSE Arca |
09/15/2023 | IBIE | iShares Trust | iShares iBonds Oct 2028 Term TIPS ETF | NYSE Arca |
09/18/2023 | GSEP | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Moderate Buffer ETF - September | BATS BZX Exchange |
09/18/2023 | HYSA | BondBloxx ETF Trust | BondBloxx USD High Yield Bond Sector Rotation ETF | NYSE Arca |
09/18/2023 | XISE | First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Buffer & Premium Income ETF - September | BATS BZX Exchange |
09/19/2023 | AMDY | Tidal Trust II | Yieldmax AMD Option Income Strategy ETF | NYSE Arca |
09/19/2023 | JEPY | Tidal Trust II | Defiance S&P 500 Enhanced Options Income ETF | NYSE Arca |
09/19/2023 | LGLZ | Tidal ETF Trust | Subversive Cannabis ETF | BATS BZX Exchange |
09/20/2023 | BSCX | Invesco Exchange-Traded Self-Indexed Fund Trust | Invesco BulletShares 2033 Corporate Bond ETF | NASDAQ Global Market |
09/20/2023 | BSJV | Invesco Exchange-Traded Self-Indexed Fund Trust | Invesco BulletShares 2031 High Yield Corporate Bond ETF | NASDAQ Global Market |
09/20/2023 | BSSX | Invesco Exchange-Traded Self-Indexed Fund Trust | Invesco BulletShares 2033 Municipal Bond ETF | NASDAQ Global Market |
09/20/2023 | FDIV | EA Series Trust | MarketDesk Focused U.S. Dividend ETF | NASDAQ Global Market |
09/20/2023 | HCOW | Amplify ETF Trust | Amplify Cash Flow High Income ETF | NASDAQ Global Market |
09/20/2023 | LRGC | AB Active ETFs, Inc. | AB US Large Cap Strategic Equities ETF | NYSE Arca |
09/21/2023 | DESK | VanEck ETF Trust | VanEck Office and Commercial REIT ETF | NYSE Arca |
09/21/2023 | IBIF | iShares Trust | iShares iBonds Oct 2029 Term TIPS ETF | NYSE Arca |
09/21/2023 | IBIG | iShares Trust | iShares iBonds Oct 2030 Term TIPS ETF | NYSE Arca |
09/21/2023 | IBIH | iShares Trust | iShares iBonds Oct 2031 Term TIPS ETF | NYSE Arca |
09/21/2023 | IBII | iShares Trust | iShares iBonds Oct 2032 Term TIPS ETF | NYSE Arca |
09/21/2023 | IBIJ | iShares Trust | iShares iBonds Oct 2033 Term TIPS ETF | NYSE Arca |
09/21/2023 | WABF | Franklin Templeton ETF Trust | Western Asset Bond ETF | NASDAQ Global Market |
09/22/2023 | ADVE | Matthews International Funds | Matthews Asia Dividend Active ETF | NYSE Arca |
09/22/2023 | ASIA | Matthews International Funds | Matthews Pacific Tiger Active ETF | NYSE Arca |
09/22/2023 | LNGG | Listed Funds Trust | Roundhill Alerian LNG ETF | NYSE Arca |
09/22/2023 | EMSF | Matthews International Funds | Matthews Emerging Markets Sustainable Future Active ETF | NYSE Arca |
09/22/2023 | INDE | Matthews International Funds | Matthews India Active ETF | NYSE Arca |
09/22/2023 | JPAN | Matthews International Funds | Matthews Japan Active ETF | NYSE Arca |
09/26/2023 | GGM | Northern Lights Fund Trust II | GGM Macro Alignment ETF | NYSE Arca |
09/26/2023 | PYPY | Tidal Trust II | YieldMax PYPL Option Income Strategy ETF | NYSE Arca |
09/27/2023 | BAMB | Brookstone Intermediate Bond ETF | Brookstone Intermediate Bond ETF | BATS BZX Exchange |
09/27/2023 | BAMG | Brookstone Intermediate Bond ETF | Brookstone Growth Stock ETF | BATS BZX Exchange |
09/27/2023 | BAMU | Brookstone Intermediate Bond ETF | Brookstone Ultra-Short Bond ETF | BATS BZX Exchange |
09/27/2023 | BAMV | Brookstone Intermediate Bond ETF | Brookstone Value Stock ETF | BATS BZX Exchange |
09/27/2023 | DFAW | Dimensional ETF Trust | Dimensional World Equity ETF | NYSE Arca |
09/27/2023 | DUSB | Dimensional ETF Trust | Dimensional Ultrashort Fixed Income ETF | NYSE Arca |
Related Files
Contact Information
- Nasdaq Listing Qualifications at
+1 301 978 8008.